13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 6,808 holding rows worth $375,735,263,000.
- Accession
- 0000895421-19-000565
- Filer
- CIK 895421
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 21,898 entries on the cover page, a total value of $375,735,263,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $375,735,263,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RED VIOLET INC | 75704L104 | COMMON STOCK | 1,311 | $16,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 494 | $16,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 973 | $16,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 1,725 | $16,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 20,235 | $16,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 1,380 | $16,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 10,430 | $16,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 448 | $16,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 1,642 | $16,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 502 | $16,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 14,000 | $16,000 | thousands by filing date | principal |
| ENTREE RES LTD COM | 29384j103 | CS | 48,906 | $16,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 4,240 | $16,000 | thousands by filing date | |
| COOL HLDGS INC | 21640C105 | COM | 9,707 | $16,000 | thousands by filing date | |
| NEOVASC INC | 64065J205 | COM NEW | 33,960 | $16,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 958 | $16,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 1,874 | $15,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 85,237 | $15,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 358 | $15,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 8,069 | $15,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 1,827 | $15,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 600 | $15,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 4,143 | $15,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 28,451 | $15,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 4,087 | $15,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 3,775 | $15,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 2,000 | $15,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S203 | CONV PFD SER A | 600 | $15,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 5,904 | $15,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 1,578 | $15,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 3,159 | $15,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 7,898 | $15,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 1,481 | $15,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 61,596 | $15,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 212 | $14,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 409 | $14,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 2,269 | $14,000 | thousands by filing date | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 682 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 813 | $14,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 3,009 | $14,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 495 | $14,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 772 | $14,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 8,375 | $14,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 6,643 | $14,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J216 | COM | 440 | $14,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 1,300 | $14,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 3,000 | $14,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 1,360 | $14,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 1,679 | $14,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 1,388 | $14,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 9,240 | $14,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 3,880 | $14,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 1,382 | $14,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 1,362 | $14,000 | thousands by filing date | |
| CHASERG TECHNOLOGY ACQ CORP; TNT ACQ DT: 4/4/2020 | 16166a103 | COM | 1,353 | $14,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 1,301 | $14,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G109 | CLASS A | 1,357 | $14,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 1,596 | $13,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD RT | 231647124 | RIGHT 07/18/2019 | 64,026 | $13,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 759 | $13,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 1,112 | $13,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 1,275 | $13,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 2,539 | $13,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 9,500 | $13,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 2,068 | $13,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 823 | $13,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 7,600 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 691 | $13,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 18,393 | $13,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 10,000 | $13,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 1,302 | $13,000 | thousands by filing date | |
| SUNDANCE ENERGY AUSTRALIA LT | 86724Y109 | SPONSORED ADR | 6,479 | $13,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 6,194 | $13,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 15,684 | $13,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P105 | CL A | 1,326 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347B193 | ULTRAPRO SHORT N | 992 | $13,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 3,001 | $12,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 400 | $12,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 2,176 | $12,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 768 | $12,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 1,730 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347B490 | ULTRA MSCI BRAZI | 157 | $12,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 3,233 | $12,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 976 | $12,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 708 | $12,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 8,084 | $12,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 1,254 | $12,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 2,983 | $12,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 4,338 | $12,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 620 | $12,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 5,805 | $12,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 11,981 | $12,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N106 | COM | 1,157 | $12,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 694 | $11,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 2,679 | $11,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 429 | $11,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 1,162 | $11,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 297 | $11,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 1,400 | $11,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 955 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 267 | $11,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 1,140 | $11,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 1,037 | $11,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 5,474 | $11,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 10,000 | $11,000 | thousands by filing date | principal |
| STEIN MART INC | 858375108 | COM | 13,242 | $11,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 479 | $11,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 675 | $11,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 6,130 | $11,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 1,500 | $11,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 4,806 | $11,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 704 | $11,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 3,567 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E880 | DORSEY WRIGHT PE | 360 | $11,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 530 | $11,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 1,056 | $11,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 11,000 | $11,000 | thousands by filing date | principal |
