13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 6,811 holding rows worth $430,004,068,000.
- Accession
- 0000895421-20-000215
- Filer
- CIK 895421
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 22,495 entries on the cover page, a total value of $430,004,068,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $430,004,068,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 76,048 | $436,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 26,815 | $434,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 20,726 | $434,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 61,519 | $434,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 10,436 | $434,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 362,057 | $434,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 16,430 | $433,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 15,977 | $433,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 48,159 | $433,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 21,660 | $432,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 179,635 | $431,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 107,306 | $430,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 18,696 | $430,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 11,815 | $429,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 47,873 | $428,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 10,249 | $428,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 38,920 | $428,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 21,754 | $427,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 28,810 | $427,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 17,624 | $427,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 29,250 | $427,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 35,301 | $426,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 15,033 | $426,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 25,197 | $426,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 375,816 | $425,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 26,602 | $424,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 138,671 | $422,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 194,004 | $421,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 24,042 | $421,000 | thousands by filing date | |
| PARINGA RESOURCES LIMITED | 69949M100 | SPONSORED ADS | 292,677 | $421,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 8,541 | $419,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 18,758 | $418,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 30,622 | $417,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 3,588 | $417,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 87,348 | $416,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 46,755 | $416,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 98,809 | $415,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 58,405 | $414,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 47,360 | $414,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 35,815 | $414,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081507 | Stock | 18,421 | $414,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 23,982 | $411,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 15,328 | $411,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 89,395 | $410,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 30,276 | $410,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 165,140 | $410,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 69,596 | $410,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 24,165 | $409,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 25,423 | $408,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 12,412 | $408,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 14,811 | $407,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 51,223 | $406,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 382,000 | $403,000 | thousands by filing date | principal |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 76,628 | $403,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 10,471 | $402,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 12,794 | $402,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 35,373 | $401,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 10,213 | $400,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 146,046 | $400,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 379,000 | $400,000 | thousands by filing date | principal |
| SEASPINE HLDGS CORP | 81255T108 | COM | 32,963 | $397,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 14,145 | $397,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 5,419 | $396,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 128,326 | $396,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 37,858 | $395,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 3,448 | $394,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 9,359 | $394,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 25,986 | $394,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 178,862 | $392,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 57,776 | $390,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 32,152 | $390,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 30,996 | $389,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 11,765 | $386,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 31,064 | $386,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 51,814 | $386,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 7,420 | $385,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 9,605 | $384,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 48,565 | $384,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 6,009 | $383,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 133,926 | $383,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 15,051 | $383,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 69,650 | $383,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 14,211 | $383,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 4,040 | $382,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 138,918 | $382,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 14,513 | $381,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 20,261 | $381,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 8,466 | $380,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 66,442 | $380,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 6,776 | $379,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A495 | VOLSHARES LARG | 12,000 | $377,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 16,626 | $375,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 51,332 | $374,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 27,478 | $374,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 233,778 | $374,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 21,313 | $373,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 141,724 | $373,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 42,615 | $372,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 25,387 | $370,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 33,126 | $370,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 35,451 | $370,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 14,145 | $369,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 9,294 | $368,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 15,791 | $366,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 16,158 | $363,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 12,527 | $363,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 44,431 | $362,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 42,061 | $361,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 27,316 | $361,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 11,451 | $360,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 62,230 | $360,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 12,447 | $359,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 24,906 | $359,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 110,382 | $358,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 15,518 | $357,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 9,296 | $356,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 33,777 | $356,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 51,374 | $355,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 38,751 | $354,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 338,000 | $354,000 | thousands by filing date | principal |
| NEXA RES S A | L67359106 | COM | 43,284 | $353,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 22,605 | $353,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 452,000 | $353,000 | thousands by filing date | principal |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 712,740 | $353,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 73,926 | $352,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 14,974 | $352,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 23,158 | $350,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 249,688 | $350,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 15,195 | $350,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 1,000,000 | $350,000 | thousands by filing date | principal |
| INNERWORKINGS INC | 45773Y105 | COM | 63,344 | $348,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 73,894 | $347,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 21,852 | $347,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 17,288 | $347,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 37,774 | $347,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 14,184 | $345,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 14,713 | $344,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 19,682 | $344,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 39,281 | $343,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 17,938 | $342,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 22,323 | $342,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 45,914 | $341,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 698,083 | $341,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 19,130 | $340,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 18,254 | $339,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 14,699 | $338,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 18,896 | $337,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 100,634 | $337,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 21,911 | $336,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 9,928 | $335,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 42,653 | $335,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 39,365 | $335,000 | thousands by filing date | |
