13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 6,826 holding rows worth $377,757,476,000.
- Accession
- 0000895421-19-000629
- Filer
- CIK 895421
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 22,789 entries on the cover page, a total value of $377,757,476,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $377,757,476,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 1,342 | $85,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 28,758 | $85,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 21,254 | $84,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 3,668 | $84,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 15,068 | $84,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 5,493 | $84,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 4,535 | $84,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,355 | $84,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 18,716 | $84,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 9,988 | $84,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 6,519 | $83,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 90,000 | $83,000 | thousands by filing date | principal |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 3,430 | $83,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 2,651 | $82,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 2,258 | $82,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 5,580 | $82,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 2,715 | $82,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 9,108 | $82,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 3,868 | $82,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 3,389 | $81,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 18,135 | $81,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 21,635 | $81,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 3,795 | $81,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 4,716 | $80,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 2,150 | $80,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 135,625 | $80,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 21,105 | $79,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 26,412 | $79,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 3,152 | $79,000 | thousands by filing date | |
| GS FIN CORP | 362273302 | MEDIUM TERM NTS | 658 | $79,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 16,187 | $78,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 7,885 | $78,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 2,655 | $77,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 2,628 | $77,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 7,494 | $77,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 2,131 | $77,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 28,129 | $77,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 5,076 | $77,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 624 | $77,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827128 | CL A | 7,492 | $77,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 11,755 | $76,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 78,022 | $76,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061839 | TRINITY | 3,141 | $76,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 1,485 | $75,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 4,622 | $75,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 10,676 | $75,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 3,179 | $75,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 1,001 | $75,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,850 | $74,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 7,185 | $74,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 27,504 | $74,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 18,713 | $74,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 5,104 | $74,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 7,800 | $74,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 74,321 | $73,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 7,580 | $73,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 8,789 | $73,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 975 | $73,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 3,121 | $73,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 16,503 | $73,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 10,137 | $73,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 22,850 | $72,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 33,420 | $72,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 5,807 | $72,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 69,000 | $72,000 | thousands by filing date | principal |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 14,009 | $71,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 13,539 | $71,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 18,211 | $71,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 113,750 | $71,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 7,894 | $71,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 3,181 | $71,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 1,255 | $71,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 7,715 | $70,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,749 | $70,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 4,522 | $70,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 13,681 | $70,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 33,339 | $70,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 20,307 | $70,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 25,924 | $69,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 10,955 | $69,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 2,876 | $68,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 423 | $68,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 63,807 | $68,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 69,000 | $68,000 | thousands by filing date | principal |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 2,743 | $68,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 1,319 | $67,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 102,100 | $67,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 30,252 | $67,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 10,576 | $67,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 13,752 | $67,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 9,642 | $66,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 17,000 | $66,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 2,802 | $66,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 10,770 | $66,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 3,329 | $66,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 4,400 | $66,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 12,496 | $65,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 4,064 | $65,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 7,058 | $65,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y201 | QUALITY ETF | 1,681 | $65,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 4,798 | $65,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 10,170 | $65,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 43,070 | $65,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 15,579 | $65,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 1,693 | $65,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 24,957 | $65,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 10,997 | $64,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 1,018 | $64,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 11,140 | $64,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 11,712 | $64,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 32,229 | $64,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 49,445 | $64,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 5,343 | $63,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 4,369 | $63,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 3,725 | $63,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 3,454 | $63,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 600 | $63,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 5,099 | $63,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 250,566 | $63,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 10,241 | $63,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 8,122 | $63,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 9,673 | $63,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 9,000 | $63,000 | thousands by filing date | principal |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 9,121 | $63,000 | thousands by filing date | |
