13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 6,808 holding rows worth $375,735,263,000.
- Accession
- 0000895421-19-000565
- Filer
- CIK 895421
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 21,898 entries on the cover page, a total value of $375,735,263,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $375,735,263,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVANTAX INC | 095229100 | COMMON STOCK | 381,696 | $11,592,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 353,734 | $11,568,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 9,741,000 | $11,563,000 | thousands by filing date | principal |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 618,563 | $11,555,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 96,003 | $11,545,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 411,430 | $11,537,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 235,265 | $11,528,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 296,646 | $11,525,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 547,740 | $11,508,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 522,959 | $11,464,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 502,598 | $11,439,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 1,113,570 | $11,425,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 158,601 | $11,405,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 2,439,092 | $11,391,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 685,551 | $11,373,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 271,241 | $11,370,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 2,173,243 | $11,366,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 1,023,585 | $11,362,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 1,458,497 | $11,361,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 543,353 | $11,357,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 418,052 | $11,354,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 91,265 | $11,341,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 1,208,506 | $11,335,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 131,420 | $11,315,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 519,446 | $11,267,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 6,255,702 | $11,260,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 366,682 | $11,257,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 412,977 | $11,252,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 176,045 | $11,218,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 462,949 | $11,212,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,814,085 | $11,211,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 139,504 | $11,186,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 259,031 | $11,172,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 82,259 | $11,162,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 329,541 | $11,158,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 80,802 | $11,143,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 83,254 | $11,141,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 431,535 | $11,125,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 301,717 | $11,085,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 211,907 | $11,079,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 176,042 | $11,075,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 217,880 | $11,066,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 292,695 | $11,055,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 247,146 | $11,052,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 344,320 | $11,039,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 194,086 | $11,022,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 285,033 | $11,014,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 1,320,180 | $11,010,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 132,557 | $10,995,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 408,903 | $10,991,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 357,171 | $10,987,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 214,761 | $10,979,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 535,965 | $10,971,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 114,801 | $10,960,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 524,838 | $10,942,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 123,822 | $10,939,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 657,745 | $10,932,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 200,346 | $10,914,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 105,282 | $10,911,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 987,367 | $10,901,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 161,122 | $10,897,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 388,454 | $10,886,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 607,704 | $10,884,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 2,511,625 | $10,876,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 278,010 | $10,873,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 354,622 | $10,869,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 2,514,547 | $10,863,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 105,989 | $10,851,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 182,551 | $10,816,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 265,804 | $10,808,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 212,478 | $10,807,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 398,437 | $10,802,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 111,640 | $10,799,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 554,607 | $10,787,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 298,834 | $10,776,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,093,736 | $10,773,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 267,739 | $10,768,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 173,231 | $10,765,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 797,936 | $10,756,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 101,909 | $10,740,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 791,493 | $10,733,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 266,387 | $10,730,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 354,302 | $10,728,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 166,257 | $10,707,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 213,273 | $10,702,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 199,943 | $10,699,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 816,992 | $10,694,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 83,156 | $10,669,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 131,573 | $10,641,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 267,566 | $10,641,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 173,104 | $10,639,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 321,273 | $10,632,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 116,414 | $10,622,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 653,608 | $10,621,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 549,219 | $10,616,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 64,261 | $10,612,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 960,843 | $10,607,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 164,223 | $10,596,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 9,714 | $10,584,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 559,195 | $10,575,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 201,242 | $10,573,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 461,442 | $10,558,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 582,902 | $10,556,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 383,617 | $10,531,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 84,907 | $10,525,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 822,969 | $10,518,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,129,508 | $10,517,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 119,025 | $10,486,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 74,606 | $10,475,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 113,965 | $10,474,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 744,988 | $10,445,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 194,850 | $10,406,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 693,654 | $10,406,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 278,089 | $10,404,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 72,480 | $10,401,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 638,273 | $10,385,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 165,690 | $10,367,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 764,475 | $10,343,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 61,363 | $10,341,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 156,327 | $10,338,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 1,512,201 | $10,328,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 135,568 | $10,316,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 236,809 | $10,313,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 218,898 | $10,312,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 302,342 | $10,301,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 362,205 | $10,284,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 172,586 | $10,275,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 40,401 | $10,273,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 700,585 | $10,250,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 199,461 | $10,246,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 537,102 | $10,242,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 214,439 | $10,236,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 155,295 | $10,201,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 907,080 | $10,195,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 484,556 | $10,190,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 165,388 | $10,189,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 430,012 | $10,183,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 538,981 | $10,181,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E182 | DLY SEMICNDTR BR | 197,332 | $10,165,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 633,104 | $10,155,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 1,033,559 | $10,151,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 722,053 | $10,145,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 250,650 | $10,134,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 68,041 | $10,111,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 709,016 | $10,110,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 1,433,537 | $10,092,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 3,067,262 | $10,091,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 102,449 | $10,080,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 150,674 | $10,079,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 186,983 | $10,073,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 879,915 | $10,067,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 308,595 | $10,065,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 630,228 | $10,065,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 20,771 | $10,050,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 648,352 | $10,050,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 663,349 | $10,049,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 270,840 | $10,046,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 154,912 | $10,043,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 382,070 | $10,038,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 490,596 | $10,018,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 936,914 | $10,016,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 646,989 | $10,016,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 265,691 | $9,998,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 859,316 | $9,977,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 167,003 | $9,968,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 66,961 | $9,966,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 2,349,186 | $9,961,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 348,724 | $9,960,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 183,988 | $9,954,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 1,035,139 | $9,927,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 185,201 | $9,909,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 169,681 | $9,905,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 743,609 | $9,905,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 192,593 | $9,887,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 322,174 | $9,871,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 232,126 | $9,851,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 314,812 | $9,848,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 860,694 | $9,846,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 5,623,865 | $9,843,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 289,253 | $9,834,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 234,798 | $9,828,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 224,665 | $9,818,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 186,374 | $9,809,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 452,096 | $9,806,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 196,076 | $9,789,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 233,014 | $9,773,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 761,619 | $9,764,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 436,145 | $9,761,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 442,352 | $9,750,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 222,860 | $9,721,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 82,459 | $9,721,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 73,882 | $9,716,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 146,086 | $9,714,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 213,474 | $9,709,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 677,690 | $9,705,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 367,322 | $9,705,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 66,599 | $9,700,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 2,522,301 | $9,686,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 820,896 | $9,662,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 303,572 | $9,659,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 134,905 | $9,635,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 193,710 | $9,622,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 447,554 | $9,622,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 180,048 | $9,611,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 309,995 | $9,610,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 718,530 | $9,599,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 217,891 | $9,594,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 263,034 | $9,590,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 204,941 | $9,587,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 179,241 | $9,586,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 322,329 | $9,583,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 115,971 | $9,581,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 219,663 | $9,564,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 170,267 | $9,547,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 320,678 | $9,540,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 397,767 | $9,494,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 733,565 | $9,492,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 405,260 | $9,487,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 465,983 | $9,487,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 127,806 | $9,486,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 143,713 | $9,481,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 1,450,210 | $9,440,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 229,359 | $9,432,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 523,958 | $9,414,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 419,431 | $9,408,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 121,204 | $9,403,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 533,637 | $9,397,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,438,987 | $9,397,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 250,098 | $9,394,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 90,225 | $9,381,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 161,150 | $9,379,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 231,733 | $9,360,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 363,163 | $9,343,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 61,929 | $9,340,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 130,374 | $9,338,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 372,629 | $9,335,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 202,517 | $9,317,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 146,017 | $9,309,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 338,398 | $9,307,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 257,686 | $9,305,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 376,021 | $9,295,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 238,856 | $9,280,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 170,975 | $9,280,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 54,476 | $9,280,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 298,618 | $9,278,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 236,655 | $9,275,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 369,441 | $9,258,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 205,872 | $9,236,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 239,387 | $9,234,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 41,057 | $9,228,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 331,202 | $9,227,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 138,474 | $9,220,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 207,151 | $9,206,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 859,797 | $9,200,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 44,109 | $9,196,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 283,570 | $9,194,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 108,964 | $9,194,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 2,224,523 | $9,187,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 153,766 | $9,181,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 267,939 | $9,179,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 89,516 | $9,173,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 216,721 | $9,160,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 546,674 | $9,140,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 718,301 | $9,130,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 559,090 | $9,130,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 198,773 | $9,124,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 160,389 | $9,106,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 85,510 | $9,096,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 321,327 | $9,094,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 8,431,000 | $9,093,000 | thousands by filing date | principal |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 225,646 | $9,091,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 161,681 | $9,077,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 136,632 | $9,033,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 252,564 | $9,021,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 181,490 | $9,019,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 716,495 | $9,014,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 363,518 | $9,004,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 65,763 | $9,000,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 450,809 | $8,966,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 238,299 | $8,965,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 3,641,137 | $8,957,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 719,322 | $8,934,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 4,052,045 | $8,914,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 960,128 | $8,909,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 195,903 | $8,906,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 14,321,729 | $8,900,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 1,733,893 | $8,894,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 592,010 | $8,892,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 630,910 | $8,890,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 218,413 | $8,872,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 373,545 | $8,871,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 164,736 | $8,860,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 468,899 | $8,859,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 161,223 | $8,859,000 | thousands by filing date | |
| DIREXION DAILY S&P OIL & GAS EXP. & PROD. BEAR 2X SHARES | 25460E174 | ETF | 148,170 | $8,858,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 241,721 | $8,852,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 197,795 | $8,841,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 348,901 | $8,825,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1,516,112 | $8,824,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 255,003 | $8,820,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 1,136,314 | $8,818,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 225,955 | $8,813,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 172,741 | $8,808,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 362,607 | $8,807,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 705,348 | $8,782,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 118,021 | $8,776,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 77,915 | $8,776,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 32,029 | $8,773,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 376,748 | $8,766,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 684,788 | $8,759,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 335,961 | $8,748,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 171,130 | $8,746,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 274,278 | $8,741,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 232,626 | $8,727,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,371,982 | $8,726,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 734,612 | $8,721,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 227,364 | $8,704,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 424,956 | $8,686,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 506,280 | $8,683,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 31,547 | $8,676,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 183,813 | $8,669,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 121,043 | $8,653,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 147,775 | $8,650,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 273,895 | $8,642,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 56,079 | $8,634,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 686,152 | $8,632,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 9,105,000 | $8,630,000 | thousands by filing date | principal |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 315,110 | $8,608,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 718,428 | $8,599,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 2,182,491 | $8,599,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 817,260 | $8,581,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 457,083 | $8,575,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 541,595 | $8,557,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 666,890 | $8,556,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 607,086 | $8,554,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 236,280 | $8,534,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 143,726 | $8,512,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 402,606 | $8,511,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 131,964 | $8,509,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 65,837 | $8,488,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 408,251 | $8,476,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 399,068 | $8,469,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 287,447 | $8,456,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 165,765 | $8,429,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 157,951 | $8,404,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 210,772 | $8,380,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 434,311 | $8,333,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 86,197 | $8,326,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 576,924 | $8,308,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 404,656 | $8,307,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 147,481 | $8,305,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 920,959 | $8,298,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 53,180 | $8,297,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 554,514 | $8,295,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 204,919 | $8,293,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,334,716 | $8,288,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 241,285 | $8,281,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 139,873 | $8,273,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 154,527 | $8,270,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 612,665 | $8,265,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 58,637 | $8,250,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 6,869 | $8,234,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 165,311 | $8,227,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 177,470 | $8,226,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 955,000 | $8,223,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 3,137,676 | $8,220,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 322,960 | $8,216,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 156,072 | $8,210,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 60,058 | $8,202,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 210,100 | $8,198,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 427,329 | $8,191,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 793,657 | $8,190,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 361,724 | $8,174,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,783,616 | $8,169,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 326,037 | $8,164,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 