13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 6,811 holding rows worth $430,004,068,000.
- Accession
- 0000895421-20-000215
- Filer
- CIK 895421
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 22,495 entries on the cover page, a total value of $430,004,068,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $430,004,068,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STAMPS COM INC | 852857200 | COM NEW | 111,887 | $9,344,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 393,928 | $9,328,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 245,038 | $9,323,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 415,913 | $9,307,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 2,141,265 | $9,293,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 442,552 | $9,271,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 321,586 | $9,262,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 554,260 | $9,218,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 170,848 | $9,205,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 974,477 | $9,199,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 289,643 | $9,195,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 72,509 | $9,193,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 130,079 | $9,190,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 876,821 | $9,189,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 2,251,421 | $9,186,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 154,043 | $9,182,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 228,231 | $9,180,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 6,744,000 | $9,174,000 | thousands by filing date | principal |
| PATTERSON COS INC | 703395103 | COM | 447,174 | $9,158,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 87,496 | $9,143,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 105,796 | $9,139,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 83,316 | $9,130,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,370,295 | $9,125,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 190,651 | $9,114,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 127,491 | $9,109,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 139,610 | $9,102,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 608,476 | $9,097,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 113,484 | $9,092,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 186,944 | $9,084,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 183,214 | $9,068,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 311,277 | $9,067,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 536,129 | $9,060,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 1,058,919 | $9,053,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 618,112 | $9,037,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 410,244 | $9,032,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 176,471 | $9,015,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 490,011 | $9,007,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 214,833 | $9,000,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 145,691 | $8,996,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 216,265 | $8,980,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 256,317 | $8,963,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 452,372 | $8,961,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 710,230 | $8,956,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 411,907 | $8,955,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 72,156 | $8,942,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 369,446 | $8,926,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 53,842 | $8,921,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 160,771 | $8,920,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 218,079 | $8,898,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 2,147,060 | $8,890,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 699,825 | $8,888,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 306,654 | $8,869,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 2,134,895 | $8,859,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 340,346 | $8,852,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 4,754,000 | $8,840,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 114,147 | $8,820,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 195,279 | $8,806,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 621,288 | $8,804,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 492,844 | $8,770,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 651,492 | $8,756,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 603,408 | $8,755,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 292,211 | $8,749,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 1,065,498 | $8,747,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 170,440 | $8,741,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 939,208 | $8,736,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 243,931 | $8,735,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 185,496 | $8,723,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 126,869 | $8,723,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 44,636 | $8,721,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 122,691 | $8,718,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 124,853 | $8,693,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 321,175 | $8,688,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 353,887 | $8,684,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 1,021,530 | $8,672,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 185,932 | $8,670,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 145,640 | $8,659,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 101,931 | $8,638,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 262,806 | $8,620,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 368,442 | $8,611,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 244,658 | $8,605,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 126,632 | $8,603,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 191,183 | $8,603,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 184,284 | $8,588,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 153,996 | $8,586,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 891,406 | $8,585,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 3,558,862 | $8,576,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 191,164 | $8,565,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 156,328 | $8,565,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 30,123 | $8,556,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 1,303,523 | $8,551,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 3,120,695 | $8,550,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 104,885 | $8,546,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 930,000 | $8,546,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 580,464 | $8,524,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 164,360 | $8,522,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 89,552 | $8,522,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 214,278 | $8,491,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 779,290 | $8,479,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 185,567 | $8,470,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 999,913 | $8,469,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 123,307 | $8,464,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 804,553 | $8,464,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 253,707 | $8,464,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 215,435 | $8,451,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 75,317 | $8,445,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 202,526 | $8,443,000 | thousands by filing date | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 9,143,000 | $8,440,000 | thousands by filing date | principal |
