13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 6,826 holding rows worth $377,757,476,000.
- Accession
- 0000895421-19-000629
- Filer
- CIK 895421
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 22,789 entries on the cover page, a total value of $377,757,476,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $377,757,476,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROS Holdings Inc | 74346Y103 | Common Stock | 187,686 | $11,187,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 1,716,847 | $11,160,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 111,787 | $11,141,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 55,165 | $11,127,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 207,384 | $11,112,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 815,220 | $11,112,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 248,178 | $11,105,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 280,439 | $11,092,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 94,082 | $11,091,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 553,915 | $11,084,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 416,268 | $11,081,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 1,823,938 | $11,071,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 135,888 | $11,070,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 738,720 | $11,044,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 633,653 | $11,038,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 2,828,969 | $11,032,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 150,725 | $11,025,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 158,890 | $11,022,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 1,216,586 | $11,010,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 305,881 | $11,009,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 200,390 | $11,009,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 5,789,000 | $11,004,000 | thousands by filing date | principal |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,839,191 | $10,998,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 365,106 | $10,971,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 275,396 | $10,956,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 192,910 | $10,950,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 289,120 | $10,948,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 243,481 | $10,940,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 4,483,579 | $10,939,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 674,929 | $10,934,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 168,296 | $10,932,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 761,561 | $10,928,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 152,247 | $10,916,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 1,223,251 | $10,899,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 224,365 | $10,897,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 120,579 | $10,871,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 204,727 | $10,861,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 55,660 | $10,860,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 805,260 | $10,839,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 1,299,176 | $10,835,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 479,120 | $10,823,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 823,389 | $10,796,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 294,118 | $10,795,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 1,285,440 | $10,785,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 733,626 | $10,784,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 1,551,683 | $10,753,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 146,536 | $10,741,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 445,879 | $10,733,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 134,654 | $10,711,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 383,635 | $10,697,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,436,981 | $10,691,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 1,018,749 | $10,687,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 203,354 | $10,669,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 211,258 | $10,662,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25460E539 | ETF | 420,285 | $10,642,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 71,452 | $10,632,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 270,562 | $10,626,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 782,856 | $10,623,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 412,272 | $10,620,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 258,741 | $10,605,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 180,724 | $10,597,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 336,669 | $10,588,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 364,956 | $10,588,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 223,012 | $10,578,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 254,212 | $10,573,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 170,084 | $10,556,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 62,833 | $10,552,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 387,895 | $10,548,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 119,635 | $10,522,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 565,415 | $10,499,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 1,243,474 | $10,494,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 116,103 | $10,489,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 543,272 | $10,479,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 224,152 | $10,477,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 154,687 | $10,476,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 614,990 | $10,461,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 168,365 | $10,456,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 75,163 | $10,452,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 325,283 | $10,446,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 735,752 | $10,433,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 435,239 | $10,424,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 163,227 | $10,409,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 270,690 | $10,381,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 209,056 | $10,365,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 416,828 | $10,362,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 289,524 | $10,361,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 312,257 | $10,314,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 151,885 | $10,301,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 139,122 | $10,289,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 179,210 | $10,288,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 223,559 | $10,284,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 159,130 | $10,271,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 497,285 | $10,264,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 623,542 | $10,264,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 173,158 | $10,261,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 374,808 | $10,255,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 191,120 | $10,244,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 777,399 | $10,239,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 135,662 | $10,219,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 236,370 | $10,214,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 260,138 | $10,206,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 90,637 | $10,205,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 280,982 | $10,205,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 492,767 | $10,180,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 485,896 | $10,174,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 223,780 | $10,169,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 432,568 | $10,168,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 530,915 | $10,140,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 134,060 | $10,132,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 95,702 | $10,129,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 182,900 | $10,111,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 80,439 | $10,108,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 329,686 | $10,101,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 271,947 | $10,081,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 356,336 | $10,080,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 522,735 | $10,063,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 390,334 | $10,063,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 111,203 | $10,056,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 765,489 | $10,048,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 6,436,846 | $10,041,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 