13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 6,808 holding rows worth $375,735,263,000.
- Accession
- 0000895421-19-000565
- Filer
- CIK 895421
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 21,898 entries on the cover page, a total value of $375,735,263,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $375,735,263,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EVERBRIDGE INC | 29978A104 | COM | 81,825 | $7,316,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 101,923 | $7,315,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 141,965 | $7,315,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 433,358 | $7,315,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 119,488 | $7,315,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 236,182 | $7,314,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 111,457 | $7,297,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 151,087 | $7,297,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 197,469 | $7,289,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 239,531 | $7,284,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 299,767 | $7,269,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 88,246 | $7,264,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 207,492 | $7,263,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 210,547 | $7,262,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 96,575 | $7,245,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 406,323 | $7,220,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 240,986 | $7,217,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 1,041,654 | $7,208,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 5,000,000 | $7,204,000 | thousands by filing date | principal |
| CRH MEDICAL CORP | 12626F105 | COM | 2,376,565 | $7,200,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 367,622 | $7,198,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 85,645 | $7,198,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 165,234 | $7,196,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 212,627 | $7,190,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 157,909 | $7,187,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 281,665 | $7,180,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 235,957 | $7,173,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 185,369 | $7,165,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 6,513 | $7,155,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 62,025 | $7,147,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 5,015,000 | $7,140,000 | thousands by filing date | principal |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 940,162 | $7,136,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 411,930 | $7,127,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 181,818 | $7,125,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 166,425 | $7,120,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 154,346 | $7,103,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 1,744,095 | $7,099,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 398,577 | $7,094,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 232,040 | $7,093,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 541,400 | $7,087,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 18,749 | $7,083,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 71,677 | $7,081,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 63,676 | $7,080,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 208,947 | $7,079,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 436,200 | $7,058,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 224,614 | $7,051,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 391,350 | $7,032,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 7,610,399 | $7,031,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 143,977 | $7,029,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 365,580 | $7,027,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 304,597 | $7,022,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 86,038 | $7,018,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 7,429,000 | $7,015,000 | thousands by filing date | principal |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 465,588 | $7,012,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 155,170 | $7,010,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 212,263 | $7,010,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 489,403 | $6,999,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 93,705 | $6,995,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 508,108 | $6,991,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 277,439 | $6,990,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 119,984 | $6,983,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 350,481 | $6,975,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 209,684 | $6,969,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,619,560 | $6,964,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 130,647 | $6,958,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 5,006,884 | $6,958,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 495,297 | $6,954,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 299,479 | $6,954,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 681,677 | $6,926,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,267,121 | $6,920,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 161,176 | $6,919,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 164,523 | $6,905,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 348,631 | $6,896,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 363,851 | $6,895,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,771,634 | $6,891,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 1,229,675 | $6,874,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 993,212 | $6,863,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 127,602 | $6,861,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 4,303,000 | $6,860,000 | thousands by filing date | principal |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 48,881 | $6,849,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 404,822 | $6,842,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 102,432 | $6,838,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 56,516 | $6,829,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 227,769 | $6,824,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 153,502 | $6,820,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 213,480 | $6,814,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 362,078 | $6,811,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 322,879 | $6,800,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 432,153 | $6,789,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3,871,000 | $6,781,000 | thousands by filing date | principal |
| OXFORD INDS INC | 691497309 | COM | 89,446 | $6,780,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 174,144 | $6,772,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 4,037,000 | $6,770,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 455,192 | $6,768,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 58,749 | $6,766,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 283,471 | $6,761,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 6,904,000 | $6,756,000 | thousands by filing date | principal |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 742,367 | $6,755,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 262,389 | $6,751,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 149,754 | $6,748,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 258,700 | $6,739,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 298,233 | $6,725,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 511,215 | $6,722,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 356,100 | $6,719,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 274,085 | $6,719,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 93,302 | $6,713,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 712,287 | $6,710,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 285,910 | $6,701,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 448,777 | $6,699,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 285,052 | $6,681,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 255,766 | $6,680,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 349,532 | $6,673,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 177,190 | $6,641,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 245,964 | $6,634,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 125,938 | $6,629,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 79,315 | $6,618,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 214,230 | $6,615,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,069,836 | $6,600,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 209,884 | $6,597,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 65,947 | $6,595,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 110,447 | $6,589,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 644,614 | $6,588,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 238,344 | $6,586,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 178,563 | $6,582,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 147,093 | $6,575,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 140,003 | $6,566,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 433,760 | $6,563,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 120,207 | $6,561,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 213,638 | $6,555,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 183,084 | $6,547,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 616,853 | $6,538,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 64,687 | $6,533,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 675,892 | $6,529,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 904,096 | $6,519,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 781,361 | $6,517,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 83,503 | $6,516,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 2,385,916 | $6,513,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 111,746 | $6,500,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 211,867 | $6,496,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 570,957 | $6,492,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 107,811 | $6,484,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 17,965 | $6,482,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 128,847 | $6,482,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 131,644 | $6,476,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 297,116 | $6,472,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 94,804 | $6,466,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 202,408 | $6,463,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,580,134 | $6,462,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 271,772 | $6,461,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 301,685 | $6,459,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 264,653 | $6,455,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,309,103 | $6,455,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 931,308 | $6,454,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 102,027 | $6,452,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 158,725 | $6,449,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 142,430 | $6,447,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 282,233 | $6,438,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 477,233 | $6,427,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 659,598 | $6,424,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 158,505 | $6,422,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 3,128,492 | $6,413,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 138,244 | $6,408,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 257,525 | $6,405,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 21,385 | $6,400,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 453,639 | $6,396,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 45,542 | $6,391,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 29,503 | $6,374,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 370,841 | $6,372,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 242,316 | $6,364,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 533,303 | $6,362,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 396,959 | $6,360,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 1,266,411 | $6,357,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 483,008 | $6,356,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 109,352 | $6,352,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 182,662 | $6,340,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 383,159 | $6,337,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 6,470,000 | $6,334,000 | thousands by filing date | principal |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 151,746 | $6,332,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 450,616 | $6,330,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 282,907 | $6,314,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,029,339 | $6,309,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 275,492 | $6,309,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 72,417 | $6,301,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 247,871 | $6,293,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 52,293 | $6,292,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 1,532,636 | $6,284,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 261,126 | $6,283,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 241,957 | $6,281,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 179,864 | $6,262,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 82,055 | $6,259,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 122,684 | $6,257,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 178,216 | $6,251,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 271,958 | $6,228,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 164,429 | $6,225,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 104,463 | $6,219,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 134,020 | $6,204,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 73,265 | $6,200,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 296,245 | $6,197,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 487,392 | $6,194,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 464,431 | $6,182,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 65,246 | $6,175,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 583,535 | $6,168,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 535,511 | $6,163,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 215,895 | $6,162,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 241,044 | $6,132,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 77,432 | $6,123,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 132,838 | $6,121,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 189,859 | $6,117,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 188,083 | $6,113,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 92,291 | $6,113,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 306,447 | $6,108,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 6,015,000 | $6,105,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 227,108 | $6,102,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 454,299 | $6,087,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 361,207 | $6,086,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 150,673 | $6,086,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 112,012 | $6,068,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 143,379 | $6,064,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 221,068 | $6,063,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 46,959 | $6,055,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 128,864 | $6,048,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 214,212 | $6,021,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 697,236 | $6,018,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 651,683 | $6,015,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 69,472 | $6,014,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 1,028,618 | $5,997,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 675,074 | $5,995,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 461,669 | $5,993,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 48,949 | $5,978,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 101,582 | $5,977,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 98,297 | $5,973,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 120,238 | $5,973,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 345,834 | $5,972,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 520,559 | $5,971,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 450,822 | $5,968,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 408,168 | $5,959,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 121,282 | $5,949,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 211,077 | $5,946,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 155,056 | $5,936,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 358,129 | $5,934,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 512,673 | $5,931,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 261,982 | $5,931,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 72,725 | $5,920,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 2,040,668 | $5,918,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 110,077 | $5,917,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 100,940 | $5,913,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 201,331 | $5,913,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 187,763 | $5,913,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 1,191,178 | $5,907,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 176,148 | $5,901,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 130,277 | $5,899,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 316,022 | $5,884,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 352,892 | $5,883,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 100,687 | $5,870,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 7,250,000 | $5,868,000 | thousands by filing date | principal |
