13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 6,826 holding rows worth $377,757,476,000.
- Accession
- 0000895421-19-000629
- Filer
- CIK 895421
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 22,789 entries on the cover page, a total value of $377,757,476,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $377,757,476,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIODES INC COM | 254543101 | Stock | 174,556 | $7,008,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 147,938 | $7,008,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 879,167 | $7,007,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 344,263 | $7,002,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 152,024 | $7,002,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 167,452 | $6,993,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 275,615 | $6,988,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 114,062 | $6,979,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 182,244 | $6,976,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 524,569 | $6,965,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 304,817 | $6,963,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 124,652 | $6,954,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 335,740 | $6,953,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 250,026 | $6,941,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,592,956 | $6,913,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 790,645 | $6,911,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 168,138 | $6,910,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 219,666 | $6,898,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 244,196 | $6,884,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 201,990 | $6,882,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 320,846 | $6,879,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 92,365 | $6,877,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 220,405 | $6,873,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 89,523 | $6,869,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 397,484 | $6,869,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 72,689 | $6,869,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 271,031 | $6,863,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 737,063 | $6,854,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 79,566 | $6,852,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 632,398 | $6,849,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 787,089 | $6,848,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 146,911 | $6,840,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 65,376 | $6,839,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 222,374 | $6,834,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 448,455 | $6,830,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 289,630 | $6,820,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 190,339 | $6,816,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 167,511 | $6,811,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 540,018 | $6,809,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 449,922 | $6,803,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 56,687 | $6,796,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 210,448 | $6,796,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 576,240 | $6,772,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 422,400 | $6,762,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 94,613 | $6,756,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 184,558 | $6,753,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 827,980 | $6,749,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 121,133 | $6,746,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 195,534 | $6,728,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,940,307 | $6,713,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 255,636 | $6,712,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 91,530 | $6,709,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 34,235 | $6,699,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 140,507 | $6,698,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 80,243 | $6,689,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 1,697,588 | $6,688,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,237,540 | $6,683,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 386,845 | $6,681,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 179,117 | $6,670,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 282,324 | $6,669,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 97,492 | $6,667,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,820,731 | $6,646,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 2,745,852 | $6,646,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 406,603 | $6,632,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 316,309 | $6,626,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 2,167,936 | $6,613,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 5,497,000 | $6,611,000 | thousands by filing date | principal |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 705,415 | $6,609,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 197,292 | $6,600,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 241,285 | $6,599,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 142,424 | $6,598,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 46,472 | $6,597,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 174,386 | $6,592,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 55,182 | $6,590,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 196,018 | $6,589,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 295,628 | $6,587,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 373,989 | $6,586,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 626,348 | $6,582,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 393,642 | $6,577,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 202,693 | $6,569,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 171,715 | $6,568,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 116,667 | $6,554,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 481,363 | $6,551,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 150,134 | $6,543,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 102,570 | $6,535,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 623,372 | $6,533,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 437,225 | $6,532,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 221,064 | $6,531,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 274,891 | $6,526,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 331,524 | $6,524,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 1,320,061 | $6,521,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 626,921 | $6,520,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 233,705 | $6,509,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 568,020 | $6,504,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 252,334 | $6,498,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 219,564 | $6,490,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 170,297 | $6,484,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 120,982 | $6,479,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 418,907 | $6,476,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 137,252 | $6,449,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 72,376 | $6,448,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 54,014 | $6,441,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 3,760,000 | $6,440,000 | thousands by filing date | principal |
| JUNIPER NETWORKS INC | 48203R104 | COM | 260,148 | $6,438,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 207,493 | $6,430,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 283,275 | $6,419,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 5,571 | $6,419,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 297,541 | $6,412,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 521,328 | $6,396,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 69,967 | $6,382,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 445,081 | $6,382,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,051,679 | $6,374,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 155,053 | $6,370,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 156,810 | $6,369,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 717,593 | $6,357,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 101,655 | $6,355,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 233,104 | $6,352,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 143,414 | $6,343,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 97,266 | $6,333,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 62,367 | $6,320,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 766,363 | $6,315,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 97,991 | $6,296,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 383,910 | $6,292,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 32,725 | $6,286,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,360,467 | $6,286,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 125,279 | $6,286,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 430,901 | $6,282,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 169,851 | $6,281,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 190,192 | $6,277,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 437,024 | $6,271,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 838,404 | $6,263,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 275,420 | $6,263,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 2,817,715 | $6,255,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 160,452 | $6,250,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 113,817 | $6,238,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 103,702 | $6,229,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 393,498 | $6,217,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 7,039,000 | $6,201,000 | thousands by filing date | principal |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 682,175 | $6,194,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 619,674 | $6,190,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 13,362 | $6,164,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 139,855 | $6,158,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 3,618,620 | $6,154,000 | thousands by filing date | principal |
| MARINEMAX INC | 567908108 | COM | 396,388 | $6,137,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 161,824 | $6,137,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 100,025 | $6,136,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 2,587,171 | $6,131,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 638,650 | $6,118,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 67,198 | $6,110,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 6,947,000 | $6,101,000 | thousands by filing date | principal |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 640,802 | $6,100,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 213,420 | $6,090,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 5,556,000 | $6,080,000 | thousands by filing date | principal |
| TXNM ENERGY INC COM | 69349H107 | Stock | 116,549 | $6,070,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 162,069 | $6,069,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 76,355 | $6,068,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 5,171,000 | $6,068,000 | thousands by filing date | principal |
| EAGLE MATLS INC COM | 26969P108 | Stock | 67,269 | $6,055,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 127,944 | $6,020,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 191,963 | $6,020,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 163,218 | $6,016,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 89,931 | $6,007,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 566,785 | $6,001,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 196,702 | $5,995,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 158,408 | $5,992,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 186,879 | $5,990,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 255,560 | $5,990,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 137,158 | $5,974,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 139,660 | $5,973,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 51,202 | $5,967,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 532,533 | $5,964,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 798,051 | $5,962,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 4,763,000 | $5,955,000 | thousands by filing date | principal |
| AT HOME GROUP INC | 04650Y100 | COM | 618,214 | $5,947,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 64,782 | $5,946,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 78,189 | $5,931,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 100,551 | $5,930,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 287,528 | $5,923,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 398,791 | $5,918,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 353,831 | $5,911,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 172,875 | $5,910,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 138,825 | $5,899,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 6,305,000 | $5,892,000 | thousands by filing date | principal |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 278,504 | $5,890,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 2,030,461 | $5,889,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 89,885 | $5,888,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 155,449 | $5,882,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 892,003 | $5,878,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 80,009 | $5,878,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 197,243 | $5,873,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 458,719 | $5,867,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 55,011 | $5,867,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 408,006 | $5,851,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 120,428 | $5,843,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 408,151 | $5,840,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 5,513,000 | $5,836,000 | thousands by filing date | principal |
| MATSON INC COM | 57686G105 | Stock | 155,241 | $5,824,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 124,437 | $5,819,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 81,776 | $5,814,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 1,120,381 | $5,814,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 318,869 | $5,797,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 1,152,309 | $5,796,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 152,214 | $5,795,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 293,398 | $5,783,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 449,600 | $5,778,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 6,975,000 | $5,764,000 | thousands by filing date | principal |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 382,694 | $5,760,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 328,579 | $5,753,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 84,220 | $5,750,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 58,085 | $5,748,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 1,133,108 | $5,746,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 195,502 | $5,743,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 581,665 | $5,742,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 233,256 | $5,734,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 586,231 | $5,733,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 232,465 | $5,730,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 413,899 | $5,728,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 368,663 | $5,725,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 64,363 | $5,722,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 41,031 | $5,720,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 50,482 | $5,716,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 176,586 | $5,714,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 37,399 | $5,703,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 232,449 | $5,702,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 263,050 | $5,700,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 184,845 | $5,699,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 643,126 | $5,698,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 365,174 | $5,697,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 349,964 | $5,676,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 137,611 | $5,671,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 310,173 | $5,670,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 2,475,994 | $5,670,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 654,979 | $5,666,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 661,900 | $5,666,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 356,227 | $5,660,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 592,039 | $5,659,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 194,616 | $5,655,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 579,561 | $5,650,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 65,754 | $5,650,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 92,424 | $5,643,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 87,115 | $5,631,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 109,833 | $5,629,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 411,646 | $5,618,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 276,067 | $5,617,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 696,604 | $5,614,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 354,433 | $5,611,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 193,208 | $5,601,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 265,433 | $5,601,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 161,481 | $5,600,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 