13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 6,826 holding rows worth $377,757,476,000.
- Accession
- 0000895421-19-000629
- Filer
- CIK 895421
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 22,789 entries on the cover page, a total value of $377,757,476,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $377,757,476,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 17,244 | $1,565,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 104,374 | $1,564,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 34,216 | $1,559,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 41,628 | $1,558,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 28,013 | $1,557,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 110,657 | $1,557,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 62,522 | $1,557,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 59,624 | $1,553,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 118,367 | $1,551,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 39,958 | $1,548,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 71,833 | $1,547,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 39,122 | $1,546,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 19,525 | $1,545,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 29,840 | $1,543,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 203,469 | $1,542,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 22,186 | $1,540,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 77,243 | $1,539,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 4,413 | $1,537,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 456,474 | $1,533,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 29,140 | $1,527,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 19,984 | $1,526,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 1,302,000 | $1,523,000 | thousands by filing date | principal |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 123,556 | $1,522,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAC7 | BOND | 1,000,000 | $1,520,000 | thousands by filing date | principal |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 54,440 | $1,519,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 46,665 | $1,515,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 1,675,000 | $1,514,000 | thousands by filing date | principal |
| NEURONETICS INC | 64131A105 | COM | 180,979 | $1,504,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 37,610 | $1,503,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 244,300 | $1,503,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 25,088 | $1,500,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 56,436 | $1,497,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 96,146 | $1,496,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 679,720 | $1,496,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 87,660 | $1,492,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 33,519 | $1,492,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 501,235 | $1,489,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 25,961 | $1,484,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 23,178 | $1,484,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 47,187 | $1,481,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 346,223 | $1,481,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 1,110,534 | $1,478,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 98,558 | $1,476,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 41,178 | $1,476,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 1,606,000 | $1,474,000 | thousands by filing date | principal |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 60,115 | $1,473,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 145,307 | $1,468,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 87,079 | $1,468,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 26,785 | $1,466,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 122,003 | $1,465,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 299,143 | $1,465,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 19,652 | $1,464,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 23,392 | $1,462,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 45,490 | $1,459,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 71,023 | $1,458,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 171,142 | $1,451,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 155,762 | $1,450,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 53,052 | $1,448,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 51,188 | $1,447,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 41,791 | $1,447,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 46,222 | $1,445,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 103,718 | $1,443,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 51,778 | $1,441,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 81,957 | $1,435,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 474,852 | $1,429,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 681,663 | $1,425,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 89,350 | $1,425,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 26,261 | $1,423,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 55,893 | $1,422,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 18,085 | $1,422,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 207,785 | $1,418,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 196,090 | $1,418,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 88,869 | $1,411,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 74,823 | $1,411,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 24,664 | $1,406,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 33,020 | $1,405,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 33,032 | $1,404,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 32,071 | $1,404,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 56,602 | $1,401,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 45,142 | $1,398,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 86,822 | $1,395,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 369,266 | $1,392,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 1,237,179 | $1,386,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 96,036 | $1,386,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 147,044 | $1,379,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 78,178 | $1,377,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 167,719 | $1,375,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 377,409 | $1,370,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 135,796 | $1,368,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 64,637 | $1,365,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 94,414 | $1,365,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 19,218 | $1,364,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 53,487 | $1,364,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 51,856 | $1,363,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 145,894 | $1,363,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 50,584 | $1,362,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 144,953 | $1,361,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 26,825 | $1,361,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 124,710 | $1,356,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 92,625 | $1,355,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 96,938 | $1,353,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 1,370,000 | $1,353,000 | thousands by filing date | principal |
| WILLSCOT CORP | 971375126 | COM | 86,847 | $1,352,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 66,881 | $1,351,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 90,431 | $1,350,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 95,390 | $1,350,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 149,095 | $1,348,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,835,290 | $1,346,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 17,791 | $1,343,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 48,879 | $1,343,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 115,424 | $1,341,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,508,822 | $1,341,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 49,574 | $1,340,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 125,336 | $1,339,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 1,011,000 | $1,337,000 | thousands by filing date | principal |