| 1895 BANCORP OF WIS INC COM | 28252W105 | Stock | 30,975 | $334,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 36,347 | $333,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 26,412 | $332,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 17,494 | $332,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 10,858 | $331,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 7,160 | $328,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 16,938 | $328,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 23,245 | $326,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 96,669 | $326,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 22,238 | $326,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 105,468 | $326,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 58,232 | $325,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 19,985 | $325,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 268,000 | $324,000 | thousands by filing date | principal |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 430,358 | $322,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 185,000 | $322,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 8,895 | $321,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 6,717 | $321,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 17,620 | $319,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 73,403 | $319,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 12,183 | $318,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 7,725 | $317,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 32,860 | $317,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 10,527 | $317,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 22,218 | $317,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 9,333 | $316,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 9,109 | $316,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 8,890 | $316,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 71,089 | $316,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 5,667 | $315,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 85,987 | $315,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 19,311 | $315,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 22,059 | $315,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 44,790 | $315,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 21,160 | $314,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 101,459 | $314,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 62,902 | $314,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 44,287 | $313,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 22,723 | $312,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 3,645 | $311,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 5,629 | $311,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 43,203 | $311,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 122,301 | $310,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 43,701 | $310,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 10,290 | $310,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 22,936 | $308,000 | thousands by filing date | |
| DIAMOND EAGLE ACQUISITION CO | 25258L109 | COM CL A | 28,824 | $308,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 11,595 | $307,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 63,260 | $307,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 43,214 | $307,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 150,848 | $307,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 35,416 | $306,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 18,931 | $306,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 7,885 | $305,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 12,242 | $305,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 118,119 | $304,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 27,428 | $303,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 21,605 | $303,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 20,450 | $303,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 13,697 | $303,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 27,513 | $302,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 58,439 | $301,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 26,863 | $301,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 20,833 | $301,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 217,385 | $300,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 33,458 | $300,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 289,000 | $300,000 | thousands by filing date | principal |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 20,099 | $299,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 26,887 | $299,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 9,357 | $298,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 62,948 | $298,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 49,794 | $298,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 34,275 | $297,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 7,770 | $297,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 93,589 | $296,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 7,724 | $296,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 16,236 | $295,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 24,539 | $295,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 17,906 | $295,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 52,851 | $294,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 427,000 | $294,000 | thousands by filing date | principal |
| TWO RIV BANCORP | 90207C105 | COMMON | 13,128 | $294,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 26,939 | $293,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 11,343 | $293,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 24,056 | $292,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 31,949 | $291,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 9,366 | $291,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 11,867 | $291,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 49,205 | $291,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 28,569 | $291,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 23,354 | $289,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 30,805 | $288,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 19,894 | $287,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 5,675 | $286,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 16,027 | $286,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 259,017 | $285,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 14,157 | $285,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 111,292 | $284,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 19,696 | $283,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 6,103 | $283,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 16,321 | $282,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 38,292 | $282,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 6,235 | $282,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 36,330 | $281,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 19,123 | $281,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 39,372 | $281,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 64,897 | $279,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 33,036 | $278,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 13,481 | $277,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 20,254 | $277,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 9,843 | $277,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 13,914 | $277,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 12,259 | $276,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 36,127 | $276,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 10,520 | $275,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 1,730 | $275,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 23,597 | $275,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 3,818 | $275,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 74,625 | $275,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 10,091 | $275,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 59,580 | $274,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 27,902 | $273,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 32,280 | $273,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 274,000 | $273,000 | thousands by filing date | principal |
| VIELA BIO INC. | 926613100 | Common Stock | 10,029 | $272,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 19,532 | $271,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 13,590 | $271,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 12,308 | $271,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 28,334 | $270,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 3,655 | $270,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 40,160 | $270,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 9,769 | $270,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 98,705 | $270,000 | thousands by filing date | |
| GS FIN CORP | 362273302 | MEDIUM TERM NTS | 1,870 | $270,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 2,979 | $269,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 127,463 | $269,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 3,348 | $264,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 62 | $264,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 125,000 | $264,000 | thousands by filing date | principal |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 17,017 | $264,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 6,748 | $263,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 4,352 | $262,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 19,673 | $262,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 10,196 | $261,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 23,233 | $261,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 212,297 | $261,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 2,831 | $261,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 7,184 | $260,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 28,600 | $260,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 101,618 | $257,000 | thousands by filing date | |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 119,554 | $257,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 16,363 | $256,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 56,965 | $255,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 25,695 | $255,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 18,283 | $255,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 44,873 | $254,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 277,302 | $254,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 9,843 | $254,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 30,054 | $253,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 12,647 | $253,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 39,507 | $252,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 16,935 | $252,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 62,540 | $252,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 31,655 | $252,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 8,946 | $251,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 12,772 | $251,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 22,815 | $251,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 4,004 | $250,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 22,335 | $250,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 73,097 | $250,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 465 | $249,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 12,524 | $249,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 6,418 | $248,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 9,372 | $247,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 316,135 | $247,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 15,852 | $246,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 6,086 | $245,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 7,901 | $245,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 22,540 | $245,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 20,171 | $245,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 349,000 | $244,000 | thousands by filing date | principal |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 3,313 | $244,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 4,121 | $243,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 25,839 | $243,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 17,980 | $242,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 11,002 | $241,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 11,204 | $240,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 21,924 | $240,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 2,746 | $239,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 3,926 | $239,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 9,494 | $239,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 90,751 | $238,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 9,922 | $237,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 51,787 | $237,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 4,458 | $236,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 15,664 | $236,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 33,329 | $235,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 60,259 | $235,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 13,841 | $235,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 92,035 | $235,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J204 | SPONSORED ADS NEW | 36,099 | $234,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 7,801 | $232,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 62,336 | $232,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 13,234 | $232,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 14,331 | $232,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 89,135 | $231,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 4,752 | $229,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 222,000 | $229,000 | thousands by filing date | principal |
