13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 6,811 holding rows worth $430,004,068,000.
- Accession
- 0000895421-20-000215
- Filer
- CIK 895421
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 22,495 entries on the cover page, a total value of $430,004,068,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $430,004,068,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MITEK SYS INC | 606710200 | COM NEW | 138,166 | $1,057,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 33,249 | $1,057,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 148,763 | $1,052,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 92,135 | $1,051,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 55,233 | $1,049,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 50,388 | $1,043,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 41,639 | $1,043,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 26,961 | $1,043,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 37,955 | $1,041,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 5,246 | $1,041,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 238,694 | $1,040,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 20,264 | $1,038,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 32,796 | $1,038,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 141,023 | $1,036,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 85,948 | $1,035,000 | thousands by filing date | |
| WANDA SPORTS GROUP CO LTD | 93368R101 | SPONSORED ADS | 422,400 | $1,035,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 38,894 | $1,030,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 247,141 | $1,023,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 20,135 | $1,014,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 92,231 | $1,012,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 98,895 | $1,011,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 43,125 | $1,011,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 60,099 | $1,009,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 158,441 | $1,007,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 98,807 | $1,005,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 32,143 | $1,002,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 32,159 | $1,001,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 3,020 | $998,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 56,852 | $994,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 100,341 | $994,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 86,136 | $992,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 49,502 | $991,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 104,261 | $991,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 105,007 | $990,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 90,218 | $990,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 29,651 | $987,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 38,651 | $986,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 87,436 | $986,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 26,004 | $985,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 53,599 | $985,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 33,803 | $984,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 46,498 | $984,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 47,181 | $982,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 33,743 | $980,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 69,940 | $980,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 176,329 | $979,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 115,819 | $976,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 18,678 | $973,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 27,016 | $973,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 132,264 | $973,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 24,533 | $972,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 210,244 | $972,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 26,186 | $971,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 132,450 | $971,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 672,000 | $971,000 | thousands by filing date | principal |
| KADMON HLDGS INC | 48283N106 | COM | 213,538 | $968,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 71,662 | $966,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 1,041,901 | $966,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 144,198 | $962,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 59,566 | $960,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 107,821 | $960,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 3,287 | $955,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 62,642 | $955,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 55,843 | $953,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 30,237 | $953,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 6,842 | $952,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 293,235 | $952,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 64,374 | $951,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 200,725 | $951,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 13,312 | $949,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 69,081 | $949,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 80,115 | $948,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 13,266 | $947,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 23,602 | $947,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 901,937 | $947,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 69,697 | $946,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 238,721 | $943,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 56,629 | $943,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 4,468 | $939,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 72,231 | $938,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 81,564 | $936,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 28,009 | $935,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 26,247 | $933,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 8,728 | $930,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 56,577 | $929,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 220,191 | $929,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 85,242 | $928,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 57,834 | $926,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 63,856 | $926,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 53,292 | $926,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 13,130 | $919,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 376,429 | $919,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 46,485 | $918,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 114,670 | $915,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 53,846 | $913,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 36,899 | $912,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 121,482 | $912,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 58,482 | $904,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 13,096 | $902,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 17,134 | $902,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 533,616 | $901,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 68,868 | $901,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 15,200 | $896,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 412,545 | $895,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 105,593 | $894,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 263,854 | $892,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 80,240 | $889,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 67,184 | $889,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 1,250,000 | $887,000 | thousands by filing date | principal |
| Rithm Property Trust Inc | 38983D300 | REIT | 59,659 | $883,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 161,841 | $879,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 79,790 | $874,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 36,819 | $873,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 56,921 | $873,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 58,745 | $872,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 79,642 | $865,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 29,386 | $864,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 77,332 | $863,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 30,476 | $861,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 829,000 | $859,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 15,996 | $858,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 985,000 | $852,000 | thousands by filing date | principal |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 660,089 | $851,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 13,119 | $850,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 8,881 | $850,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 851,000 | $850,000 | thousands by filing date | principal |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 179,214 | $849,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 57,939 | $847,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 45,751 | $846,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 35,269 | $845,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 74,585 | $844,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 192,640 | $844,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 844,000 | $844,000 | thousands by filing date | principal |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 15,191 | $841,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 95,741 | $841,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 23,848 | $841,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 28,372 | $840,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 9,350 | $840,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 35,406 | $837,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P522 | FUND | 18,136 | $837,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 21,884 | $834,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 42,077 | $829,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 80,891 | $826,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 37,517 | $825,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 90,059 | $824,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 43,305 | $823,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 25,025 | $822,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 32,570 | $821,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 32,675 | $820,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 77,178 | $819,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 377,202 | $819,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 49,573 | $818,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 49,133 | $817,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 69,572 | $817,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 76,037 | $812,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 26,982 | $812,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 44,269 | $809,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 65,901 | $808,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 10,531 | $808,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 37,427 | $808,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 305,611 | $807,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 303,052 | $806,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 75,789 | $806,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 15,936 | $802,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 18,867 | $802,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 801,000 | $802,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 34,552 | $801,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 265,747 | $799,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 104,197 | $799,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 18,761 | $797,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 77,315 | $795,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 133,353 | $795,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 42,912 | $795,000 | thousands by filing date | |