178,133 | $10,041,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 577,298 | $10,034,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 405,290 | $10,031,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 195,802 | $10,029,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 1,005,628 | $10,015,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 213,412 | $10,013,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 173,759 | $10,002,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 166,310 | $9,993,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 138,452 | $9,982,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 207,418 | $9,974,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 271,307 | $9,968,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,512,366 | $9,967,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 417,019 | $9,962,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 2,690,627 | $9,956,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 342,304 | $9,954,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 692,986 | $9,951,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 751,771 | $9,939,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 331,984 | $9,935,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 707,369 | $9,932,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 412,104 | $9,928,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 248,533 | $9,924,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 450,046 | $9,915,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 669,967 | $9,909,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 330,954 | $9,877,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 408,006 | $9,873,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 107,303 | $9,855,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 572,243 | $9,843,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 260,798 | $9,832,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 3,022,852 | $9,824,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 146,107 | $9,820,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 504,008 | $9,819,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 542,574 | $9,815,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 189,204 | $9,814,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 104,558 | $9,800,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 353,997 | $9,788,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 426,119 | $9,784,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 649,185 | $9,770,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 5,543,236 | $9,756,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 373,887 | $9,747,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 498,785 | $9,727,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 211,626 | $9,722,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 9,911,000 | $9,720,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 87,164 | $9,717,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 595,113 | $9,708,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 664,415 | $9,700,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 262,852 | $9,699,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 118,458 | $9,690,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 165,836 | $9,653,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 613,225 | $9,652,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 566,328 | $9,633,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 137,440 | $9,629,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 473,199 | $9,625,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 371,459 | $9,616,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 675,699 | $9,608,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 81,033 | $9,599,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 553,138 | $9,593,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 317,200 | $9,555,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 731,441 | $9,553,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 217,891 | $9,533,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 207,410 | $9,530,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 538,421 | $9,522,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,272,443 | $9,518,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 152,675 | $9,512,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 741,387 | $9,505,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 345,379 | $9,492,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 383,641 | $9,491,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 594,646 | $9,485,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 427,394 | $9,483,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 119,912 | $9,474,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 126,688 | $9,457,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 468,734 | $9,455,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 35,999 | $9,450,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 69,056 | $9,440,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 220,208 | $9,433,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 179,586 | $9,432,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 151,456 | $9,426,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 704,271 | $9,416,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 178,889 | $9,407,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 874,144 | $9,389,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 211,101 | $9,385,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 278,948 | $9,369,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 40,480 | $9,361,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 387,984 | $9,358,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 529,165 | $9,350,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 130,055 | $9,346,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 190,090 | $9,345,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 330,038 | $9,332,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 365,608 | $9,326,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 139,024 | $9,325,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 9,149,000 | $9,277,000 | thousands by filing date | principal |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 236,087 | $9,275,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 475,372 | $9,274,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 333,042 | $9,268,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 730,683 | $9,250,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 122,321 | $9,242,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 840,783 | $9,240,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 195,817 | $9,237,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 171,896 | $9,234,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 385,952 | $9,224,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 509,696 | $9,215,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 139,418 | $9,210,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,687,907 | $9,199,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 179,223 | $9,198,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 897,267 | $9,197,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 504,591 | $9,192,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 191,495 | $9,181,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 227,148 | $9,140,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 67,370 | $9,136,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 448,464 | $9,131,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 287,624 | $9,111,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 164,932 | $9,054,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 131,628 | $9,052,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 428,283 | $9,045,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 102,474 | $9,042,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 61,645 | $9,009,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 159,478 | $9,009,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 550,585 | $9,006,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 870,503 | $9,001,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 255,236 | $8,987,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 380,012 | $8,979,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 236,275 | $8,974,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 168,613 | $8,968,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 9,191,000 | $8,952,000 | thousands by filing date | principal |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 280,056 | $8,947,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 141,254 | $8,927,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 63,395 | $8,894,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 550,233 | $8,892,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 357,787 | $8,887,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 214,883 | $8,884,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 283,522 | $8,883,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 321,914 | $8,875,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 126,954 | $8,853,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 192,129 | $8,853,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 117,046 | $8,849,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 1,100,325 | $8,835,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,438,140 | $8,831,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 170,649 | $8,829,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 85,144 | $8,823,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 689,840 | $8,809,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 217,528 | $8,799,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 359,424 | $8,797,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 599,150 | $8,772,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 138,152 | $8,772,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1,481,311 | $8,769,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 219,934 | $8,769,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 260,844 | $8,764,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 166,127 | $8,759,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 136,467 | $8,741,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 418,541 | $8,733,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 35,926 | $8,730,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,083,400 | $8,729,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 113,463 | $8,721,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 218,248 | $8,720,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 435,786 | $8,707,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 225,247 | $8,703,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 239,599 | $8,698,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 955,620 | $8,696,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 544,318 | $8,693,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 361,579 | $8,692,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 256,384 | $8,689,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 92,576 | $8,674,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 165,876 | $8,672,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 205,966 | $8,664,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 306,472 | $8,662,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 905,557 | $8,639,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 221,269 | $8,634,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 405,765 | $8,622,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 108,359 | $8,621,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 158,751 | $8,615,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 166,987 | $8,612,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 180,274 | $8,601,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 275,263 | $8,594,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 218,634 | $8,564,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 57,985 | $8,543,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 339,222 | $8,542,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 137,128 | $8,526,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 5,437,236 | $8,482,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 121,165 | $8,477,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 936,485 | $8,475,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 211,736 | $8,471,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 166,788 | $8,470,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,943,430 | $8,454,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 3,381,525 | $8,454,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 249,753 | $8,452,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 1,528,128 | $8,436,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 266,349 | $8,412,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 271,191 | $8,407,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 183,530 | $8,371,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 215,112 | $8,359,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 457,902 | $8,348,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 159,513 | $8,339,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 6,395,128 | $8,314,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 65,897 | $8,312,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 779,290 | $8,307,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 271,089 | $8,303,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 711,953 | $8,294,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 3,152,870 | $8,292,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 63,759 | $8,292,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 247,739 | $8,287,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 72,998 | $8,283,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 148,444 | $8,264,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 2,102,190 | $8,262,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 145,473 | $8,260,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 8,815,000 | $8,255,000 | thousands by filing date | principal |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 2,104,841 | $8,251,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 120,091 | $8,237,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 465,225 | $8,232,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 220,074 | $8,231,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 289,184 | $8,224,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 149,842 | $8,214,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 357,527 | $8,208,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 528,091 | $8,191,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 121,294 | $8,190,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 212,082 | $8,182,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 351,744 | $8,181,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 894,238 | $8,173,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,339,910 | $8,161,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 587,384 | $8,153,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 262,084 | $8,151,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 213,178 | $8,141,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 53,295 | $8,129,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 229,043 | $8,125,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 986,364 | $8,118,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 2,246,266 | $8,109,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 121,070 | $8,107,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 185,330 | $8,076,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 175,743 | $8,072,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 5,883,000 | $8,071,000 | thousands by filing date | principal |
| COVISTA INC | 00737L103 | COM | 211,487 | $8,056,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 219,494 | $8,052,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 425,129 | $8,049,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 153,886 | $8,048,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 44,222 | $8,046,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 992,736 | $8,041,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 141,452 | $8,025,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 115,319 | $8,025,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 305,443 | $8,021,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 308,941 | $8,008,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 369,419 | $7,995,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 511,563 | $7,991,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 420,748 | $7,982,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 72,896 | $7,954,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 860,489 | $7,942,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 415,935 | $7,940,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 323,779 | $7,933,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 88,953 | $7,929,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 169,823 | $7,909,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 336,185 | $7,908,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 178,247 | $7,895,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 94,685 | $7,888,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 64,690 | $7,882,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 623,793 | $7,872,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 298,413 | $7,872,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 288,895 | $7,867,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 157,016 | $7,863,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 721,478 | $7,857,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 1,604,985 | $7,848,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 66,850 | $7,815,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 36,891 | $7,813,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 6,674,000 | $7,810,000 | thousands by filing date | principal |