328,579 | $8,152,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 460,588 | $8,150,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 169,642 | $8,144,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 60,741 | $8,136,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 194,451 | $8,134,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 1,469,477 | $8,126,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 204,525 | $8,124,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 779,290 | $8,120,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 961,312 | $8,113,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 421,821 | $8,111,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 353,802 | $8,108,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 149,785 | $8,108,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 160,146 | $8,095,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 122,844 | $8,089,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 590,978 | $8,084,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 4,722,620 | $8,081,000 | thousands by filing date | principal |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,385,120 | $8,075,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 96,214 | $8,074,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 695,882 | $8,058,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 169,418 | $8,049,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 391,874 | $8,037,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 160,062 | $8,033,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 131,232 | $8,032,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 858,691 | $8,029,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 437,007 | $8,002,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 458,878 | $7,998,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 198,604 | $7,996,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 50,733 | $7,992,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 6,807,000 | $7,984,000 | thousands by filing date | principal |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 314,148 | $7,979,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 44,744 | $7,964,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 158,441 | $7,951,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 175,317 | $7,950,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 281,278 | $7,946,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 242,531 | $7,945,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 715,978 | $7,940,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 293,375 | $7,936,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 297,866 | $7,931,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 585,120 | $7,928,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 142,256 | $7,921,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 479,167 | $7,920,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 175,921 | $7,918,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 135,841 | $7,905,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 215,325 | $7,900,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 572,076 | $7,883,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 165,746 | $7,875,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 163,333 | $7,870,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 73,021 | $7,864,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25460E539 | ETF | 436,340 | $7,863,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 268,572 | $7,861,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 158,986 | $7,859,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 213,574 | $7,857,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 177,532 | $7,854,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 221,640 | $7,848,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,265,320 | $7,845,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,874,297 | $7,835,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 464,320 | $7,820,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 491,537 | $7,801,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 112,253 | $7,797,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 143,792 | $7,786,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 6,354,000 | $7,781,000 | thousands by filing date | principal |
| COREPOINT LODGING INC | 21872L104 | COM | 626,719 | $7,765,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 119,923 | $7,755,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 832,943 | $7,754,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 353,932 | $7,737,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 133,055 | $7,734,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 815,941 | $7,727,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 62,985 | $7,720,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 494,775 | $7,719,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 130,013 | $7,713,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 374,031 | $7,700,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 144,128 | $7,698,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 164,300 | $7,691,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 684,257 | $7,670,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 36,835 | $7,665,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 247,501 | $7,633,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 72,489 | $7,632,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 296,851 | $7,626,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 1,391,731 | $7,613,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 165,836 | $7,610,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 135,502 | $7,602,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 115,102 | $7,588,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 385,945 | $7,572,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 1,131,531 | $7,536,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 60,585 | $7,533,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 417,678 | $7,531,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 126,929 | $7,529,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 146,907 | $7,528,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 516,633 | $7,522,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 117,611 | $7,509,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 202,468 | $7,499,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 181,538 | $7,498,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 5,286,000 | $7,497,000 | thousands by filing date | principal |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 139,723 | $7,493,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 363,842 | $7,488,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 4,273,345 | $7,479,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 950,459 | $7,471,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 392,335 | $7,466,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 525,513 | $7,462,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 212,879 | $7,461,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 407,723 | $7,457,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 122,701 | $7,456,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 224,652 | $7,455,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 139,172 | $7,448,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 244,338 | $7,430,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 439,737 | $7,427,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 154,694 | $7,423,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 47,367 | $7,414,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 333,851 | $7,412,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 278,744 | $7,410,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 299,257 | $7,410,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 482,814 | $7,397,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 209,038 | $7,396,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 175,942 | $7,388,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 354,125 | $7,371,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 62,156 | $7,366,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 193,504 | $7,361,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 207,422 | $7,361,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 77,718 | $7,354,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 267,672 | $7,350,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 151,540 | $7,344,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 279,999 | $7,333,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 182,875 | $7,333,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 283,278 | $7,321,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 303,635 | $7,318,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-19-000565 | this filing | 2019-08-14 | acceptance time not in the bulk data set |