| PROVIDENCE SVC CORP | 743815102 | COM | 142,401 | $8,428,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 463,704 | $8,412,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 87,791 | $8,402,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 374,146 | $8,396,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 320,574 | $8,389,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 172,452 | $8,387,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 282,621 | $8,385,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 374,940 | $8,379,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 301,099 | $8,377,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 211,595 | $8,362,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 273,045 | $8,348,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 137,579 | $8,340,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 239,211 | $8,334,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 85,546 | $8,317,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 129,826 | $8,305,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 455,951 | $8,298,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 218,798 | $8,296,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 6,149,000 | $8,289,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 582,762 | $8,281,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 205,457 | $8,278,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 983,101 | $8,278,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 380,678 | $8,276,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 62,065 | $8,275,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 263,951 | $8,275,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 119,671 | $8,271,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 241,577 | $8,269,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 614,738 | $8,261,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 246,540 | $8,260,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 158,440 | $8,260,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 320,001 | $8,259,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 46,811 | $8,249,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 497,007 | $8,246,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 187,583 | $8,231,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,360,414 | $8,231,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 69,359 | $8,216,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 189,664 | $8,199,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 69,788 | $8,184,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 309,515 | $8,183,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 413,996 | $8,180,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 268,004 | $8,175,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 147,498 | $8,167,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 114,669 | $8,144,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 6,361,060 | $8,142,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 109,240 | $8,141,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 224,107 | $8,134,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 303,382 | $8,133,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 236,352 | $8,127,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 167,660 | $8,123,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 141,260 | $8,122,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 2,839,181 | $8,120,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 165,483 | $8,116,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 776,979 | $8,104,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 1,574,518 | $8,093,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 226,441 | $8,093,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 313,468 | $8,078,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 180,177 | $8,045,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 326,219 | $8,041,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 461,756 | $8,035,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 163,775 | $8,028,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 612,654 | $8,020,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 334,119 | $8,006,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 413,728 | $8,006,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 158,913 | $8,005,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 49,944 | $7,998,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 199,648 | $7,997,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 197,536 | $7,963,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 271,806 | $7,962,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 200,593 | $7,962,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 430,805 | $7,923,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 240,883 | $7,917,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 249,700 | $7,892,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 391,318 | $7,889,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 164,805 | $7,884,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 884,832 | $7,884,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 187,700 | $7,882,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 60,982 | $7,880,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 611,523 | $7,870,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 318,728 | $7,850,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 674,683 | $7,840,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 1,719,412 | $7,823,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 290,982 | $7,805,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 216,822 | $7,795,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 214,628 | $7,789,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 51,795 | $7,785,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,767,445 | $7,777,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 5,289,964 | $7,776,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 209,760 | $7,760,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 159,201 | $7,758,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 235,771 | $7,753,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 283,305 | $7,748,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 99,247 | $7,744,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 509,055 | $7,743,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 150,251 | $7,734,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 977,838 | $7,725,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 369,362 | $7,723,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 247,101 | $7,722,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 173,833 | $7,721,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 1,543,596 | $7,718,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 624,435 | $7,718,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 135,246 | $7,717,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 145,787 | $7,711,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 304,665 | $7,711,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 163,859 | $7,706,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 287,794 | $7,704,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 308,142 | $7,699,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 292,675 | $7,696,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 527,193 | $7,692,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 497,197 | $7,691,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 1,945,963 | $7,687,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 166,805 | $7,683,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 308,717 | $7,674,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 391,823 | $7,672,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 94,876 | $7,650,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 756,482 | $7,648,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 361,663 | $7,642,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 233,534 | $7,640,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 165,534 | $7,640,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 64,412 | $7,639,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 279,204 | $7,633,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 300,021 | $7,630,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 231,773 | $7,618,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 486,026 | $7,602,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 135,981 | $7,595,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 62,739 | $7,587,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 110,107 | $7,574,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 107,917 | $7,571,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 130,577 | $7,562,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 500,974 | $7,540,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 165,237 | $7,539,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 239,419 | $7,536,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 406,903 | $7,531,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 376,969 | $7,531,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 61,940 | $7,525,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 532,889 | $7,524,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 143,266 | $7,512,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 126,198 | $7,505,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 176,365 | $7,496,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 228,520 | $7,495,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 1,179,978 | $7,481,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 6,061,000 | $7,453,000 | thousands by filing date | principal |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 2,955,192 | $7,447,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 877,952 | $7,446,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 405,847 | $7,444,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 434,373 | $7,441,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 258,430 | $7,430,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 271,668 | $7,428,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 112,337 | $7,425,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 206,530 | $7,422,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 293,710 | $7,422,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 283,665 | $7,412,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 145,418 | $7,412,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 88,700 | $7,408,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 261,633 | $7,407,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 123,285 | $7,403,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 162,771 | $7,399,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 46,525 | $7,397,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 5,254,000 | $7,397,000 | thousands by filing date | principal |