| NATERA INC COM | 632307104 | Stock | 212,672 | $5,866,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,208,391 | $5,849,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 122,338 | $5,846,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 18,688 | $5,842,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 900,534 | $5,828,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 80,316 | $5,826,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 885,478 | $5,819,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 279,791 | $5,817,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 188,533 | $5,815,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 367,745 | $5,810,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 867,609 | $5,805,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 725,158 | $5,801,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 177,993 | $5,795,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 2,881,830 | $5,792,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 315,781 | $5,788,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 598,367 | $5,786,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 467,316 | $5,781,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 64,460 | $5,777,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 199,123 | $5,777,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 754,858 | $5,775,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 368,985 | $5,774,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 1,803,457 | $5,771,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 53,385 | $5,766,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 236,199 | $5,763,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 2,431,379 | $5,763,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 245,896 | $5,742,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 65,137 | $5,742,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 162,240 | $5,735,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 142,081 | $5,734,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 460,537 | $5,733,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 465,074 | $5,730,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 61,030 | $5,725,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 4,536,000 | $5,722,000 | thousands by filing date | principal |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,959,359 | $5,702,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 202,131 | $5,689,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 554,986 | $5,683,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 79,382 | $5,679,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 39,569 | $5,671,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 202,672 | $5,671,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 62,228 | $5,664,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 187,124 | $5,662,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 310,387 | $5,658,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 1,118,660 | $5,649,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 122,531 | $5,639,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 892,169 | $5,639,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 79,082 | $5,636,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 340,248 | $5,631,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 196,734 | $5,630,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 131,959 | $5,630,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 88,235 | $5,626,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 160,987 | $5,610,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 157,279 | $5,605,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 98,428 | $5,602,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 2,718,063 | $5,599,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 52,902 | $5,563,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 101,863 | $5,550,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 111,164 | $5,550,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 5,363,000 | $5,547,000 | thousands by filing date | principal |
| BANK HAWAII CORP | 062540109 | COM | 66,842 | $5,542,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 327,172 | $5,539,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 213,869 | $5,533,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 371,927 | $5,527,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 182,142 | $5,519,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 298,482 | $5,519,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 693,772 | $5,516,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 198,420 | $5,516,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 109,772 | $5,512,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 279,459 | $5,503,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 159,313 | $5,503,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 442,042 | $5,490,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 270,423 | $5,489,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 283,084 | $5,489,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 74,308 | $5,480,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 300,810 | $5,474,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 286,396 | $5,473,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 237,757 | $5,473,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,372,546 | $5,463,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 153,580 | $5,457,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E166 | DAILY JR GLD MIN | 90,926 | $5,451,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 66,776 | $5,449,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 44,342 | $5,449,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 415,758 | $5,442,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 189,204 | $5,440,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 515,120 | $5,436,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 346,659 | $5,432,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 190,283 | $5,431,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 107,098 | $5,418,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 862,438 | $5,416,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 774,238 | $5,412,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 233,115 | $5,406,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 87,070 | $5,405,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 165,221 | $5,394,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 1,330,954 | $5,390,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 131,100 | $5,387,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 35,694 | $5,386,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 187,627 | $5,381,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 659,350 | $5,380,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 93,750 | $5,366,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 351,523 | $5,362,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 1,076,497 | $5,361,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,412,653 | $5,354,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 84,168 | $5,345,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 259,739 | $5,343,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 122,921 | $5,339,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 639,339 | $5,338,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 227,619 | $5,337,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 107,251 | $5,336,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,245,710 | $5,331,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 350,016 | $5,327,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 91,805 | $5,318,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 644,504 | $5,311,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 326,009 | $5,305,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 337,192 | $5,304,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 4,275,631 | $5,301,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 203,973 | $5,294,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 204,947 | $5,287,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 56,048 | $5,287,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 212,958 | $5,286,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 209,774 | $5,269,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 669,785 | $5,258,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 46,816 | $5,257,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,410,263 | $5,232,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 722,419 | $5,230,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 3,070,000 | $5,212,000 | thousands by filing date | principal |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 859,597 | $5,210,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 66,505 | $5,198,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 76,884 | $5,194,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 409,815 | $5,193,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 98,424 | $5,191,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 5,616,000 | $5,180,000 | thousands by filing date | principal |
