13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 6,811 holding rows worth $430,004,068,000.
- Accession
- 0000895421-20-000215
- Filer
- CIK 895421
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 22,495 entries on the cover page, a total value of $430,004,068,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $430,004,068,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TREX CO INC | 89531P105 | COM | 158,916 | $14,283,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 205,077 | $14,266,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 365,740 | $14,262,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 361,640 | $14,253,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 233,756 | $14,250,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 11,221,000 | $14,241,000 | thousands by filing date | principal |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 202,507 | $14,235,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 480,477 | $14,217,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,210,409 | $14,199,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 297,556 | $14,186,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 187,980 | $14,179,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 164,411 | $14,177,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 2,212,152 | $14,157,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 336,885 | $14,146,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 1,240,661 | $14,144,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 289,092 | $14,139,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 755,262 | $14,138,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 720,684 | $14,132,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 418,755 | $14,129,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 152,557 | $14,111,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 797,123 | $14,100,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 190,747 | $14,098,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 400,343 | $14,085,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 100,781 | $14,073,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 363,017 | $14,024,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 1,845,672 | $14,009,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 212,946 | $13,995,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 10,207,091 | $13,985,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 313,885 | $13,983,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 893,322 | $13,981,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 952,266 | $13,970,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 413,204 | $13,967,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 140,367 | $13,965,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 328,269 | $13,965,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 354,738 | $13,955,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 285,459 | $13,951,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 561,896 | $13,940,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 786,778 | $13,911,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 369,285 | $13,910,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 404,637 | $13,900,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 1,282,092 | $13,899,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 651,015 | $13,893,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 347,924 | $13,856,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,385,762 | $13,844,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 890,626 | $13,840,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 340,502 | $13,838,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 211,991 | $13,804,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 389,981 | $13,790,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 2,277,982 | $13,782,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 160,663 | $13,776,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 199,349 | $13,775,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 377,909 | $13,775,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,795,432 | $13,771,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 206,412 | $13,765,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 301,953 | $13,700,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 649,624 | $13,694,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 201,310 | $13,671,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 220,983 | $13,640,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 173,545 | $13,632,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 200,121 | $13,628,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 296,237 | $13,596,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 593,394 | $13,589,000 | thousands by filing date | |
| LINX S A | 53619W101 | SPONSORED ADS | 1,551,037 | $13,588,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 210,542 | $13,584,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 546,070 | $13,559,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 412,086 | $13,557,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 571,237 | $13,556,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 153,885 | $13,555,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 90,076 | $13,540,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 385,794 | $13,526,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 293,603 | $13,514,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 250,031 | $13,504,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 773,280 | $13,502,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 527,575 | $13,485,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 161,650 | $13,467,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 287,004 | $13,464,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,314,449 | $13,459,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 171,181 | $13,445,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 104,333 | $13,434,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 562,119 | $13,423,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1,269,420 | $13,418,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 447,648 | $13,397,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 204,825 | $13,378,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 974,672 | $13,372,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 688,440 | $13,370,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 254,645 | $13,366,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 41,580 | $13,360,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 523,861 | $13,344,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 276,931 | $13,300,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 328,556 | $13,282,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 471,305 | $13,281,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 13,772,000 | $13,260,000 | thousands by filing date | principal |
| INVITAE CORP | 46185L103 | COM | 821,083 | $13,244,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 499,918 | $13,208,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 455,267 | $13,203,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 601,273 | $13,192,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 415,148 | $13,165,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 136,869 | $13,150,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 244,080 | $13,149,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 347,353 | $13,137,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 431,266 | $13,058,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 231,369 | $13,043,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 140,924 | $13,041,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 512,341 | $13,034,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 78,934 | $13,014,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 2,096,665 | $13,000,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 1,392,837 | $12,995,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 125,556 | $12,987,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 389,418 | $12,972,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 473,844 | $12,955,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 178,076 | $12,949,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 199,656 | $12,945,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 3,417,389 | $12,918,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 540,491 | $12,918,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 65,878 | $12,914,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 4,288,241 | $12,907,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 743,064 | $12,893,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 1,128,583 | $12,889,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 181,680 | $12,872,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 516,868 | $12,854,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 3,702,007 | $12,847,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 