| IVERIC BIO INC | 46583P102 | COM | 860,845 | $7,386,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 176,954 | $7,370,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 356,990 | $7,361,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 69,162 | $7,351,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 169,805 | $7,348,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 283,064 | $7,347,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 450,098 | $7,341,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 153,669 | $7,338,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 906,103 | $7,330,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 889,644 | $7,295,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 756,003 | $7,295,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 491,934 | $7,270,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 357,394 | $7,256,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 489,360 | $7,251,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 124,400 | $7,250,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 365,024 | $7,238,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 155,181 | $7,235,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 92,705 | $7,224,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 264,219 | $7,223,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 6,457,000 | $7,211,000 | thousands by filing date | principal |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 228,659 | $7,207,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 178,564 | $7,196,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 225,756 | $7,193,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 114,401 | $7,185,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 715,444 | $7,183,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 161,293 | $7,183,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 73,431 | $7,180,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 589,634 | $7,176,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 208,491 | $7,163,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 196,029 | $7,162,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 191,492 | $7,162,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 279,713 | $7,158,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 169,533 | $7,149,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 316,217 | $7,149,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 195,734 | $7,146,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 377,366 | $7,140,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 172,845 | $7,135,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 154,829 | $7,126,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 164,938 | $7,113,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 514,095 | $7,100,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 68,646 | $7,100,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 263,343 | $7,097,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 5,981,000 | $7,094,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 230,810 | $7,088,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 82,185 | $7,071,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 166,972 | $7,060,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 331,370 | $7,055,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 348,683 | $7,050,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 216,528 | $7,050,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 5,303,000 | $7,023,000 | thousands by filing date | principal |
| GMS INC | 36251C103 | COM | 258,812 | $7,008,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 61,513 | $7,005,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 90,605 | $7,000,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 140,135 | $6,977,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 328,337 | $6,977,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 492,362 | $6,971,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 304,798 | $6,962,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 7,180,000 | $6,961,000 | thousands by filing date | principal |
| INOGEN INC | 45780L104 | COM | 101,845 | $6,959,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 134,695 | $6,957,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,057,454 | $6,948,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 49,309 | $6,946,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 398,016 | $6,937,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 319,648 | $6,933,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 192,379 | $6,929,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 87,610 | $6,906,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 7,154,000 | $6,898,000 | thousands by filing date | principal |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 159,878 | $6,886,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 169,877 | $6,878,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 91,879 | $6,876,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 5,406,650 | $6,867,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 204,425 | $6,855,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 2,831,310 | $6,853,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 453,281 | $6,845,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 201,071 | $6,844,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 582,171 | $6,841,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 14,062 | $6,841,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 439,761 | $6,839,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 433,646 | $6,825,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 101,097 | $6,824,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 814,691 | $6,820,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 547,001 | $6,799,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 161,804 | $6,795,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 179,350 | $6,785,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 122,818 | $6,784,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 177,323 | $6,783,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 90,545 | $6,769,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 724,717 | $6,769,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 123,554 | $6,753,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 182,569 | $6,745,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 119,765 | $6,742,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 463,314 | $6,736,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 56,967 | $6,730,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 5,285,000 | $6,727,000 | thousands by filing date | principal |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 73,416 | $6,718,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 170,248 | $6,715,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 151,682 | $6,704,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 434,205 | $6,698,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 75,726 | $6,697,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 294,411 | $6,695,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 217,305 | $6,693,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 387,106 | $6,692,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 156,510 | $6,684,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 315,037 | $6,684,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 369,842 | $6,672,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 100,964 | $6,667,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 418,743 | $6,658,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 236,071 | $6,657,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 327,850 | $6,646,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 381,303 | $6,646,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 