13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 6,808 holding rows worth $375,735,263,000.
- Accession
- 0000895421-19-000565
- Filer
- CIK 895421
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 21,898 entries on the cover page, a total value of $375,735,263,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $375,735,263,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 210,000 | $213,000 | thousands by filing date | principal |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 20,322 | $212,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 135,730 | $212,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 19,075 | $212,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 10,700 | $211,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 19,415 | $207,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 8,631 | $207,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 17,444 | $207,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 220,299 | $207,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 8,064 | $206,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 57,626 | $206,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 93,921 | $206,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 6,873 | $206,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 5,276 | $205,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 8,621 | $204,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 65,388 | $203,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 10,477 | $202,000 | thousands by filing date | |
| FI ENHANCED EUROPE 50 ETN UBS | 90274D234 | COM | 1,209 | $202,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 5,377 | $201,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 64,279 | $200,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 132,940 | $199,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 23,261 | $199,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 8,107 | $199,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 5,516 | $199,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 11,107 | $198,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 14,581 | $198,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 44,211 | $198,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 2,750 | $197,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 23,021 | $197,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 16,517 | $197,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 21,726 | $196,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 11,506 | $195,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 4,144 | $195,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 180,400 | $195,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 30,480 | $194,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 5,418 | $194,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 22,950 | $194,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 7,380 | $194,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 4,364 | $194,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 9,205 | $194,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 17,144 | $193,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 28,554 | $193,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 22,822 | $193,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 21,771 | $192,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 40,522 | $192,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 1,841 | $191,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 20,483 | $190,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 19,841 | $190,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 95,187 | $189,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 3,759 | $188,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 19,263 | $187,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 3,702 | $186,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 12,597 | $186,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 5,421 | $185,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 4,583 | $185,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 6,009 | $185,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 16,225 | $185,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 346,703 | $184,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 27,900 | $184,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 4,813 | $183,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 37,332 | $182,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 9,707 | $182,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 22,670 | $181,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 4,949 | $181,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 43,226 | $181,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 76,958 | $180,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 2,967 | $179,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 12,721 | $178,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 18,418 | $178,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 11,386 | $177,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 8,901 | $177,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 7,864 | $177,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 49,993 | $177,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E552 | MSCI EMRNG MKT | 5,510 | $177,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 8,437 | $176,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 5,165 | $176,000 | thousands by filing date | |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 60,981 | $176,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 682 | $175,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 58,710 | $175,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 20,883 | $174,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 2,538 | $174,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 19,069 | $173,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 3,912 | $172,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 11,122 | $172,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 29,070 | $171,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 5,639 | $170,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 8,973 | $170,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 31,669 | $170,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 56,473 | $170,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 139,579 | $170,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 180,000 | $169,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 1,468 | $169,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 14,684 | $169,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 14,377 | $169,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 168,000 | $169,000 | thousands by filing date | principal |
| GERON CORP | 374163103 | COM | 119,597 | $168,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 4,136 | $168,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 12,033 | $168,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 37,494 | $168,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 4,423 | $167,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 39,731 | $167,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 11,287 | $166,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 15,093 | $166,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 41,330 | $166,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 12,538 | $166,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 44,963 | $166,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 5,179 | $165,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 20,653 | $165,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 15,485 | $165,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867206 | 6.50 PFD SER B | 2,450 | $165,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 6,441 | $164,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 20,402 | $164,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 522 | $163,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 5,448 | $162,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 158,000 | $162,000 | thousands by filing date | principal |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 3,142 | $161,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 15,169 | $161,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 6,211 | $160,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 2,077 | $160,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 228,000 | $160,000 | thousands by filing date | principal |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 110,694 | $160,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 