13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 6,811 holding rows worth $430,004,068,000.
- Accession
- 0000895421-20-000215
- Filer
- CIK 895421
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 22,495 entries on the cover page, a total value of $430,004,068,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $430,004,068,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RIGNET INC | 766582100 | COM | 23,691 | $157,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 464,629 | $157,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 5,102 | $155,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 7,872 | $155,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 10,400 | $155,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 70,387 | $155,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 53,518 | $155,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 7,348 | $154,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 49,788 | $154,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 165,000 | $154,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 2,285 | $153,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 6,232 | $152,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 90,000 | $152,000 | thousands by filing date | principal |
| J P MORGAN EXCHANGETRADED F DIV RTN EU ETF | 46641Q605 | Stock | 2,530 | $152,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 6,918 | $151,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 70,061 | $151,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 1,415 | $151,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 115,999 | $150,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 180,420 | $149,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 10,201 | $149,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 6,665 | $148,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 35,277 | $148,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 5,097 | $147,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 8,897 | $146,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 64,979 | $146,000 | thousands by filing date | |
| FI ENHANCED EUROPE 50 ETN UBS | 90274D234 | COM | 789 | $146,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 57,589 | $145,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 3,643 | $145,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 163,603 | $145,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W202 | UNIT 04/30/2022 | 2,324 | $145,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 4,978 | $144,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 10,330 | $144,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 11,585 | $144,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 145,000 | $144,000 | thousands by filing date | principal |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 144,000 | $144,000 | thousands by filing date | principal |
| INVESCO BLDRS INDEX FDS TR | 46090C107 | ASIA 50ADR IDX | 4,155 | $143,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 24,402 | $143,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 15,811 | $142,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 5,329 | $142,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 54,135 | $142,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 195,600 | $142,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 26,272 | $142,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 123,425 | $141,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 94,004 | $141,000 | thousands by filing date | |
| PROSHARES TR | 74347B185 | FUND | 7,284 | $140,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 71,546 | $140,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 16,769 | $140,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 38,836 | $139,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S124 | UNIT 99/99/9999 | 13,300 | $139,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 5,486 | $138,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 233,900 | $138,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 4,797 | $138,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 2,817 | $136,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 5,200 | $135,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 5,200 | $135,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 9,822 | $135,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 1,588 | $135,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 8,734 | $135,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 27,489 | $135,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 248,160 | $134,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 3,522 | $134,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 16,505 | $134,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 21,746 | $134,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 18,890 | $133,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 19,145 | $133,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 70,358 | $133,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 5,193 | $132,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 6,150 | $132,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 13,146 | $132,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 51,854 | $131,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 5,386 | $131,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 4,102 | $131,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 5,768 | $129,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 14,564 | $129,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 4,390 | $129,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 19,124 | $127,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 25,113 | $127,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 12,851 | $127,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 6,431 | $126,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 4,800 | $125,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 7,883 | $124,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 32,721 | $124,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E552 | MSCI EMRNG MKT | 3,860 | $124,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 29,226 | $123,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 3,663 | $121,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 17,950 | $121,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 11,314 | $121,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 32,544 | $121,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 96,433 | $121,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 23,175 | $120,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 29,783 | $120,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 62,499 | $120,000 | thousands by filing date | principal |
| BAUDAX BIO INC | 07160F107 | COM | 17,297 | $120,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 10,579 | $119,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 10,366 | $119,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 132,000 | $119,000 | thousands by filing date | principal |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 3,637 | $118,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 21,609 | $118,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 12,764 | $118,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 6,883 | $118,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 187,664 | $118,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 3,052 | $118,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 34,000 | $117,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 6,366 | $117,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 5,936 | $117,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 4,561 | $117,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 4,650 | $116,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 20,017 | $116,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 14,511 | $116,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 51,113 | $116,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 2,867 | $116,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 16,370 | $115,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 3,193 | $115,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 4,587 | $115,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 16,986 | $114,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 323,043 | $114,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 1,683 | $113,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 15,215 | $113,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 4,924 | $112,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 19,146 | $112,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 10,913 | $112,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1,253 | $111,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 94,057 | $111,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 34,415 | $111,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 11,846 | $110,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 3,817 | $110,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 29,905 | $110,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 32,185 | $110,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 251,561 | $110,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 16,677 | $109,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 65,250 | $109,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 11,304 | $109,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 42,669 | $106,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 7,523 | $106,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 23,036 | $106,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 2,102 | $105,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1,347 | $104,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 2,164 | $104,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 689 | $104,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 2,652 | $104,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 7,464 | $104,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 49,589 | $104,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 38,133 | $103,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V654 | DYNMC RETAIL | 2,456 | $103,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 54,521 | $103,000 | thousands by filing date | |
| BOXWOOD MERGER CORP; TNT ACQ DT: 11/16/2020; CASH | 10319t101 | COM | 10,149 | $103,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 2,109 | $102,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 60,288 | $102,000 | thousands by filing date | |
| AKAZOO SA COM NPV | L0164E108 | COMMON STOCK | 19,374 | $102,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 9,485 | $101,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 3,808 | $101,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 10,148 | $101,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 22,202 | $101,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 22,361 | $101,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 96,000 | $100,000 | thousands by filing date | principal |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 30,439 | $100,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G106 | ORD SHS | 9,959 | $100,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 4,319 | $99,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 37,837 | $99,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 205,703 | $98,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y201 | QUALITY ETF | 2,345 | $97,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 2,000 | $97,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 34,950 | $97,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 59,068 | $97,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 29,018 | $97,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 19,081 | $96,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 7,000 | $96,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 8,272 | $95,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 23,733 | $95,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 746 | $95,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 4,969 | $94,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 20,848 | $94,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 11,338 | $94,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 14,909 | $93,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 6,396 | $93,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 49,619 | $93,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 5,007 | $93,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y205 | UNIT 11/22/2024 | 9,129 | $93,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 21,582 | $92,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 4,850 | $92,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 28,643 | $92,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 9,100 | $92,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 11,102 | $91,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 10,408 | $91,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,351 | $91,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 20,832 | $91,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 4,300 | $91,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 62,027 | $90,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 3,214 | $90,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 7,800 | $90,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 114,950 | $90,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 33,188 | $89,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 57,592 | $89,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 10,201 | $88,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 8,978 | $88,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 19,933 | $86,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 18,483 | $86,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 73,454 | $86,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 103,883 | $86,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 2,150 | $85,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 12,681 | $85,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 48,423 | $85,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 12,357 | $84,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 81,000 | $84,000 | thousands by filing date | principal |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 12,135 | $83,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 12,830 | $83,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 90,000 | $83,000 | thousands by filing date | principal |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 1,536 | $83,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 2,925 | $82,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 19,265 | $82,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 3,572 | $82,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 4,693 | $81,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 1,609 | $81,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 8,093 | $81,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 5,865 | $81,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 4,535 | $81,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 81,044 | $81,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 10,137 | $81,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 3,516 | $80,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 1,844 | $80,000 | thousands by filing date | |
| Reebonz Holding Limited | G7457R122 | SHS | 68,170 | $80,000 | thousands by filing date | |
| BENITEC BIOPHARMA LTD | 082053406 | SPONSORED ADS | 15,756 | $80,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 20,547 | $79,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 1,988 | $79,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 5,173 | $79,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 7,750 | $79,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746Q256 | ENHANCED EURP C | 727 | $79,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 17,357 | $78,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 15,304 | $78,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 145,829 | $78,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 91,594 | $78,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 10,325 | $78,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 19,474 | $78,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 60,492 | $78,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 108,162 | $78,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 68,857 | $77,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061839 | TRINITY | 3,141 | $77,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 4,511 | $77,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 7,185 | $76,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 11,757 | $76,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 4,802 | $76,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 14,019 | $76,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 108,720 | $76,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 30,053 | $75,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 2,703 | $75,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 8,157 | $74,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 16,600 | $74,000 | thousands by filing date | |