| EXTERRAN CORP | 30227H106 | COM | 101,611 | $1,327,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 23,288 | $1,326,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 120,372 | $1,317,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 192,354 | $1,317,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 85,401 | $1,316,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 15,997 | $1,314,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 19,549 | $1,313,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 92,961 | $1,312,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 1,313,000 | $1,311,000 | thousands by filing date | principal |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 1,022,000 | $1,310,000 | thousands by filing date | principal |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 362,720 | $1,306,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 63,373 | $1,304,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 37,513 | $1,302,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 30,249 | $1,299,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 63,104 | $1,298,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 146,816 | $1,296,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 223,629 | $1,295,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 11,878 | $1,294,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 77,622 | $1,289,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 28,535 | $1,288,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 62,513 | $1,284,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 86,152 | $1,283,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 68,268 | $1,277,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 1,724,150 | $1,274,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 90,936 | $1,272,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 65,442 | $1,271,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 22,855 | $1,268,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 35,788 | $1,265,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 67,281 | $1,264,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 84,138 | $1,264,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 43,229 | $1,264,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 97,366 | $1,263,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 43,752 | $1,262,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 33,213 | $1,262,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 55,276 | $1,259,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 185,765 | $1,259,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 67,915 | $1,257,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 21,648 | $1,256,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 87,404 | $1,255,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 139,373 | $1,252,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 171,908 | $1,251,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 188,521 | $1,250,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 121,187 | $1,248,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 38,899 | $1,246,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 23,921 | $1,242,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 48,878 | $1,236,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 30,149 | $1,236,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 1,250,000 | $1,236,000 | thousands by filing date | principal |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 72,365 | $1,235,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 77,820 | $1,233,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 211,025 | $1,233,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 31,989 | $1,232,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 74,745 | $1,229,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 218,888 | $1,228,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 909,482 | $1,227,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 86,008 | $1,222,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 162,838 | $1,221,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 90,639 | $1,219,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 26,894 | $1,219,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 60,303 | $1,219,000 | thousands by filing date | |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 1,250,000 | $1,219,000 | thousands by filing date | principal |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 35,979 | $1,215,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 25,913 | $1,214,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 71,708 | $1,212,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 84,965 | $1,212,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 38,698 | $1,210,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 109,932 | $1,207,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 111,016 | $1,205,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 67,859 | $1,204,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 89,463 | $1,202,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 6,313 | $1,199,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 85,936 | $1,199,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 413,552 | $1,195,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 31,052 | $1,193,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 16,825 | $1,188,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 73,100 | $1,188,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 194,349 | $1,183,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 94,931 | $1,181,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 12,801 | $1,180,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 22,784 | $1,179,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 60,023 | $1,177,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 33,489 | $1,177,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 247,238 | $1,177,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 79,996 | $1,176,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 75,029 | $1,175,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 1,500,000 | $1,175,000 | thousands by filing date | principal |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 53,206 | $1,171,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 46,663 | $1,171,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 93,048 | $1,168,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 41,856 | $1,167,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 67,544 | $1,165,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 31,138 | $1,164,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 97,293 | $1,162,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 35,377 | $1,160,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 115,176 | $1,160,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 31,687 | $1,157,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 146,733 | $1,155,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 51,064 | $1,147,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 76,033 | $1,147,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 899,465 | $1,144,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 276,142 | $1,140,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 80,687 | $1,139,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 28,995 | $1,135,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 59,025 | $1,132,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 71,668 | $1,132,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 88,506 | $1,131,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 34,897 | $1,131,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 7,354 | $1,130,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 107,306 | $1,129,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 49,298 | $1,129,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 135,799 | $1,127,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 56,705 | $1,124,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 38,836 | $1,124,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 67,306 | $1,122,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 29,921 | $1,121,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 37,935 | $1,121,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 82,852 | $1,115,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 40,392 | $1,110,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 44,748 | $1,106,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 84,383 | $1,101,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 21,001 | $1,099,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 546,447 | $1,097,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 79,976 | $1,096,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 81,103 | $1,096,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 10,713 | $1,095,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 395,238 | $1,094,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 144,525 | $1,093,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 72,385 | $1,092,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 35,969 | $1,091,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 