13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 6,808 holding rows worth $375,735,263,000.
- Accession
- 0000895421-19-000565
- Filer
- CIK 895421
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 21,898 entries on the cover page, a total value of $375,735,263,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $375,735,263,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 58,503 | $1,478,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 38,106 | $1,471,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 38,570 | $1,466,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 119,014 | $1,466,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 139,347 | $1,463,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 236,697 | $1,461,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 299,968 | $1,461,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 137,616 | $1,459,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 86,549 | $1,459,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 41,945 | $1,455,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 111,886 | $1,451,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 88,853 | $1,449,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 160,870 | $1,445,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 653,060 | $1,443,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 69,306 | $1,440,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 536,545 | $1,432,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 32,964 | $1,429,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 41,776 | $1,425,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 125,171 | $1,417,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 56,315 | $1,412,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 35,391 | $1,412,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 66,137 | $1,411,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 18,787 | $1,401,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 12,781 | $1,401,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 366,570 | $1,401,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 447,234 | $1,400,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 36,171 | $1,399,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 37,775 | $1,397,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 88,025 | $1,395,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 106,024 | $1,393,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 115,889 | $1,392,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 23,713 | $1,391,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 11,461 | $1,390,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 197,998 | $1,390,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 1,500,000 | $1,390,000 | thousands by filing date | principal |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 8,758 | $1,389,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 118,687 | $1,387,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 110,681 | $1,385,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 802,000 | $1,381,000 | thousands by filing date | principal |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 97,400 | $1,380,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 41,566 | $1,376,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 84,838 | $1,371,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 97,289 | $1,371,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 69,484 | $1,368,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 412,706 | $1,366,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 51,373 | $1,365,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 131,148 | $1,364,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 24,469 | $1,362,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 99,539 | $1,361,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 92,776 | $1,359,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 38,741 | $1,354,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 114,525 | $1,347,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 119,627 | $1,343,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 49,632 | $1,338,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 58,172 | $1,338,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 212,852 | $1,335,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 92,807 | $1,333,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 32,516 | $1,332,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 38,136 | $1,330,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 133,076 | $1,328,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 62,038 | $1,327,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 90,623 | $1,326,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 125,621 | $1,326,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 141,443 | $1,325,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 101,662 | $1,325,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 421,845 | $1,325,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 34,780 | $1,322,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 45,049 | $1,321,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 301,135 | $1,315,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 50,367 | $1,315,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 132,311 | $1,310,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 63,464 | $1,309,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 27,070 | $1,308,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 32,322 | $1,308,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 42,836 | $1,308,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 402,222 | $1,307,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 20,864 | $1,304,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 24,894 | $1,301,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 24,269 | $1,301,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 116,063 | $1,299,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 128,354 | $1,293,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 38,244 | $1,292,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 1,009,224 | $1,292,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 105,158 | $1,289,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 46,563 | $1,286,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 41,512 | $1,285,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 94,665 | $1,284,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 113,742 | $1,282,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 57,887 | $1,279,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 23,084 | $1,277,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 88,055 | $1,272,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 67,408 | $1,271,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 54,271 | $1,267,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 15,839 | $1,266,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 87,279 | $1,266,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 35,265 | $1,260,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 95,831 | $1,260,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 24,136 | $1,254,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 32,724 | $1,253,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 83,144 | $1,251,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 104,106 | $1,248,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 471,800 | $1,248,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 82,373 | $1,248,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 4,948 | $1,246,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 86,596 | $1,243,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 102,235 | $1,242,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 49,831 | $1,241,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 39,020 | $1,235,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 100,411 | $1,234,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 1,226,000 | $1,233,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 91,339 | $1,233,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 12,366 | $1,229,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 75,186 | $1,229,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 195,307 | $1,229,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 35,678 | $1,229,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 105,715 | $1,228,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 162,247 | $1,228,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 40,605 | $1,225,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 97,516 | $1,225,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 17,835 | $1,222,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 28,681 | $1,221,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 31,400 | $1,217,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 746,106 | $1,215,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 101,043 | $1,213,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 82,301 | $1,212,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 39,114 | $1,211,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 288,008 | $1,204,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 26,632 | $1,200,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 76,145 | $1,198,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 502,029 | $1,194,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 36,590 | $1,192,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 73,573 | $1,192,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 23,288 | $1,185,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 95,650 | $1,184,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 625,710 | $1,183,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 88,733 | $1,183,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 35,408 | $1,182,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 164,600 | $1,182,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 71,149 | $1,182,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 394,396 | $1,176,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 75,682 | $1,173,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 59,643 | $1,168,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 25,781 | $1,167,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 38,689 | $1,165,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 74,247 | $1,162,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 26,664 | $1,159,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 25,273 | $1,159,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 25,440 | $1,157,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 85,320 | $1,157,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C206 | DEVLPD MKTS100 | 53,010 | $1,147,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 880,717 | $1,145,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 504,606 | $1,141,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 69,607 | $1,140,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 8,977 | $1,139,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 22,566 | $1,135,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 231,107 | $1,134,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 51,096 | $1,124,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 63,130 | $1,119,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 12,961 | $1,116,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 33,560 | $1,114,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 68,132 | $1,110,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 118,917 | $1,108,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 