13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 6,826 holding rows worth $377,757,476,000.
- Accession
- 0000895421-19-000629
- Filer
- CIK 895421
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 22,789 entries on the cover page, a total value of $377,757,476,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $377,757,476,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 52,614 | $258,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 17,957 | $258,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 78,085 | $258,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 17,885 | $258,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 87,443 | $258,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 15,258 | $258,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 15,595 | $256,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 57,052 | $254,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 9,694 | $254,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 7,879 | $254,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 15,604 | $254,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 48,719 | $254,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 7,727 | $253,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 10,601 | $253,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 77,092 | $253,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 49,256 | $253,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 77,654 | $253,000 | thousands by filing date | |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 126,803 | $252,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 21,058 | $251,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 67,003 | $251,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 4,734 | $251,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 23,332 | $250,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 14,980 | $249,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 29,512 | $248,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 7,285 | $248,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 85,215 | $247,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 25,878 | $246,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 12,188 | $246,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 6,882 | $246,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 64,177 | $245,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 127,000 | $244,000 | thousands by filing date | principal |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 103,188 | $244,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 8,646 | $243,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 9,813 | $243,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 65,544 | $243,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 17,047 | $242,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 10,177 | $242,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 20,885 | $242,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 6,694 | $242,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 50,220 | $242,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 10,844 | $241,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 10,087 | $240,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 1,410 | $240,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 8,394 | $240,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 12,671 | $240,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 28,515 | $240,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 21,036 | $239,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 13,738 | $239,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 8,475 | $239,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 6,650 | $238,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 12,581 | $238,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 5,461 | $237,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 5,936 | $234,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 8,194 | $234,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 37,246 | $234,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 25,517 | $234,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 17,100 | $233,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 15,983 | $232,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 19,223 | $232,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y706 | ULTRA BLOOMBERG | 18,037 | $232,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 102,388 | $231,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 226,300 | $231,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 16,060 | $230,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 13,110 | $230,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 16,935 | $229,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 6,095 | $228,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 78,685 | $228,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 7,017 | $227,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 6,532 | $226,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 19,874 | $226,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 22,364 | $226,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 14,949 | $225,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 21,587 | $225,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 6,630 | $224,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 213,000 | $224,000 | thousands by filing date | principal |
| YRC WORLDWIDE INC | 984249607 | COM | 73,767 | $224,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 11,737 | $223,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 12,256 | $222,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 84,595 | $222,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 264,772 | $221,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 6,273 | $221,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 20,784 | $221,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 24,042 | $219,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 111,394 | $219,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 89,017 | $218,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 40,554 | $217,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 37,671 | $216,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 8,537 | $216,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 5,921 | $215,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 65,027 | $215,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 9,456 | $214,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 9,001 | $214,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 121,988 | $214,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 170,058 | $214,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 99,810 | $213,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 17,415 | $213,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 21,067 | $212,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 13,523 | $210,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 10,115 | $210,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 29,921 | $210,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 172,991 | $210,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 6,151 | $209,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 3,216 | $209,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 81,910 | $209,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 2,688 | $209,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 14,533 | $209,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 3,104 | $209,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 2,864 | $208,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,177 | $208,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 13,804 | $208,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 25,319 | $208,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 8,303 | $207,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 7,766 | $207,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 11,204 | $206,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 20,616 | $206,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 11,813 | $206,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 16,692 | $205,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,133 | $205,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 16,769 | $205,000 | thousands by filing date | |
| CALAMP CORP | 128126AD1 | BOND | 250,000 | $205,000 | thousands by filing date | principal |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 6,645 | $205,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 12,832 | $205,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 26,507 | $205,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 30,280 | $204,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 31,667 | $204,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 287,000 | $204,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 215,000 | $204,000 | thousands by filing date | principal |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 15,361 | $204,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 18,343 | $204,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 5,217 | $203,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 3,509 | $203,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 4,755 | $202,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 18,812 | $201,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 8,582 | $200,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 203,000 | $200,000 | thousands by filing date | principal |
| LIBBEY INC | 529898108 | COM | 59,358 | $199,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 2,985 | $198,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 3,373 | $198,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 93,106 | $198,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 30,832 | $198,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 117,650 | $198,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 960 | $198,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 10,818 | $195,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 6,786 | $195,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 60,134 | $195,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 193,000 | $195,000 | thousands by filing date | principal |