| MAJESCO | 56068V102 | COM | 1,216 | $11,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L205 | UNIT 05/11/2025 | 1,065 | $11,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 720 | $10,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 900 | $10,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 1,525 | $10,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 116 | $10,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 419 | $10,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 264 | $10,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 207 | $10,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 422 | $10,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 3,053 | $10,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 387 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 362 | $10,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 100 | $10,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 369 | $10,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 3,998 | $10,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 300 | $10,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 732 | $10,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 1,499 | $10,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 1,232 | $10,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 10,000 | $10,000 | thousands by filing date | principal |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 813 | $10,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 3,719 | $10,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 4,014 | $10,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 375 | $10,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 416 | $10,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 5,665 | $10,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 2,600 | $10,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06745R693 | IPATH B S&P ETN | 166 | $10,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 10,000 | $10,000 | thousands by filing date | principal |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 2,409 | $10,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 1,190 | $10,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 1,001 | $10,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 23,800 | $10,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 1,039 | $10,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 950 | $10,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 958 | $10,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 348 | $9,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 2,906 | $9,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 402 | $9,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 2,714 | $9,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 3,349 | $9,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 1,055 | $9,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 1,513 | $9,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 1,773 | $9,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 331 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 700 | $9,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 1,400 | $9,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 7,137 | $9,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 300 | $9,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 1,185 | $9,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 822 | $9,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 1,641 | $9,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 12,622 | $9,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 289 | $9,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 300 | $9,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 5,257 | $9,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 22,340 | $9,000 | thousands by filing date | |
| PLANET GREEN HLDGS CORP | 72703U102 | COM | 1,944 | $9,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 9,000 | $9,000 | thousands by filing date | principal |
| VIVEVE MED INC | 92852W204 | COM NEW | 23,433 | $9,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 868 | $9,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 5,000 | $9,000 | thousands by filing date | principal |
| BOXWOOD MERGER CORP | 10319T200 | UNIT 11/26/2025 | 900 | $9,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 656 | $8,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 1,880 | $8,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,040 | $8,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 387 | $8,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 2,030 | $8,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 4,756 | $8,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 1,094 | $8,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 2,005 | $8,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 1,267 | $8,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 486 | $8,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 1,366 | $8,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 628 | $8,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 576 | $8,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 2,045 | $8,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 541 | $8,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 2,953 | $8,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 3,867 | $8,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 3,959 | $8,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 4,274 | $8,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 2,565 | $8,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 5,328 | $8,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 345 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 228 | $8,000 | thousands by filing date | |
| AVEDRO INC | 05355N109 | COM | 391 | $8,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 799 | $8,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 2,000 | $8,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 3,500 | $8,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 888 | $8,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 1,643 | $8,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 1,018 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F478 | EMERGING MKTS AG | 350 | $8,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 635 | $8,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 791 | $8,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 4,560 | $8,000 | thousands by filing date | |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 5,221 | $8,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 437 | $7,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 242 | $7,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A705 | S&P500 DOWNSID | 245 | $7,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 775 | $7,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 1,454 | $7,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 4,200 | $7,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 442 | $7,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 148 | $7,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 996 | $7,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 1,440 | $7,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 211 | $7,000 | thousands by filing date | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 400 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 209 | $7,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 670 | $7,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 6,340 | $7,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 3,382 | $7,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 1,700 | $7,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 5,740 | $7,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 653 | $7,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 591 | $7,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 796 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E505 | DAILY CS 2X SH | 297 | $7,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 1,830 | $7,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 4,977 | $7,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 225 | $7,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 563 | $7,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 679 | $7,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 5,886 | $7,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 2,291 | $7,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 2,452 | $7,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 4,508 | $7,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274E810 | VLCTY 1X DLY ETN | 200 | $7,000 | thousands by filing date | |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 2,450 | $7,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 265 | $7,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 2,183 | $7,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 738 | $7,000 | thousands by filing date | |
