13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 6,826 holding rows worth $377,757,476,000.
- Accession
- 0000895421-19-000629
- Filer
- CIK 895421
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 22,789 entries on the cover page, a total value of $377,757,476,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $377,757,476,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PHOTRONICS INC | 719405102 | COM | 255,502 | $2,779,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 186,302 | $2,774,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 207,781 | $2,759,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 70,132 | $2,755,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 336,732 | $2,755,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 2,782,000 | $2,745,000 | thousands by filing date | principal |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 127,876 | $2,738,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 16,597 | $2,735,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 249,080 | $2,732,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 53,315 | $2,727,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 2,090,000 | $2,726,000 | thousands by filing date | principal |
| FS KKR CAPITAL CORP | 302635107 | COM | 467,340 | $2,725,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 38,322 | $2,724,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 194,323 | $2,721,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 61,197 | $2,715,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 72,860 | $2,706,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 29,325 | $2,705,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 96,237 | $2,705,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 145,113 | $2,702,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 133,362 | $2,702,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 97,127 | $2,700,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 24,356 | $2,693,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 215,182 | $2,691,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 69,656 | $2,690,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 305,296 | $2,690,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 114,995 | $2,689,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 54,325 | $2,686,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 2,869,000 | $2,683,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343X100 | COM | 62,684 | $2,682,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 51,752 | $2,678,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 50,149 | $2,678,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 245,597 | $2,677,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 463,548 | $2,675,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 273,880 | $2,673,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 290,405 | $2,672,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,460 | $2,657,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 2,750,000 | $2,653,000 | thousands by filing date | principal |
| BOYDGAMINGCORP | 103304101 | STOK | 110,659 | $2,650,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 2,975,000 | $2,644,000 | thousands by filing date | principal |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 180,555 | $2,643,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 206,190 | $2,640,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 38,421 | $2,638,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 23,818 | $2,632,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 123,553 | $2,626,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 2,205,331 | $2,626,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 20,640 | $2,625,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 993,767 | $2,624,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 1,100,862 | $2,609,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 342,176 | $2,607,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 87,766 | $2,602,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 353,838 | $2,601,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 718,186 | $2,585,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 26,800 | $2,583,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 32,966 | $2,571,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 119,934 | $2,571,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 105,036 | $2,569,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 62,530 | $2,567,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 196,184 | $2,567,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 860,976 | $2,565,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 144,967 | $2,565,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 73,844 | $2,563,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 106,575 | $2,556,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 170,909 | $2,552,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 48,674 | $2,550,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 184,218 | $2,539,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 319,658 | $2,535,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 380,919 | $2,533,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 100,449 | $2,533,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 830,025 | $2,532,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 212,503 | $2,527,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 125,945 | $2,527,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 1,021,719 | $2,524,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 96,396 | $2,523,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 76,177 | $2,519,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 299,526 | $2,519,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 146,798 | $2,509,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 97,880 | $2,507,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 1,241,058 | $2,506,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 46,223 | $2,505,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 1,641,646 | $2,504,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 46,059 | $2,504,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 129,732 | $2,504,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 163,100 | $2,498,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 2,069,000 | $2,493,000 | thousands by filing date | principal |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 114,002 | $2,481,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 51,806 | $2,481,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 3,000,000 | $2,480,000 | thousands by filing date | principal |
| NOVAVAX INC | 670002401 | COM NEW | 493,679 | $2,478,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 41,440 | $2,477,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 66,262 | $2,476,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 15,529 | $2,472,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 179,554 | $2,472,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 218,043 | $2,471,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 44,215 | $2,461,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 204,435 | $2,453,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 366,778 | $2,449,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 152,318 | $2,447,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 189,884 | $2,446,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 93,977 | $2,446,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 18,992 | $2,439,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 89,179 | $2,437,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 139,144 | $2,427,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 242,689 | $2,427,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 99,565 | $2,425,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 42,551 | $2,424,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 60,551 | $2,419,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 161,068 | $2,418,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 61,304 | $2,417,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 136,684 | $2,413,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 213,973 | $2,405,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 50,425 | $2,404,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 2,500,000 | $2,403,000 | thousands by filing date | principal |
