13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 6,826 holding rows worth $377,757,476,000.
- Accession
- 0000895421-19-000629
- Filer
- CIK 895421
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 22,789 entries on the cover page, a total value of $377,757,476,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $377,757,476,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RETAIL VALUE INC | 76133Q102 | COM | 18,842 | $698,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 45,295 | $696,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 5,829 | $696,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 40,792 | $695,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 174,718 | $695,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 226,137 | $694,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 31,854 | $694,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 8,508 | $694,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 10,832 | $694,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 136,113 | $694,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 31,745 | $690,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 93,016 | $689,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 98,419 | $688,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 6,391 | $688,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 49,821 | $687,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 215,377 | $687,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 41,630 | $683,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 91,378 | $683,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 31,082 | $683,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 36,851 | $683,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 34,724 | $682,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 30,559 | $682,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 17,198 | $681,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 22,494 | $678,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 30,853 | $676,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 463,400 | $676,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 49,478 | $675,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 19,868 | $674,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 2,719 | $673,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 55,119 | $673,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 14,337 | $673,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,013 | $672,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 20,436 | $672,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 76,434 | $670,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 78,855 | $669,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 143,275 | $669,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 36,501 | $667,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 78,240 | $663,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 84,214 | $662,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 46,597 | $661,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 14,052 | $659,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 1,164,005 | $659,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 108,725 | $658,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 855,000 | $655,000 | thousands by filing date | principal |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 23,741 | $652,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 72,754 | $650,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 7,768 | $648,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 48,289 | $648,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 13,131 | $647,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 57,029 | $647,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 43,528 | $646,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 41,378 | $645,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 7,919 | $645,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 14,241 | $644,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 27,968 | $644,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 137,923 | $643,000 | thousands by filing date | |
| SEA LTD | 81141RAB6 | CONV BD US | 370,000 | $643,000 | thousands by filing date | principal |
| TEEKAY CORPORATION | Y8564W103 | COM | 160,517 | $642,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 553,570 | $642,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 22,874 | $642,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 36,132 | $641,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 16,041 | $641,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 21,790 | $640,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 42,537 | $639,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 73,766 | $638,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 26,768 | $637,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 34,674 | $636,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 43,198 | $635,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 19,016 | $635,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 16,149 | $632,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 134,690 | $632,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 15,014 | $631,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 31,636 | $631,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 151,454 | $631,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 12,612 | $631,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 28,399 | $630,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 26,645 | $629,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 45,784 | $627,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 12,530 | $626,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 20,862 | $626,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 46,036 | $624,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 161,180 | $624,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 3,511 | $623,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 605,000 | $623,000 | thousands by filing date | principal |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 22,034 | $619,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 35,206 | $619,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 39,170 | $618,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 23,031 | $617,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 20,700 | $615,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 28,802 | $614,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 43,927 | $613,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 42,832 | $612,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 54,024 | $612,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 56,751 | $612,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 31,334 | $610,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 38,736 | $610,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 44,435 | $609,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 403,461 | $609,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 550,000 | $608,000 | thousands by filing date | principal |
| MERCHANTS BANCORP IND | 58844R108 | COM | 36,588 | $606,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 12,182 | $604,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 74,291 | $603,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 377,793 | $600,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 59,063 | $599,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 232,216 | $599,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 34,532 | $595,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 10,227 | $595,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 19,295 | $592,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 6,746 | $591,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 27,949 | $588,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 28,873 | $586,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 137,745 | $585,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 27,899 | $585,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 21,079 | $583,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 23,549 | $580,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 39,190 | $578,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 188,386 | $573,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 415,760 | $573,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 41,491 | $573,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 39,852 | $572,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 28,302 | $571,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 14,063 | $571,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 41,136 | $571,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 38,611 | $570,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 29,289 | $568,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 502,033 | $567,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 38,358 | $567,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 102,000 | $563,000 | thousands by filing date | principal |
| 180 DEGREE CAP CORP | 68235B109 | COM | 263,388 | $563,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 180,573 | $560,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 26,113 | $559,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 11,075 | $558,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 460,727 | $558,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 29,694 | $557,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 101,137 | $556,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 15,841 | $555,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 60,915 | $554,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,931 | $554,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 20,525 | $553,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 175,749 | $552,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 27,372 | $552,000 | thousands by filing date | |