57,971 | $1,104,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 18,079 | $1,104,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 84,194 | $1,104,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 326,932 | $1,098,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 32,925 | $1,096,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 87,195 | $1,092,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 806,544 | $1,089,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 13,256 | $1,083,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 59,080 | $1,083,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 29,239 | $1,083,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 11,789 | $1,081,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 974,000 | $1,079,000 | thousands by filing date | principal |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 44,033 | $1,078,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 82,424 | $1,077,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 196,442 | $1,072,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 112,621 | $1,070,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 46,139 | $1,069,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 99,349 | $1,068,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 20,003 | $1,068,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 70,486 | $1,066,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 337,247 | $1,066,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 7,177 | $1,064,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 73,398 | $1,064,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 265,881 | $1,064,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 41,847 | $1,063,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 52,062 | $1,063,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 582,582 | $1,060,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 19,633 | $1,053,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 16,959 | $1,050,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 307,875 | $1,050,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 13,117 | $1,048,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 139,196 | $1,047,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 29,043 | $1,045,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 183,155 | $1,041,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 71,277 | $1,039,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 28,758 | $1,036,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 83,464 | $1,035,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 124,758 | $1,035,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 1,163,857 | $1,035,000 | thousands by filing date | |
| MORGAN STANLEY | 617480272 | LNG EURO ETN20 | 65,044 | $1,034,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 86,230 | $1,033,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 42,592 | $1,029,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 101,436 | $1,029,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 60,732 | $1,028,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 67,763 | $1,027,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 1,125,000 | $1,024,000 | thousands by filing date | principal |
| RBC BEARINGS INC COM | 75524B104 | Stock | 6,134 | $1,023,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 663,050 | $1,022,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 64,461 | $1,019,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 4,172 | $1,019,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 67,630 | $1,017,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 70,132 | $1,014,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 30,487 | $1,014,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 90,436 | $1,011,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 33,914 | $1,008,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 49,061 | $1,008,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 24,917 | $1,004,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 125,040 | $1,003,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 72,269 | $1,002,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 52,183 | $1,002,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 975,000 | $1,000,000 | thousands by filing date | principal |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 51,319 | $1,000,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 61,698 | $999,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 49,629 | $995,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 1,008,000 | $994,000 | thousands by filing date | principal |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 1,000,000 | $992,000 | thousands by filing date | principal |
| STEELCASE INC-CLASS A | 858155203 | CL A | 57,758 | $989,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 90,293 | $988,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 6,085 | $986,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 24,608 | $986,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 10,814 | $984,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 757,124 | $984,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 18,146 | $977,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 37,154 | $976,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 217,025 | $976,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 39,226 | $974,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 65,613 | $971,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 150,847 | $971,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 42,263 | $971,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 745,436 | $969,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 36,856 | $969,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 78,865 | $967,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 975,310 | $967,000 | thousands by filing date | principal |
| DONNELLEY R R & SONS CO | 257867200 | COM | 489,109 | $964,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 110,720 | $958,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 64,785 | $952,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 11,962 | $945,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 12,091 | $945,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 183,726 | $945,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 987,137 | $943,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 91,731 | $941,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 256,063 | $940,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 66,553 | $937,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 76,768 | $936,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 47,363 | $934,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 345,040 | $934,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 188,711 | $930,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,542,862 | $929,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 133,012 | $928,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 34,794 | $923,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 43,895 | $920,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 87,707 | $920,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 54,976 | $917,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 56,167 | $917,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 37,318 | $915,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 20,830 | $909,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 30,354 | $909,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 208,980 | $909,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 37,305 | $907,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 55,777 | $907,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 94,499 | $904,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 13,215 | $900,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 30,156 | $899,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 88,135 | $896,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 47,350 | $894,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 59,002 | $892,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 63,645 | $892,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 5,031 | $890,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 21,684 | $890,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 760,000 | $888,000 | thousands by filing date | principal |
| PYXUS INTL INC | 74737V106 | COM | 58,402 | $888,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 15,886 | $888,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 91,821 | $886,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P522 | FUND | 18,540 | $886,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 39,983 | $886,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 62,969 | $885,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 17,220 | $879,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 130,439 | $879,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 226,725 | $878,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 11,923 | $878,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 141,723 | $873,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 19,987 | $872,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 61,482 | $872,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 15,123 | $871,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 29,243 | $871,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 14,535 | $870,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 13,926 | $869,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 93,258 | $866,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 24,875 | $866,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 4,968 | $866,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 38,875 | $864,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 31,065 | $864,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 36,949 | $861,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 50,602 | $859,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 89,670 | $858,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 7,277 | $850,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 10,119 | $848,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 65,154 | $845,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 92,656 | $843,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 20,010 | $843,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 114,772 | $841,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 18,066 | $839,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 59,656 | $835,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 61,099 | $835,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 60,401 | $834,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 240,739 | $833,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 67,602 | $832,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 797,000 | $832,000 | thousands by filing date | principal |