21,884 | $160,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 5,512 | $159,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 22,813 | $159,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 9,937 | $159,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 92,840 | $159,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 2,680 | $158,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 5,868 | $157,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 34,528 | $157,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 64,806 | $157,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 8,376 | $157,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 18,688 | $156,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 7,908 | $155,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 9,292 | $154,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 6,384 | $153,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 37,434 | $153,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 4,602 | $152,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 1,682 | $152,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 1,417 | $152,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 15,047 | $152,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 36,835 | $152,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 44,000 | $151,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 24,126 | $151,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 9,514 | $151,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 18,074 | $150,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 13,334 | $150,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 22,649 | $149,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 10,568 | $149,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 8,355 | $149,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 3,631 | $149,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 36,804 | $149,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 224,849 | $149,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 8,698 | $149,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 129,000 | $149,000 | thousands by filing date | principal |
| MOOG INC | 615394301 | CL B | 1,588 | $148,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 4,315 | $148,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 5,804 | $147,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 55,132 | $147,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 10,160 | $147,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 8,561 | $147,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 3,398 | $147,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 7,959 | $147,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 900 | $146,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 4,793 | $145,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 5,929 | $145,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 390,302 | $145,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 6,749 | $145,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 7,741 | $144,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 7,252 | $144,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 5,268 | $143,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 12,473 | $143,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 7,643 | $142,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 9,822 | $141,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 2,883 | $140,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 71,350 | $140,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 7,358 | $140,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 6,455 | $139,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 3,400 | $139,000 | thousands by filing date | |
| TWO RDS SHARED TR ANFIELD DIVERSIF | 90213U115 | ETF | 13,588 | $139,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 35,282 | $137,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 6,260 | $137,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 68,414 | $137,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 1,337 | $137,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 2,817 | $136,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 9,759 | $135,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 4,048 | $135,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 6,505 | $135,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 16,110 | $134,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 18,392 | $134,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 9,229 | $134,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 14,353 | $133,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 6,905 | $133,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 10,401 | $133,000 | thousands by filing date | |
| PROSHARES TR | 74347B185 | FUND | 6,227 | $133,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C107 | ASIA 50ADR IDX | 4,305 | $133,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 36,090 | $132,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 137,000 | $132,000 | thousands by filing date | principal |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 12,900 | $132,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 2,703 | $131,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 24,760 | $130,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 8,479 | $130,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 3,545 | $129,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 3,486 | $129,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 2,949 | $129,000 | thousands by filing date | |
| SB FINL GROUP INC DEP | 78408D204 | SHS PFD 6.5 | 8,019 | $129,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 33,454 | $128,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,334 | $128,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 9,439 | $127,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 5,641 | $127,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 35,272 | $127,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 3,800 | $127,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 35,970 | $127,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 18,257 | $126,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 7,725 | $126,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 83,740 | $126,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 9,851 | $126,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 8,755 | $125,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 5,572 | $124,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 5,953 | $124,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 8,690 | $124,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 8,835 | $124,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 6,818 | $124,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 6,577 | $124,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 125,000 | $124,000 | thousands by filing date | principal |
| THE BANK OF PRINCETON | 064520109 | COMMON | 4,126 | $124,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 1,515 | $123,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 9,507 | $123,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 6,465 | $123,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 15,607 | $123,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 45,841 | $123,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 32,631 | $122,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 1,815 | $122,000 | thousands by filing date | |