| CLARUS CORP NEW | 18270P109 | COM | 16,527 | $194,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 5,715 | $193,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 21,771 | $193,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 59,243 | $192,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 19,123 | $192,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 1,557 | $191,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 12,583 | $191,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 7,457 | $191,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 5,858 | $191,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 15,449 | $191,000 | thousands by filing date | |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 200,000 | $191,000 | thousands by filing date | principal |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 201,611 | $191,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 12,928 | $190,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 2,689 | $190,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 8,550 | $189,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 39,193 | $188,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 25,261 | $187,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 221,558 | $187,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 4,157 | $187,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 22,151 | $187,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 59,164 | $186,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 3,702 | $186,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 8,588 | $185,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 24,762 | $185,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 8,367 | $185,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 7,970 | $185,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 7,649 | $185,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 5,796 | $183,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 6,093 | $183,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 19,189 | $182,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 2,077 | $181,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 29,024 | $181,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 40,100 | $181,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 11,839 | $181,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 13,737 | $180,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 21,731 | $180,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 13,113 | $180,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 7,926 | $180,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 4,154 | $180,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 1,707 | $179,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 16,035 | $178,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 46,000 | $178,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 15,587 | $178,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,630 | $177,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 6,765 | $177,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 58,943 | $177,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 179,000 | $177,000 | thousands by filing date | principal |
| WATERSTONE FINL INC MD | 94188P101 | COM | 10,233 | $176,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 43,158 | $176,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 4,982 | $175,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 4,406 | $175,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 9,629 | $175,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 147,335 | $175,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 3,788 | $175,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 76,880 | $175,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 29,213 | $175,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 17,578 | $174,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 21,143 | $174,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 68,485 | $173,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 6,762 | $173,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 14,903 | $173,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 522 | $173,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 19,648 | $173,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 27,900 | $173,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 11,701 | $172,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 58,407 | $172,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 6,138 | $172,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 5,133 | $172,000 | thousands by filing date | |
| FI ENHANCED EUROPE 50 ETN UBS | 90274D234 | COM | 1,071 | $172,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 9,398 | $171,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 90,063 | $171,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 10,256 | $171,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 8,624 | $170,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 52,712 | $169,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 116,823 | $169,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 168,000 | $169,000 | thousands by filing date | principal |
| MACKINAC FINL CORP | 554571109 | COM | 10,848 | $168,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 5,639 | $167,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 4,747 | $167,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 154,037 | $166,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 18,982 | $166,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 5,488 | $165,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 4,423 | $165,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 8,120 | $165,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 10,716 | $165,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 25,836 | $165,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 10,981 | $164,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 18,659 | $164,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 8,711 | $164,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 42,741 | $164,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 5,982 | $164,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 7,820 | $162,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 7,464 | $162,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 4,211 | $162,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 177,941 | $162,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 48,860 | $162,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 9,261 | $162,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 11,437 | $161,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 9,229 | $161,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 5,497 | $160,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 5,797 | $159,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 5,353 | $159,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 18,166 | $158,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 12,299 | $158,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 6,607 | $158,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 6,719 | $158,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 7,995 | $157,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 4,065 | $157,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 44,043 | $157,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 9,104 | $157,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 10,472 | $156,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 150,000 | $156,000 | thousands by filing date | principal |
| PICO HLDGS INC | 693366205 | COM NEW | 15,377 | $155,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 24,015 | $154,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 10,929 | $154,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 13,800 | $154,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 82,189 | $154,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 44,065 | $154,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 35,751 | $154,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 213,219 | $154,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 29,781 | $153,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 7,562 | $153,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 14,927 | $153,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 120,402 | $153,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 2,892 | $152,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 153,442 | $152,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 45,733 | $152,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 20,520 | $151,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 900 | $151,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 13,969 | $151,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 145,000 | $151,000 | thousands by filing date | principal |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 6,344 | $151,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S124 | UNIT 99/99/9999 | 14,800 | $151,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867206 | 6.50 PFD SER B | 2,450 | $150,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,954 | $149,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 13,541 | $149,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 5,312 | $149,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 40,000 | $149,000 | thousands by filing date | principal |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 2,949 | $149,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 14,401 | $148,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 5,937 | $148,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 19,765 | $148,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 5,305 | $148,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721407 | COM | 49,900 | $148,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 241,900 | $147,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 4,361 | $147,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 21,749 | $147,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 7,515 | $147,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 21,952 | $147,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 207,689 | $147,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 7,586 | $146,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 4,093 | $146,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 8,992 | $146,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 4,129 | $146,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 8,877 | $146,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 32,372 | $146,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 85,064 | $146,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 11,174 | $145,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 7,236 | $145,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 150,403 | $144,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 7,987 | $143,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 48,569 | $143,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 200,700 | $143,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 9,632 | $141,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 5,858 | $141,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 18,600 | $140,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 4,170 | $139,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 6,432 | $139,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 55,918 | $139,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 129,000 | $139,000 | thousands by filing date | principal |