| NEWPARK RES INC | 651718AE8 | NOTE 4.000%12/0 | 500,000 | $552,000 | thousands by filing date | principal |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 334,665 | $548,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 25,297 | $547,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 500,000 | $547,000 | thousands by filing date | principal |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 25,126 | $545,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 12,366 | $544,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 1,962 | $544,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 13,615 | $543,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 224,144 | $538,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 12,659 | $537,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 15,325 | $537,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 31,576 | $536,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 23,477 | $536,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 20,174 | $535,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 36,758 | $532,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 14,814 | $532,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 292,987 | $531,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 8,325 | $529,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 5,516 | $528,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 211,039 | $528,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 16,546 | $526,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 268,849 | $526,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 43,876 | $523,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 42,945 | $523,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 30,064 | $522,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 50,076 | $522,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 8,651 | $519,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 63,221 | $519,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 20,306 | $518,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 76,045 | $517,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 26,149 | $515,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 18,089 | $515,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 51,532 | $514,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 704,104 | $514,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 65,821 | $509,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 18,201 | $508,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 115,708 | $506,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 116,374 | $504,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 31,601 | $503,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 66,199 | $501,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 96,385 | $500,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 23,651 | $500,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 60,672 | $498,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 95,985 | $498,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 10,738 | $497,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 45,371 | $494,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 11,729 | $493,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 137,401 | $492,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 10,105 | $491,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 30,500 | $491,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 17,550 | $487,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 24,946 | $485,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 27,144 | $484,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 456,405 | $483,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 85,656 | $482,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 102,570 | $481,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 56,597 | $480,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 41,476 | $480,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 212,393 | $480,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 91,882 | $478,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 15,762 | $477,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 53,971 | $477,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 117,959 | $473,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 164,551 | $472,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 111,796 | $471,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 7,307 | $469,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 67,736 | $468,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 6,406 | $467,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 23,074 | $467,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 24,179 | $466,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 57,868 | $466,000 | thousands by filing date | |
| SUTTER ROCK CAP CORP | 86944Q100 | COM | 74,476 | $466,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 33,584 | $461,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 102,602 | $459,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 17,523 | $459,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 6,927 | $458,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 23,059 | $458,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 14,040 | $458,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 19,778 | $458,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 32,063 | $458,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 324,614 | $458,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 127,046 | $456,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 34,830 | $455,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 9,557 | $455,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 74,707 | $455,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 77,747 | $453,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 47,804 | $453,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 24,211 | $453,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 557,087 | $452,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 24,158 | $451,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 73,856 | $451,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 18,158 | $447,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 11,860 | $446,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 575,000 | $446,000 | thousands by filing date | principal |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 38,319 | $444,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 77,769 | $444,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 35,144 | $441,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 4,571 | $441,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 34,345 | $440,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 24,045 | $440,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 349,500 | $437,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 29,880 | $436,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 10,071 | $436,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 642,883 | $435,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 14,760 | $434,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 4,936 | $432,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 19,619 | $432,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 320,120 | $432,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 15,996 | $430,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 22,471 | $430,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 31,391 | $428,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 46,595 | $428,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 114,369 | $428,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 71,837 | $426,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 11,478 | $425,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 35,850 | $424,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 21,657 | $424,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 27,820 | $423,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 19,073 | $423,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 17,314 | $422,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 25,916 | $421,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 63,171 | $420,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 22,753 | $420,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,563 | $420,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 1,000,000 | $420,000 | thousands by filing date | principal |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 9,096 | $420,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 79,092 | $418,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 3,823 | $418,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 22,245 | $417,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 34,008 | $416,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 12,842 | $415,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 15,953 | $415,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 82,635 | $415,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 27,329 | $413,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 12,822 | $413,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 39,076 | $412,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 30,264 | $412,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 89,078 | $411,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 43,256 | $411,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 14,895 | $410,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 7,102 | $409,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 227,960 | $408,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 57,433 | $407,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 14,027 | $407,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 27,513 | $406,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 24,657 | $406,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 41,729 | $406,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 14,307 | $403,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 10,110 | $402,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 5,430 | $402,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 28,043 | $401,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 19,405 | $400,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 19,005 | $400,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 80,549 | $398,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 38,191 | $398,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 37,718 | $398,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 96,788 | $398,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 379,000 | $397,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 12,407 | $395,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 96,073 | $395,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 128,755 | $394,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 72,342 | $393,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 16,621 | $393,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 15,058 | $392,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 7,186 | $388,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 17,255 | $387,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 82,341 | $387,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,391 | $385,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 33,272 | $384,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 145,382 | $384,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 67,462 | $384,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 88,744 | $383,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 40,861 | $382,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 26,460 | $381,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 12,012 | $380,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 42,154 | $380,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 4,304 | $378,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 20,872 | $378,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 53,708 | $378,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 19,502 | $375,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 16,390 | $372,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 28,094 | $372,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 173,626 | $371,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 125,611 | $371,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 15,570 | $370,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 6,306 | $370,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 18,094 | $369,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 15,956 | $367,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 57,458 | $367,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 18,415 | $366,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 1,985 | $364,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 