13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 6,808 holding rows worth $375,735,263,000.
- Accession
- 0000895421-19-000565
- Filer
- CIK 895421
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 21,898 entries on the cover page, a total value of $375,735,263,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $375,735,263,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHESAPEAKE UTILS CORP | 165303108 | COM | 29,160 | $2,772,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 138,205 | $2,770,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 325,975 | $2,768,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 100,340 | $2,765,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 255,945 | $2,765,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 29,615 | $2,755,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 122,169 | $2,754,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 205,760 | $2,747,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 87,184 | $2,746,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 47,501 | $2,743,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 50,790 | $2,741,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 49,245 | $2,738,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 164,919 | $2,737,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 300,702 | $2,736,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 157,997 | $2,730,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 129,926 | $2,729,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 307,494 | $2,728,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 188,397 | $2,724,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 584,155 | $2,722,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 821,928 | $2,720,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 21,161 | $2,714,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 36,018 | $2,713,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 167,838 | $2,712,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 49,193 | $2,709,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 127,391 | $2,707,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 73,238 | $2,706,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 88,286 | $2,701,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 300,908 | $2,699,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 42,458 | $2,692,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 334,295 | $2,691,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 92,378 | $2,690,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 56,265 | $2,687,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 71,868 | $2,685,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 86,277 | $2,681,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 169,041 | $2,680,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 249,479 | $2,679,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 235,113 | $2,677,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 519,303 | $2,674,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 468,092 | $2,672,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 441,450 | $2,671,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 80,572 | $2,670,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 115,161 | $2,668,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 1,301,000 | $2,667,000 | thousands by filing date | principal |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 519,031 | $2,665,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 96,685 | $2,660,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 90,105 | $2,660,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 70,110 | $2,660,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 95,596 | $2,660,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 43,354 | $2,656,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 106,606 | $2,652,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 29,819 | $2,650,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 209,717 | $2,649,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 51,855 | $2,646,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 64,384 | $2,641,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 170,517 | $2,633,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 178,415 | $2,628,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 397,426 | $2,627,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 68,802 | $2,621,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 76,262 | $2,620,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 201,566 | $2,620,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 93,521 | $2,616,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 113,487 | $2,612,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 2,690,000 | $2,612,000 | thousands by filing date | principal |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 168,744 | $2,610,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 48,085 | $2,607,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 24,901 | $2,605,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 60,820 | $2,599,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 52,273 | $2,594,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 1,170,736 | $2,588,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 25,022 | $2,587,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 113,121 | $2,584,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 1,537,038 | $2,583,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 123,182 | $2,579,000 | thousands by filing date | |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 2,533,000 | $2,578,000 | thousands by filing date | principal |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 27,188 | $2,575,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 37,474 | $2,562,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 271,391 | $2,562,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 233,052 | $2,559,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 30,693 | $2,553,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 167,115 | $2,550,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 182,371 | $2,546,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 242,365 | $2,544,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 221,070 | $2,543,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,488 | $2,542,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 277,198 | $2,542,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 408,088 | $2,542,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 2,621,000 | $2,541,000 | thousands by filing date | principal |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 26,328 | $2,538,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 119,332 | $2,537,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 52,652 | $2,526,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 31,328 | $2,526,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 184,988 | $2,525,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 101,282 | $2,522,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 167,536 | $2,521,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 121,064 | $2,520,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 26,800 | $2,516,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 81,226 | $2,515,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 379,451 | $2,512,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 236,121 | $2,510,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 187,606 | $2,505,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 71,207 | $2,504,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 61,744 | $2,504,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 201,204 | $2,503,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 100,408 | $2,499,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 173,063 | $2,489,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 65,651 | $2,488,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 41,521 | $2,487,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 122,666 | $2,485,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 116,163 | $2,482,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 350,845 | $2,473,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 52,628 | $2,473,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 134,520 | $2,472,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 33,456 | $2,466,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 89,094 | $2,463,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 94,498 | $2,462,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 118,734 | $2,462,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 84,413 | $2,460,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 308,663 | $2,458,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 50,604 | $2,457,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 189,149 | $2,453,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 165,993 | $2,450,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 335,148 | $2,450,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 841,220 | $2,440,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 2,377 | $2,437,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 93,140 | $2,436,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 221,419 | $2,436,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 164,603 | $2,436,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 33,726 | $2,434,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 41,513 | $2,434,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 89,509 | $2,431,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 50,950 | $2,430,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 174,529 | $2,429,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 136,338 | $2,427,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 78,773 | $2,423,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 40,973 | $2,420,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 54,502 | $2,419,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 189,791 | $2,418,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 18,186 | $2,412,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,637,000 | $2,411,000 | thousands by filing date | principal |