| ENVISION SOLAR INTL INC | 29413Q201 | COM | 1,500 | $7,000 | thousands by filing date | |
| Reebonz Holding Limited | G7457R122 | SHS | 1,900 | $7,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081507 | Stock | 330 | $7,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 676 | $7,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 214 | $6,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 11,435 | $6,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 350 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 93 | $6,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 733 | $6,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 928 | $6,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 516 | $6,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 1,124 | $6,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 1,543 | $6,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 576 | $6,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 570 | $6,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 1,540 | $6,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 1,791 | $6,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 200 | $6,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 2,285 | $6,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 871 | $6,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 502 | $6,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 278 | $6,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 500 | $6,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 151 | $6,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 551 | $6,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 4,881 | $6,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 6,951 | $6,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 280 | $6,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 234 | $6,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 1,900 | $6,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 1,341 | $6,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 3,645 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 140 | $6,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 502 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 71 | $6,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 523 | $6,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 1,300 | $6,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 614 | $6,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 8,622 | $6,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 3,974 | $6,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 569 | $6,000 | thousands by filing date | |
| PROTECTIVE INS CORP | 74368L104 | CL A | 375 | $6,000 | thousands by filing date | |
| BOXWOOD MERGER CORP; TNT ACQ DT: 11/16/2020; CASH | 10319t101 | COM | 578 | $6,000 | thousands by filing date | |
| IPIC ENTMT INC | 46263D106 | COM CL A | 1,667 | $6,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 10,550 | $6,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 97 | $5,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 318 | $5,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 138 | $5,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 115 | $5,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 185 | $5,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 1,014 | $5,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 6,000 | $5,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 1,451 | $5,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 402 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 189 | $5,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 2,161 | $5,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 3,033 | $5,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 1,250 | $5,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 500 | $5,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 250 | $5,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 1,910 | $5,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 10,552 | $5,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 2,000 | $5,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 21,189 | $5,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 4,400 | $5,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 200 | $5,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 156 | $5,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 1,216 | $5,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 1,963 | $5,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 2,621 | $5,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 328 | $5,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 7,850 | $5,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 2,131 | $5,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 405 | $5,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 155 | $5,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 5,000 | $5,000 | thousands by filing date | principal |
| ONCOSEC MED INC | 68234L306 | COM | 1,978 | $5,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 9,026 | $5,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC 2.75 CNV PFD C | 84741T302 | Convertible Preferred | 212 | $5,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 2,745 | $5,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 2,818 | $5,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 45,225 | $5,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 200 | $5,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424207 | SPON ADR NEW | 9,120 | $5,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827128 | CL A | 459 | $5,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 473 | $5,000 | thousands by filing date | |
| ProShares UltraShort MSCI Brazil Capped | 74347B292 | ETP | 230 | $5,000 | thousands by filing date | |
| VALERITAS HOLDINGS INC | 91914N301 | COM | 2,004 | $5,000 | thousands by filing date | |
| INVESCO CURNCYSHS SWEDSH KRO | 46138V109 | SWEDISH KRONA | 49 | $5,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 162 | $4,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 300 | $4,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 5,420 | $4,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 548 | $4,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 219 | $4,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 2,500 | $4,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 129 | $4,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 779 | $4,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 480 | $4,000 | thousands by filing date | |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 1,012 | $4,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 200 | $4,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 718 | $4,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 138 | $4,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 250 | $4,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 200 | $4,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 5,222 | $4,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 883 | $4,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 4,000 | $4,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 258 | $4,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 3,614 | $4,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 2,059 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 200 | $4,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 1,209 | $4,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 4,790 | $4,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 833 | $4,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,166 | $4,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 339 | $4,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 7,353 | $4,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 2,100 | $4,000 | thousands by filing date | |