4,280,000 | $5,598,000 | thousands by filing date | principal |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 485,803 | $5,597,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 294,100 | $5,596,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 97,488 | $5,594,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 290,378 | $5,590,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 486,259 | $5,582,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,221,456 | $5,581,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 125,069 | $5,580,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 138,378 | $5,579,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 156,695 | $5,575,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 190,119 | $5,567,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 362,348 | $5,566,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 164,970 | $5,563,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 174,605 | $5,548,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 828,673 | $5,544,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 222,139 | $5,537,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 117,506 | $5,531,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 5,570,000 | $5,523,000 | thousands by filing date | principal |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 49,790 | $5,510,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 139,994 | $5,509,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 307,494 | $5,508,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 128,968 | $5,501,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 114,097 | $5,492,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 4,125,162 | $5,486,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 105,797 | $5,476,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 508,198 | $5,471,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 353,230 | $5,469,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 3,070,000 | $5,469,000 | thousands by filing date | principal |
| CHURCHILL DOWNS INC | 171484108 | COM | 44,277 | $5,466,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 474,978 | $5,462,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 418,828 | $5,461,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 399,397 | $5,460,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 306,149 | $5,455,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 133,236 | $5,446,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 95,052 | $5,445,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 5,266,000 | $5,434,000 | thousands by filing date | principal |
| STANTEC INC COM | 85472N109 | Stock | 245,038 | $5,433,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 424,069 | $5,427,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 180,308 | $5,425,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 95,847 | $5,423,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 84,721 | $5,418,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 173,294 | $5,415,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 136,571 | $5,415,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 81,475 | $5,387,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 124,160 | $5,385,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 235,293 | $5,384,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 45,584 | $5,378,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 724,414 | $5,375,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 712,714 | $5,374,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 167,245 | $5,373,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 154,912 | $5,365,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 39,684 | $5,365,000 | thousands by filing date | |
| AVEDRO INC | 05355N109 | COM | 236,234 | $5,363,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 316,255 | $5,351,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 329,582 | $5,347,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 1,581,492 | $5,346,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 293,567 | $5,344,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 580,923 | $5,339,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 158,004 | $5,339,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 330,116 | $5,331,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 275,415 | $5,327,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 4,916,000 | $5,325,000 | thousands by filing date | principal |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 5,614,000 | $5,320,000 | thousands by filing date | principal |
| O-I GLASS, INC. | 690768403 | COM | 517,929 | $5,318,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 121,266 | $5,315,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 96,715 | $5,313,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 237,015 | $5,309,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 530,604 | $5,306,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 255,255 | $5,305,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 52,836 | $5,301,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 198,552 | $5,301,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 697,252 | $5,298,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 183,611 | $5,292,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 372,327 | $5,291,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 171,173 | $5,289,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 197,062 | $5,285,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 64,129 | $5,283,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 282,808 | $5,274,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 36,043 | $5,274,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 873,491 | $5,258,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 95,815 | $5,251,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 233,605 | $5,239,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 362,471 | $5,216,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 301,790 | $5,212,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 343,395 | $5,199,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 137,166 | $5,192,000 | thousands by filing date | |
| LINX S A | 53619W101 | SPONSORED ADS | 670,769 | $5,185,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 40,394 | $5,175,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 96,243 | $5,173,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 558,668 | $5,173,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 196,143 | $5,173,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 184,173 | $5,173,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 42,989 | $5,166,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 139,617 | $5,164,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 329,496 | $5,164,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 98,351 | $5,159,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 147,266 | $5,156,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 184,687 | $5,149,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 6,159,000 | $5,142,000 | thousands by filing date | principal |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 817,795 | $5,128,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 662,427 | $5,127,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 212,278 | $5,124,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 198,622 | $5,121,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 2,840,501 | $5,113,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 481,070 | $5,099,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 137,768 | $5,097,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 441,818 | $5,094,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 95,054 | $5,091,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 3,602,157 | $5,080,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 107,856 | $5,076,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 103,144 | $5,071,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 133,778 | $5,069,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 335,377 | $5,064,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 489,533 | $5,062,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 258,858 | $5,053,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 158,743 | $5,043,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 498,046 | $5,035,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 99,479 | $5,032,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 64,299 | $5,029,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 16,527 | $5,023,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 4,323,586 | $5,014,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 3,963 | $5,010,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 1,074,472 | $5,007,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 253,338 | $5,006,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 245,042 | $5,004,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 582,918 | $5,001,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 62,685 | $4,999,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 2,500,000 | $4,999,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 233,171 | $4,992,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 97,994 | $4,991,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 170,362 | $4,990,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 397,759 | $4,979,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 44,687 | $4,975,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 3,994,000 | $4,963,000 | thousands by filing date | principal |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 4,475,000 | $4,956,000 | thousands by filing date | principal |
