13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 6,826 holding rows worth $377,757,476,000.
- Accession
- 0000895421-19-000629
- Filer
- CIK 895421
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 22,789 entries on the cover page, a total value of $377,757,476,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $377,757,476,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 60,297 | $4,376,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 836,180 | $4,369,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 420,790 | $4,360,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 90,558 | $4,360,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 169,362 | $4,355,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 106,472 | $4,353,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 236,634 | $4,353,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 141,863 | $4,347,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 1,848,194 | $4,343,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 172,499 | $4,336,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 471,143 | $4,335,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 283,084 | $4,334,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 30,921 | $4,332,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 262,748 | $4,329,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 135,771 | $4,317,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 112,726 | $4,317,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 31,732 | $4,316,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,112,122 | $4,314,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 118,392 | $4,308,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 101,273 | $4,307,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 237,842 | $4,307,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 183,122 | $4,305,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 404,795 | $4,303,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 88,353 | $4,302,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 262,970 | $4,302,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 223,207 | $4,300,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 331,251 | $4,293,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 209,797 | $4,292,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 105,275 | $4,290,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 546,596 | $4,286,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 805,159 | $4,283,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 551,595 | $4,283,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 56,139 | $4,281,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 105,779 | $4,272,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 296,300 | $4,270,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 436,188 | $4,270,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 48,192 | $4,267,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 30,755 | $4,258,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 28,118 | $4,255,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 4,311,000 | $4,252,000 | thousands by filing date | principal |
| F N B CORP | 302520101 | COM | 368,646 | $4,251,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 584,536 | $4,243,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 177,202 | $4,239,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 155,557 | $4,233,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 744,843 | $4,231,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 135,338 | $4,223,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 192,253 | $4,218,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 88,451 | $4,216,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,857,587 | $4,216,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 57,007 | $4,215,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 116,849 | $4,213,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 94,778 | $4,211,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 75,312 | $4,209,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 169,692 | $4,206,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 115,719 | $4,206,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 228,241 | $4,205,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 3,420,000 | $4,198,000 | thousands by filing date | principal |
| MEDALLIA INC | 584021109 | COM | 153,048 | $4,198,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 177,167 | $4,188,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 417,207 | $4,185,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 249,487 | $4,181,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 91,387 | $4,178,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 17,562 | $4,176,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 390,335 | $4,176,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 55,627 | $4,175,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 533,021 | $4,174,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 220,116 | $4,171,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 137,930 | $4,158,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 147,931 | $4,158,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 32,834 | $4,152,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 159,444 | $4,151,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 545,127 | $4,150,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 70,776 | $4,145,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 515,412 | $4,144,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 367,192 | $4,142,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 179,915 | $4,142,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 184,301 | $4,125,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 156,814 | $4,120,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 138,423 | $4,120,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 45,336 | $4,118,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 3,081,000 | $4,114,000 | thousands by filing date | principal |
| JOINT CORP | 47973J102 | COM | 220,945 | $4,112,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 191,775 | $4,100,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 736,751 | $4,097,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 183,463 | $4,088,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 100,103 | $4,086,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 138,560 | $4,073,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 498,857 | $4,066,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 257,424 | $4,062,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 281,214 | $4,061,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 146,472 | $4,061,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 146,331 | $4,061,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 236,997 | $4,057,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 167,233 | $4,057,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 196,181 | $4,056,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 419,035 | $4,052,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 12,868 | $4,041,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 454,241 | $4,038,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 242,109 | $4,038,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 272,115 | $4,036,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 216,316 | $4,035,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 192,031 | $4,027,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 118,040 | $4,026,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 72,000 | $4,023,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 90,172 | $4,023,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 139,939 | $4,019,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 374,952 | $4,012,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 107,484 | $4,011,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 384,457 | $4,006,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 50,010 | $4,005,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 643,006 | $3,999,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,019,670 | $3,998,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 43,542 | $3,997,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 53,173 | $3,991,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 757,342 | $3,984,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 231,522 | $3,983,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 941,513 | $3,983,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 38,062 | $3,979,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 227,316 | $3,978,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,044,447 | $3,969,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 185,775 | $3,958,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 72,238 | $3,957,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 317,520 | $3,957,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 39,747 | $3,956,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 133,674 | $3,947,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 146,397 | $3,946,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 367,477 | $3,943,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 50,974 | $3,935,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 630,211 | $3,932,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 85,905 | $3,932,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 51,975 | $3,927,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 37,177 | $3,918,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 122,574 | $3,914,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 75,660 | $3,909,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 299,533 | $3,909,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 57,787 | $3,901,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 51,635 | $3,898,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 127,613 | $3,891,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 122,181 | $3,891,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 128,452 | $3,884,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 4,048,000 | $3,884,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 19,768 | $3,874,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 527,334 | $3,871,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 591,946 | $3,871,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 71,962 | $3,870,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 175,311 | $3,865,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 385,970 | $3,865,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 59,317 | $3,863,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 428,585 | $3,857,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 296,335 | $3,855,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 247,727 | $3,855,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 175,857 | $3,851,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 87,399 | $3,844,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 91,931 | $3,844,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 152,969 | $3,844,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 147,417 | $3,840,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 178,405 | $3,838,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 330,740 | $3,836,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 77,854 | $3,835,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 289,062 | $3,834,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 297,788 | $3,833,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 185,519 | $3,831,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 285,831 | $3,830,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 41,306 | $3,826,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 260,821 | $3,824,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 369,715 | $3,822,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 32,412 | $3,816,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 51,240 | $3,806,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 3,942,000 | $3,804,000 | thousands by filing date | principal |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 226,562 | $3,794,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 266,974 | $3,794,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 245,590 | $3,792,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 191,418 | $3,788,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 137,169 | $3,786,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 41,420 | $3,783,000 | thousands by filing date | |
| MORGAN STANLEY | 617480272 | LNG EURO ETN20 | 105,044 | $3,782,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 611,386 | $3,773,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 39,002 | $3,771,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 163,400 | $3,769,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 1,134,966 | $3,769,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 97,730 | $3,766,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 47,109 | $3,762,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 225,997 | $3,759,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 854,339 | $3,759,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 725,276 | $3,758,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 175,926 | $3,754,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 142,657 | $3,754,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 223,308 | $3,752,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 207,145 | $3,746,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 59,713 | $3,745,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 2,133,239 | $3,744,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 364,121 | $3,743,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 59,481 | $3,739,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 201,293 | $3,731,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 109,016 | $3,727,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 242,086 | $3,726,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 213,946 | $3,723,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 2,021,000 | $3,716,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 55,253 | $3,709,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 109,387 | $3,708,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E166 | DAILY JR GLD MIN | 64,700 | $3,697,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 125,767 | $3,695,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 60,542 | $3,695,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 78,613 | $3,693,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 3,544,000 | $3,693,000 | thousands by filing date | principal |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 222,426 | $3,689,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 84,441 | $3,686,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 516,750 | $3,684,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 213,003 | $3,678,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 1,801,763 | $3,676,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 11,022 | $3,667,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 160,940 | $3,666,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 37,161 | $3,665,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 47,408 | $3,663,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 255,854 | $3,659,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 101,443 | $3,655,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 64,886 | $3,655,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 106,917 | $3,647,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 39,761 | $3,645,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 155,707 | $3,644,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 103,174 | $3,642,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 112,562 | $3,641,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 93,778 | $3,639,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 116,516 | $3,639,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 294,536 | $3,638,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 124,148 | $3,625,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 124,094 | $3,625,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 57,614 | $3,621,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 267,240 | $3,620,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 34,933 | $3,618,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 165,269 | $3,618,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 27,868 | $3,618,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 103,940 | $3,616,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 239,331 | $3,616,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 562,585 | $3,606,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 3,681,000 | $3,601,000 | thousands by filing date | principal |
| EPLUS INC | 294268107 | COM | 47,305 | $3,599,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 132,714 | $3,589,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 2,134,000 | $3,588,000 | thousands by filing date | principal |
| NAM TAI PROPERTY INC | G63907102 | Com | 398,614 | $3,587,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 220,199 | $3,586,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 592,550 | $3,585,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 156,449 | $3,584,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 423,556 | $3,583,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 95,085 | $3,579,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 42,194 | $3,579,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 56,360 | $3,576,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,248,316 | $3,576,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 208,255 | $3,567,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 95,290 | $3,559,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 27,433 | $3,557,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 91,646 | $3,556,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 337,101 | $3,553,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 90,975 | $3,547,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 109,857 | $3,545,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 69,986 | $3,544,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 203,245 | $3,540,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 228,430 | $3,536,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 179,602 | $3,535,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 38,533 | $3,526,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 3,802,000 | $3,515,000 | thousands by filing date | principal |