| DIREXION DAILY REAL ESTATE BEAR 3X SHARES | 25460E141 | ETF | 2,864 | $74,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 51,000 | $74,000 | thousands by filing date | principal |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 6,139 | $73,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 5,200 | $73,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 4,522 | $73,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 11,033 | $73,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 25,057 | $73,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 14,988 | $72,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 8,658 | $72,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 4,172 | $72,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 137,670 | $72,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 28,200 | $72,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 33,186 | $71,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 8,163 | $71,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 8,000 | $71,000 | thousands by filing date | principal |
| POLARITYTE INC | 731094108 | COM | 27,216 | $71,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 1,148 | $71,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 2,589 | $71,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 6,380 | $70,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 9,093 | $70,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 1,620 | $70,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 420 | $70,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B107 | SHS | 7,900 | $70,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 1,693 | $70,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 1,209 | $69,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 18,449 | $69,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 30,000 | $69,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 16,831 | $69,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 1,926 | $68,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 9,867 | $68,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 4,798 | $68,000 | thousands by filing date | |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 7,391 | $68,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 13,752 | $68,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 3,072 | $67,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 8,034 | $67,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 70,000 | $67,000 | thousands by filing date | principal |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 5,106 | $66,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 66,094 | $66,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 1,623 | $65,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 12,275 | $64,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 12,160 | $64,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 5,549 | $64,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 9,082 | $64,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 7,044 | $64,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 6,453 | $64,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 1,300 | $63,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 70,460 | $63,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 6,048 | $63,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 6,242 | $63,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 3,604 | $62,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 2,852 | $62,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 24,100 | $62,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 2,448 | $62,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 6,190 | $61,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 60,000 | $61,000 | thousands by filing date | principal |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 11,595 | $60,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 4,576 | $60,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 31,098 | $60,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 55,000 | $60,000 | thousands by filing date | principal |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 4,139 | $59,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 10,826 | $59,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 7,288 | $59,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 32,565 | $59,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 3,324 | $59,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 853 | $59,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 22,086 | $58,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 17,722 | $58,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 6,708 | $58,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T202 | CMN | 2,285 | $58,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 3,500 | $58,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 2,324 | $58,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 59,000 | $58,000 | thousands by filing date | principal |
| LRAD CORP | 50213V109 | COM | 17,730 | $58,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 36,121 | $58,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 33,539 | $58,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 3,251 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 600 | $57,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 70,000 | $57,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 1,881 | $56,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 729 | $56,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P555 | FUND | 1,302 | $56,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 75,000 | $56,000 | thousands by filing date | principal |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 7,800 | $56,000 | thousands by filing date | |
| FANGDD NETWORK GROUP LTD | 30712L109 | SPONSORED ADS | 3,630 | $56,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 26,351 | $55,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 6,369 | $55,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 10,002 | $55,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 584 | $54,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 4,062 | $53,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 1,670 | $53,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 56,000 | $53,000 | thousands by filing date | principal |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 68,265 | $53,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E158 | DAILY NATRL GAS | 5,394 | $53,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 6,530 | $53,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 1,143 | $52,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 2,350 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 832 | $52,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 15,854 | $52,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 8,453 | $51,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 70,900 | $51,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 2,000 | $51,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 28,920 | $51,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 5,860 | $51,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 199,053 | $51,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 3,553 | $51,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E455 | CMN | 900 | $51,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 24,967 | $51,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 1,976 | $51,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 648 | $51,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 1,654 | $50,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS LTD | 98386D307 | SPONSORED ADR NE | 36,831 | $50,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 56,801 | $50,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A370 | LONCAR CHINA BIO | 2,000 | $50,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 1,600 | $49,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 2,545 | $49,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 1,491 | $49,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 82,700 | $49,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 41,646 | $49,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 50,000 | $49,000 | thousands by filing date | principal |
