13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 6,808 holding rows worth $375,735,263,000.
- Accession
- 0000895421-19-000565
- Filer
- CIK 895421
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 21,898 entries on the cover page, a total value of $375,735,263,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $375,735,263,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 25,950 | $66,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 4,798 | $66,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 2,265 | $66,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 2,223 | $65,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 16,212 | $64,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 36,612 | $64,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 10,687 | $64,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 22,751 | $64,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 1,693 | $64,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y800 | COM | 142,502 | $64,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 19,652 | $63,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 6,927 | $63,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 2,654 | $63,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 34,672 | $63,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 1,914 | $63,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 1,681 | $62,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 16,539 | $62,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 2,479 | $62,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 9,094 | $62,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 2,767 | $62,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 2,750 | $61,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 6,148 | $61,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 9,330 | $61,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 2,381 | $61,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 24,581 | $61,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 4,714 | $61,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 4,827 | $61,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V654 | DYNMC RETAIL | 1,663 | $61,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 1,804 | $60,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 2,589 | $60,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 7,471 | $60,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 2,367 | $60,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 60,000 | $60,000 | thousands by filing date | principal |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 6,867 | $60,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 25,612 | $60,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 18,428 | $59,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 60,000 | $59,000 | thousands by filing date | principal |
| FB FINL CORP | 30257X104 | COM | 1,581 | $58,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 2,271 | $58,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 8,699 | $58,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 1,540 | $58,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 7,025 | $58,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 1,654 | $58,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T202 | CMN | 2,285 | $58,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 3,384 | $58,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 21,355 | $58,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 18,864 | $58,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 150,025 | $58,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 37,117 | $58,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 4,940 | $57,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 37,000 | $57,000 | thousands by filing date | principal |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 9,091 | $57,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 7,446 | $56,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 3,633 | $56,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 2,823 | $56,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 756 | $56,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y201 | QUALITY ETF | 1,478 | $56,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 1,776 | $56,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 29,883 | $56,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 6,051 | $56,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 313 | $56,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 2,417 | $56,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 57,000 | $56,000 | thousands by filing date | principal |
| RIOT PLATFORMS INC | 767292105 | COM | 17,729 | $55,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 15,028 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 600 | $55,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P555 | FUND | 1,302 | $55,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 58,240 | $55,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 1,075 | $54,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 3,191 | $54,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 613 | $54,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 1,943 | $54,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 2,357 | $54,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 1,545 | $54,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 4,059 | $54,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 14,472 | $53,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 23,255 | $53,000 | thousands by filing date | |
| BENITEC BIOPHARMA LTD | 082053307 | SPONS ADR NEW | 70,300 | $53,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 3,581 | $52,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 5,591 | $52,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 3,065 | $52,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 68,800 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 832 | $52,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 6,571 | $52,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 45,687 | $52,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 4,009 | $52,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 30,542 | $52,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 9,399 | $52,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 8,431 | $52,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746Q256 | ENHANCED EURP C | 524 | $52,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 1,976 | $51,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 12,620 | $51,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 970 | $51,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 1,770 | $51,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 3,907 | $51,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 46,879 | $51,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 181,302 | $51,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 2,094 | $51,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 2,071 | $51,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 10,135 | $51,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 10,724 | $50,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 584 | $50,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 5,448 | $50,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 5,172 | $50,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 3,379 | $50,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061839 | TRINITY | 2,066 | $50,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 50,000 | $50,000 | thousands by filing date | principal |
| LRAD CORP | 50213V109 | COM | 15,190 | $50,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 2,356 | $50,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 12,016 | $50,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 48,497 | $50,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 5,507 | $49,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 4,408 | $49,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 8,303 | $49,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 7,419 | $49,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375106 | COM | 4,442 | $49,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 3,006 | $48,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 1,790 | $48,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 877 | $48,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 15,265 | $48,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 2,000 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 1,254 | $48,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 970 | $48,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 98,027 | $48,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 28,392 | $48,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 15,838 | $48,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 93,232 | $48,000 | thousands by filing date | |