| UNIFI INC | 904677200 | COM NEW | 109,485 | $2,399,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 198,345 | $2,383,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 152,318 | $2,381,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 121,281 | $2,381,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 32,625 | $2,378,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 24,999 | $2,377,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 154,218 | $2,374,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 119,407 | $2,367,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 106,687 | $2,359,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 222,726 | $2,359,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 116,586 | $2,357,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 47,436 | $2,352,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 324,023 | $2,352,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 156,308 | $2,344,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 203,821 | $2,338,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 145,344 | $2,337,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 136,213 | $2,329,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 112,146 | $2,325,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 56,193 | $2,323,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 176,518 | $2,323,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 5,156,108 | $2,322,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 68,520 | $2,321,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 23,976 | $2,320,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 29,392 | $2,319,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 57,829 | $2,313,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 71,211 | $2,311,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 70,704 | $2,308,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 112,353 | $2,306,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 78,939 | $2,306,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 72,904 | $2,300,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 50,271 | $2,300,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 77,452 | $2,298,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 28,030 | $2,291,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 20,865 | $2,289,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 415,687 | $2,287,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 355,221 | $2,280,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 285,592 | $2,280,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 2,485,000 | $2,279,000 | thousands by filing date | principal |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 3,505,000 | $2,278,000 | thousands by filing date | principal |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 85,425 | $2,274,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 339,774 | $2,273,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 167,315 | $2,271,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 253,603 | $2,268,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 108,974 | $2,267,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,154,719 | $2,263,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 2,229,000 | $2,263,000 | thousands by filing date | principal |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 69,464 | $2,262,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 146,859 | $2,261,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 60,606 | $2,258,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 134,989 | $2,258,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 56,958 | $2,257,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 8,542,454 | $2,256,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 388,904 | $2,256,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 2,020,000 | $2,256,000 | thousands by filing date | principal |
| EZCORP INC | 302301106 | CL A NON VTG | 349,397 | $2,255,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 51,315 | $2,254,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 65,501 | $2,251,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 178,667 | $2,249,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 86,051 | $2,247,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 18,107 | $2,240,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 43,877 | $2,238,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 44,874 | $2,237,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 34,604 | $2,235,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 46,199 | $2,232,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 77,041 | $2,232,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 27,777 | $2,230,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 2,974,000 | $2,230,000 | thousands by filing date | principal |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 147,711 | $2,229,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 56,938 | $2,226,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 192,747 | $2,226,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 60,684 | $2,225,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 109,797 | $2,224,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 388,737 | $2,220,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 2,592,000 | $2,213,000 | thousands by filing date | principal |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 127,367 | $2,211,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 510,242 | $2,209,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 184,338 | $2,202,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 56,893 | $2,199,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 140,621 | $2,197,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,137,454 | $2,194,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 90,276 | $2,193,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 314,497 | $2,185,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 77,436 | $2,182,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 41,397 | $2,182,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 134,795 | $2,181,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 25,563 | $2,180,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 182,317 | $2,179,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 38,324 | $2,175,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 173,757 | $2,174,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 212,441 | $2,173,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 339,360 | $2,172,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 82,879 | $2,171,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 423,611 | $2,170,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 41,571 | $2,168,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 135,625 | $2,167,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 414,355 | $2,167,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 291,391 | $2,165,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 635,125 | $2,165,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 190,521 | $2,165,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 95,502 | $2,162,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 33,471 | $2,161,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 67,129 | $2,158,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 125,790 | $2,157,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 15,865 | $2,151,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 12,959 | $2,150,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 369,992 | $2,150,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 52,764 | $2,147,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 3,648,714 | $2,144,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 252,458 | $2,144,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 57,048 | $2,142,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 18,954 | $2,139,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 103,864 | $2,137,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 20,676 | $2,136,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 14,601 | $2,135,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 58,149 | $2,134,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 109,247 | $2,132,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 333,008 | $2,131,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 28,466 | $2,128,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 219,957 | $2,127,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 117,534 | $2,121,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 781,882 | $2,120,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 130,080 | $2,120,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 40,171 | $2,119,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 214,662 | $2,119,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 20,272 | $2,117,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 118,309 | $2,108,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 59,154 | $2,104,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 30,438 | $2,102,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 117,885 | $2,101,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 141,195 | $2,101,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 173,166 | $2,097,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 35,928 | $2,097,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 25,234 | $2,093,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 53,093 | $2,090,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 185,154 | $2,085,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 33,780 | $2,084,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 21,959 | $2,084,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 15,541 | $2,079,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 76,118 | $2,078,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 94,233 | $2,077,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 143,431 | $2,075,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 136,777 | $2,072,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 842,462 | $2,072,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 280,243 | $2,071,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 27,240 | $2,066,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 163,758 | $2,064,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 102,022 | $2,062,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 157,883 | $2,060,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 135,914 | $2,059,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W265 | RUPEE/USD ETN | 22,874 | $2,059,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 74,799 | $2,057,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 128,108 | $2,055,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 792,553 | $2,053,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 119,455 | $2,049,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 67,973 | $2,046,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 4,500,000 | $2,046,000 | thousands by filing date | principal |
| OMEROS CORP | 682143102 | COM | 125,140 | $2,045,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 35,113 | $2,044,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 27,090 | $2,041,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 60,266 | $2,038,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 121,582 | $2,038,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 3,281,351 | $2,033,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375106 | COM | 163,401 | $2,033,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 202,161 | $2,032,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 2,425,000 | $2,028,000 | thousands by filing date | principal |
| LOGITECH INTL S A SHS | H50430232 | Stock | 49,684 | $2,025,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 33,625 | $2,025,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 2,105,000 | $2,024,000 | thousands by filing date | principal |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 358,709 | $2,023,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 481,014 | $2,020,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 254,562 | $2,019,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 37,837 | $2,018,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 2,000,000 | $2,014,000 | thousands by filing date | principal |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 48,311 | $2,013,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 37,821 | $2,013,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 39,361 | $2,009,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 327,847 | $2,006,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 49,835 | $2,005,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 48,306 | $2,004,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 808,513 | $2,004,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 131,679 | $2,003,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 140,444 | $2,003,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 41,027 | $2,002,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 43,997 | $2,001,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 341,404 | $1,998,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 82,549 | $1,996,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 99,653 | $1,991,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 123,062 | $1,990,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 77,594 | $1,990,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 63,521 | $1,989,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 302,063 | $1,987,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 90,482 | $1,987,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 167,696 | $1,984,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 18,917 | $1,977,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 146,963 | $1,971,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 173,703 | $1,971,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 169,317 | $1,963,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 359,468 | $1,963,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 282,951 | $1,958,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 171,285 | $1,958,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 74,757 | $1,955,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 75,119 | $1,952,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 142,245 | $1,950,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 114,361 | $1,948,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 116,018 | $1,948,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 134,663 | $1,946,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 384,435 | $1,943,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 35,020 | $1,942,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 139,401 | $1,942,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 86,620 | $1,937,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 27,327 | $1,937,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 88,153 | $1,936,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 107,193 | $1,935,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 2,060,000 | $1,934,000 | thousands by filing date | principal |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 53,230 | $1,932,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 63,704 | $1,930,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 36,985 | $1,928,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 79,053 | $1,927,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 199,729 | $1,927,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 30,380 | $1,925,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 184,888 | $1,921,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 929,579 | $1,920,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 1,954,000 | $1,917,000 | thousands by filing date | principal |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 53,149 | $1,910,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 34,526 | $1,908,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 163,232 | $1,906,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 140,883 | $1,902,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 97,326 | $1,900,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 64,983 | $1,899,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 34,635 | $1,898,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 64,743 | $1,893,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 68,794 | $1,890,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 185,651 | $1,888,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 629,454 | $1,888,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 83,713 | $1,886,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 59,911 | $1,886,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 85,947 | $1,884,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 84,624 | $1,881,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 91,996 | $1,877,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 63,414 | $1,877,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 2,000,000 | $1,876,000 | thousands by filing date | principal |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 148,297 | $1,872,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 37,202 | $1,872,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 135,365 | $1,872,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 164,546 | $1,871,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 1,919,000 | $1,870,000 | thousands by filing date | principal |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 92,242 | $1,867,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 1,728,141 | $1,866,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 2,000,000 | $1,865,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 37,718 | $1,864,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 71,135 | $1,857,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 1,546,000 | $1,856,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 1,843,000 | $1,854,000 | thousands by filing date | principal |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 587,852 | $1,852,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 43,885 | $1,848,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 42,570 | $1,847,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 276,262 | $1,845,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 100,769 | $1,844,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 53,904 | $1,839,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 2,393,663 | $1,838,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 19,290 | $1,836,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 125,942 | $1,833,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 503,890 | $1,833,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 101,304 | $1,831,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 67,539 | $1,829,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 106,945 | $1,828,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 2,002,000 | $1,826,000 | thousands by filing date | principal |
