13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 6,808 holding rows worth $375,735,263,000.
- Accession
- 0000895421-19-000565
- Filer
- CIK 895421
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 21,898 entries on the cover page, a total value of $375,735,263,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $375,735,263,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 39,123 | $606,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 18,685 | $606,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 94,216 | $606,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 20,589 | $605,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 3,045 | $603,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 16,770 | $603,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 307,984 | $602,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 40,412 | $600,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 160,498 | $600,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 16,460 | $599,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 24,016 | $596,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 78,384 | $596,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 15,393 | $595,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 43,242 | $595,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 25,644 | $594,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 83,203 | $593,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 227,887 | $593,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 116,640 | $587,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 270,606 | $587,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 28,947 | $586,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 500,000 | $585,000 | thousands by filing date | principal |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 15,631 | $581,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 174,039 | $581,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 20,021 | $580,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 66,649 | $580,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 503,892 | $579,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 172,567 | $579,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 74,982 | $578,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 12,914 | $577,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 516,000 | $576,000 | thousands by filing date | principal |
| EVELO BIOSCIENCES INC | 299734103 | COM | 64,206 | $576,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 94,452 | $575,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 221,167 | $575,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 46,817 | $573,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 54,740 | $573,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 41,765 | $572,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 78,057 | $572,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 12,573 | $572,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 16,505 | $570,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 18,053 | $569,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 79,497 | $568,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 60,698 | $566,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 53,303 | $565,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 4,998 | $565,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 108,266 | $564,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 41,187 | $563,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 588,000 | $563,000 | thousands by filing date | principal |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 38,218 | $562,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 11,561 | $561,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 58,464 | $560,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 18,753 | $557,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 14,275 | $557,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 7,220 | $555,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 162,254 | $555,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 39,047 | $555,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 17,346 | $553,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 47,476 | $552,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 34,652 | $551,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 179,028 | $550,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 44,120 | $550,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 13,615 | $549,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 367,000 | $549,000 | thousands by filing date | principal |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 36,995 | $548,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 18,922 | $548,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 24,426 | $548,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 84,147 | $547,000 | thousands by filing date | |
| NEWPARK RES INC | 651718AE8 | NOTE 4.000%12/0 | 500,000 | $547,000 | thousands by filing date | principal |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 30,505 | $546,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 530,436 | $546,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 541,000 | $546,000 | thousands by filing date | principal |
| WSFS FINL CORP | 929328102 | COM | 13,144 | $542,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 180,573 | $542,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 99,000 | $540,000 | thousands by filing date | principal |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 40,435 | $539,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 418,152 | $539,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 20,886 | $537,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 42,739 | $536,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 177,019 | $534,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 13,632 | $533,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 225,016 | $531,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 67,131 | $530,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 18,513 | $529,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 23,988 | $528,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 13,165 | $528,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 132,985 | $525,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 78,871 | $523,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 539,121 | $523,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 7,151 | $520,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 7,152 | $520,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 1,421,862 | $519,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 15,900 | $518,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 8,605 | $516,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 575,000 | $515,000 | thousands by filing date | principal |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 51,132 | $514,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 173,346 | $514,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 51,401 | $514,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 10,378 | $511,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 15,463 | $510,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 836,443 | $510,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 22,678 | $508,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 24,731 | $507,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 19,397 | $505,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 8,160 | $504,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 50,987 | $504,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 23,351 | $500,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 203,697 | $500,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 21,055 | $499,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 34,647 | $499,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 21,331 | $499,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 33,495 | $497,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 7,283 | $497,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 41,818 | $493,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 70,910 | $493,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 52,330 | $492,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 42,332 | $492,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 24,928 | $491,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 35,509 | $491,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 24,806 | $490,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 18,692 | $487,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 36,159 | $487,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 136,688 | $485,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 11,902 | $484,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 53,700 | $484,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 7,326 | $483,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 69,818 | $483,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 28,735 | $482,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 28,565 | $481,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 92,612 | $481,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 244,482 | $481,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 48,502 | $481,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 4,658 | $479,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E521 | FUND | 10,432 | $479,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 25,205 | $476,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 279,327 | $475,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 15,277 | $475,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 10,057 | $474,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 5,194 | $472,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 5,420 | $471,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 44,068 | $471,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 31,181 | $471,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 17,311 | $470,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 30,500 | $467,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 91,396 | $466,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 24,692 | $465,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 17,688 | $465,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 21,833 | $463,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 27,918 | $463,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 142,890 | $460,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 16,714 | $457,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 16,154 | $455,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 9,882 | $454,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 21,074 | $453,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 16,606 | $452,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 98,785 | $451,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 275,124 | $451,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 22,423 | $450,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 21,065 | $449,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 1,656 | $449,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 23,568 | $448,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 17,256 | $448,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 29,154 | $447,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 14,260 | $447,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 31,556 | $446,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 262,016 | $445,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 9,720 | $444,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 617,100 | $444,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 10,591 | $443,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 20,232 | $441,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 88,040 | $441,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 65,601 | $441,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 35,589 | $441,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 16,566 | $441,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 11,410 | $440,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 403,824 | $440,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 33,157 | $440,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 16,290 | $439,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 61,798 | $439,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,835 | $436,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 110,269 | $435,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 10,836 | $434,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 319,316 | $431,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 33,078 | $431,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 14,024 | $430,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 104 | $429,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 9,512 | $428,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 23,585 | $428,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 129,781 | $427,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 98,253 | $427,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 13,488 | $426,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 82,569 | $426,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 15,949 | $426,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 17,129 | $424,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 12,899 | $423,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 20,985 | $422,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 36,251 | $421,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 33,643 | $420,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 44,999 | $418,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 44,182 | $417,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 17,267 | $416,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 21,226 | $416,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 17,458 | $415,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 19,691 | $413,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 15,160 | $413,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 39,928 | $413,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 29,468 | $412,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 19,841 | $412,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 17,640 | $411,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 11,370 | $409,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 43,190 | $408,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 28,797 | $408,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 6,835 | $408,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 210,665 | $407,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 36,082 | $406,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 36,204 | $405,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 18,836 | $405,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 47,166 | $405,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 420,000 | $404,000 | thousands by filing date | principal |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 10,563 | $402,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 46,911 | $400,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 28,810 | $399,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 25,331 | $399,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 7,175 | $398,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 101,658 | $396,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 49,720 | $396,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 71,098 | $395,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 10,692 | $395,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 5,717 | $394,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 179,291 | $392,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 22,797 | $391,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 82,978 | $389,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 125,559 | $389,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 379,000 | $389,000 | thousands by filing date | principal |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 45,876 | $386,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 126,188 | $386,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 12,784 | $385,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 15,748 | $385,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 7,641 | $384,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 480,000 | $384,000 | thousands by filing date | principal |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 295,012 | $383,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 15,835 | $381,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 5,240 | $380,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 1,000,000 | $380,000 | thousands by filing date | principal |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 21,144 | $379,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 6,844 | $377,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 18,533 | $374,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 46,969 | $373,000 | thousands by filing date | |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 7,529 | $373,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 44,508 | $372,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 108,389 | $372,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 11,530 | $371,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T217 | VLCTYSHS 3X S&P | 22,657 | $371,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 500,000 | $371,000 | thousands by filing date | principal |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 27,326 | $370,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 12,480 | $368,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 167,362 | $367,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 40,303 | $366,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 14,345 | $365,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 3,443 | $364,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 25,345 | $363,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 7,937 | $363,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 173,167 | $363,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 249,200 | $363,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 7,181 | $361,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 18,926 | $361,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 10,321 | $360,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 18,805 | $360,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 10,502 | $360,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 24,700 | $357,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 14,702 | $357,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 21,791 | $356,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 18,213 | $356,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 35,501 | $356,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 81,931 | $356,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 23,889 | $355,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 17,410 | $353,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 37,816 | $352,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 92,813 | $352,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 24,423 | $352,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 12,309 | $351,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 21,319 | $350,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 448,000 | $350,000 | thousands by filing date | principal |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 11,166 | $350,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 7,686 | $348,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 338,000 | $348,000 | thousands by filing date | principal |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 19,746 | $346,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 132,080 | $344,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 1,045,698 | $343,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 13,177 | $342,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 55,011 | $342,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 15,972 | $340,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 9,975 | $339,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 14,924 | $338,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 11,285 | $338,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 49,319 | $337,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 23,550 | $337,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 18,835 | $336,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 25,892 | $336,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 3,529 | $336,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 19,410 | $336,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 12,707 | $335,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 91,495 | $335,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 9,012 | $334,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 3,875 | $333,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 11,139 | $331,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,217 | $331,000 | thousands by filing date | |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 193,811 | $331,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 5,565 | $330,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 13,149 | $328,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 331,000 | $328,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 5,152 | $327,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 34,956 | $327,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 2,814 | $327,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 13,581 | $327,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 23,095 | $326,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 12,212 | $326,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 216,900 | $326,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 10,228 | $324,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 28,460 | $323,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 12,290 | $323,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 20,601 | $322,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 9,875 | $321,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 313,000 | $319,000 | thousands by filing date | principal |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 9,365 | $318,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 42,276 | $316,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 131,806 | $316,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 5,308 | $316,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 24,026 | $316,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 21,916 | $313,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 23,599 | $313,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 21,722 | $311,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 310,000 | $311,000 | thousands by filing date | principal |