| KBHOME | 48666K109 | COM | 229,635 | $7,808,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 78,571 | $7,798,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 55,506 | $7,794,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 48,264 | $7,779,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 231,774 | $7,769,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 159,675 | $7,768,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 113,891 | $7,764,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 672,189 | $7,743,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 138,340 | $7,737,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 109,576 | $7,717,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 595,212 | $7,713,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 424,882 | $7,712,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 9,200,000 | $7,709,000 | thousands by filing date | principal |
| SPS COMM INC COM | 78463M107 | Stock | 163,429 | $7,693,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 263,780 | $7,688,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 3,187,330 | $7,682,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 50,008 | $7,672,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 128,855 | $7,667,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 291,108 | $7,662,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 532,419 | $7,662,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 190,287 | $7,661,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 303,150 | $7,652,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 142,268 | $7,639,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 407,429 | $7,639,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 1,072,643 | $7,637,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 6,523,000 | $7,636,000 | thousands by filing date | principal |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 156,582 | $7,631,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 408,136 | $7,628,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 175,186 | $7,627,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 51,710 | $7,621,000 | thousands by filing date | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 8,393,000 | $7,621,000 | thousands by filing date | principal |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 192,296 | $7,608,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 71,159 | $7,588,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 290,823 | $7,585,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 148,376 | $7,581,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 303,303 | $7,549,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 121,159 | $7,548,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 69,947 | $7,543,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 97,258 | $7,541,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 748,671 | $7,539,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 285,363 | $7,534,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 126,697 | $7,533,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 401,667 | $7,528,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 153,356 | $7,515,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 190,265 | $7,507,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 901,314 | $7,495,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 98,976 | $7,493,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 157,750 | $7,485,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 657,010 | $7,483,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 850,298 | $7,483,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 109,472 | $7,476,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 7,185,000 | $7,472,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 82,883 | $7,468,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 262,828 | $7,452,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 62,459 | $7,447,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 173,213 | $7,438,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 124,600 | $7,431,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 220,457 | $7,416,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 515,920 | $7,414,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 299,728 | $7,412,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 601,528 | $7,410,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 181,712 | $7,401,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 1,638,121 | $7,396,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 182,674 | $7,392,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 739,598 | $7,381,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 140,215 | $7,377,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 175,561 | $7,373,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 1,026,291 | $7,359,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 269,744 | $7,355,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 390,155 | $7,351,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 443,085 | $7,342,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 183,732 | $7,331,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 375,599 | $7,317,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 20,066 | $7,306,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 219,938 | $7,292,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 470,695 | $7,292,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 123,166 | $7,269,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 248,249 | $7,266,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 188,059 | $7,256,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 83,112 | $7,252,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 199,022 | $7,252,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 2,345,945 | $7,250,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 225,125 | $7,249,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 355,244 | $7,243,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 696,387 | $7,242,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 381,589 | $7,236,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 45,702 | $7,227,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 132,197 | $7,226,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 798,236 | $7,224,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 435,770 | $7,222,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 104,397 | $7,215,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 349,046 | $7,208,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 3,237,960 | $7,188,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 209,871 | $7,180,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 204,959 | $7,171,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 35,488 | $7,170,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 164,871 | $7,162,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 231,857 | $7,159,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 55,165 | $7,150,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 968,038 | $7,149,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 172,199 | $7,149,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 351,071 | $7,127,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 272,469 | $7,125,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 73,212 | $7,106,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 754,170 | $7,105,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 637,963 | $7,101,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 67,118 | $7,100,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,658,072 | $7,097,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 50,703 | $7,091,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 1,116,495 | $7,090,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 431,065 | $7,075,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 269,914 | $7,065,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 182,535 | $7,060,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 6,465,000 | $7,052,000 | thousands by filing date | principal |
| REGENXBIO INC | 75901B107 | COM | 198,046 | $7,051,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 148,356 | $7,049,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 204,150 | $7,042,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 62,354 | $7,025,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 589,666 | $7,023,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 212,569 | $7,011,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-19-000629 | this filing | 2019-11-14 | acceptance time not in the bulk data set |