201,129 | $12,829,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 251,803 | $12,825,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 1,790,322 | $12,819,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 2,264,172 | $12,815,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 548,642 | $12,807,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 392,458 | $12,801,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 358,755 | $12,797,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 163,549 | $12,790,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,610,264 | $12,785,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 301,332 | $12,776,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 171,719 | $12,757,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 3,654,344 | $12,753,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 344,617 | $12,706,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 1,092,743 | $12,697,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 3,674,352 | $12,676,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 181,324 | $12,667,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 574,665 | $12,665,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1,150,259 | $12,653,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 496,572 | $12,628,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 934,044 | $12,609,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 51,680 | $12,608,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 713,608 | $12,602,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 1,754,683 | $12,600,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 114,805 | $12,588,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 178,919 | $12,576,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 120,416 | $12,558,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 543,584 | $12,535,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 317,425 | $12,526,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 69,596 | $12,513,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 185,372 | $12,511,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 251,236 | $12,504,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 1,048,553 | $12,493,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 688,383 | $12,481,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 425,826 | $12,477,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 747,221 | $12,471,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 577,592 | $12,467,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 1,275,065 | $12,458,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 833,529 | $12,445,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 116,457 | $12,437,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 496,277 | $12,436,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 132,520 | $12,419,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 406,896 | $12,410,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 380,382 | $12,397,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 289,822 | $12,387,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 1,575,825 | $12,386,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 789,989 | $12,380,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 465,901 | $12,375,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1,908,606 | $12,368,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 750,847 | $12,359,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 267,193 | $12,338,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 418,286 | $12,320,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 228,298 | $12,317,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 146,903 | $12,312,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 217,285 | $12,305,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 65,159 | $12,303,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 73,677 | $12,297,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 104,936 | $12,296,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 469,870 | $12,283,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 102,525 | $12,277,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 55,818 | $12,253,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 123,864 | $12,236,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 566,195 | $12,235,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 389,945 | $12,232,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 426,301 | $12,232,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 334,534 | $12,230,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 273,079 | $12,226,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 714,026 | $12,224,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 173,520 | $12,214,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 1,008,943 | $12,210,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 689,234 | $12,200,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 805,351 | $12,193,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,280,345 | $12,189,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 701,157 | $12,187,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 84,451 | $12,187,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 668,182 | $12,181,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 5,665,000 | $12,181,000 | thousands by filing date | principal |
| WW INTL INC | 98262P101 | COM | 318,631 | $12,175,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 130,665 | $12,167,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 109,654 | $12,159,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 302,142 | $12,146,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 121,198 | $12,142,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 105,002 | $12,140,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 157,780 | $12,140,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 76,742 | $12,129,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 466,571 | $12,116,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 178,661 | $12,108,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,937,821 | $12,073,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 471,913 | $12,067,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 516,490 | $12,055,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 354,053 | $12,051,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 155,924 | $12,046,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 449,802 | $12,006,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 165,269 | $11,978,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 157,855 | $11,953,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 279,924 | $11,947,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 1,532,151 | $11,935,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 365,868 | $11,929,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 685,009 | $11,919,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 860,141 | $11,913,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 107,624 | $11,910,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 86,793 | $11,909,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 171,435 | $11,908,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 168,516 | $11,904,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 358,308 | $11,878,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 524,112 | $11,877,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 243,478 | $11,857,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 158,136 | $11,834,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 280,934 | $11,814,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 1,004,590 | $11,814,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 206,657 | $11,790,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 103,226 | $11,788,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 1,301,348 | $11,777,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 11,124,000 | $11,766,000 | thousands by filing date | principal |