| ONESPAN INC | 68287N100 | COM | 125,735 | $1,822,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 107,700 | $1,815,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 109,588 | $1,811,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 80,929 | $1,808,000 | thousands by filing date | |
| ProShares UltraPro Sht | 74347G408 | ETF | 55,557 | $1,806,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 57,470 | $1,799,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 125,104 | $1,794,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 36,877 | $1,793,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 40,982 | $1,790,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 108,945 | $1,787,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 42,863 | $1,786,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 35,853 | $1,785,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 76,932 | $1,784,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 228,206 | $1,784,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 61,601 | $1,783,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 13,770 | $1,782,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 41,723 | $1,780,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 76,015 | $1,777,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 440,847 | $1,777,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 87,550 | $1,774,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 1,457,000 | $1,773,000 | thousands by filing date | principal |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 150,315 | $1,768,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 340,383 | $1,767,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 141,712 | $1,767,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 42,619 | $1,765,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 180,616 | $1,765,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 25,110 | $1,761,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 1,452,870 | $1,758,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 128,876 | $1,755,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 909,640 | $1,755,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 39,537 | $1,755,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 159,329 | $1,747,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 128,447 | $1,747,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 347,497 | $1,741,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 106,645 | $1,740,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 163,375 | $1,739,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 37,397 | $1,737,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 167,003 | $1,737,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 106,600 | $1,734,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 393,538 | $1,724,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 26,053 | $1,717,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 75,935 | $1,716,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 25,168 | $1,713,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 173,597 | $1,712,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 331,837 | $1,711,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 46,369 | $1,698,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 56,194 | $1,698,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 54,930 | $1,697,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 71,800 | $1,696,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 145,973 | $1,696,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 172,166 | $1,693,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 83,428 | $1,690,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 22,692 | $1,688,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 107,753 | $1,684,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 73,027 | $1,684,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 97,974 | $1,680,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 31,489 | $1,676,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 168,921 | $1,674,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 619,357 | $1,673,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 135,354 | $1,670,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 44,014 | $1,668,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 72,787 | $1,667,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 90,823 | $1,667,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 17,543 | $1,662,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 45,710 | $1,659,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 158,234 | $1,654,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 63,354 | $1,653,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 86,707 | $1,651,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 86,948 | $1,651,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 47,452 | $1,648,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 168,803 | $1,646,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 9,862 | $1,645,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 66,065 | $1,645,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 130,733 | $1,640,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 48,872 | $1,639,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 30,670 | $1,638,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 93,989 | $1,637,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 85,562 | $1,636,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 299,635 | $1,634,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 36,622 | $1,632,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 74,860 | $1,630,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 47,085 | $1,630,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 114,155 | $1,626,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 64,307 | $1,624,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 174,898 | $1,621,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 53,762 | $1,618,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 97,718 | $1,617,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 104,517 | $1,615,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 230,851 | $1,607,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 460,371 | $1,607,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 169,289 | $1,606,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 91,533 | $1,605,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 2,000,000 | $1,604,000 | thousands by filing date | principal |
| KENNAMETAL INC | 489170100 | COM | 52,088 | $1,602,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 77,150 | $1,602,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 92,549 | $1,600,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 47,466 | $1,600,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 176,446 | $1,599,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 512,774 | $1,599,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 43,803 | $1,594,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 52,462 | $1,592,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 96,983 | $1,590,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 63,657 | $1,587,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 34,045 | $1,586,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 39,602 | $1,585,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 574,607 | $1,585,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 164,636 | $1,584,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 81,007 | $1,582,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 276,492 | $1,581,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 522,477 | $1,577,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 89,724 | $1,576,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 100,337 | $1,575,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 57,222 | $1,575,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 53,456 | $1,575,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 35,774 | $1,571,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 55,568 | $1,570,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 169,753 | $1,570,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 349,528 | $1,569,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 563,991 | $1,568,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 135,864 | $1,566,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 38,496 | $1,565,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-19-000629 | this filing | 2019-11-14 | acceptance time not in the bulk data set |