| CONTINENTAL MATLS CORP | 211615307 | COM | 3,000 | $48,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 20,986 | $48,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 27,438 | $48,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C404 | EUROPE 100 ADR | 2,276 | $48,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 2,771 | $47,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 4,943 | $47,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 2,150 | $47,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 1,491 | $47,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E158 | DAILY NATRL GAS | 2,176 | $47,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 1,219 | $46,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 1,142 | $46,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 9,010 | $46,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 4,270 | $46,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 8,021 | $46,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 3,008 | $46,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 5,336 | $46,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y491 | DAX GERMANY ETF | 1,700 | $45,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 3,304 | $45,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 1,523 | $45,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 10,005 | $45,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 76,900 | $45,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 6,432 | $45,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 72,655 | $45,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 8,017 | $45,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 1,630 | $45,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17322H149 | HOW STRAT DIV | 1,299 | $45,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 50,000 | $45,000 | thousands by filing date | principal |
| URSTADT BIDDLE PPTYS INC | 917286809 | PFD-G CV 6.75 | 1,750 | $45,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 3,754 | $44,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 3,391 | $44,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 2,143 | $44,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 1,435 | $44,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 3,138 | $44,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 41,886 | $44,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 1,165 | $44,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 5,932 | $44,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 730 | $44,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A370 | LONCAR CHINA BIO | 2,000 | $44,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 88,348 | $44,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 3,790 | $44,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 4,314 | $44,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,148 | $43,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 13,633 | $43,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 101,852 | $43,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 1,421 | $43,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 2,300 | $43,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 1,546 | $43,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 4,147 | $43,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 5,659 | $42,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 7,307 | $42,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 6,840 | $42,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 742 | $42,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 15,853 | $42,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 1,981 | $42,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 11,343 | $42,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E828 | DAILY RUSSIA 3X | 4,282 | $42,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 13,924 | $41,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 816 | $41,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 4,285 | $41,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 1,823 | $41,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 6,668 | $41,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 14,087 | $41,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 11,450 | $41,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 1,540 | $41,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 9,480 | $41,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 1,381 | $41,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 3,141 | $41,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 19,741 | $41,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 1,851 | $40,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 1,621 | $40,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 20,088 | $40,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 7,523 | $40,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 83,089 | $40,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 1,030 | $40,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 11,070 | $40,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 8,880 | $40,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 675 | $40,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 1,608 | $40,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 40,000 | $40,000 | thousands by filing date | principal |
| FS BANCORP INC | 30263Y104 | COM | 760 | $39,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 2,316 | $39,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 1,538 | $39,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 31,411 | $39,000 | thousands by filing date | |
| AIT THERAPEUTICS INC | 001448109 | COM | 7,100 | $39,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 750 | $38,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1,275 | $38,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 6,000 | $38,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 2,680 | $38,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 22,997 | $38,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 12,937 | $38,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 6,793 | $38,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 6,190 | $38,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 1,308 | $37,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 2,233 | $37,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 4,219 | $37,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 6,389 | $37,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 1,498 | $37,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 19,564 | $37,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 8,210 | $37,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 1,283 | $37,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 2,130 | $37,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 7,663 | $37,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 1,893 | $36,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 1,798 | $36,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 2,915 | $36,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 30,658 | $36,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 4,408 | $36,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 303 | $36,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 4,264 | $36,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 7,589 | $36,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 39,000 | $36,000 | thousands by filing date | principal |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 1,342 | $35,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 1,956 | $35,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 1,065 | $35,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 11,931 | $35,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 4,498 | $35,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 53,905 | $35,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 3,100 | $35,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 25,000 | $35,000 | thousands by filing date | principal |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 2,475 | $35,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 3,295 | $35,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 35,000 | $35,000 | thousands by filing date | principal |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 21,684 | $35,000 | thousands by filing date | |