| SEA LTD | 81141RAB6 | CONV BD US | 370,000 | $795,000 | thousands by filing date | principal |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 25,607 | $794,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 36,229 | $792,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 18,026 | $790,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 96,714 | $790,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 15,842 | $786,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 291,765 | $783,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 105,579 | $781,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 32,409 | $781,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 46,174 | $780,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 800,000 | $780,000 | thousands by filing date | principal |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 51,110 | $775,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 45,521 | $773,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 11,056 | $773,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 30,037 | $772,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 153,078 | $767,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 21,861 | $766,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 30,690 | $765,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 60,611 | $764,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 88,479 | $763,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 28,071 | $762,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 16,641 | $760,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 12,665 | $758,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 36,566 | $757,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 264,324 | $756,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 47,213 | $755,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 19,090 | $755,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 62,955 | $754,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 54,499 | $752,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 83,933 | $752,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 40,635 | $749,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 15,446 | $749,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 46,771 | $749,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 36,838 | $747,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 45,614 | $747,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 22,808 | $745,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 71,783 | $744,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 43,678 | $741,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 30,380 | $741,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 64,053 | $741,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 416,773 | $738,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 19,997 | $738,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 132,168 | $736,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 37,557 | $735,000 | thousands by filing date | |
| AVITA MEDICAL LTD | 053792107 | SPONSORED ADS | 80,798 | $735,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 236,902 | $732,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 750,000 | $731,000 | thousands by filing date | principal |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 41,458 | $730,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 145,681 | $728,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 32,836 | $727,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 2,175 | $725,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 27,542 | $724,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 28,865 | $720,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 47,084 | $719,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 31,205 | $715,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 21,307 | $715,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 52,682 | $714,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 291,352 | $714,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 35,609 | $713,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 172,181 | $709,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 47,682 | $709,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25460E539 | ETF | 57,355 | $708,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 7,919 | $708,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 26,284 | $706,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 32,678 | $706,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 7,866 | $705,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 18,128 | $705,000 | thousands by filing date | |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 18,435 | $702,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 48,424 | $701,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 17,068 | $700,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 33,283 | $699,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 41,263 | $699,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 20,652 | $699,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 767,742 | $699,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 18,394 | $697,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 24,070 | $697,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 31,813 | $696,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 33,194 | $692,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 109,350 | $692,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 31,748 | $692,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 37,971 | $689,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 71,764 | $686,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 35,494 | $685,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 1,428,000 | $685,000 | thousands by filing date | principal |
| PAR TECHNOLOGY CORP | 698884103 | COM | 22,166 | $681,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 31,248 | $681,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 22,536 | $679,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 19,923 | $677,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 20,198 | $673,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 141,843 | $671,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 140,278 | $668,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 794,000 | $668,000 | thousands by filing date | principal |
| 180 DEGREE CAP CORP | 68235B109 | COM | 310,585 | $668,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 13,448 | $667,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 175,156 | $661,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 138,386 | $660,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 46,330 | $659,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 35,812 | $658,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 58,555 | $656,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 33,705 | $656,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 23,570 | $654,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 108,643 | $654,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 11,835 | $650,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 83,850 | $650,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 89,167 | $650,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 5,066 | $650,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 49,334 | $649,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 60,592 | $647,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 132,891 | $646,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 13,410 | $646,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 46,015 | $644,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 181,445 | $644,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 24,777 | $641,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 33,616 | $640,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 91,395 | $639,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 37,924 | $637,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 716,188 | $637,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 21,405 | $636,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 78,348 | $636,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 1,902 | $634,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 22,351 | $632,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 74,165 | $631,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 40,518 | $627,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 44,935 | $627,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 30,080 | $627,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 78,157 | $627,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 102,584 | $627,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 92,213 | $626,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 78,119 | $625,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 9,326 | $625,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 106,706 | $624,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 55,597 | $624,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 252,226 | $623,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 27,412 | $620,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 178,116 | $619,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 75,134 | $618,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 43,694 | $618,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 43,145 | $618,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 43,756 | $616,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 77,552 | $615,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 16,604 | $615,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 13,398 | $615,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 23,981 | $615,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 8,144 | $614,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 17,261 | $614,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 105,000 | $614,000 | thousands by filing date | principal |