| VALERITAS HOLDINGS INC | 91914N301 | COM | 44,058 | $63,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 2,750 | $62,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 6,936 | $62,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 1,804 | $62,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 7,039 | $62,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 7,947 | $62,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 2,612 | $62,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 14,845 | $61,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 7,059 | $61,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 23,771 | $61,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 1,530 | $61,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 4,694 | $61,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 23,972 | $61,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V654 | DYNMC RETAIL | 1,556 | $61,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 10,689 | $61,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 2,993 | $60,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 5,106 | $60,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 2,865 | $60,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 3,555 | $60,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 9,794 | $59,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 1,627 | $59,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 16,402 | $59,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 29,585 | $59,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 3,876 | $59,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 64,929 | $59,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 6,789 | $59,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 6,426 | $59,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 17,508 | $59,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 60,000 | $59,000 | thousands by filing date | principal |
| MOTUS GI HLDGS INC | 62014P108 | COM | 30,000 | $59,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081507 | Stock | 3,152 | $59,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 5,638 | $58,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 4,256 | $58,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T202 | CMN | 2,285 | $58,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 1,158 | $58,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 2,294 | $58,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 4,715 | $58,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 3,919 | $58,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 7,166 | $58,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 4,653 | $57,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 25,311 | $57,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 4,152 | $57,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 1,021 | $57,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 1,654 | $57,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 1,770 | $57,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 5,599 | $57,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 8,404 | $57,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 15,566 | $57,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 46,319 | $57,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E828 | DAILY RUSSIA 3X | 5,353 | $57,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 6,300 | $56,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,032 | $56,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 3,621 | $56,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 3,278 | $56,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 7,995 | $56,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 16,594 | $56,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 12,703 | $56,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 18,268 | $56,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 1,201 | $56,000 | thousands by filing date | |
| BENITEC BIOPHARMA LTD | 082053307 | SPONS ADR NEW | 79,200 | $56,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 30,761 | $55,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 970 | $55,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 2,497 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 1,292 | $55,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 9,317 | $55,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 10,347 | $55,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 6,571 | $55,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 107,925 | $55,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 46,459 | $55,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 1,536 | $54,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 2,350 | $54,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 832 | $54,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 11,452 | $54,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 3,863 | $54,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 69,093 | $54,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 16,308 | $54,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 5,002 | $54,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 7,193 | $53,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 13,252 | $53,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 3,632 | $53,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 5,060 | $53,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 38,598 | $53,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 55,000 | $53,000 | thousands by filing date | principal |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 4,306 | $53,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 3,207 | $52,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 68,900 | $52,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 870 | $52,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 584 | $52,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 4,994 | $52,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P555 | FUND | 1,302 | $52,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 4,740 | $51,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 2,504 | $51,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 27,700 | $51,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 5,595 | $50,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 1,919 | $50,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 9,383 | $50,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 6,147 | $50,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 5,539 | $50,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 5,111 | $50,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 50,000 | $50,000 | thousands by filing date | principal |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 10,854 | $50,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 2,094 | $50,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 50,000 | $50,000 | thousands by filing date | principal |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 3,528 | $49,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 72,185 | $49,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,661 | $49,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 6,508 | $49,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 20,573 | $49,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS LTD | 98386D307 | SPONSORED ADR NE | 36,132 | $49,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 18,837 | $49,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 7,637 | $49,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 25,922 | $49,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 54,000 | $49,000 | thousands by filing date | principal |