| VISTRA ENERGY CORP | 92840M300 | UNIT 02/02/2024 | 380 | $35,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 2,951 | $34,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 9,105 | $34,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 2,513 | $34,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 4,517 | $34,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 13,342 | $34,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 1,102 | $34,000 | thousands by filing date | |
| STRATEGY | 86280R100 | EXCHANGE TRADED | 983 | $34,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 18,218 | $34,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 2,906 | $34,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 2,109 | $34,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 4,326 | $34,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 48,000 | $34,000 | thousands by filing date | principal |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 1,735 | $33,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 656 | $33,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 13,343 | $33,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 1,790 | $33,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 21,083 | $33,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 2,464 | $33,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 1,425 | $33,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 38,393 | $33,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 1,076 | $33,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 2,826 | $33,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 8,031 | $33,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 1,289 | $32,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 5,188 | $32,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 330 | $32,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 6,316 | $32,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 3,233 | $32,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 1,597 | $32,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 75,100 | $32,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 20,052 | $32,000 | thousands by filing date | |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 11,657 | $32,000 | thousands by filing date | |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 1,699 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 430 | $31,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 805 | $31,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 1,362 | $31,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 5,518 | $31,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 8,139 | $31,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 520 | $31,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 30,000 | $31,000 | thousands by filing date | principal |
| DOVER MOTORSPORTS INC | 260174107 | COM | 14,555 | $31,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 3,480 | $31,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 11,460 | $31,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 9,435 | $31,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 174,745 | $31,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 2,157 | $31,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 14,072 | $31,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E513 | DLY ROB AI 3X | 2,554 | $31,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 734 | $30,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 1,370 | $30,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 11,132 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 732 | $30,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 1,798 | $30,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 1,834 | $30,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 10,163 | $30,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 4,300 | $30,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 2,600 | $30,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 3,116 | $30,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 4,014 | $30,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,178 | $30,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 2,540 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 1,963 | $30,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 2,525 | $30,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 12,509 | $29,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 1,252 | $29,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,728 | $29,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 3,600 | $29,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 6,879 | $29,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 1,683 | $29,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 5,104 | $29,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 29,046 | $29,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 8,400 | $28,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 11,259 | $28,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 4,476 | $28,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 1,704 | $28,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 19,505 | $28,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 757 | $28,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 14,635 | $28,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 2,213 | $27,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 3,500 | $27,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 2,309 | $27,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 1,136 | $27,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 6,863 | $27,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 4,389 | $27,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 18,645 | $27,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 2,782 | $27,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP SHS NEW | Y73760301 | Stock | 44,053 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 1,043 | $27,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 4,611 | $26,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 1,133 | $26,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 4,677 | $26,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 6,614 | $26,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 2,770 | $26,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 877 | $26,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 762 | $26,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 26,000 | $26,000 | thousands by filing date | principal |
| ETF MANAGER GROUP COMMODITY | 26923H101 | SIT RISING RTE | 1,154 | $26,000 | thousands by filing date | |
| THERAPIX BIOSCIENCES LTD | 88339A203 | SPONSORED ADS NE | 10,205 | $26,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 3,250 | $26,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 1,171 | $26,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 1,691 | $26,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 7,374 | $25,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 1,372 | $25,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 2,581 | $25,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1,490 | $25,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 942 | $25,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 2,459 | $25,000 | thousands by filing date | |
| CEMTREX INC | 15130G600 | COM | 7,799 | $25,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 2,276 | $25,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 8,299 | $25,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 1,100 | $25,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 905 | $25,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 5,135 | $25,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 111,598 | $25,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y413 | DLY JPN BULL 3X | 500 | $25,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 1,097 | $24,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 1,226 | $24,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 2,360 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 403 | $24,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 764 | $24,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 17,000 | $24,000 | thousands by filing date | principal |
