13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 6,811 holding rows worth $430,004,068,000.
- Accession
- 0000895421-20-000215
- Filer
- CIK 895421
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 22,495 entries on the cover page, a total value of $430,004,068,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $430,004,068,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 44,216 | $3,747,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 39,865 | $3,746,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 116,135 | $3,743,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 169,555 | $3,735,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 3,314,000 | $3,732,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 228,300 | $3,731,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 82,608 | $3,729,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 240,096 | $3,726,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 296,599 | $3,723,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 79,161 | $3,721,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 287,948 | $3,703,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 38,560 | $3,694,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 428,947 | $3,693,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 1,801,342 | $3,693,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 201,211 | $3,689,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 83,315 | $3,683,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 109,291 | $3,682,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 113,826 | $3,678,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 66,159 | $3,674,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 274,955 | $3,673,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 76,608 | $3,671,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 145,352 | $3,671,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 160,840 | $3,667,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 2,599,442 | $3,665,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 451,558 | $3,654,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 106,067 | $3,648,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 158,554 | $3,647,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 26,187 | $3,640,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 282,397 | $3,638,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 131,757 | $3,637,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 72,783 | $3,635,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 251,979 | $3,633,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 3,255 | $3,631,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 91,758 | $3,629,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 96,431 | $3,626,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 298,990 | $3,624,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 71,553 | $3,622,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 274,882 | $3,615,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 150,632 | $3,615,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 73,947 | $3,613,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 606,262 | $3,613,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 102,265 | $3,606,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 54,488 | $3,597,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 573,494 | $3,596,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 99,091 | $3,592,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 171,168 | $3,588,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 171,766 | $3,587,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 3,644,000 | $3,587,000 | thousands by filing date | principal |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 129,463 | $3,581,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 306,896 | $3,578,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 902,381 | $3,574,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 265,713 | $3,574,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 235,235 | $3,569,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 579,966 | $3,567,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 248,559 | $3,567,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 98,482 | $3,566,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 4,006,455 | $3,564,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 53,057 | $3,563,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 104,256 | $3,559,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 117,476 | $3,555,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 253,879 | $3,549,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 3,573,000 | $3,542,000 | thousands by filing date | principal |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 912,420 | $3,539,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 36,884 | $3,539,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 395,317 | $3,534,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 710,850 | $3,529,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 59,188 | $3,527,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 141,303 | $3,523,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 59,051 | $3,522,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 496,762 | $3,507,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 51,940 | $3,506,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 127,859 | $3,497,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 34,104 | $3,492,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 449,692 | $3,490,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 227,670 | $3,486,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 354,832 | $3,483,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 446,027 | $3,479,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 84,530 | $3,471,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 127,614 | $3,470,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 569,748 | $3,464,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 243,181 | $3,463,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 110,910 | $3,462,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 83,148 | $3,458,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 282,729 | $3,458,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 311,463 | $3,457,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 2,780,000 | $3,456,000 | thousands by filing date | principal |
| BLUEBIRD BIO INC | 09609G100 | COM | 39,247 | $3,444,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 203,795 | $3,444,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 168,377 | $3,442,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 244,132 | $3,442,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 400,585 | $3,438,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 55,024 | $3,435,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 48,437 | $3,434,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 223,543 | $3,431,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 473,895 | $3,431,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 145,418 | $3,425,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 339,070 | $3,414,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 100,646 | $3,408,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 206,707 | $3,404,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 17,786 | $3,402,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 250,542 | $3,398,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 99,425 | $3,397,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 77,159 | $3,395,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 3,417,000 | $3,395,000 | thousands by filing date | principal |