| EXICURE INC | 30205M101 | COM | 16,969 | $49,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 22,450 | $49,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 21,170 | $48,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,820 | $48,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 5,163 | $48,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 13,317 | $48,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17322H149 | HOW STRAT DIV | 1,299 | $48,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 2,558 | $47,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 1,729 | $47,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 9,047 | $47,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 11,800 | $47,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 4,700 | $47,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 1,218 | $47,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 2,605 | $47,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 1,897 | $46,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 1,301 | $46,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 2,854 | $46,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 3,177 | $46,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1,450 | $46,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 30,000 | $46,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C206 | DEVLPD MKTS100 | 2,075 | $46,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 6,960 | $45,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 13,609 | $45,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 20,035 | $45,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 730 | $45,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 3,429 | $45,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C404 | EUROPE 100 ADR | 2,076 | $45,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 1,321 | $44,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 19,308 | $44,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 82,896 | $44,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 7,950 | $43,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 18,224 | $43,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 54,812 | $43,000 | thousands by filing date | |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 50,000 | $43,000 | thousands by filing date | principal |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 4,200 | $43,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 12,150 | $42,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 2,552 | $42,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 4,087 | $42,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 3,259 | $42,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 2,000 | $42,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 7,589 | $42,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 10,446 | $42,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 1,644 | $42,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 2,757 | $42,000 | thousands by filing date | |
| AURIS MEDICAL HOLDING LTD | G07025201 | SHS | 26,077 | $42,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 2,152 | $41,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 1,501 | $41,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 22,154 | $41,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 1,174 | $41,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 99,852 | $41,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 3,949 | $41,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 3,000 | $41,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 1,308 | $40,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 449 | $40,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 232,902 | $40,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 26,000 | $40,000 | thousands by filing date | principal |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 2,680 | $40,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 4,069 | $40,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 4,972 | $40,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 19,169 | $39,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 64 | $39,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 17,300 | $39,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 49,119 | $39,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 39,895 | $39,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A537 | CBOE VEST S&P | 850 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 1,607 | $38,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 1,340 | $38,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 11,580 | $38,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 10,107 | $38,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 37,000 | $38,000 | thousands by filing date | principal |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 6,442 | $38,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 5,401 | $37,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 18,582 | $37,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 3,295 | $37,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 1,342 | $36,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 5,106 | $36,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 6,354 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 1,045 | $36,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 2,621 | $36,000 | thousands by filing date | |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 11,000 | $36,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 23,353 | $36,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 1,195 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 430 | $35,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 1,500 | $35,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 1,707 | $35,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 14,163 | $35,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 2,780 | $35,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 4,473 | $35,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 21,083 | $35,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 1,375 | $35,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 6,589 | $35,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 1,008 | $35,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 14,454 | $35,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 2,560 | $34,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 2,387 | $34,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 11,262 | $34,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 15,543 | $34,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 1,249 | $34,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 10,766 | $34,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 1,953 | $34,000 | thousands by filing date | |
| SIRIUS INTERNATIONAL INSURAN COM | G8196D101 | Stock | 3,861 | $34,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E513 | DLY ROB AI 3X | 2,554 | $34,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 3,060 | $33,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,621 | $33,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 7,686 | $33,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 6,293 | $33,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 33,000 | $33,000 | thousands by filing date | principal |
| CURIS INC | 231269200 | COM | 19,248 | $33,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 10,664 | $33,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 10,000 | $33,000 | thousands by filing date | principal |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 15,826 | $33,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 4,000 | $32,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 1,106 | $32,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 34,944 | $32,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 60,726 | $32,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y413 | DLY JPN BULL 3X | 500 | $32,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 10,440 | $31,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 1,252 | $31,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 17,443 | $31,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 20,088 | $31,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 3,049 | $31,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 42,995 | $31,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 25,863 | $31,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 32,000 | $31,000 | thousands by filing date | principal |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 2,356 | $31,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 2,489 | $31,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E521 | FUND | 805 | $31,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 3,185 | $31,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 624 | $31,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 1,269 | $30,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 4,358 | $30,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 3,233 | $30,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 28,000 | $30,000 | thousands by filing date | principal |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 16,094 | $30,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-20-000215 | this filing | 2020-02-14 | acceptance time not in the bulk data set |