| DIREXION DAILY REAL ESTATE BEAR 3X SHARES | 25460E141 | ETF | 1,850 | $49,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 2,328 | $48,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 4,054 | $48,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 1,600 | $47,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 9,044 | $47,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 4,306 | $47,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 5,338 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 1,669 | $47,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 50,000 | $47,000 | thousands by filing date | principal |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 1,838 | $47,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746Q256 | ENHANCED EURP C | 497 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 1,143 | $46,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 20,440 | $46,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 1,491 | $46,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 1,215 | $46,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 5,000 | $46,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 20,537 | $46,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 3,581 | $46,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E158 | DAILY NATRL GAS | 4,986 | $46,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C404 | EUROPE 100 ADR | 2,276 | $46,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 6,530 | $46,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 2,422 | $45,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 1,717 | $45,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 12,320 | $45,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 4,209 | $45,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 2,000 | $45,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 17,054 | $45,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 8,434 | $45,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 9,012 | $45,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 9,008 | $45,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 5,219 | $45,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17322H149 | HOW STRAT DIV | 1,299 | $45,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 1,301 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 2,558 | $44,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 6,524 | $44,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 2,331 | $44,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 26,844 | $44,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 1,131 | $44,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 3,112 | $44,000 | thousands by filing date | |
| CONTINENTAL MATLS CORP | 211615307 | COM | 3,000 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 1,265 | $44,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 730 | $44,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 10,002 | $44,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A370 | LONCAR CHINA BIO | 2,000 | $44,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 3,042 | $44,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 8,962 | $44,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 11,880 | $44,000 | thousands by filing date | |
| URSTADT BIDDLE PPTYS INC | 917286809 | PFD-G CV 6.75 | 1,750 | $44,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 1,174 | $43,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 3,126 | $43,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1,450 | $43,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 1,290 | $43,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 27,218 | $43,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 133,600 | $43,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 2,877 | $43,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 4,723 | $42,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 5,052 | $42,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 1,994 | $42,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 76 | $42,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 7,057 | $42,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 9,558 | $41,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 469 | $41,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 2,150 | $41,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 5,178 | $41,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 5,992 | $41,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 4,214 | $41,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 4,816 | $41,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 79,871 | $40,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 8,336 | $40,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 20,088 | $40,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 9,516 | $40,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 33,866 | $40,000 | thousands by filing date | |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 3,791 | $40,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 3,698 | $40,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 40,000 | $40,000 | thousands by filing date | principal |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 1,636 | $39,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 2,000 | $39,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 2,680 | $39,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 4,006 | $39,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 1,174 | $39,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 35,088 | $39,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 3,119 | $39,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 1,308 | $38,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 3,543 | $38,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 3,562 | $38,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 1,662 | $38,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 5,826 | $38,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 34,000 | $38,000 | thousands by filing date | principal |
| Trovagene Inc | 897238606 | COM | 25,022 | $38,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 3,780 | $37,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 11,549 | $37,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 2,355 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 1,607 | $37,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 800 | $37,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 69,093 | $37,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 17,387 | $37,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 7,490 | $37,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 25,785 | $37,000 | thousands by filing date | |
| EDESA BIOTECH INC | 27966L108 | COM | 5,866 | $37,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 3,927 | $36,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 15,543 | $36,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 3,505 | $36,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 4,193 | $36,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 8,278 | $36,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 1,553 | $35,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 1,342 | $35,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 1,956 | $35,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 2,030 | $35,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 3,359 | $35,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 4,175 | $35,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 3,878 | $35,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 18,851 | $35,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 2,787 | $35,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 1,340 | $35,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 2,520 | $35,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 610 | $34,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 4,498 | $34,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 2,000 | $34,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 21,083 | $34,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 1,847 | $34,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 19,531 | $34,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 30,000 | $34,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 8,122 | $34,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 3,250 | $34,000 | thousands by filing date | |
| AURIS MEDICAL HOLDING LTD | G07025201 | SHS | 12,507 | $34,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 9,426 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 732 | $33,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 1,872 | $33,000 | thousands by filing date | |