| SURGERY PARTNERS INC | 86881A100 | COM | 39,055 | $611,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 2,936 | $611,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 41,237 | $610,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 33,206 | $609,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 15,150 | $607,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 5,609 | $606,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 250,206 | $603,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 42,296 | $602,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 25,327 | $599,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 25,150 | $597,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 12,378 | $596,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 15,477 | $595,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 66,513 | $595,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 80,044 | $594,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 48,292 | $594,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 47,193 | $593,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 9,739 | $588,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 11,515 | $588,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 25,742 | $587,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 210,396 | $586,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 35,749 | $585,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 33,345 | $585,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 13,615 | $584,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 9,243 | $582,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 25,665 | $581,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 585,000 | $581,000 | thousands by filing date | principal |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 37,281 | $578,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 158,907 | $577,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 255,987 | $576,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 71,610 | $575,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 38,562 | $575,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 14,573 | $575,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 34,746 | $572,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 10,448 | $569,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 155,700 | $569,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 61,677 | $569,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 135,440 | $568,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 12,046 | $566,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 29,461 | $566,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 26,800 | $565,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 50,819 | $565,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 24,047 | $565,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 11,658 | $564,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 39,368 | $563,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 37,730 | $562,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 3,524 | $561,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 558,000 | $559,000 | thousands by filing date | principal |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 49,749 | $557,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 67,107 | $557,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 359,057 | $556,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 179,131 | $555,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 16,143 | $555,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 18,713 | $555,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 40,777 | $553,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 22,691 | $551,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 81,153 | $550,000 | thousands by filing date | |
| SUTTER ROCK CAP CORP | 86944Q100 | COM | 83,675 | $549,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 30,500 | $549,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 37,393 | $547,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 41,171 | $545,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 16,132 | $545,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 101,000 | $543,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 50,641 | $543,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 18,693 | $542,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 119,264 | $540,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 187,315 | $540,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 408,570 | $540,000 | thousands by filing date | |
| INVESCO CURNCYSHS SWEDSH KRO | 46138V109 | SWEDISH KRONA | 5,490 | $540,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 60,698 | $539,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 139,289 | $538,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 66,323 | $538,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 66,089 | $538,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 37,865 | $534,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 16,794 | $533,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 13,829 | $530,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 35,536 | $530,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 46,007 | $527,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 28,254 | $526,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 18,223 | $525,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 35,109 | $525,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 10,987 | $525,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 101,564 | $524,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 111,108 | $521,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 24,227 | $519,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 25,650 | $519,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 64,536 | $519,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 28,502 | $517,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 20,327 | $516,000 | thousands by filing date | |
| NEWPARK RES INC | 651718AE8 | NOTE 4.000%12/0 | 500,000 | $515,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 7,785 | $514,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 64,079 | $514,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 189,337 | $513,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 24,961 | $513,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 128,596 | $511,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 350,000 | $510,000 | thousands by filing date | principal |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 4,099 | $509,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 13,362 | $508,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 45,934 | $505,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 500,000 | $504,000 | thousands by filing date | principal |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 7,278 | $504,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 79,651 | $502,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 34,383 | $502,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 72,800 | $500,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 51,693 | $500,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 29,883 | $498,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 17,499 | $496,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 27,871 | $496,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 143,879 | $496,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 20,558 | $495,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 103,662 | $494,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 18,533 | $492,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 13,290 | $491,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 501,000 | $491,000 | thousands by filing date | principal |
| VSE CORP COM | 918284100 | Stock | 12,774 | $487,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 22,482 | $487,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 237,666 | $487,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 148,647 | $486,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 20,999 | $484,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 146,933 | $484,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 37,378 | $483,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 48,408 | $482,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 34,396 | $481,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 82,141 | $480,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 43,792 | $480,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 28,368 | $480,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 234,739 | $479,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 576,878 | $479,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 41,462 | $478,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 169,236 | $477,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 35,588 | $477,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 25,578 | $477,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 39,856 | $477,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 8,368 | $477,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 31,616 | $477,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 20,254 | $476,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 16,935 | $476,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 118,314 | $476,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 459,527 | $475,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 33,315 | $474,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 26,946 | $473,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 18,873 | $471,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 8,505 | $471,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 9,444 | $470,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 163,561 | $468,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 274,978 | $468,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 20,544 | $467,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 50,642 | $467,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 30,133 | $467,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 15,065 | $466,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 13,480 | $463,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 15,011 | $463,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 4,885 | $463,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 19,294 | $463,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 33,575 | $462,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 52,711 | $460,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793203 | COM | 44,308 | $460,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 33,299 | $459,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 12,115 | $458,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 67,846 | $458,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 4,338 | $458,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 28,980 | $457,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 12,668 | $454,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 13,641 | $453,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 44,736 | $452,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 4,752 | $450,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 14,441 | $450,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 575,000 | $449,000 | thousands by filing date | principal |
| XPEL INC | 98379L100 | COM | 30,445 | $446,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 80,463 | $446,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 9,489 | $444,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 52,459 | $444,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 108,932 | $444,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 28,265 | $442,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 16,579 | $441,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 40,351 | $439,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 180,573 | $439,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 304,000 | $439,000 | thousands by filing date | principal |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 17,407 | $437,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 178,439 | $437,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 23,003 | $436,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 15,171 | $436,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-20-000215 | this filing | 2020-02-14 | acceptance time not in the bulk data set |