| ALTIMMUNE INC | 02155H200 | COM NEW | 129,793 | $309,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 7,992 | $309,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 244,201 | $309,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 124,650 | $308,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 1,540 | $308,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 15,302 | $308,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 17,172 | $307,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 63,665 | $305,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 21,200 | $304,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 20,709 | $304,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 26,975 | $304,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 11,913 | $303,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 22,857 | $302,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 18,217 | $300,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 228,200 | $299,000 | thousands by filing date | |
| 1895 BANCORP OF WIS INC COM | 28252W105 | Stock | 31,485 | $299,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 20,325 | $298,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 12,385 | $297,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 22,414 | $297,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 12,175 | $296,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 94,350 | $296,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 25,466 | $295,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 26,209 | $295,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 61,666 | $294,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 160,687 | $294,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 45,963 | $292,000 | thousands by filing date | |
| PROSHARES SP 500 DIVIDEND ARISTOCRATS ETF | 74347B482 | ETF | 6,643 | $292,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 21,138 | $292,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 8,044 | $291,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 21,316 | $291,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 33,196 | $290,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 20,594 | $289,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 9,862 | $288,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 19,191 | $287,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 14,446 | $285,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 20,319 | $284,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 249,232 | $284,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 21,938 | $284,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 87,693 | $284,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 8,309 | $280,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 11,445 | $280,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 80,443 | $280,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 8,806 | $278,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 9,614 | $276,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 34,924 | $276,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 6,599 | $275,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 30,066 | $275,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 2,326 | $274,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 19,892 | $273,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 25,119 | $273,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 38,042 | $272,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 44,405 | $272,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 18,226 | $271,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 30,594 | $271,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 92,004 | $271,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 17,881 | $270,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 5,200 | $270,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 49,188 | $270,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 21,859 | $270,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 8,491 | $269,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 399,742 | $269,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 13,118 | $268,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 139,000 | $267,000 | thousands by filing date | principal |
| BIO-PATH HLDGS INC | 09057N300 | COM | 19,958 | $267,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 13,380 | $266,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 27,745 | $266,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 43,322 | $266,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 9,769 | $265,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 4,457 | $264,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 20,006 | $264,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 129,165 | $264,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 90,368 | $264,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 38,547 | $264,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 3,816 | $263,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 15,253 | $263,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 5,882 | $263,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 9,944 | $263,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 9,140 | $262,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 21,315 | $262,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 4,084 | $261,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 15,271 | $261,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 9,707 | $260,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 41,302 | $260,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 17,392 | $259,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 43,844 | $259,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 42,525 | $259,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 13,266 | $258,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 24,549 | $258,000 | thousands by filing date | |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 132,827 | $258,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 9,735 | $257,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 10,196 | $257,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 9,198 | $257,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 35,737 | $256,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 14,842 | $254,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 10,494 | $252,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 14,630 | $252,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 38,055 | $252,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 21,224 | $252,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 27,798 | $251,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 11,410 | $251,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 26,769 | $251,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 5,353 | $250,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 81,450 | $250,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 27,462 | $249,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 40,292 | $249,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 14,619 | $248,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 20,788 | $248,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 248,000 | $247,000 | thousands by filing date | principal |
| KODIAK SCIENCES INC | 50015M109 | COM | 21,027 | $246,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 9,246 | $246,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 10,762 | $246,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 82,858 | $246,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 23,166 | $246,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 66,240 | $243,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 3,471 | $242,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 56,912 | $242,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 6,768 | $242,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 19,979 | $241,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 8,017 | $241,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 12,778 | $239,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 116,000 | $239,000 | thousands by filing date | principal |
| BLUE BIRD CORP | 095306106 | COM | 12,018 | $237,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 17,906 | $237,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 7,905 | $237,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 16,826 | $234,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 164,823 | $234,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 19,354 | $233,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 5,394 | $233,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 36,195 | $232,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 67,314 | $232,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 13,082 | $231,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 5,000 | $230,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 5,229 | $229,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 8,354 | $228,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 11,204 | $228,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 27,255 | $228,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 235,000 | $228,000 | thousands by filing date | principal |
| FIRST INTERNET BANCORP | 320557101 | COM | 10,547 | $227,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 20,049 | $227,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,351 | $226,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 12,205 | $225,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 5,924 | $225,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 9,199 | $225,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 4,955 | $223,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 17,105 | $223,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 53,645 | $222,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 14,534 | $222,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 20,252 | $221,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 10,150 | $221,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 91,390 | $221,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 5,182 | $221,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 23,526 | $220,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 184,606 | $220,000 | thousands by filing date | |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 200,000 | $219,000 | thousands by filing date | principal |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 6,298 | $218,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 10,748 | $218,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 4,366 | $218,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 10,012 | $217,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 7,521 | $217,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 38,708 | $216,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 15,064 | $216,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 17,539 | $215,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 3,196 | $215,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 10,283 | $214,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 5,921 | $214,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 12,032 | $214,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 31,936 | $214,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 63,325 | $213,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 8,225 | $213,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-19-000565 | this filing | 2019-08-14 | acceptance time not in the bulk data set |