35,430 | $6,639,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 76,471 | $6,618,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 383,770 | $6,616,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 72,891 | $6,608,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 210,181 | $6,602,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 58,801 | $6,597,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 317,664 | $6,595,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 80,408 | $6,590,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 1,401,379 | $6,587,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 474,493 | $6,586,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 289,775 | $6,582,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 97,373 | $6,574,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 128,142 | $6,572,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 263,750 | $6,565,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 55,783 | $6,565,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 1,329,028 | $6,565,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 531,719 | $6,562,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 604,715 | $6,561,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 50,600 | $6,549,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 482,303 | $6,535,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 2,055,306 | $6,515,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 403,138 | $6,508,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 351,911 | $6,507,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 170,129 | $6,494,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 30,637 | $6,493,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 329,939 | $6,487,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 2,927,000 | $6,486,000 | thousands by filing date | principal |
| VIRTUSA CORP | 92827P102 | COM | 142,929 | $6,479,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 739,883 | $6,474,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 546,087 | $6,466,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 7,085,000 | $6,461,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 171,267 | $6,458,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 45,541 | $6,440,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 70,476 | $6,432,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 396,152 | $6,421,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 56,976 | $6,419,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 85,017 | $6,411,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 82,107 | $6,402,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 45,820 | $6,388,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 2,951,971 | $6,376,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 172,732 | $6,372,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 107,768 | $6,368,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 346,866 | $6,368,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 6,158,000 | $6,368,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 209,788 | $6,357,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 372,654 | $6,357,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 212,389 | $6,355,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 233,574 | $6,354,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 112,817 | $6,352,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 872,512 | $6,352,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 174,255 | $6,348,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 210,728 | $6,345,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 131,028 | $6,331,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 395,436 | $6,323,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 904,434 | $6,322,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,205,785 | $6,318,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 786,740 | $6,317,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 293,752 | $6,316,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 134,982 | $6,306,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 383,602 | $6,296,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 261,574 | $6,294,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 101,266 | $6,287,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 679,133 | $6,282,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 2,180,156 | $6,280,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 217,354 | $6,271,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 377,835 | $6,268,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 958,028 | $6,266,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 611,091 | $6,258,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 148,196 | $6,247,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 539,821 | $6,235,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 986,035 | $6,231,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 199,716 | $6,223,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 125,099 | $6,222,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,285,251 | $6,220,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 108,296 | $6,216,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 594,980 | $6,203,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 146,589 | $6,201,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 401,606 | $6,194,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 150,159 | $6,188,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,375,052 | $6,187,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 302,209 | $6,174,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 241,348 | $6,173,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 41,942 | $6,163,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 161,907 | $6,162,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 126,593 | $6,162,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 2,463,423 | $6,159,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 496,967 | $6,158,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 226,322 | $6,155,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 98,371 | $6,150,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 106,635 | $6,146,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 22,356 | $6,143,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 367,118 | $6,139,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 545,704 | $6,134,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 318,221 | $6,128,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 280,277 | $6,127,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 303,173 | $6,124,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 46,862 | $6,119,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 79,191 | $6,116,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 4,062,000 | $6,114,000 | thousands by filing date | principal |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 164,380 | $6,106,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 52,761 | $6,098,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 299,854 | $6,096,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 132,501 | $6,088,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 84,309 | $6,085,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 275,106 | $6,080,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 808,984 | $6,076,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 131,140 | $6,073,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 47,130 | $6,052,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 204,777 | $6,050,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 96,354 | $6,046,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 310,598 | $6,041,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 255,881 | $6,041,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 705,795 | $6,041,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 157,951 | $6,040,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 309,240 | $6,033,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 265,215 | $6,031,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 256,582 | $6,030,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 76,762 | $6,023,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 1,107,158 | $6,023,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 47,818 | $6,022,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 178,083 | $6,014,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 772,851 | $6,005,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 164,874 | $6,000,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 521,053 | $5,997,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 439,640 | $5,992,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 47,636 | $5,981,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-20-000215 | this filing | 2020-02-14 | acceptance time not in the bulk data set |