58,006 | $1,091,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 35,683 | $1,088,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 698,635 | $1,083,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 35,821 | $1,082,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 35,434 | $1,082,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 137,782 | $1,082,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 30,963 | $1,077,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 30,747 | $1,076,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 71,913 | $1,076,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 23,078 | $1,074,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 222,379 | $1,072,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 9,144 | $1,070,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 75,922 | $1,069,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 26,643 | $1,068,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 16,277 | $1,067,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 98,456 | $1,066,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 42,002 | $1,064,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 67,654 | $1,064,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 69,611 | $1,059,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 40,155 | $1,057,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 109,374 | $1,056,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 25,092 | $1,054,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 48,301 | $1,053,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 38,106 | $1,053,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 53,637 | $1,052,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 111,067 | $1,052,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 79,737 | $1,051,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 43,118 | $1,049,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 220,443 | $1,047,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 467,716 | $1,047,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 121,595 | $1,045,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 13,430 | $1,043,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 9,138 | $1,042,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 73,412 | $1,040,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 175,866 | $1,035,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 39,006 | $1,035,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 93,464 | $1,030,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 149,074 | $1,030,000 | thousands by filing date | |
| SIRIUS INTERNATIONAL INSURAN COM | G8196D101 | Stock | 126,800 | $1,030,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 100,595 | $1,026,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 19,250 | $1,025,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 535,418 | $1,023,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 97,883 | $1,020,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 795,799 | $1,018,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 149,900 | $1,016,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 51,448 | $1,013,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 1,030,000 | $1,012,000 | thousands by filing date | principal |
| SUZANO S A SPON ADS | 86959K105 | ADR | 125,243 | $1,011,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 15,195 | $1,011,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 8,243 | $1,010,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C206 | DEVLPD MKTS100 | 47,909 | $1,010,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 292,543 | $1,006,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 88,208 | $1,005,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 253,352 | $1,004,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 139,437 | $1,003,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 106,437 | $1,002,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 775,583 | $1,001,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 103,328 | $998,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 85,591 | $995,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 35,115 | $992,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 65,275 | $989,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 79,006 | $988,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 143,354 | $987,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 93,186 | $984,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 28,023 | $981,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 22,136 | $977,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 13,391 | $976,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 29,351 | $975,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 84,740 | $975,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 109,397 | $974,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 54,940 | $973,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 849,429 | $967,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 64,672 | $965,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 136,726 | $963,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 46,974 | $961,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 37,511 | $961,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 49,737 | $960,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 13,366 | $960,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 102,321 | $957,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 18,670 | $956,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 31,322 | $956,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 378,938 | $955,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 78,490 | $955,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 146,797 | $946,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 128,157 | $946,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 79,909 | $946,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 1,050,000 | $945,000 | thousands by filing date | principal |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 7,933 | $944,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 264,541 | $942,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 13,823 | $941,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 40,813 | $939,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 83,715 | $939,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 15,215 | $938,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 71,999 | $933,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 129,872 | $932,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 72,770 | $931,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 147,626 | $930,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 128,784 | $929,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 25,416 | $928,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 38,622 | $927,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 318,529 | $924,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 28,525 | $923,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 60,170 | $922,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 108,234 | $921,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 73,475 | $919,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 13,083 | $919,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 99,750 | $917,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 135,761 | $915,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 13,992 | $912,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 34,429 | $911,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 55,285 | $910,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 19,876 | $905,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 139,392 | $903,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 907,000 | $902,000 | thousands by filing date | principal |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 80,988 | $899,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 25,662 | $895,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 11,936 | $895,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 12,087 | $889,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 42,824 | $889,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 80,978 | $888,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 683,310 | $888,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 58,343 | $885,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 17,919 | $884,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 99,118 | $883,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 318,935 | $881,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 150,075 | $877,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 83,972 | $877,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 39,873 | $876,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 