| SPARTAN MTRS INC | 846819100 | COM | 75,835 | $831,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 16,067 | $826,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 330,195 | $825,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 66,703 | $824,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 47,531 | $824,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 7,067 | $824,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 315,521 | $824,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 30,059 | $822,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 7,776 | $822,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 22,475 | $822,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W265 | RUPEE/USD ETN | 22,874 | $821,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 13,268 | $820,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 23,488 | $819,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 30,307 | $817,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 8,508 | $817,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 12,371 | $817,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 60,098 | $814,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 782,519 | $813,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 21,742 | $812,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 5,222 | $809,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 86,912 | $809,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 20,932 | $807,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 53,750 | $806,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 31,621 | $806,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 71,737 | $806,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 115,643 | $805,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 161,948 | $803,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 83,620 | $802,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 29,700 | $801,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 11,263 | $800,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 18,281 | $799,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 32,393 | $799,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 22,178 | $797,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 285,065 | $793,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 36,661 | $790,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 98,806 | $785,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 32,548 | $785,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 81,889 | $785,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 29,185 | $785,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 147,702 | $784,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 128,067 | $780,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 187,889 | $780,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 9,553 | $779,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 115,698 | $778,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 66,003 | $778,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 176,464 | $777,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 446,671 | $777,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 15,429 | $774,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 103,981 | $773,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 44,916 | $771,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 54,710 | $771,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 95,571 | $770,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 120,045 | $769,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 48,152 | $768,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 266,286 | $767,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 15,003 | $766,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 50,136 | $765,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 38,767 | $764,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 47,839 | $763,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 19,445 | $761,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 460,852 | $761,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 27,421 | $760,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 14,232 | $759,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 6,935 | $756,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 36,194 | $755,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 50,584 | $754,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 44,158 | $753,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 28,277 | $753,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 38,977 | $753,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 39,837 | $752,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 62,923 | $750,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 53,242 | $748,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 54,099 | $745,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 66,908 | $744,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 9,699 | $741,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 11,937 | $740,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 26,752 | $738,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 15,420 | $737,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 552,000 | $736,000 | thousands by filing date | principal |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 10,754 | $735,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 15,841 | $735,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 31,810 | $735,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 86,197 | $733,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 15,307 | $731,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 158,995 | $730,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 67,669 | $728,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 63,168 | $727,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 475,000 | $726,000 | thousands by filing date | principal |
| VISTRA CORP | 92840M128 | COM | 375,987 | $726,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 267,408 | $722,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 26,004 | $722,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 128,911 | $720,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 12,109 | $718,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 55,945 | $717,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 151,854 | $717,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 25,433 | $713,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 770,000 | $713,000 | thousands by filing date | principal |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 35,641 | $711,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 149,565 | $710,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 49,849 | $710,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 7,911 | $710,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 6,014 | $710,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 57,163 | $707,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 467,873 | $706,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 42,292 | $706,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 37,938 | $705,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 23,958 | $705,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 15,592 | $701,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 233,611 | $701,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 31,702 | $700,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 705,000 | $700,000 | thousands by filing date | principal |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 61,081 | $697,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 115,174 | $690,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 15,538 | $687,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 23,111 | $686,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 49,624 | $686,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 7,799 | $686,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 14,116 | $683,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 30,502 | $678,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 77,862 | $677,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 15,465 | $676,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 76,363 | $675,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 9,106 | $674,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 13,110 | $673,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 534,299 | $673,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 74,337 | $673,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 21,597 | $672,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 188,699 | $672,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 16,858 | $671,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 58,112 | $670,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 11,863 | $670,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 28,093 | $666,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 19,902 | $664,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 35,903 | $659,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 37,989 | $657,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 18,312 | $657,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 24,084 | $654,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 33,812 | $651,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 15,372 | $651,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 94,441 | $649,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 65,097 | $649,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 5,818 | $648,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 135,177 | $647,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 20,068 | $647,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 17,235 | $645,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 24,234 | $645,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 8,722 | $645,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 265,418 | $645,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 11,693 | $644,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 65,279 | $643,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 43,267 | $642,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 34,580 | $641,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 51,409 | $639,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 168,113 | $639,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 157,882 | $639,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 734,478 | $639,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 78,220 | $637,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 12,685 | $637,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 55,146 | $636,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 157,938 | $635,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 25,727 | $633,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 42,830 | $632,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 19,205 | $631,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 23,831 | $628,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 691,542 | $627,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 62,700 | $623,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 731 | $623,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 27,678 | $623,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 17,279 | $621,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 69,382 | $620,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 10,302 | $619,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 43,758 | $618,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 52,948 | $616,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 195,544 | $616,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 12,051 | $613,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 129,114 | $611,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 44,799 | $609,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 44,301 | $609,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 15,593 | $608,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 28,013 | $607,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-19-000565 | this filing | 2019-08-14 | acceptance time not in the bulk data set |