| EDESA BIOTECH INC | 27966L108 | COM | 17,335 | $122,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 3,454 | $122,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 7,279 | $121,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 183,220 | $121,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 13,424 | $121,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 8,235 | $121,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 7,665 | $121,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 82,453 | $120,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 28,853 | $120,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 3,413 | $120,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 6,670 | $119,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 17,396 | $119,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 31,295 | $119,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 3,810 | $118,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 4,707 | $118,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 7,183 | $118,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 3,561 | $118,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 4,473 | $118,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 121,000 | $118,000 | thousands by filing date | principal |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 14,029 | $117,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 24,741 | $117,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 11,640 | $117,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 121,000 | $117,000 | thousands by filing date | principal |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 31,188 | $117,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 34,355 | $117,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 1,833 | $116,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 14,079 | $116,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 4,580 | $115,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 135,000 | $115,000 | thousands by filing date | principal |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 6,999 | $114,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 63,784 | $114,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 8,697 | $114,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721407 | COM | 59,900 | $114,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 33,584 | $113,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 43,174 | $113,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 11,014 | $113,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 2,462 | $111,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 6,705 | $111,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 17,454 | $111,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 10,210 | $111,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 1,331 | $110,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 5,154 | $110,000 | thousands by filing date | |
| JIAYIN GROUP INC | 47737C104 | CMN | 6,856 | $110,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 25,922 | $110,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 116,000 | $110,000 | thousands by filing date | principal |
| INTEVAC INC | 461148108 | COM | 22,701 | $110,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 5,318 | $110,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 128,000 | $110,000 | thousands by filing date | principal |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 3,987 | $109,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 8,601 | $109,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 166,748 | $109,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 14,783 | $109,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 13,326 | $108,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 193,600 | $108,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 40,189 | $108,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 7,140 | $108,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 12,711 | $107,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 752 | $107,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 20,932 | $107,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 105,000 | $107,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 3,597 | $107,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 3,088 | $106,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 7,936 | $106,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 3,721 | $105,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 3,850 | $105,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 8,174 | $105,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 11,658 | $105,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 3,550 | $104,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 2,989 | $104,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 12,298 | $104,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 2,011 | $104,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 6,882 | $103,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 2,606 | $103,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 86,866 | $103,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 2,261 | $103,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 66,730 | $103,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 4,544 | $102,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 6,579 | $102,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 3,640 | $102,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 7,192 | $102,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 5,135 | $102,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 131,550 | $102,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 28,252 | $101,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 6,022 | $101,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 24,455 | $101,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 302,401 | $101,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 17,573 | $101,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 6,769 | $101,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 21,623 | $101,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 4,715 | $101,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 335,264 | $101,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 17,661 | $101,000 | thousands by filing date | |
| THESTREET INC COM NEW | 88368Q202 | Stock | 16,507 | $101,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 17,025 | $100,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 4,478 | $100,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 17,302 | $100,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 14,791 | $99,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J114 | RIGHT 07/12/2019 | 50,542 | $99,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 4,073 | $98,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 7,522 | $98,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 24,753 | $98,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 20,030 | $98,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 5,703 | $98,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 6,227 | $97,000 | thousands by filing date | |
| CLPS INCORPORATION | G31642104 | COM | 17,202 | $97,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 1,874 | $97,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 56,460 | $97,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 7,944 | $97,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 38,753 | $97,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 3,870 | $96,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 52,074 | $96,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 14,755 | $96,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 11,874 | $96,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 8,611 | $96,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 7,432 | $96,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 9,301 | $96,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 92,091 | $95,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 32,313 | $95,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 108,000 | $95,000 | thousands by filing date | principal |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 667 | $94,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 546 | $94,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 4,200 | $94,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 3,802 | $94,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 7,775 | $94,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 6,850 | $94,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 18,305 | $94,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 2,838 | $93,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 3,416 | $93,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 37,614 | $93,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 12,112 | $93,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 54,600 | $93,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 2,948 | $92,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 11,668 | $92,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 11,979 | $92,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 31,398 | $92,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 5,943 | $92,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 3,027 | $91,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 4,751 | $91,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 2,655 | $91,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 35,862 | $91,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 30,100 | $91,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 1,563 | $91,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 2,204 | $90,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 3,418 | $90,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 5,733 | $90,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 6,415 | $89,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 4,099 | $89,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 17,048 | $89,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 37,360 | $89,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 3,205 | $89,000 | thousands by filing date | |