| GP STRATEGIES CORP | 36225V104 | COM | 17,336 | $229,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 45,979 | $228,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 13,616 | $226,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 243,208 | $224,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 49,125 | $224,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 22,830 | $224,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 89,332 | $223,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 54,807 | $223,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 129,888 | $221,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 21,347 | $221,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 5,557 | $220,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 39,753 | $220,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 10,776 | $219,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 9,532 | $219,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 20,727 | $219,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 97,096 | $219,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 11,766 | $218,000 | thousands by filing date | |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 200,000 | $217,000 | thousands by filing date | principal |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 70,324 | $217,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 203,000 | $216,000 | thousands by filing date | principal |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 39,790 | $215,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 6,412 | $215,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 44,400 | $214,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 10,673 | $214,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 23,217 | $213,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 8,579 | $213,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 212,000 | $213,000 | thousands by filing date | principal |
| GAMCO INVS INC COM | 361438104 | COM | 10,877 | $212,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 26,838 | $211,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 39,079 | $211,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 38,628 | $210,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 10,763 | $210,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 91,112 | $210,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 3,373 | $209,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 17,475 | $208,000 | thousands by filing date | |
| CALAMP CORP | 128126AD1 | BOND | 250,000 | $208,000 | thousands by filing date | principal |
| CADIZ INC | 127537207 | COM NEW | 18,829 | $207,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 2,808 | $207,000 | thousands by filing date | |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 208,111 | $207,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 19,290 | $206,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 12,961 | $206,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 14,958 | $205,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 263,000 | $205,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 100,616 | $204,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 79,016 | $204,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 7,156 | $204,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 18,196 | $203,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 21,771 | $201,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 31,660 | $201,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 13,476 | $201,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 4,735 | $200,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 57,215 | $200,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 7,790 | $199,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 1,751 | $198,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 7,326 | $198,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 10,099 | $197,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 147,142 | $196,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 15,452 | $195,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 11,752 | $195,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 8,725 | $195,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 12,928 | $195,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 13,666 | $195,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 15,092 | $194,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 17,602 | $194,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 26,779 | $193,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 522 | $193,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 201,000 | $193,000 | thousands by filing date | principal |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 11,521 | $192,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 13,400 | $192,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 17,366 | $192,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 21,552 | $192,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 11,888 | $191,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 32,876 | $191,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 33,000 | $191,000 | thousands by filing date | principal |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 18,505 | $190,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 7,420 | $189,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 5,079 | $189,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 192,000 | $189,000 | thousands by filing date | principal |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 114,831 | $189,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 40,434 | $187,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 192,000 | $187,000 | thousands by filing date | principal |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 44,094 | $186,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 23,675 | $186,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 15,719 | $186,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 3,702 | $185,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 7,550 | $185,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 9,306 | $185,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 6,897 | $185,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 23,726 | $185,000 | thousands by filing date | |
| FI ENHANCED GLBL HIGH YLD BCSB | 06746Q249 | COM | 1,496 | $185,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 17,693 | $183,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 22,593 | $183,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 6,163 | $182,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 960 | $181,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 12,620 | $180,000 | thousands by filing date | |
| VIRGIN GALACTIC HOLDINGS INC | 92766K205 | UNIT 99/99/9999 | 14,085 | $179,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 18,017 | $178,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 22,294 | $178,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 7,251 | $178,000 | thousands by filing date | |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 10,632 | $177,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 245,258 | $176,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 25,954 | $176,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 32,721 | $176,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y706 | ULTRA BLOOMBERG | 21,132 | $176,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 197,324 | $175,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 6,607 | $175,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 17,818 | $174,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 118,377 | $174,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 58,257 | $173,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 15,690 | $173,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 40,980 | $173,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 182,541 | $173,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 45,616 | $173,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 14,935 | $171,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 30,866 | $169,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 2,938 | $169,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 4,579 | $169,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 8,525 | $169,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 67,052 | $168,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 6,572 | $165,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 11,201 | $165,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 21,503 | $165,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 51,026 | $164,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 40,178 | $164,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 13,375 | $164,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 10,272 | $163,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 8,267 | $163,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 7,265 | $162,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 11,378 | $162,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 5,397 | $161,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 16,375 | $161,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 900 | $161,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 10,850 | $161,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 2,612 | $161,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 8,666 | $160,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 16,554 | $159,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 4,488 | $159,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 25,597 | $158,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 25,935 | $158,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 2,611 | $158,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-20-000215 | this filing | 2020-02-14 | acceptance time not in the bulk data set |