| FRANKLIN FTSE RUSSIA ETF | 35473P728 | OUTDATED | 134 | $4,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 5,000 | $4,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 17,859 | $4,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 5,397 | $4,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 1,709 | $4,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 827 | $4,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 294 | $4,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 1,552 | $4,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 4,000 | $4,000 | thousands by filing date | principal |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 671 | $4,000 | thousands by filing date | |
| CENTRAL FEDERAL CORP | 15346Q400 | COM NEW PAR | 356 | $4,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 350 | $4,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 135 | $4,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 453 | $4,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO COM | 46186M407 | Stock | 4,329 | $4,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X873 | COM | 1,000 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y706 | ULTRA BLOOMBERG | 315 | $4,000 | thousands by filing date | |
| U S GOLD CORP | 90291C102 | COM PAR NEW | 4,471 | $4,000 | thousands by filing date | |
| MELROSE BANCORP INC | 585553100 | COM | 200 | $4,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 3,916 | $4,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 257 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 45 | $3,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 1,010 | $3,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 300 | $3,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682309 | FRAN CLE ENH ETF | 100 | $3,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 100 | $3,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 1,815 | $3,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 154 | $3,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 224 | $3,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 101 | $3,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 468 | $3,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 1,488 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 56 | $3,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 686 | $3,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 2,334 | $3,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 1,873 | $3,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 249 | $3,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 1,200 | $3,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 150 | $3,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 544 | $3,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 152 | $3,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 330 | $3,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 4,412 | $3,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 1,941 | $3,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 4,000 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 95 | $3,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 2,137 | $3,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 3,400 | $3,000 | thousands by filing date | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 169 | $3,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 2,158 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 201 | $3,000 | thousands by filing date | |
| MOGU INC SPON ADS | 608012100 | ADR | 1,100 | $3,000 | thousands by filing date | |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 1,299 | $3,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 1,613 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 141 | $3,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 505 | $3,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 5,528 | $3,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,755 | $3,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 6,175 | $3,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 356 | $3,000 | thousands by filing date | |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 359 | $3,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 142 | $3,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 160 | $3,000 | thousands by filing date | |
| CBM BANCORP INC | 1248XT104 | COM | 246 | $3,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 3,900 | $3,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 4,623 | $3,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 13,807 | $3,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 600 | $3,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A307 | COM PAR | 4,026 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W221 | ULTRAPRO 3X CR | 152 | $3,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR QTY 2000 | 00400R403 | CEF | 160 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B177 | BASIC MAT NEW | 119 | $3,000 | thousands by filing date | |
| LIBERTY EXPEDIA HOLDINGS | 53046P208 | SER B COM | 65 | $3,000 | thousands by filing date | |
| CHASERG TECHNLGY ACQUISITN C | 16166A202 | UNIT 09/30/2023 | 300 | $3,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 73 | $2,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 302 | $2,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 113 | $2,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 324 | $2,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 129 | $2,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 398 | $2,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 363 | $2,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 100 | $2,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 500 | $2,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 1,100 | $2,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 500 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 83 | $2,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 2,500 | $2,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 120 | $2,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 4,638 | $2,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 400 | $2,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 3,500 | $2,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 4,043 | $2,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 288 | $2,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 510 | $2,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 1,375 | $2,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 280 | $2,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 850 | $2,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 1,054 | $2,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 150 | $2,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 1,320 | $2,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 500 | $2,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 8,220 | $2,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 947 | $2,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 3,011 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 150 | $2,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 1,000 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 100 | $2,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 610 | $2,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 1,000 | $2,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 265 | $2,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 2,330 | $2,000 | thousands by filing date | |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 1,160 | $2,000 | thousands by filing date | |
| Mid-Southern Bancorp | 59548Q107 | COM | 144 | $2,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 2,329 | $2,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 3,489 | $2,000 | thousands by filing date | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 668 | $2,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 386 | $2,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 1,100 | $2,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 349 | $2,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 550 | $2,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W204 | COM | 4,810 | $2,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 251 | $2,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 2,677 | $2,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 1,004 | $2,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 666 | $2,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 827 | $2,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22542d316 | COM | 20 | $2,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640309 | COM | 265 | $2,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 2,567 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-19-000565 | this filing | 2019-08-14 | acceptance time not in the bulk data set |