| NRC HEALTH | 637372202 | COMMON STOCK | 51,407 | $3,390,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 2,841,000 | $3,390,000 | thousands by filing date | principal |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 604,198 | $3,371,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 236,918 | $3,368,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 87,319 | $3,361,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 284,451 | $3,359,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 129,353 | $3,353,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 222,185 | $3,349,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 44,532 | $3,346,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 151,835 | $3,345,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 61,009 | $3,341,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 44,080 | $3,337,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 519,957 | $3,333,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 22,228 | $3,329,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 39,327 | $3,320,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 36,204 | $3,317,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 103,683 | $3,316,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 39,811 | $3,308,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 34,509 | $3,308,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 129,654 | $3,306,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 50,200 | $3,301,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 101,688 | $3,300,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 271,284 | $3,296,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 427,741 | $3,294,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 126,139 | $3,292,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 174,918 | $3,292,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 98,562 | $3,285,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 170,068 | $3,281,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G680 | S&P FINCIAL REVE | 44,384 | $3,276,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 86,372 | $3,272,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 241,799 | $3,265,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 69,474 | $3,261,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 56,792 | $3,257,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 2,171,149 | $3,256,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 129,741 | $3,253,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 3,096,000 | $3,250,000 | thousands by filing date | principal |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 77,444 | $3,246,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 166,431 | $3,241,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 180,780 | $3,239,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 3,169,000 | $3,229,000 | thousands by filing date | principal |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 514,819 | $3,218,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 141,898 | $3,214,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 226,030 | $3,202,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 96,185 | $3,198,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 133,303 | $3,197,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 75,038 | $3,196,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 195,048 | $3,186,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 94,000 | $3,183,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 18,609 | $3,183,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 162,057 | $3,178,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 167,637 | $3,170,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 57,331 | $3,155,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 36,475 | $3,153,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 62,417 | $3,152,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 211,262 | $3,139,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 128,319 | $3,137,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 574,106 | $3,134,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 229,692 | $3,130,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 170,362 | $3,128,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 283,902 | $3,128,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 41,860 | $3,126,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 136,338 | $3,119,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 230,375 | $3,119,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 58,680 | $3,118,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 123,428 | $3,118,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 57,755 | $3,116,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 164,839 | $3,112,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 138,915 | $3,105,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 121,918 | $3,098,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 404,618 | $3,095,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 505,199 | $3,092,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 694,124 | $3,089,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 174,145 | $3,086,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 230,288 | $3,085,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 47,673 | $3,085,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 312,745 | $3,084,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 138,509 | $3,083,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 65,096 | $3,080,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,314,318 | $3,076,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 375,393 | $3,075,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 529,198 | $3,075,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 519,559 | $3,071,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 29,686 | $3,069,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 71,178 | $3,069,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 314,048 | $3,068,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 287,183 | $3,067,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 218,990 | $3,066,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 155,661 | $3,063,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 143,863 | $3,063,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 56,915 | $3,061,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 84,999 | $3,053,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 130,792 | $3,048,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 833,719 | $3,043,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 2,750,000 | $3,028,000 | thousands by filing date | principal |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 75,860 | $3,027,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 80,175 | $3,026,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 115,701 | $3,021,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 73,044 | $3,015,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 46,681 | $3,002,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 138,513 | $3,000,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 97,888 | $2,990,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 191,807 | $2,985,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 176,239 | $2,978,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 240,158 | $2,978,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 210,060 | $2,972,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 53,428 | $2,960,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 89,095 | $2,958,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 726,524 | $2,957,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 195,649 | $2,954,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 135,999 | $2,954,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 85,684 | $2,951,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 330,807 | $2,947,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 261,355 | $2,941,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 2,501,000 | $2,941,000 | thousands by filing date | principal |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 135,862 | $2,940,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 811,211 | $2,936,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 77,254 | $2,931,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 128,200 | $2,924,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 207,676 | $2,919,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 59,926 | $2,909,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 70,152 | $2,907,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 133,699 | $2,904,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 466,246 | $2,904,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 167,213 | $2,896,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 258,768 | $2,890,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 125,886 | $2,883,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 194,156 | $2,882,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 70,316 | $2,881,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 155,643 | $2,879,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 287,798 | $2,878,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 660,578 | $2,874,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 96,621 | $2,873,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 2,598,000 | $2,864,000 | thousands by filing date | principal |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 231,766 | $2,862,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 30,009 | $2,862,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 46,386 | $2,861,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 473,973 | $2,857,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 146,496 | $2,855,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 79,801 | $2,854,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 479,676 | $2,854,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 110,115 | $2,849,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 56,327 | $2,848,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 2,320,000 | $2,841,000 | thousands by filing date | principal |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 280,449 | $2,840,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 85,436 | $2,834,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 259,304 | $2,824,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 182,764 | $2,819,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 2,995,000 | $2,818,000 | thousands by filing date | principal |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 49,804 | $2,817,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 320,662 | $2,808,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 2,893,000 | $2,803,000 | thousands by filing date | principal |