6,088 | $363,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 27,839 | $362,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 13,050 | $361,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 205,389 | $359,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 38,860 | $359,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 2,233 | $358,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 1,160,098 | $356,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 45,365 | $356,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 22,743 | $355,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 3,378 | $355,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 79,183 | $354,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 75,321 | $354,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 10,975 | $354,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 6,955 | $354,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 14,465 | $354,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 11,747 | $354,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 25,797 | $353,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 25,050 | $352,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 44,502 | $352,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A495 | VOLSHARES LARG | 12,000 | $352,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 22,737 | $351,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 185,068 | $350,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 11,638 | $349,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 16,843 | $349,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 5,449 | $348,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 19,576 | $347,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 338,000 | $347,000 | thousands by filing date | principal |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 4,224 | $346,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 41,716 | $345,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 339,000 | $345,000 | thousands by filing date | principal |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 16,763 | $344,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 22,380 | $344,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 8,738 | $344,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 9,687 | $344,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 3,420 | $344,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 11,144 | $343,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 95,560 | $341,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 94,711 | $341,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 25,248 | $340,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 20,947 | $339,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 17,675 | $337,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 23,804 | $337,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 10,831 | $334,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 74,012 | $334,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 5,096 | $333,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 53,779 | $333,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 41,299 | $331,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 9,093 | $331,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 27,833 | $329,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 36,983 | $327,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 16,248 | $326,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 91,127 | $326,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 12,105 | $326,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 25,579 | $326,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 67,195 | $325,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 264,341 | $325,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 100,829 | $324,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 12,376 | $322,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 41,049 | $320,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 24,733 | $320,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E521 | FUND | 5,787 | $320,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 48,931 | $320,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 11,593 | $319,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 12,259 | $319,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 21,701 | $319,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 25,200 | $318,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 29,178 | $317,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 19,792 | $317,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279504 | COM NEW | 32,619 | $317,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 21,756 | $316,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 10,269 | $316,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 21,454 | $315,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 9,086 | $315,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 28,669 | $315,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 8,336 | $314,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 37,253 | $314,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 5,476 | $314,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 8,398 | $314,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 10,486 | $313,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 28,529 | $313,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 23,236 | $312,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 18,277 | $311,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 28,283 | $311,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 9,867 | $310,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 30,997 | $310,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 18,610 | $308,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 300,000 | $308,000 | thousands by filing date | principal |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 35,654 | $307,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 11,328 | $307,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 17,906 | $306,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 11,810 | $306,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 58,625 | $305,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 10,961 | $305,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 21,103 | $303,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 11,085 | $303,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 112,608 | $302,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 24,738 | $301,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 21,722 | $301,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 91,996 | $301,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 22,368 | $299,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 12,210 | $299,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 6,474 | $299,000 | thousands by filing date | |
| 1895 BANCORP OF WIS INC COM | 28252W105 | Stock | 31,010 | $299,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 26,019 | $298,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 11,933 | $298,000 | thousands by filing date | |
| PROSHARES TR | 74347B185 | FUND | 14,439 | $298,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 22,526 | $298,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 11,372 | $297,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 21,251 | $297,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 15,538 | $296,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 18,129 | $295,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 49,924 | $293,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 11,867 | $292,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 20,149 | $290,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 18,580 | $290,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 2,997 | $289,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 5,818 | $287,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 140,386 | $287,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 100,634 | $287,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 17,760 | $286,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 10,232 | $285,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 3,809 | $285,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 16,579 | $285,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 7,206 | $284,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 65 | $284,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 77,414 | $284,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 16,826 | $284,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 40,940 | $284,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 12,839 | $282,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 13,116 | $281,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 12,899 | $281,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 8,162 | $280,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 8,209 | $279,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 3,136 | $278,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 7,871 | $278,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 30,057 | $277,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 26,327 | $277,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 19,267 | $276,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 71,042 | $275,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 3,003 | $275,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 6,709 | $275,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 19,188 | $275,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 12,739 | $274,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 8,365 | $274,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 44,725 | $274,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 239,822 | $273,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 13,682 | $273,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 31,822 | $272,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 16,742 | $272,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 33,885 | $272,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 10,653 | $272,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 27,320 | $271,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 6,047 | $270,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 37,086 | $269,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 13,495 | $268,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,935 | $268,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 13,073 | $268,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 17,699 | $267,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 15,062 | $267,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 37,893 | $266,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 41,618 | $265,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 17,538 | $264,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 8,307 | $263,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 9,769 | $263,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 10,964 | $259,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 28,096 | $259,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 10,196 | $259,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 48,424 | $259,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-19-000629 | this filing | 2019-11-14 | acceptance time not in the bulk data set |