| 2U INC | 90214J101 | COM | 63,844 | $2,403,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 87,838 | $2,395,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 217,067 | $2,394,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 201,290 | $2,391,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 53,789 | $2,387,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 268,766 | $2,387,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 2,736,000 | $2,380,000 | thousands by filing date | principal |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 389,332 | $2,379,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 59,369 | $2,378,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 1,065,560 | $2,376,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 16,273 | $2,369,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 111,530 | $2,364,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 41,043 | $2,359,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 138,131 | $2,356,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 47,681 | $2,345,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 40,722 | $2,343,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 17,936 | $2,343,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 49,792 | $2,341,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 47,421 | $2,339,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 184,275 | $2,339,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 17,143 | $2,338,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 78,381 | $2,337,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 83,996 | $2,335,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 56,433 | $2,324,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 76,899 | $2,323,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,241,458 | $2,322,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 100,580 | $2,318,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 162,718 | $2,316,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 89,329 | $2,316,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 2,000,000 | $2,312,000 | thousands by filing date | principal |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 238,660 | $2,303,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 41,825 | $2,300,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 319,376 | $2,300,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 126,076 | $2,296,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 21,368 | $2,296,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 155,626 | $2,295,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 86,826 | $2,290,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 45,692 | $2,281,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 12,852,308 | $2,272,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 672,672 | $2,267,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 115,470 | $2,267,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 34,695 | $2,262,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 135,621 | $2,254,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 430,628 | $2,252,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 239,091 | $2,243,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 189,143 | $2,234,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 89,183 | $2,233,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 68,624 | $2,229,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 831,397 | $2,228,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 44,095 | $2,227,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 57,312 | $2,227,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 65,124 | $2,219,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 279,554 | $2,217,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 41,706 | $2,216,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 24,220 | $2,215,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 3,500,000 | $2,215,000 | thousands by filing date | principal |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 24,174 | $2,214,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 71,726 | $2,213,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 41,830 | $2,212,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 2,084,907 | $2,210,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 155,714 | $2,207,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 113,975 | $2,203,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 1,817,000 | $2,199,000 | thousands by filing date | principal |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 4,884 | $2,198,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 87,600 | $2,185,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 110,751 | $2,179,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 70,705 | $2,178,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 73,520 | $2,175,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 144,382 | $2,173,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 2,105,000 | $2,172,000 | thousands by filing date | principal |
| PENNEY J C INC | 708160106 | COM | 1,903,704 | $2,171,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 62,886 | $2,170,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 158,099 | $2,167,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 176,293 | $2,159,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 62,060 | $2,158,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 16,948 | $2,155,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 122,376 | $2,155,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 641,932 | $2,151,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 21,919 | $2,150,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 220,324 | $2,148,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 105,055 | $2,146,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 125,678 | $2,140,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 55,532 | $2,138,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 35,892 | $2,137,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 384,702 | $2,136,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 139,328 | $2,135,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 2,000,000 | $2,132,000 | thousands by filing date | principal |
| ZYMEWORKS INC | 98985W102 | COM | 96,677 | $2,128,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 173,337 | $2,126,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 26,173 | $2,124,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 71,392 | $2,124,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 123,252 | $2,118,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 2,014,000 | $2,116,000 | thousands by filing date | principal |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 505,040 | $2,116,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 302,951 | $2,114,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 162,902 | $2,113,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 107,647 | $2,107,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 48,415 | $2,101,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 28,574 | $2,099,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 35,611 | $2,097,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 59,715 | $2,092,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 2,024,000 | $2,089,000 | thousands by filing date | principal |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 71,020 | $2,077,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 271,087 | $2,077,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 717,901 | $2,075,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 466,000 | $2,065,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 20,088 | $2,062,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 97,659 | $2,056,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 2,100,000 | $2,047,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 2,060,000 | $2,044,000 | thousands by filing date | principal |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 49,634 | $2,041,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 41,303 | $2,037,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 21,559 | $2,034,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 1,863,000 | $2,031,000 | thousands by filing date | principal |