| WENDYS CO COM | 95058W100 | Stock | 529,677 | $11,763,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 156,102 | $11,761,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,646,314 | $11,738,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 175,123 | $11,713,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 216,054 | $11,708,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 447,691 | $11,703,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 453,111 | $11,699,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 322,973 | $11,692,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 241,138 | $11,690,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 63,275 | $11,673,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 236,253 | $11,673,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 713,672 | $11,647,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,064,701 | $11,645,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 544,693 | $11,639,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 46,378 | $11,635,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 156,959 | $11,629,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 93,204 | $11,625,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 332,239 | $11,625,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 244,284 | $11,605,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 381,260 | $11,592,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 604,295 | $11,591,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 180,139 | $11,581,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 539,913 | $11,581,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 427,465 | $11,580,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 196,606 | $11,576,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 144,715 | $11,574,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 591,458 | $11,574,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 8,126,000 | $11,569,000 | thousands by filing date | principal |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 630,229 | $11,521,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 706,234 | $11,512,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 211,145 | $11,505,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 143,805 | $11,487,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 219,829 | $11,486,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 415,861 | $11,483,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 429,297 | $11,475,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 511,660 | $11,471,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 158,233 | $11,464,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 249,362 | $11,462,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 448,998 | $11,458,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 306,865 | $11,450,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 516,404 | $11,439,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 842,982 | $11,422,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 224,429 | $11,419,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 325,516 | $11,416,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 203,638 | $11,408,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 355,386 | $11,408,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 163,203 | $11,406,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 422,939 | $11,401,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 624,312 | $11,392,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 60,828 | $11,382,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 266,038 | $11,376,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 243,733 | $11,368,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 888,194 | $11,360,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 211,747 | $11,349,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 1,266,517 | $11,335,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 769,506 | $11,334,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 1,069,221 | $11,323,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 329,885 | $11,314,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 550,092 | $11,310,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 288,436 | $11,307,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 55,301 | $11,305,000 | thousands by filing date | |
| AMTD IDEA GROUP | 00180G106 | SPONSORED ADS | 1,274,801 | $11,295,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 292,358 | $11,291,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 169,220 | $11,282,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 591,877 | $11,281,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 101,297 | $11,260,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 6,243,000 | $11,259,000 | thousands by filing date | principal |
| REPLIGEN CORP COM | 759916109 | Stock | 121,688 | $11,256,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 222,061 | $11,243,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 488,527 | $11,242,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 229,566 | $11,235,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,843,854 | $11,229,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 267,032 | $11,226,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 285,249 | $11,223,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 170,234 | $11,222,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 862,106 | $11,209,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 247,042 | $11,191,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 454,289 | $11,190,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 1,326,694 | $11,183,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 175,857 | $11,179,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 109,876 | $11,169,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 230,857 | $11,169,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 275,212 | $11,162,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 279,941 | $11,158,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 305,013 | $11,145,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 29,478 | $11,138,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 521,321 | $11,130,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 399,777 | $11,110,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 987,534 | $11,110,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 126,768 | $11,083,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 1,290,053 | $11,082,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 245,595 | $11,079,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 435,579 | $11,068,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 489,019 | $11,062,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 797,891 | $11,027,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 511,047 | $11,008,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 316,415 | $10,992,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 200,652 | $10,991,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 52,421 | $10,981,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 178,570 | $10,981,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 234,356 | $10,968,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 354,104 | $10,967,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 533,339 | $10,966,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 756,917 | $10,960,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 724,714 | $10,958,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 490,564 | $10,944,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 66,461 | $10,934,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 181,604 | $10,918,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 336,576 | $10,915,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 143,757 | $10,906,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 2,996,072 | $10,905,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 41,384 | $10,883,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 431,537 | $10,875,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 507,023 | $10,871,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 762,320 | $10,856,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 279,133 | $10,841,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 683,767 | $10,831,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 189,633 | $10,829,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 233,811 | $10,827,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 287,222 | $10,823,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 363,233 | $10,816,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 139,693 | $10,805,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 418,965 | $10,793,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 346,824 | $10,784,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 148,483 | $10,783,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 214,836 | $10,778,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 206,824 | $10,753,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 242,223 | $10,751,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 490,113 | $10,748,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 186,086 | $10,746,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 229,263 | $10,744,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 2,863,325 | $10,737,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 165,968 | $10,735,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 1,765,567 | $10,717,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 207,321 | $10,715,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 460,011 | $10,691,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 171,724 | $10,684,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 606,337 | $10,683,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 718,796 | $10,667,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 330,285 | $10,627,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 162,386 | $10,626,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 245,807 | $10,607,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 826,506 | $10,596,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 687,807 | $10,592,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 103,373 | $10,590,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 488,440 | $10,590,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 163,097 | $10,589,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 7,986,000 | $10,589,000 | thousands by filing date | principal |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 59,456 | $10,585,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 276,705 | $10,574,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 172,018 | $10,561,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 356,690 | $10,558,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 90,019 | $10,552,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 300,364 | $10,544,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 76,822 | $10,494,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 747,792 | $10,484,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 243,134 | $10,481,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 508,763 | $10,471,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 584,635 | $10,470,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 152,147 | $10,448,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 57,970 | $10,443,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 243,956 | $10,429,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 576,228 | $10,424,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 346,285 | $10,423,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 587,075 | $10,409,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 734,817 | $10,390,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 242,249 | $10,390,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,333,385 | $10,374,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 1,122,158 | $10,369,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 182,855 | $10,348,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 348,221 | $10,346,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 213,199 | $10,344,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 127,357 | $10,337,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 510,146 | $10,330,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 272,590 | $10,328,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 2,833,021 | $10,312,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 522,111 | $10,301,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,099,522 | $10,291,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 785,308 | $10,288,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 254,748 | $10,234,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 135,144 | $10,222,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 196,846 | $10,195,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 685,325 | $10,183,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 746,484 | $10,183,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 527,758 | $10,180,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 957,291 | $10,167,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 3,209,327 | $10,141,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 537,063 | $10,139,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 574,903 | $10,123,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 137,428 | $10,112,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 206,189 | $10,101,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 3,060,397 | $10,068,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 135,284 | $10,064,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,639,597 | $10,051,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 60,508 | $10,045,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 308,774 | $10,035,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 215,612 | $10,034,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 103,266 | $10,028,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 157,593 | $10,018,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 4,278,085 | $10,012,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 473,290 | $10,011,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 142,775 | $9,987,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 4,265,050 | $9,981,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 628,724 | $9,978,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 57,811 | $9,957,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 600,758 | $9,937,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 575,535 | $9,928,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 740,530 | $9,917,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 603,059 | $9,897,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 293,604 | $9,886,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 131,614 | $9,876,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 272,445 | $9,847,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 245,333 | $9,845,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 2,901,663 | $9,836,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 185,646 | $9,835,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 656,505 | $9,828,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 249,741 | $9,828,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 138,274 | $9,812,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 289,695 | $9,809,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 480,508 | $9,803,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 267,449 | $9,802,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 824,930 | $9,800,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 530,409 | $9,789,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 285,592 | $9,787,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 518,660 | $9,777,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 235,193 | $9,773,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 469,502 | $9,770,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 96,948 | $9,767,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 480,413 | $9,742,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 241,063 | $9,724,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,536,838 | $9,713,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 61,246 | $9,698,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 106,931 | $9,697,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 267,647 | $9,696,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 169,556 | $9,680,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 26,158 | $9,679,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 357,948 | $9,678,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 713,109 | $9,676,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 358,918 | $9,613,000 | thousands by filing date | |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 152,366 | $9,611,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 384,966 | $9,586,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 810,847 | $9,576,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 230,076 | $9,573,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 1,278,226 | $9,561,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 115,258 | $9,550,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,270,168 | $9,545,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 207,205 | $9,523,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 1,191,220 | $9,518,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 5,000,000 | $9,518,000 | thousands by filing date | principal |
| EPIZYME INC | 29428V104 | COM | 386,637 | $9,511,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 692,206 | $9,510,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 149,876 | $9,505,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 264,642 | $9,504,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 231,898 | $9,502,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 6,221,000 | $9,496,000 | thousands by filing date | principal |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 357,232 | $9,489,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1,459,726 | $9,488,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,229,199 | $9,474,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 738,455 | $9,474,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 80,675 | $9,421,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 207,906 | $9,420,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 145,782 | $9,400,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 413,905 | $9,387,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 217,891 | $9,369,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 81,928 | $9,367,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 85,644 | $9,364,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-20-000215 | this filing | 2020-02-14 | acceptance time not in the bulk data set |