| NETGEAR INC | 64111Q104 | COM | 108,983 | $3,511,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 37,811 | $3,511,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 249,546 | $3,506,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 365,946 | $3,505,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 76,026 | $3,503,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 264,157 | $3,503,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 280,452 | $3,500,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,620,501 | $3,500,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 39,980 | $3,495,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 110,234 | $3,494,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 189,705 | $3,490,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 1,644,281 | $3,486,000 | thousands by filing date | |
| PLUG POWER INC | 72919PAB9 | NOTE 5.500% 3/1 | 3,000,000 | $3,481,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 91,938 | $3,472,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 108,681 | $3,471,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 115,408 | $3,461,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 74,377 | $3,458,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 148,500 | $3,457,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 152,802 | $3,450,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 1,431,173 | $3,449,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 395,744 | $3,447,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 91,965 | $3,443,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 218,016 | $3,440,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 122,289 | $3,435,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 2,297,000 | $3,434,000 | thousands by filing date | principal |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 62,805 | $3,430,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 105,908 | $3,428,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 3,657,000 | $3,420,000 | thousands by filing date | principal |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 46,542 | $3,419,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 281,320 | $3,418,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 64,405 | $3,416,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 229,227 | $3,415,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 130,996 | $3,414,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 145,287 | $3,413,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 115,453 | $3,406,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 246,991 | $3,404,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 591,374 | $3,401,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 136,712 | $3,393,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 225,292 | $3,388,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 32,861 | $3,362,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 129,109 | $3,359,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 66,703 | $3,357,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 251,475 | $3,357,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 71,761 | $3,351,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 21,251 | $3,351,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 141,294 | $3,349,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 234,825 | $3,342,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 92,034 | $3,340,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 34,551 | $3,338,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 285,923 | $3,332,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 68,606 | $3,331,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 34,116 | $3,330,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 117,872 | $3,328,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 124,566 | $3,326,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 136,982 | $3,318,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 44,807 | $3,317,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 141,102 | $3,316,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 89,608 | $3,316,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 86,917 | $3,315,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 787,389 | $3,315,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 144,630 | $3,313,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 66,608 | $3,309,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 331,492 | $3,308,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 117,146 | $3,303,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 131,746 | $3,303,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 265,114 | $3,303,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 134,465 | $3,300,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 326,664 | $3,299,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 118,331 | $3,292,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 131,372 | $3,280,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 84,269 | $3,273,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 44,861 | $3,272,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 93,008 | $3,272,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 159,528 | $3,264,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 225,717 | $3,260,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 2,302,000 | $3,258,000 | thousands by filing date | principal |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 211,046 | $3,250,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 2,007,000 | $3,245,000 | thousands by filing date | principal |
| COMMUNITY USD0.01 | 20369C106 | COM | 72,816 | $3,243,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 847,116 | $3,236,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,189,160 | $3,234,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 78,656 | $3,231,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 133,282 | $3,227,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,542,898 | $3,224,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 207,466 | $3,222,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 42,532 | $3,220,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G680 | S&P FINCIAL REVE | 47,209 | $3,220,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 305,866 | $3,215,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 245,858 | $3,213,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 52,268 | $3,212,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 30,813 | $3,212,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,711,794 | $3,201,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 62,446 | $3,192,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 223,462 | $3,191,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 89,837 | $3,189,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 99,140 | $3,186,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 201,664 | $3,180,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 57,818 | $3,176,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 111,839 | $3,176,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 176,154 | $3,174,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 57,720 | $3,170,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 33,192 | $3,164,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 92,003 | $3,160,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 40,528 | $3,157,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 131,331 | $3,152,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 3,468,000 | $3,151,000 | thousands by filing date | principal |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 6,677 | $3,148,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 83,751 | $3,145,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 276,108 | $3,142,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 199,647 | $3,131,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 74,980 | $3,128,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 255,719 | $3,127,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 97,500 | $3,127,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 47,272 | $3,126,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 184,654 | $3,126,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 3,096,000 | $3,126,000 | thousands by filing date | principal |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 228,275 | $3,124,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 93,944 | $3,124,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 102,213 | $3,123,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 281,585 | $3,119,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 101,413 | $3,117,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 79,092 | $3,113,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 156,577 | $3,107,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 50,651 | $3,107,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 53,794 | $3,107,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 547,822 | $3,106,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 290,590 | $3,098,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 377,409 | $3,092,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 166,219 | $3,091,000 | thousands by filing date | |