| GLADSTONE LAND CORP | 376549101 | REIT | 215,715 | $2,798,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 133,966 | $2,792,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 3,067,000 | $2,791,000 | thousands by filing date | principal |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 61,920 | $2,790,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 725,680 | $2,787,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 1,154,774 | $2,785,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 67,754 | $2,784,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 87,852 | $2,784,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 100,128 | $2,782,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 70,649 | $2,782,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 162,760 | $2,781,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 162,379 | $2,781,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 25,556 | $2,779,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 522,260 | $2,778,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 133,961 | $2,774,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 187,092 | $2,772,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 246,785 | $2,771,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 48,925 | $2,766,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 113,970 | $2,766,000 | thousands by filing date | |
| ETRACS BLOOMBERG CMDY TTL RTNSM ETN | 90269A450 | ETF | 181,830 | $2,763,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 127,343 | $2,752,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 348,824 | $2,752,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 198,938 | $2,751,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 14,986 | $2,747,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 539,506 | $2,747,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 83,351 | $2,732,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 288,298 | $2,727,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 2,049,701 | $2,726,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 1,295,452 | $2,720,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 180,179 | $2,719,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 312,847 | $2,716,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 113,319 | $2,714,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 172,090 | $2,711,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 258,833 | $2,710,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 24,693 | $2,708,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 297,002 | $2,706,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 5,301,607 | $2,704,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 66,193 | $2,701,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 868,112 | $2,700,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 397,929 | $2,698,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 446,625 | $2,697,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 185,285 | $2,696,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 61,599 | $2,693,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 26,887 | $2,685,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 63,514 | $2,682,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 438,695 | $2,672,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 28,322 | $2,670,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 101,237 | $2,669,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 50,701 | $2,667,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 121,155 | $2,666,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 2,500,000 | $2,663,000 | thousands by filing date | principal |
| CSW INDUSTRIALS INC | 126402106 | COM | 34,578 | $2,662,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 119,287 | $2,658,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 57,632 | $2,657,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 252,126 | $2,654,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 369,811 | $2,651,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 192,939 | $2,649,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 364,856 | $2,648,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 189,465 | $2,645,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 95,235 | $2,640,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 187,348 | $2,639,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 53,031 | $2,638,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 82,419 | $2,634,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 198,540 | $2,631,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 218,192 | $2,631,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 442,843 | $2,630,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 2,550,000 | $2,629,000 | thousands by filing date | principal |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 64,194 | $2,628,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 72,364 | $2,622,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 171,466 | $2,619,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 80,217 | $2,615,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 111,466 | $2,615,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 264,308 | $2,614,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 295,762 | $2,614,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 722,009 | $2,613,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 76,111 | $2,612,000 | thousands by filing date | |
| MORGAN STANLEY | 617480272 | LNG EURO ETN20 | 105,044 | $2,604,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 56,990 | $2,602,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 197,464 | $2,598,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 89,640 | $2,591,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 134,254 | $2,589,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 102,621 | $2,582,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,089,108 | $2,581,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 366,826 | $2,580,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 846,428 | $2,572,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 321,505 | $2,569,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 76,521 | $2,568,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 3,100,028 | $2,560,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 849,600 | $2,557,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 84,262 | $2,547,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 120,483 | $2,545,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 448,510 | $2,542,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 154,242 | $2,539,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 181,703 | $2,536,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 95,556 | $2,536,000 | thousands by filing date | |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 126,067 | $2,534,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 38,480 | $2,532,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 162,498 | $2,528,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 2,511,000 | $2,525,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 25,515 | $2,524,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 235,660 | $2,524,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 145,563 | $2,521,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 2,603,000 | $2,521,000 | thousands by filing date | principal |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 602,989 | $2,520,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 597,166 | $2,519,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 153,369 | $2,518,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 100,615 | $2,518,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 62,311 | $2,511,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 46,760 | $2,511,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 75,982 | $2,508,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 149,396 | $2,501,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 105,118 | $2,495,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 139,379 | $2,491,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 122,278 | $2,482,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 269,137 | $2,482,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 134,800 | $2,473,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 168,596 | $2,469,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 282,291 | $2,467,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 183,081 | $2,464,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 119,625 | $2,453,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 270,934 | $2,452,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 343,842 | $2,451,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 364,644 | $2,443,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 183,299 | $2,441,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 22,122 | $2,432,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 281,848 | $2,424,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 174,459 | $2,423,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 151,557 | $2,421,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 151,393 | $2,420,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 52,770 | $2,417,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 49,345 | $2,415,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 66,348 | $2,414,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 164,611 | $2,413,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 353,594 | $2,412,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 102,175 | $2,410,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 38,678 | $2,409,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 22,395 | $2,403,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 77,650 | $2,399,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 178,758 | $2,395,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 79,115 | $2,390,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 26,359 | $2,384,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 171,530 | $2,384,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 38,289 | $2,383,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 53,297 | $2,382,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 304,738 | $2,377,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 234,066 | $2,375,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 173,248 | $2,373,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,106,044 | $2,368,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 71,212 | $2,365,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 185,138 | $2,360,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 72,346 | $2,356,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 81,359 | $2,355,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 3,463,000 | $2,355,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 42,730 | $2,354,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 238,027 | $2,354,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 92,097 | $2,352,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 141,103 | $2,350,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 19,558 | $2,349,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 100,285 | $2,348,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 100,123 | $2,342,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 154,492 | $2,340,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 265,098 | $2,338,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 135,746 | $2,335,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 407,976 | $2,334,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 45,091 | $2,333,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 391,197 | $2,331,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 208,886 | $2,325,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 112,422 | $2,323,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 212,966 | $2,322,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 3,432,419 | $2,322,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 65,139 | $2,321,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 53,516 | $2,317,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 36,235 | $2,310,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 183,515 | $2,309,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 54,641 | $2,297,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 2,592,000 | $2,295,000 | thousands by filing date | principal |
| TRIMAS CORP | 896215209 | COM NEW | 73,004 | $2,293,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 160,969 | $2,286,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 296,623 | $2,285,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 150,522 | $2,283,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 130,420 | $2,282,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 37,896 | $2,279,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 91,701 | $2,279,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 85,511 | $2,274,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 1,598,681 | $2,270,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 127,246 | $2,266,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 63,144 | $2,260,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 85,522 | $2,257,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 154,510 | $2,256,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 180,421 | $2,255,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 159,418 | $2,244,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 80,896 | $2,242,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 133,970 | $2,234,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 228,011 | $2,233,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 5,238,904 | $2,231,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 109,558 | $2,229,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 33,068 | $2,229,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 1,492,607 | $2,224,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 27,128 | $2,223,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 2,867,000 | $2,221,000 | thousands by filing date | principal |
| MEDLEY CAP CORP | 58503F106 | COM | 1,018,740 | $2,220,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 168,290 | $2,220,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 110,096 | $2,219,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 179,942 | $2,217,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 75,008 | $2,200,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 151,275 | $2,196,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 84,873 | $2,195,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 803,159 | $2,193,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 20,535 | $2,187,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 339,465 | $2,186,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 1,300,947 | $2,186,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 18,128 | $2,185,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 78,099 | $2,183,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 96,046 | $2,176,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 33,823 | $2,171,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 113,068 | $2,168,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 269,185 | $2,164,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 745,768 | $2,163,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,935,927 | $2,163,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 72,918 | $2,162,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,925,537 | $2,157,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 23,664 | $2,156,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 70,634 | $2,155,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 201,839 | $2,151,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 85,375 | $2,144,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 70,594 | $2,143,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 5,155,219 | $2,140,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 160,933 | $2,134,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 2,174,000 | $2,129,000 | thousands by filing date | principal |
| ADECOAGRO S A | L00849106 | COM | 254,204 | $2,128,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 315,227 | $2,125,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 320,344 | $2,124,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 217,432 | $2,124,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 42,038 | $2,121,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 61,513 | $2,121,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 193,014 | $2,119,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 134,606 | $2,117,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 60,011 | $2,116,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 38,500 | $2,114,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 124,794 | $2,114,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 36,836 | $2,114,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 33,341 | $2,110,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 77,702 | $2,108,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 202,206 | $2,103,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 276,682 | $2,097,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-20-000215 | this filing | 2020-02-14 | acceptance time not in the bulk data set |