| THE9 LTD SPON ADS NEW | 88337K203 | ADR | 71,597 | $89,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 4,581 | $88,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 3,984 | $88,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 4,535 | $88,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 16,365 | $88,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 2,431 | $88,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 13,827 | $88,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 10,689 | $88,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 16,994 | $87,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 9,211 | $87,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 8,478 | $87,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 13,227 | $86,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 16,103 | $86,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 17,491 | $86,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 9,489 | $86,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 5,572 | $86,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 13,275 | $86,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 25,695 | $86,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 10,146 | $85,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 2,027 | $85,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 3,868 | $85,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 2,772 | $84,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 72,562 | $84,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 2,947 | $84,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 1,124 | $83,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 2,234 | $83,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 6,865 | $83,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 13,011 | $83,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 2,427 | $83,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 22,944 | $82,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 20,764 | $82,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 2,911 | $82,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 3,736 | $82,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 7,233 | $82,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 34,342 | $81,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 16,079 | $81,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 32,379 | $81,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 9,999 | $80,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 116,000 | $80,000 | thousands by filing date | principal |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 2,150 | $80,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 2,868 | $80,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 717 | $80,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 2,907 | $80,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 11,489 | $79,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 2,225 | $79,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 14,260 | $79,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 10,925 | $79,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 6,068 | $79,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 3,136 | $78,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 5,867 | $78,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 3,978 | $78,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 18,735 | $78,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 7,185 | $77,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 74,752 | $77,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 2,309 | $77,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 3,323 | $77,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 35,239 | $77,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 8,425 | $76,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 2,082 | $76,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 4,488 | $76,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 144 | $76,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 37,420 | $76,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 11,667 | $76,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 460 | $76,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 5,090 | $76,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 7,098 | $75,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 3,159 | $75,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 57,411 | $75,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 1,286 | $75,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 2,154 | $74,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 14,662 | $74,000 | thousands by filing date | |
| ProShares UltraPro Sht | 74347G408 | ETF | 2,100 | $74,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 17,323 | $73,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 4,808 | $73,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 9,286 | $73,000 | thousands by filing date | |
| DIREXION DAILY REAL ESTATE BEAR 3X SHARES | 25460E141 | ETF | 2,229 | $73,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,293 | $72,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 2,580 | $72,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 11,581 | $72,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 14,650 | $72,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS LTD | 98386D307 | SPONSORED ADR NE | 36,032 | $72,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 12,196 | $72,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 36,371 | $72,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 1,001 | $72,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 10,822 | $72,000 | thousands by filing date | |
| MIDATECH PHARMA PLC SPONSORED | 59564R203 | ADR | 50,000 | $72,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 6,201 | $71,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 7,000 | $71,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 69,000 | $71,000 | thousands by filing date | principal |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 28,000 | $71,000 | thousands by filing date | principal |
| PIER 1 IMPORTS INC | 720279504 | COM NEW | 9,441 | $71,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 76,000 | $71,000 | thousands by filing date | principal |
| ALEXANDERS INC COM | 014752109 | REIT | 190 | $70,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 4,141 | $70,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 18,000 | $70,000 | thousands by filing date | principal |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 11,018 | $70,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 112,393 | $70,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 46,273 | $70,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 1,298 | $70,000 | thousands by filing date | |
| AURIS MEDICAL HOLDING LTD | G07025201 | SHS | 25,063 | $70,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 12,176 | $69,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,351 | $69,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 54,355 | $69,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 6,500 | $69,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 6,986 | $69,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 3,496 | $68,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 15,678 | $68,000 | thousands by filing date | |
| Trovagene Inc | 897238606 | COM | 27,079 | $68,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 10,612 | $67,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 8,362 | $67,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 6,061 | $67,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 1,783 | $67,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 4,478 | $67,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 3,037 | $67,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 7,529 | $66,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 2,304 | $66,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 2,751 | $66,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 6,754 | $66,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-19-000565 | this filing | 2019-08-14 | acceptance time not in the bulk data set |