| AETERNA ZENTARIS INC | 007975402 | COM | 687,824 | $2,030,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 74,295 | $2,026,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 143,602 | $2,025,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 53,852 | $2,023,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 41,871 | $2,023,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 95,858 | $2,023,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 146,529 | $2,020,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 15,995 | $2,016,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 141,765 | $2,016,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 161,995 | $2,011,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 158,573 | $2,011,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 60,828 | $2,008,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 147,694 | $2,007,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 137,200 | $2,006,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 83,925 | $2,004,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 343,655 | $2,001,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 2,000,000 | $2,001,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 1,988,000 | $2,000,000 | thousands by filing date | principal |
| CRH PLC ADS | 12626K203 | ADR | 60,920 | $1,995,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 18,953 | $1,986,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 149,378 | $1,984,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 1,961,000 | $1,982,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 39,628 | $1,978,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 48,829 | $1,972,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 100,948 | $1,971,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 63,378 | $1,971,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 46,349 | $1,970,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 1,448,957 | $1,970,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 44,382 | $1,969,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 131,042 | $1,964,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 52,155 | $1,961,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 32,294 | $1,957,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 21,219 | $1,955,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 136,973 | $1,951,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 72,728 | $1,950,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 49,175 | $1,948,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 94,030 | $1,943,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 38,341 | $1,943,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 63,544 | $1,941,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 80,054 | $1,939,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 90,175 | $1,936,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 150,683 | $1,936,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 599,325 | $1,935,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 167,772 | $1,934,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 47,715 | $1,933,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 151,233 | $1,928,000 | thousands by filing date | |
| DBX ETF TR | 233051523 | XTRACK MSCI CHIN | 96,044 | $1,925,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 92,482 | $1,923,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 85,155 | $1,915,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 27,085 | $1,910,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 83,248 | $1,908,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 73,673 | $1,906,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 116,758 | $1,903,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 38,348 | $1,903,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 31,905 | $1,901,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 39,541 | $1,901,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 104,518 | $1,899,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 95,385 | $1,896,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 149,324 | $1,896,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 709,010 | $1,893,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 196,122 | $1,891,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 196,722 | $1,891,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 135,167 | $1,891,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 473,794 | $1,890,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 139,072 | $1,890,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 116,743 | $1,888,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 245,926 | $1,887,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 181,695 | $1,886,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 36,846 | $1,884,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 27,153 | $1,882,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 96,886 | $1,881,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 75,576 | $1,878,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 354,268 | $1,878,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 288,573 | $1,877,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 111,110 | $1,874,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 160,364 | $1,873,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 147,854 | $1,872,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 95,600 | $1,869,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 135,834 | $1,868,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 112,685 | $1,862,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 86,907 | $1,860,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 38,749 | $1,852,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 114,698 | $1,852,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 115,256 | $1,850,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 205,132 | $1,849,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 232,255 | $1,849,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 56,251 | $1,845,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 39,203 | $1,839,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 121,610 | $1,837,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 109,961 | $1,835,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 300,968 | $1,832,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 46,965 | $1,831,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 63,006 | $1,825,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 57,001 | $1,824,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 24,956 | $1,819,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 43,392 | $1,818,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 730,141 | $1,818,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 108,708 | $1,817,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 59,907 | $1,808,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 2,000,000 | $1,804,000 | thousands by filing date | principal |
| PTC THERAPEUTICS INC | 69366J200 | COM | 39,930 | $1,797,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 27,711 | $1,796,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 54,614 | $1,795,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 125,758 | $1,792,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 193,750 | $1,789,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 46,424 | $1,789,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 185,440 | $1,789,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 89,040 | $1,788,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 128,832 | $1,786,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 2,002,000 | $1,786,000 | thousands by filing date | principal |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 179,256 | $1,785,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 25,888 | $1,785,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 242,013 | $1,784,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 17,310 | $1,783,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,522,000 | $1,774,000 | thousands by filing date | principal |