| READING INTL INC | 755408101 | CL A | 11,527 | $138,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 9,822 | $138,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 28,394 | $138,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 184,689 | $138,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 43,265 | $137,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 7,472 | $137,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 2,817 | $137,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 13,383 | $137,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 32,557 | $137,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 45,372 | $136,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 70,946 | $136,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 67,608 | $136,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 5,946 | $136,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 9,186 | $135,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 1,085 | $135,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 3,283 | $134,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 7,626 | $134,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 17,226 | $134,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 135,000 | $134,000 | thousands by filing date | principal |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 14,170 | $134,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 44,000 | $133,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 5,366 | $133,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 313,197 | $131,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 24,426 | $131,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 204,420 | $131,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 43,041 | $130,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 6,040 | $130,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 10,620 | $130,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 4,024 | $130,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 10,418 | $130,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 84,635 | $130,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 27,224 | $130,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 1,588 | $129,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 6,057 | $129,000 | thousands by filing date | |
| SB FINL GROUP INC DEP | 78408D204 | SHS PFD 6.5 | 7,790 | $129,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 3,012 | $127,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 244,660 | $127,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 4,945 | $127,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C107 | ASIA 50ADR IDX | 4,155 | $127,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 12,152 | $127,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 23,156 | $126,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 68,825 | $126,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 72,914 | $126,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 5,040 | $125,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 30,012 | $125,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 5,309 | $124,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 34,178 | $123,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 46,679 | $123,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 2,313 | $123,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 2,312 | $122,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 30,933 | $122,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 4,746 | $121,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 3,723 | $121,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 15,731 | $121,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 9,978 | $121,000 | thousands by filing date | |
| WANDA SPORTS GROUP CO LTD | 93368R101 | SPONSORED ADS | 29,800 | $121,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 5,352 | $120,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 48,347 | $120,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 1,825 | $120,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 4,306 | $120,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 12,764 | $119,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 22,312 | $119,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 21,661 | $119,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 5,955 | $118,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 9,324 | $118,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 130,000 | $118,000 | thousands by filing date | principal |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 132,000 | $118,000 | thousands by filing date | principal |
| VSE CORP COM | 918284100 | Stock | 3,430 | $117,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 3,820 | $117,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 69,156 | $117,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 4,603 | $117,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 18,660 | $116,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 40,707 | $116,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E552 | MSCI EMRNG MKT | 3,860 | $116,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 34,415 | $116,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 2,365 | $115,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 203,009 | $115,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 25,580 | $115,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 3,655 | $114,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 19,713 | $114,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 7,307 | $114,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 4,835 | $113,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 6,571 | $113,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 56,642 | $112,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 22,048 | $112,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 112,000 | $112,000 | thousands by filing date | principal |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 75,498 | $111,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 40,102 | $111,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 38,834 | $111,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 7,543 | $111,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 3,253 | $111,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 4,478 | $111,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 43,455 | $110,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 9,250 | $110,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 143,864 | $110,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 5,882 | $109,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 1,735 | $109,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 23,662 | $109,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 5,202 | $109,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 14,548 | $109,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 13,981 | $109,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 10,455 | $109,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 11,304 | $109,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 4,796 | $108,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 6,150 | $108,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 10,010 | $108,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 2,041 | $108,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 6,938 | $108,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 2,102 | $107,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 15,711 | $107,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 10,386 | $107,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 22,608 | $107,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 17,792 | $107,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 3,601 | $107,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 13,713 | $106,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 3,373 | $106,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 7,000 | $105,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 146,000 | $105,000 | thousands by filing date | principal |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 10,076 | $105,000 | thousands by filing date | |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 50,540 | $104,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 7,079 | $103,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 6,910 | $102,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 3,691 | $102,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 12,770 | $102,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 7,345 | $102,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 10,854 | $102,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 10,247 | $102,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 21,506 | $101,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 9,657 | $101,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 6,797 | $101,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 2,071 | $100,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 6,235 | $99,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 3,352 | $99,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 10,797 | $98,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 30,797 | $98,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 8,043 | $98,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 4,073 | $97,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 5,751 | $97,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 2,599 | $97,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 25,217 | $97,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 12,523 | $96,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 18,582 | $96,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES L | M56595149 | SHS NEW | 4,984 | $96,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 5,705 | $96,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 15,987 | $95,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 18,025 | $95,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 3,099 | $94,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 13,049 | $94,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,629 | $94,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 37,478 | $94,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 2,621 | $93,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 4,715 | $93,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 11,603 | $92,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 12,950 | $92,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 25,404 | $92,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 21,326 | $92,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 112,000 | $92,000 | thousands by filing date | principal |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 7,773 | $91,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 3,754 | $91,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1,401 | $90,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 9,539 | $90,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 14,720 | $90,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 12,705 | $90,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 5,576 | $89,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 18,802 | $89,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 2,868 | $89,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 13,367 | $89,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 2,000 | $88,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 42,016 | $88,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 14,458 | $88,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 33,450 | $87,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 65,203 | $87,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 4,353 | $87,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 43,457 | $87,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 9,295 | $87,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 6,705 | $86,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 2,197 | $86,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 6,326 | $86,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 6,211 | $86,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 4,650 | $86,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 2,690 | $85,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 2,184 | $85,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 2,051 | $85,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 6,381 | $85,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-19-000629 | this filing | 2019-11-14 | acceptance time not in the bulk data set |