13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 6,808 holding rows worth $375,735,263,000.
- Accession
- 0000895421-19-000565
- Filer
- CIK 895421
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 21,898 entries on the cover page, a total value of $375,735,263,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $375,735,263,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 1,866,439 | $4,591,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 69,041 | $4,582,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 102,296 | $4,575,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 3,050,000 | $4,573,000 | thousands by filing date | principal |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 618,790 | $4,567,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 510,647 | $4,565,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 263,410 | $4,559,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 423,301 | $4,558,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 930,850 | $4,552,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 33,778 | $4,550,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 184,668 | $4,550,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 109,864 | $4,548,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 36,014 | $4,539,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 480,676 | $4,538,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 232,781 | $4,537,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 52,541 | $4,534,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 153,394 | $4,532,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 49,533 | $4,529,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 81,639 | $4,529,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 279,731 | $4,518,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 495,186 | $4,516,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 3,000,000 | $4,516,000 | thousands by filing date | principal |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 159,767 | $4,513,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 123,531 | $4,511,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 62,881 | $4,509,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 235,832 | $4,504,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 99,890 | $4,484,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 251,156 | $4,482,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 306,507 | $4,482,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 4,421,000 | $4,480,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 44,164 | $4,477,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 75,017 | $4,476,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 356,329 | $4,458,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 56,057 | $4,445,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 143,148 | $4,444,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 11,061 | $4,435,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 3,350,000 | $4,422,000 | thousands by filing date | principal |
| MOELIS & CO | 60786M105 | CL A | 126,005 | $4,404,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 169,516 | $4,397,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 56,194 | $4,392,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 116,795 | $4,392,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 122,554 | $4,391,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 130,777 | $4,386,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 429,763 | $4,384,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 451,141 | $4,381,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 81,560 | $4,379,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 120,501 | $4,374,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 219,007 | $4,365,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 49,249 | $4,362,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 126,450 | $4,348,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 489,992 | $4,347,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 452,134 | $4,345,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 218,227 | $4,341,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 533,845 | $4,340,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 458,174 | $4,339,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 149,077 | $4,336,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 196,455 | $4,334,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 187,089 | $4,334,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 62,376 | $4,325,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 2,719,552 | $4,325,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 835,755 | $4,322,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 99,935 | $4,315,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 44,387 | $4,313,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 41,315 | $4,310,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 123,213 | $4,303,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 34,946 | $4,303,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 84,849 | $4,297,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 187,261 | $4,295,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,233,797 | $4,294,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 45,846 | $4,293,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 419,724 | $4,285,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 43,908 | $4,283,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 68,724 | $4,283,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 58,522 | $4,281,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 1,048,957 | $4,280,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 62,064 | $4,279,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 68,934 | $4,279,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 833,827 | $4,278,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 232,482 | $4,278,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 353,215 | $4,277,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 97,307 | $4,276,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 154,766 | $4,268,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 287,052 | $4,254,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 41,281 | $4,246,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 128,112 | $4,245,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 2,496,000 | $4,242,000 | thousands by filing date | principal |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 380,235 | $4,240,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 25,193 | $4,239,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 4,290,000 | $4,238,000 | thousands by filing date | principal |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 222,761 | $4,232,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 66,722 | $4,227,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 555,291 | $4,226,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 171,963 | $4,217,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 4,125,000 | $4,216,000 | thousands by filing date | principal |
| HEARTLAND EXPRESS INC | 422347104 | COM | 233,010 | $4,211,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 42,015 | $4,210,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 83,971 | $4,198,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,864,508 | $4,196,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 273,469 | $4,193,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 737,587 | $4,190,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 128,579 | $4,188,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 41,860 | $4,183,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 20,596 | $4,174,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 197,432 | $4,173,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 364,641 | $4,171,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 200,192 | $4,155,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 167,600 | $4,155,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,702,259 | $4,154,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 51,812 | $4,144,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 424,495 | $4,143,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 50,333 | $4,139,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 30,438 | $4,133,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 273,752 | $4,133,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 243,267 | $4,126,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 93,862 | $4,110,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 355,529 | $4,109,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 77,871 | $4,103,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 110,329 | $4,101,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 231,203 | $4,099,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 358,766 | $4,094,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 4,216,000 | $4,090,000 | thousands by filing date | principal |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 188,093 | $4,085,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 113,420 | $4,079,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 323,798 | $4,060,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 183,466 | $4,060,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 89,946 | $4,057,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 191,952 | $4,052,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 149,752 | $4,044,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 89,178 | $4,043,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 114,224 | $4,042,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 220,705 | $4,036,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 263,886 | $4,035,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 122,864 | $4,034,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 82,342 | $4,034,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 88,433 | $4,032,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 4,644,000 | $4,028,000 | thousands by filing date | principal |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 86,553 | $4,027,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 452,362 | $4,023,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 328,825 | $4,018,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 85,356 | $4,018,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 76,432 | $4,018,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 487,822 | $4,010,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 195,308 | $4,010,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 64,508 | $4,009,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 133,263 | $4,005,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 3,380,000 | $4,003,000 | thousands by filing date | principal |
| CONTROL4 CORP | 21240D107 | COM | 168,266 | $3,997,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 152,836 | $3,995,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 163,028 | $3,983,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 263,063 | $3,980,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 133,684 | $3,979,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 177,497 | $3,976,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 612,298 | $3,975,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 1,035,175 | $3,975,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 79,556 | $3,967,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 336,803 | $3,967,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 107,842 | $3,960,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 168,600 | $3,959,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 122,917 | $3,954,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 4,063,000 | $3,954,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 4,647,000 | $3,953,000 | thousands by filing date | principal |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 141,508 | $3,948,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 57,842 | $3,938,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 4,599,978 | $3,933,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 39,148 | $3,921,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 194,536 | $3,918,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 92,903 | $3,915,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 249,375 | $3,913,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 74,996 | $3,907,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 99,483 | $3,907,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 51,773 | $3,905,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 177,343 | $3,901,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 130,647 | $3,898,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 220,301 | $3,895,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 93,634 | $3,895,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 429,855 | $3,895,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 420,862 | $3,893,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 409,598 | $3,892,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 63,369 | $3,891,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 380,962 | $3,890,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 212,301 | $3,888,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 94,044 | $3,888,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 137,360 | $3,883,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 141,470 | $3,880,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 57,276 | $3,877,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 574,540 | $3,872,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 3,261,000 | $3,872,000 | thousands by filing date | principal |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 329,525 | $3,869,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 85,941 | $3,865,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 296,489 | $3,852,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 306,908 | $3,852,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 4,130,000 | $3,849,000 | thousands by filing date | principal |
| F N B CORP | 302520101 | COM | 326,863 | $3,848,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 309,428 | $3,846,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 71,048 | $3,839,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 12,196 | $3,838,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 267,097 | $3,838,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 1,523,068 | $3,838,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 355,844 | $3,837,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 129,084 | $3,835,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 737,369 | $3,834,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 653,967 | $3,831,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 314,044 | $3,831,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 772,657 | $3,824,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 175,676 | $3,820,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 130,418 | $3,818,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 65,173 | $3,816,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 704,910 | $3,815,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 381,567 | $3,812,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 93,159 | $3,806,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 325,031 | $3,802,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 140,890 | $3,798,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 90,515 | $3,797,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 30,563 | $3,785,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 141,521 | $3,783,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 62,759 | $3,776,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 82,374 | $3,774,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 33,049 | $3,772,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 355,639 | $3,770,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 168,261 | $3,769,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 32,692 | $3,761,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 255,280 | $3,758,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 156,142 | $3,741,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 169,570 | $3,738,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 167,647 | $3,734,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 230,264 | $3,733,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 249,697 | $3,733,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 39,294 | $3,729,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 331,094 | $3,715,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 106,791 | $3,695,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 371,591 | $3,690,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 369,446 | $3,690,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 298,429 | $3,689,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 100,529 | $3,689,000 | thousands by filing date | |
| CLARIVATE ANALYTICS PLC | G21810117 | *W EXP 05/13/202 | 776,049 | $3,686,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 52,735 | $3,682,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 438,715 | $3,676,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 67,764 | $3,673,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 111,448 | $3,673,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 39,562 | $3,667,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 130,587 | $3,664,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 3,802,000 | $3,664,000 | thousands by filing date | principal |