| NANOMETRICS | 630077105 | COM | 151,741 | $4,950,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 220,893 | $4,944,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 346,934 | $4,941,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 3,999,000 | $4,941,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 5,363,000 | $4,930,000 | thousands by filing date | principal |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 85,954 | $4,929,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 268,454 | $4,926,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 39,917 | $4,925,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 44,883 | $4,918,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 59,126 | $4,915,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 358,015 | $4,912,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 61,855 | $4,904,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 79,192 | $4,902,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 285,292 | $4,901,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 155,183 | $4,898,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 855,631 | $4,895,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 187,338 | $4,894,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 67,795 | $4,884,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 31,371 | $4,883,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 367,455 | $4,879,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 258,297 | $4,877,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 146,221 | $4,869,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 113,456 | $4,865,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 184,339 | $4,860,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 488,983 | $4,856,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,234,702 | $4,840,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 195,118 | $4,839,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 205,920 | $4,836,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 127,974 | $4,832,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 110,859 | $4,824,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 309,680 | $4,822,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 442,632 | $4,811,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 303,103 | $4,806,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 137,614 | $4,803,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 152,598 | $4,792,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 520,801 | $4,781,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 215,308 | $4,780,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 130,643 | $4,773,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 362,960 | $4,759,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 158,975 | $4,755,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,079,944 | $4,752,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 110,143 | $4,749,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 261,435 | $4,745,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 170,214 | $4,742,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 72,247 | $4,737,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 70,968 | $4,735,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 993,107 | $4,727,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 86,650 | $4,723,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 143,697 | $4,721,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 487,059 | $4,720,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 186,203 | $4,713,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 131,968 | $4,706,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 85,796 | $4,697,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 60,986 | $4,695,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 402,183 | $4,694,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 387,708 | $4,692,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 71,682 | $4,689,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,362,450 | $4,687,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 4,515,000 | $4,678,000 | thousands by filing date | principal |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 233,870 | $4,675,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 43,304 | $4,670,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 2,938,000 | $4,670,000 | thousands by filing date | principal |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 160,593 | $4,668,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 110,809 | $4,665,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 201,855 | $4,655,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 72,602 | $4,633,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,209,123 | $4,619,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 209,959 | $4,609,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 217,722 | $4,605,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 114,843 | $4,603,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 157,655 | $4,599,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 64,950 | $4,591,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 889,601 | $4,590,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 140,574 | $4,581,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 237,707 | $4,570,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 142,704 | $4,567,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 99,550 | $4,554,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 342,087 | $4,551,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 538,019 | $4,541,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 30,590 | $4,539,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 128,189 | $4,537,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 124,412 | $4,536,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 3,614,157 | $4,519,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 127,295 | $4,518,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 94,513 | $4,515,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 78,898 | $4,514,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 311,039 | $4,514,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 364,385 | $4,508,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 388,390 | $4,506,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 451,479 | $4,501,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 3,949,000 | $4,498,000 | thousands by filing date | principal |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 4,044,446 | $4,489,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 121,296 | $4,488,000 | thousands by filing date | |
| CLARIVATE ANALYTICS PLC | G21810117 | *W EXP 05/13/202 | 761,280 | $4,484,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 540,107 | $4,480,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 330,216 | $4,474,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 342,052 | $4,470,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 269,018 | $4,468,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 182,684 | $4,465,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 72,652 | $4,458,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 391,379 | $4,438,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 136,057 | $4,436,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 438,064 | $4,433,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 414,414 | $4,433,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 54,601 | $4,429,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 213,320 | $4,427,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 219,130 | $4,420,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 4,518,000 | $4,408,000 | thousands by filing date | principal |
| CIMPRESS N V | N20146101 | SHS EURO | 33,438 | $4,408,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 78,307 | $4,407,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 879,582 | $4,407,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 426,532 | $4,406,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 904,587 | $4,405,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 75,474 | $4,404,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 360,771 | $4,400,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 161,817 | $4,377,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-19-000629 | this filing | 2019-11-14 | acceptance time not in the bulk data set |