| KFORCE INC COM | 493732101 | Stock | 147,288 | $5,170,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 113,036 | $5,167,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 403,523 | $5,161,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 283,650 | $5,150,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 107,727 | $5,148,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 343,572 | $5,147,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 122,330 | $5,147,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 488,266 | $5,146,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 79,575 | $5,140,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 5,713,000 | $5,133,000 | thousands by filing date | principal |
| OIL STS INTL INC | 678026105 | COM | 280,207 | $5,127,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,622,912 | $5,115,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 197,496 | $5,108,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 1,266,875 | $5,106,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 68,570 | $5,092,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 319,357 | $5,078,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 256,051 | $5,076,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 640,698 | $5,074,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 126,016 | $5,070,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 361,765 | $5,065,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 271,314 | $5,052,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 949,398 | $5,051,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 249,802 | $5,046,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 5,849,000 | $5,045,000 | thousands by filing date | principal |
| DOMTAR CORP | 257559203 | COM NEW | 113,051 | $5,035,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 69,030 | $5,034,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 356,705 | $5,030,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 146,843 | $5,021,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 105,308 | $5,014,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 632,300 | $5,008,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 268,231 | $5,000,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 229,026 | $4,997,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 118,739 | $4,996,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 4,405,000 | $4,994,000 | thousands by filing date | principal |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 681,499 | $4,989,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 153,533 | $4,971,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 2,755,000 | $4,971,000 | thousands by filing date | principal |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 124,291 | $4,965,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 460,549 | $4,964,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 34,281 | $4,958,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 58,673 | $4,954,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 134,847 | $4,952,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 112,984 | $4,951,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 30,114 | $4,942,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 819,042 | $4,939,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 485,209 | $4,935,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 73,631 | $4,934,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 166,872 | $4,930,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 286,614 | $4,904,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 44,126 | $4,883,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 89,508 | $4,881,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 596,705 | $4,875,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 92,435 | $4,871,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 33,119 | $4,857,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 264,709 | $4,852,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 3,088,238 | $4,848,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 73,109 | $4,848,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 179,536 | $4,838,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 68,392 | $4,836,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 92,948 | $4,835,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 479,375 | $4,832,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 891,111 | $4,831,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 173,589 | $4,830,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 120,124 | $4,825,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 916,061 | $4,818,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 5,553,000 | $4,814,000 | thousands by filing date | principal |
| CENTRAL SECURITIES CORP | 155123102 | COM | 157,703 | $4,813,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 454,790 | $4,807,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 90,720 | $4,791,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 29,286 | $4,789,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 233,446 | $4,785,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 189,935 | $4,771,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 107,053 | $4,768,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 255,377 | $4,768,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 4,831,000 | $4,762,000 | thousands by filing date | principal |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 230,370 | $4,755,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 371,010 | $4,749,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 87,065 | $4,743,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 4,274,000 | $4,738,000 | thousands by filing date | principal |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 300,154 | $4,733,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 159,954 | $4,728,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 380,166 | $4,722,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 123,503 | $4,717,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 75,725 | $4,716,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 2,626,000 | $4,691,000 | thousands by filing date | principal |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 808,644 | $4,690,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 611,478 | $4,685,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 621,527 | $4,681,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 220,455 | $4,680,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 414,238 | $4,680,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 155,503 | $4,679,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 791,457 | $4,677,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 39,033 | $4,673,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 2,100,000 | $4,672,000 | thousands by filing date | principal |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 386,956 | $4,671,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 633,491 | $4,669,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 4,752,000 | $4,669,000 | thousands by filing date | principal |
| ORBCOMM INC | 68555P100 | COM | 643,090 | $4,663,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 153,762 | $4,658,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 223,798 | $4,646,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 61,979 | $4,645,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 886,640 | $4,645,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 156,640 | $4,644,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 552,066 | $4,639,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 508,731 | $4,635,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 137,181 | $4,631,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 232,623 | $4,618,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 82,218 | $4,615,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 60,838 | $4,615,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 57,835 | $4,609,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 153,075 | $4,606,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 238,602 | $4,599,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 602,684 | $4,598,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 414,055 | $4,596,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 325,998 | $4,596,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-19-000565 | this filing | 2019-08-14 | acceptance time not in the bulk data set |