| ARCBEST CORP COM | 03937C105 | Stock | 130,191 | $3,661,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 174,492 | $3,657,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 86,420 | $3,655,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 395,037 | $3,655,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 137,279 | $3,654,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 101,210 | $3,653,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 38,746 | $3,651,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 110,836 | $3,643,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 303,624 | $3,643,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 57,401 | $3,637,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 62,005 | $3,633,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 140,010 | $3,625,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 241,024 | $3,623,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 115,511 | $3,621,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 226,162 | $3,619,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 33,666 | $3,617,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 264,356 | $3,609,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 150,214 | $3,602,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 626,569 | $3,602,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 309,568 | $3,597,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 71,832 | $3,594,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 226,238 | $3,588,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 1,595,944 | $3,575,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 114,383 | $3,574,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 156,709 | $3,571,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 70,389 | $3,569,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 230,123 | $3,560,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 234,239 | $3,559,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 1,201,545 | $3,557,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 711,203 | $3,555,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 194,924 | $3,554,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 477,062 | $3,545,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 213,361 | $3,544,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 139,982 | $3,539,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 81,428 | $3,530,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 173,027 | $3,527,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 260,505 | $3,527,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 133,913 | $3,523,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 184,850 | $3,515,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 86,901 | $3,508,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 221,939 | $3,507,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 190,985 | $3,499,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 67,645 | $3,499,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 250,833 | $3,497,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 225,856 | $3,494,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 85,161 | $3,493,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 358,095 | $3,492,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 143,577 | $3,484,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 491,149 | $3,478,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,222,627 | $3,472,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 443,740 | $3,470,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 43,560 | $3,467,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 377,989 | $3,463,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 3,592,000 | $3,455,000 | thousands by filing date | principal |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 131,558 | $3,449,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 80,325 | $3,436,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 90,557 | $3,432,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 297,899 | $3,430,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 162,831 | $3,420,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 215,561 | $3,418,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 202,395 | $3,417,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 34,932 | $3,414,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 50,270 | $3,409,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 26,530 | $3,405,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 662,835 | $3,400,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 3,096,000 | $3,388,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 65,263 | $3,384,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 216,644 | $3,382,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 279,661 | $3,378,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 44,549 | $3,376,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G680 | S&P FINCIAL REVE | 49,742 | $3,374,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 26,923 | $3,369,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 685,626 | $3,366,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 133,802 | $3,362,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 97,838 | $3,359,000 | thousands by filing date | |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 3,250,000 | $3,356,000 | thousands by filing date | principal |
| ANDERSONS INC COM | 034164103 | Stock | 123,073 | $3,353,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 108,604 | $3,351,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 1,609,886 | $3,349,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 66,197 | $3,348,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 183,772 | $3,344,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 289,083 | $3,342,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 832,800 | $3,340,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 177,226 | $3,335,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 65,427 | $3,331,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 157,644 | $3,328,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 262,926 | $3,324,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 135,495 | $3,324,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 114,294 | $3,321,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 56,759 | $3,318,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 67,859 | $3,317,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 241,187 | $3,314,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 246,240 | $3,312,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 4,539,000 | $3,306,000 | thousands by filing date | principal |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 462,442 | $3,303,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 4,868,000 | $3,303,000 | thousands by filing date | principal |
| AXOGEN INC | 05463X106 | COM | 166,464 | $3,296,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 167,220 | $3,292,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 852,510 | $3,291,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 338,288 | $3,289,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 83,987 | $3,286,000 | thousands by filing date | |
| PLUG POWER INC | 72919PAB9 | NOTE 5.500% 3/1 | 3,000,000 | $3,285,000 | thousands by filing date | principal |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 59,767 | $3,267,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 25,546 | $3,266,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 82,812 | $3,264,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 188,402 | $3,261,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 183,541 | $3,256,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 158,225 | $3,254,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 396,443 | $3,252,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 41,748 | $3,251,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 46,031 | $3,232,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 27,608 | $3,230,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 249,113 | $3,228,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 39,244 | $3,226,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 178,245 | $3,221,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 286,236 | $3,220,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 242,062 | $3,219,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 55,627 | $3,218,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 63,864 | $3,216,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 215,884 | $3,212,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 20,574 | $3,210,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 98,321 | $3,208,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 141,145 | $3,206,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 4,645 | $3,205,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 928,617 | $3,204,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 62,216 | $3,201,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 22,647 | $3,200,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 122,027 | $3,195,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 243,301 | $3,192,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 138,081 | $3,189,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 106,292 | $3,186,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 967,520 | $3,184,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 134,623 | $3,182,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 298,698 | $3,181,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 80,503 | $3,177,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 168,220 | $3,173,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 271,026 | $3,158,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 36,862 | $3,156,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 83,615 | $3,151,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 211,210 | $3,149,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 196,126 | $3,140,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 311,527 | $3,137,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 56,755 | $3,130,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 36,644 | $3,130,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 62,482 | $3,122,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 3,322,000 | $3,119,000 | thousands by filing date | principal |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 164,207 | $3,118,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 66,728 | $3,109,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 118,943 | $3,105,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 3,142,000 | $3,104,000 | thousands by filing date | principal |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 136,326 | $3,103,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 22,813 | $3,102,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 601,018 | $3,102,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 171,387 | $3,098,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 65,837 | $3,093,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 2,541,000 | $3,093,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 99,054 | $3,092,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 416,378 | $3,090,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 200,481 | $3,089,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 92,310 | $3,087,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 20,623 | $3,084,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 160,124 | $3,082,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 147,418 | $3,079,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 133,521 | $3,071,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 494,696 | $3,068,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 175,233 | $3,067,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 524,868 | $3,060,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 129,306 | $3,060,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 91,945 | $3,054,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 108,576 | $3,052,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 103,916 | $3,051,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 228,648 | $3,050,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 108,208 | $3,049,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 3,468,000 | $3,048,000 | thousands by filing date | principal |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 260,190 | $3,044,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 146,075 | $3,032,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 917,614 | $3,027,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 153,415 | $3,025,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 3,119,000 | $3,019,000 | thousands by filing date | principal |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 238,348 | $3,017,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 182,262 | $3,014,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 84,512 | $3,010,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 487,736 | $3,009,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 507,271 | $3,008,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 185,222 | $3,008,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 60,284 | $3,008,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 129,787 | $3,007,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 40,561 | $3,003,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 176,322 | $3,002,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 189,241 | $3,000,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 248,871 | $2,999,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 63,423 | $2,997,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 55,153 | $2,996,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 1,852,000 | $2,996,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 103,404 | $2,993,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 320,666 | $2,992,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 145,748 | $2,990,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 214,012 | $2,990,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 3,125,000 | $2,985,000 | thousands by filing date | principal |
| TAILORED BRANDS INC | 87403A107 | COM | 517,102 | $2,985,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 882,809 | $2,984,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 2,401,655 | $2,977,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 200,572 | $2,976,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 175,802 | $2,974,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 40,649 | $2,971,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 47,562 | $2,970,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 406,800 | $2,970,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 63,365 | $2,963,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 223,295 | $2,959,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 31,370 | $2,957,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 179,426 | $2,950,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 86,249 | $2,948,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 52,854 | $2,946,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 532,160 | $2,943,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 144,657 | $2,942,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 493,736 | $2,942,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 74,031 | $2,931,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 58,502 | $2,922,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 249,437 | $2,921,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 209,442 | $2,911,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 288,603 | $2,909,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 190,179 | $2,906,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 5,488,836 | $2,904,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 212,738 | $2,904,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 174,678 | $2,903,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 251,547 | $2,900,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 278,187 | $2,899,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 72,871 | $2,896,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 136,147 | $2,896,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 76,552 | $2,887,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 50,331 | $2,885,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 400,707 | $2,877,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 52,218 | $2,876,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 33,662 | $2,867,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 42,005 | $2,858,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 89,841 | $2,854,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 105,619 | $2,852,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 244,197 | $2,850,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 318,438 | $2,843,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 138,561 | $2,836,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 210,238 | $2,835,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 266,269 | $2,833,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 108,518 | $2,832,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 2,870,000 | $2,830,000 | thousands by filing date | principal |
| INVACARE CORP | 461203101 | COMMON STOCK | 544,944 | $2,829,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 211,112 | $2,823,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 3,657,000 | $2,823,000 | thousands by filing date | principal |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 38,510 | $2,818,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 78,534 | $2,816,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 75,267 | $2,815,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 2,841,000 | $2,812,000 | thousands by filing date | principal |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 55,941 | $2,803,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 132,024 | $2,802,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 102,692 | $2,786,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 157,406 | $2,786,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 65,785 | $2,781,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 56,811 | $2,779,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 180,046 | $2,778,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-19-000565 | this filing | 2019-08-14 | acceptance time not in the bulk data set |