| CBDMD INC | 12482W101 | COM | 4,067 | $24,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 15,261 | $24,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 7,629 | $24,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 1,158 | $24,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 2,553 | $24,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 9,408 | $24,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E562 | DAILY TECHNOLOGY | 1,948 | $24,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 23,000 | $24,000 | thousands by filing date | principal |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 2,122 | $24,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 1,501 | $23,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 785 | $23,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 2,353 | $23,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 1,369 | $23,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 652 | $23,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 1,181 | $23,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 930 | $23,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 13,127 | $23,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 8,653 | $23,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 10,551 | $23,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 1,439 | $23,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 8,332 | $23,000 | thousands by filing date | |
| LAIX INC | 50736W105 | ADS | 2,150 | $23,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 10,121 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 1,076 | $23,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 1,381 | $22,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 280 | $22,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 1,994 | $22,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 3,145 | $22,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 1,068 | $22,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 17,590 | $22,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 44,383 | $22,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 4,455 | $22,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 1,140 | $22,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 23,000 | $22,000 | thousands by filing date | principal |
| PIVOTAL ACQUISITION CORP | 72583A101 | CL A COM | 2,193 | $22,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 9,632 | $22,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 1,000 | $22,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 732 | $21,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 1,322 | $21,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 2,010 | $21,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 364 | $21,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 2,934 | $21,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 750 | $21,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 5,021 | $21,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 941 | $21,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 14,087 | $21,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 2,204 | $21,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 991 | $21,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 293 | $21,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 740 | $21,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 400 | $21,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 6,936 | $21,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 29,509 | $21,000 | thousands by filing date | |
| PROSHARES ULTRAPRO NASDAQ BIOTECHNOLOGY ETF | 74347B474 | ETF | 805 | $21,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 4,416 | $21,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 3,513 | $21,000 | thousands by filing date | |
| FFBW INC | 30258M107 | COM | 2,030 | $21,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q829 | MANAGED FUTURE | 882 | $21,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 596 | $20,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 24,020 | $20,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 324 | $20,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 10,773 | $20,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 21,000 | $20,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06746P563 | FUND | 529 | $20,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 5,077 | $20,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 13,054 | $20,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 2,780 | $20,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 498 | $20,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 600 | $20,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 24,767 | $20,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 781 | $20,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 1,300 | $20,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 1,871 | $20,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 2,193 | $19,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 1,974 | $19,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 701 | $19,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 339 | $19,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 530 | $19,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 700 | $19,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 250 | $19,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 990 | $19,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 2,646 | $19,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 10,401 | $19,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 24,518 | $19,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 12,400 | $19,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 22,000 | $19,000 | thousands by filing date | principal |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 1,993 | $19,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 5,176 | $19,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 2,797 | $19,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 661 | $18,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 13,574 | $18,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 177 | $18,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 2,264 | $18,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 902 | $18,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 2,004 | $18,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 696 | $18,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 8,500 | $18,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 740 | $18,000 | thousands by filing date | |
| COHEN & CO INC NEW | 19249M102 | COM | 4,005 | $18,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 15,384 | $18,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 300 | $18,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 4,628 | $18,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 672 | $18,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 20,000 | $18,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 15,000 | $18,000 | thousands by filing date | principal |
| GABELLI GO ANYWHERE TRUST | 36250J109 | MUTUAL FUNDS | 1,208 | $18,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 24,454 | $18,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 463 | $17,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 679 | $17,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 480 | $17,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 3,500 | $17,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 1,492 | $17,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 5,956 | $17,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 371 | $17,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 349 | $17,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 612 | $17,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 2,488 | $17,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 1,195 | $17,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 1,572 | $17,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 17,000 | $17,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 17,000 | $17,000 | thousands by filing date | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 3,000 | $17,000 | thousands by filing date | principal |
| MOGO INC | 60800C109 | COM | 5,000 | $17,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 14,000 | $17,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 1,255 | $17,000 | thousands by filing date | |
| WEIDAI LTD | 94861A108 | SPONS ADS | 1,924 | $17,000 | thousands by filing date | |
| FI ENHANCED GLBL HIGH YLD BCSB | 06746Q249 | COM | 162 | $17,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 199 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-19-000565 | this filing | 2019-08-14 | acceptance time not in the bulk data set |