| INTELSAT S A | 45790VAB6 | NOTE 4.500% 6/1 | 2,076,000 | $3,088,000 | thousands by filing date | principal |
| ASHLAND INC | 044186104 | COM | 40,072 | $3,087,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 424,054 | $3,085,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 187,787 | $3,085,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 740,496 | $3,081,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 218,083 | $3,079,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 170,745 | $3,077,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 3,125,000 | $3,077,000 | thousands by filing date | principal |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 264,947 | $3,070,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 592,322 | $3,062,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 308,979 | $3,062,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 913,913 | $3,057,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 100,334 | $3,055,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 41,352 | $3,050,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 45,817 | $3,040,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 464,439 | $3,039,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 43,982 | $3,032,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 284,870 | $3,031,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 497,691 | $3,031,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 178,081 | $3,025,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 143,184 | $3,021,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 34,983 | $3,017,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 133,521 | $3,014,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 294,974 | $3,008,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 198,667 | $3,002,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 4,253,949 | $3,000,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 2,771,000 | $2,996,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 51,775 | $2,993,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 83,942 | $2,989,000 | thousands by filing date | |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 56,050 | $2,987,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 99,347 | $2,983,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 224,652 | $2,981,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 288,702 | $2,977,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 210,301 | $2,974,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 503,225 | $2,974,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 117,330 | $2,974,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 2,020,000 | $2,972,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 74,542 | $2,971,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 56,717 | $2,970,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 359,283 | $2,964,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 312,504 | $2,960,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 1,048,924 | $2,958,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 111,956 | $2,956,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 94,684 | $2,955,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 122,420 | $2,955,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 324,108 | $2,953,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,299,945 | $2,951,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 324,391 | $2,949,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 51,990 | $2,946,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 76,270 | $2,942,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E182 | DLY SEMICNDTR BR | 77,880 | $2,939,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 769,806 | $2,933,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 177,162 | $2,929,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 225,223 | $2,927,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 113,305 | $2,923,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 73,176 | $2,920,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 92,966 | $2,917,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 31,197 | $2,916,000 | thousands by filing date | |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 2,680,000 | $2,916,000 | thousands by filing date | principal |
| OPUS BK IRVINE CALIF | 684000102 | COM | 133,921 | $2,916,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 871,906 | $2,913,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 2,518,000 | $2,913,000 | thousands by filing date | principal |
| DIANA SHIPPING INC | Y2066G104 | COM | 861,191 | $2,910,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 3,224 | $2,908,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 89,411 | $2,906,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 127,130 | $2,905,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 63,650 | $2,901,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 58,094 | $2,892,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 55,221 | $2,886,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 45,602 | $2,885,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 145,392 | $2,880,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 2,598,000 | $2,877,000 | thousands by filing date | principal |
| ANDERSONS INC COM | 034164103 | Stock | 128,136 | $2,874,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 21,940 | $2,874,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 3,094,000 | $2,871,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404K106 | COM | 50,569 | $2,868,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 1,145,044 | $2,863,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 32,912 | $2,855,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 460,384 | $2,850,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 67,256 | $2,847,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 311,982 | $2,845,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 58,928 | $2,842,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 1,101,286 | $2,842,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 990,607 | $2,833,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 3,243,000 | $2,830,000 | thousands by filing date | principal |
| FARO TECHNOLOGIES INC | 311642102 | COM | 58,510 | $2,829,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 63,252 | $2,828,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 217,960 | $2,827,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 29,234 | $2,822,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 150,299 | $2,821,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 233,658 | $2,820,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 241,525 | $2,814,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 195,239 | $2,812,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 22,035 | $2,810,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 585,946 | $2,810,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 87,927 | $2,804,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 250,252 | $2,803,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 445,482 | $2,802,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 88,587 | $2,799,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 307,480 | $2,795,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 47,667 | $2,795,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 111,692 | $2,795,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 54,891 | $2,794,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 55,547 | $2,790,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 105,009 | $2,789,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 46,907 | $2,789,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 177,361 | $2,788,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 58,592 | $2,785,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 83,514 | $2,784,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 90,719 | $2,780,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-19-000629 | this filing | 2019-11-14 | acceptance time not in the bulk data set |