| STRATEGY | 86280R100 | EXCHANGE TRADED | 983 | $33,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 3,295 | $33,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 5,064 | $32,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 6,114 | $32,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 4,889 | $32,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 2,780 | $32,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 5,245 | $32,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 1,069 | $32,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 1,959 | $32,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 8,283 | $32,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 6,839 | $32,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 1,375 | $32,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 3,585 | $32,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 25,003 | $32,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 30,846 | $32,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 32,964 | $32,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 9,762 | $32,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 9,929 | $32,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 2,757 | $32,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 3,233 | $31,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 1,790 | $31,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 3,161 | $31,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 2,215 | $31,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 21,482 | $31,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 48,000 | $31,000 | thousands by filing date | principal |
| MENLO THERAPEUTICS INC | 586858102 | COM | 6,952 | $31,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 2,174 | $30,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 2,472 | $30,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,621 | $30,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 4,300 | $30,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 74,951 | $30,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 22,000 | $30,000 | thousands by filing date | principal |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 8,752 | $30,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 5,906 | $30,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 1,106 | $30,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 4,774 | $30,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 13,101 | $30,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 4,484 | $29,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 7,423 | $29,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 5,663 | $29,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 9,435 | $29,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 2,000 | $29,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 2,806 | $29,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 12,444 | $29,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 556 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 430 | $28,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 9,865 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 281 | $28,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 3,049 | $28,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 19,000 | $28,000 | thousands by filing date | principal |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,131 | $28,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 14,048 | $28,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 9,513 | $28,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 2,425 | $28,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 17,008 | $28,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 757 | $28,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 1,181 | $28,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y413 | DLY JPN BULL 3X | 500 | $28,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 4,058 | $27,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 1,362 | $27,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 991 | $27,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 1,252 | $27,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 17,542 | $27,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 15,415 | $27,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 877 | $27,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 13,587 | $27,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 17,731 | $27,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 1,691 | $27,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 796 | $26,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 1,000 | $26,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 6,866 | $26,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 13,992 | $26,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 1,622 | $26,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 23,790 | $26,000 | thousands by filing date | |
| ETF MANAGER GROUP COMMODITY | 26923H101 | SIT RISING RTE | 1,154 | $26,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E513 | DLY ROB AI 3X | 2,554 | $26,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 330 | $25,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 2,317 | $25,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 3,000 | $25,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 610 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 1,925 | $25,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 4,537 | $25,000 | thousands by filing date | |
| CHEMOMAB THERAPEUTICS LTD SPONSORED ADS | 03280X102 | ADR | 10,870 | $25,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 762 | $25,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 81,686 | $25,000 | thousands by filing date | |
| FI ENHANCED GLBL HIGH YLD BCSB | 06746Q249 | COM | 228 | $25,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 8,752 | $24,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 835 | $24,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 371 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X198 | US CORP BOND FD | 454 | $24,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 2,473 | $24,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 22,000 | $24,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460E562 | DAILY TECHNOLOGY | 2,214 | $24,000 | thousands by filing date | |
| THE9 LTD SPON ADS NEW | 88337K203 | ADR | 25,720 | $24,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 33,494 | $24,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 967 | $23,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 3,453 | $23,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 4,373 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 488 | $23,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 24,000 | $23,000 | thousands by filing date | principal |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 1,158 | $23,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 24,000 | $23,000 | thousands by filing date | principal |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 11,958 | $23,000 | thousands by filing date | |
| PROTECTIVE INS CORP | 74368L104 | CL A | 1,375 | $23,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 1,384 | $22,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 4,605 | $22,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 508 | $22,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 3,571 | $22,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 15,384 | $22,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 40,543 | $22,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 15,274 | $22,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 5,279 | $22,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 97,171 | $22,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 605 | $22,000 | thousands by filing date | |
| FFBW INC | 30258M107 | COM | 2,004 | $22,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 8,422 | $22,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W202 | UNIT 04/30/2022 | 373 | $22,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 23,921 | $22,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q829 | MANAGED FUTURE | 882 | $22,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 1,005 | $21,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 668 | $21,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 3,861 | $21,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 8,027 | $21,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 750 | $21,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 1,033 | $21,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 449 | $21,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 6,503 | $21,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 4,021 | $21,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 578 | $21,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 12,792 | $21,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 7,992 | $21,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 78,911 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 455 | $21,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 6,506 | $21,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 740 | $21,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-19-000629 | this filing | 2019-11-14 | acceptance time not in the bulk data set |