181,082 | $876,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 19,116 | $875,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 40,598 | $873,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 7,612 | $872,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 27,876 | $867,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 41,290 | $867,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 89,929 | $866,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 20,306 | $865,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 63,613 | $865,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 31,674 | $864,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 253,055 | $863,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 54,616 | $860,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 11,149 | $860,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 25,792 | $859,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 55,576 | $857,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 126,456 | $856,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 188,269 | $853,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 34,650 | $853,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 57,831 | $851,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 47,190 | $850,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 79,898 | $849,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 60,420 | $848,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 7,401 | $848,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 41,161 | $847,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 74,603 | $846,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 754,158 | $845,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 14,353 | $843,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 165,700 | $842,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 60,133 | $841,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 13,821 | $841,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 43,357 | $840,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 39,019 | $839,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 211,034 | $838,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 52,388 | $836,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 75,213 | $834,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 166,121 | $828,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 199,299 | $827,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 70,187 | $826,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 1,000,000 | $826,000 | thousands by filing date | principal |
| VOLITIONRX LTD | 928661107 | COM | 146,850 | $825,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 206,490 | $824,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 16,200 | $823,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 69,974 | $822,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 787,000 | $822,000 | thousands by filing date | principal |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 631,276 | $821,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 29,567 | $818,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 5,222 | $814,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 23,419 | $813,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 79,030 | $812,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 5,068 | $809,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 210,366 | $809,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 61,548 | $808,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P522 | FUND | 18,136 | $808,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 76,534 | $808,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 43,838 | $807,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 22,564 | $802,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 38,465 | $798,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 182,038 | $795,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 24,359 | $795,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 170,899 | $785,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 106,566 | $783,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 68,174 | $781,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 6,516 | $780,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 51,261 | $777,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 322,392 | $775,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 53,405 | $774,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 59,767 | $774,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 72,339 | $774,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 98,739 | $773,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 34,850 | $773,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 370,791 | $773,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 1,208,000 | $773,000 | thousands by filing date | principal |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 446,128 | $772,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 24,702 | $771,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 375,987 | $771,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 82,536 | $770,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 77,292 | $768,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 49,209 | $767,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 53,317 | $764,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 81,201 | $764,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 149,382 | $764,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 50,304 | $764,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 287,865 | $763,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 26,374 | $762,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 878,453 | $762,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 65,038 | $762,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 20,776 | $761,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 33,649 | $761,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 87,549 | $761,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 40,466 | $759,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 109,102 | $758,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 52,479 | $755,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 820,000 | $754,000 | thousands by filing date | principal |
| AETERNA ZENTARIS INC | 007975402 | COM | 731,179 | $753,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 26,693 | $752,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 54,182 | $750,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 83,759 | $748,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 23,503 | $747,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 67,921 | $747,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 22,989 | $744,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 114,443 | $743,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 148,067 | $739,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 28,057 | $735,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 47,078 | $731,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 33,609 | $730,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 48,994 | $729,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 331,153 | $729,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 730,000 | $728,000 | thousands by filing date | principal |
| MODEL N INC | 607525102 | COM | 25,953 | $722,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 559,200 | $722,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 56,370 | $721,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 61,175 | $718,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 116,476 | $717,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 27,494 | $715,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 149,385 | $714,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 223,195 | $714,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 55,705 | $711,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 20,467 | $710,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 34,862 | $709,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 28,445 | $708,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 59,188 | $707,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 48,735 | $707,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 353,322 | $707,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 56,619 | $703,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 40,908 | $702,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 111,961 | $699,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 898 | $699,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 32,192 | $698,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-19-000629 | this filing | 2019-11-14 | acceptance time not in the bulk data set |