| QUORUM HEALTH CORP | 74909E106 | COM | 1,270,833 | $1,766,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 753,626 | $1,764,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 55,487 | $1,764,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 26,297 | $1,759,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 117,771 | $1,759,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 182,638 | $1,759,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 62,853 | $1,751,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 154,544 | $1,748,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 175,594 | $1,747,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 128,769 | $1,745,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 47,733 | $1,744,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 300,177 | $1,738,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 64,453 | $1,731,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 115,849 | $1,731,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 416,813 | $1,729,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 165,041 | $1,720,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 55,970 | $1,719,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 47,485 | $1,717,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 89,667 | $1,717,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 26,247 | $1,715,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 121,378 | $1,711,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 164,819 | $1,708,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 29,909 | $1,707,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 130,270 | $1,702,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 31,443 | $1,701,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 59,606 | $1,699,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 85,695 | $1,697,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 16,583 | $1,696,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 34,655 | $1,693,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 107,544 | $1,688,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 91,267 | $1,688,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 158,175 | $1,686,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 131,033 | $1,685,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 299,650 | $1,684,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 42,769 | $1,683,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 31,087 | $1,683,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 37,951 | $1,681,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 52,634 | $1,679,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 99,959 | $1,678,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 45,088 | $1,673,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 83,713 | $1,669,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 45,829 | $1,669,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 144,556 | $1,669,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 60,835 | $1,668,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 1,122,000 | $1,666,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 67,398 | $1,664,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 120,721 | $1,663,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 50,060 | $1,663,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 123,112 | $1,663,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 119,707 | $1,660,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 81,800 | $1,659,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 1,650,000 | $1,648,000 | thousands by filing date | principal |
| ISHARES TR | 46435U697 | IBONDS DEC | 62,672 | $1,646,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 245,054 | $1,642,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 91,283 | $1,641,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 81,913 | $1,636,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 23,488 | $1,634,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 222,751 | $1,629,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 121,769 | $1,625,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 145,463 | $1,624,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 31,137 | $1,624,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 1,656,000 | $1,624,000 | thousands by filing date | principal |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 37,033 | $1,622,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 77,468 | $1,622,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 184,039 | $1,622,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 234,319 | $1,619,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 90,767 | $1,618,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 113,406 | $1,616,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 59,046 | $1,612,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 93,440 | $1,605,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 69,487 | $1,600,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 2,000,000 | $1,599,000 | thousands by filing date | principal |
| PLAYAGS INC | 72814N104 | COM | 82,168 | $1,598,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 23,964 | $1,596,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 21,794 | $1,594,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 42,089 | $1,592,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 135,386 | $1,590,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 62,050 | $1,588,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 51,698 | $1,588,000 | thousands by filing date | |
| SIRIUS INTERNATIONAL INSURAN COM | G8196D101 | Stock | 139,311 | $1,588,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 92,627 | $1,585,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 74,064 | $1,585,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 168,767 | $1,583,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 41,663 | $1,582,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAC7 | BOND | 1,000,000 | $1,580,000 | thousands by filing date | principal |
| WELBILT INC | 949090104 | COM | 94,508 | $1,578,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 96,222 | $1,576,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 77,964 | $1,575,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 1,500,000 | $1,573,000 | thousands by filing date | principal |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 54,085 | $1,572,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 185,895 | $1,571,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 23,060 | $1,570,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 35,741 | $1,570,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 62,162 | $1,569,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 107,479 | $1,569,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 225,022 | $1,568,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 51,540 | $1,563,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 52,332 | $1,562,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 258,317 | $1,558,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 23,962 | $1,554,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 21,789 | $1,551,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 44,475 | $1,546,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 54,055 | $1,544,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 107,142 | $1,543,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 1,552,000 | $1,543,000 | thousands by filing date | principal |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 195,804 | $1,541,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 219,600 | $1,537,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 116,246 | $1,536,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 1,579,000 | $1,536,000 | thousands by filing date | principal |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 43,232 | $1,528,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 214,314 | $1,527,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 82,157 | $1,524,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 27,302 | $1,524,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 142,560 | $1,524,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 17,940 | $1,522,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 58,111 | $1,521,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 20,151 | $1,521,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 14,504 | $1,521,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 78,434 | $1,514,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 169,847 | $1,513,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 343,334 | $1,510,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 26,646 | $1,507,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 474,065 | $1,498,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 31,671 | $1,493,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 73,881 | $1,492,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 153,300 | $1,490,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 109,730 | $1,489,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 33,556 | $1,487,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 99,025 | $1,482,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 60,075 | $1,482,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 183,855 | $1,480,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 101,469 | $1,479,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-19-000565 | this filing | 2019-08-14 | acceptance time not in the bulk data set |