13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 6,812 holding rows worth $334,173,053,000.
- Accession
- 0000895421-19-000365
- Filer
- CIK 895421
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 22,744 entries on the cover page, a total value of $334,173,053,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $334,173,053,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd
- included managerMorgan Stanley Wealth Management Australia Pty Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 866,844 | $1,491,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 21,173 | $1,487,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 158,293 | $1,485,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 77,232 | $1,484,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 183,703 | $1,483,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 24,691 | $1,483,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 133,875 | $1,483,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 72,610 | $1,479,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 79,951 | $1,478,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 72,304 | $1,476,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 94,800 | $1,474,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 131,492 | $1,470,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 226,578 | $1,470,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 87,496 | $1,467,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 21,738 | $1,465,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 226,992 | $1,464,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 781,626 | $1,461,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 1,574,000 | $1,460,000 | thousands by filing date | principal |
| GP STRATEGIES CORP | 36225V104 | COM | 115,742 | $1,459,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 2,000,000 | $1,457,000 | thousands by filing date | principal |
| STONECO LTD | G85158106 | COM CL A | 78,885 | $1,454,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 85,639 | $1,454,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 17,451 | $1,453,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 185,484 | $1,452,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 8,461 | $1,451,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 82,274 | $1,448,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 97,738 | $1,444,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 145,621 | $1,440,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 278,602 | $1,440,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 46,843 | $1,438,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 68,286 | $1,434,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 177,372 | $1,428,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 307,969 | $1,426,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 85,272 | $1,420,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 25,897 | $1,419,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 43,533 | $1,417,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 9,399 | $1,415,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 105,034 | $1,414,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 156,047 | $1,408,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 64,945 | $1,405,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 796,928 | $1,403,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 192,245 | $1,400,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 67,602 | $1,396,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,984,000 | $1,392,000 | thousands by filing date | principal |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 831,755 | $1,390,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 242,330 | $1,387,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 2,131,778 | $1,386,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 64,207 | $1,386,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 72,251 | $1,379,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 172,939 | $1,376,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 74,930 | $1,368,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 33,785 | $1,362,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 40,769 | $1,362,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 42,385 | $1,357,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 117,736 | $1,357,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 365,258 | $1,355,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 52,279 | $1,354,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 138,423 | $1,354,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 27,571 | $1,353,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 105,858 | $1,346,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 89,130 | $1,346,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 131,234 | $1,345,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 57,448 | $1,344,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 34,410 | $1,343,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 51,291 | $1,343,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 141,508 | $1,343,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 199,434 | $1,342,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 21,533 | $1,342,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 31,907 | $1,341,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 54,989 | $1,341,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 25,937 | $1,340,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 91,068 | $1,338,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 120,612 | $1,336,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 41,508 | $1,332,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 82,094 | $1,325,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 44,689 | $1,325,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 104,617 | $1,324,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 15,107 | $1,323,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 764,669 | $1,323,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 140,341 | $1,320,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 95,355 | $1,319,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 53,846 | $1,317,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 21,789 | $1,317,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 116,090 | $1,313,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 13,088 | $1,309,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 87,548 | $1,308,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 120,055 | $1,307,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 62,998 | $1,306,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 107,308 | $1,302,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 46,038 | $1,299,000 | thousands by filing date | |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 248,430 | $1,292,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 127,062 | $1,291,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 324,280 | $1,290,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 328,165 | $1,290,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 34,317 | $1,288,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 134,012 | $1,286,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 134,461 | $1,281,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 56,053 | $1,281,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 8,049 | $1,280,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 26,195 | $1,278,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 104,625 | $1,278,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 84,379 | $1,275,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 88,860 | $1,273,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 50,330 | $1,269,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 90,070 | $1,269,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 153,386 | $1,267,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 23,196 | $1,267,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 42,521 | $1,265,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 28,493 | $1,264,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 401,810 | $1,262,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 194,882 | $1,262,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 146,869 | $1,259,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 21,296 | $1,257,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 137,719 | $1,257,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 47,580 | $1,256,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 10,121 | $1,252,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 97,934 | $1,252,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 53,185 | $1,248,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 76,729 | $1,248,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 71,664 | $1,245,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 32,244 | $1,244,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 141,910 | $1,241,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 92,094 | $1,240,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 393,396 | $1,239,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 109,249 | $1,238,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 105,569 | $1,237,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 167,043 | $1,234,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 107,763 | $1,230,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 46,560 | $1,229,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 33,182 | $1,228,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 104,566 | $1,228,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 35,569 | $1,226,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 215,693 | $1,225,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 99,319 | $1,213,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 103,598 | $1,213,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 215,465 | $1,212,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 244,624 | $1,211,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 20,800 | $1,210,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 123,151 | $1,209,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 915,864 | $1,209,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 18,198 | $1,208,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 1,522,000 | $1,205,000 | thousands by filing date | principal |
| PARTY CITY HOLDCO INC | 702149105 | COM | 120,765 | $1,205,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 75,398 | $1,204,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 52,099 | $1,203,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 35,385 | $1,202,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 45,085 | $1,200,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 47,906 | $1,199,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 88,352 | $1,199,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 151,134 | $1,194,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 93,657 | $1,193,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 1,267,000 | $1,193,000 | thousands by filing date | principal |
| ECOVYST INC. | 73943T103 | Common Stock | 80,471 | $1,192,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 39,177 | $1,191,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 707,539 | $1,189,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 88,345 | $1,188,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 33,466 | $1,188,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 23,362 | $1,184,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 346,726 | $1,183,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 54,938 | $1,182,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 983,654 | $1,180,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 49,982 | $1,177,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 22,526 | $1,177,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 1,203,818 | $1,177,000 | thousands by filing date | principal |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 283,299 | $1,176,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 73,948 | $1,176,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 34,538 | $1,174,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 60,483 | $1,171,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 653,585 | $1,170,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 130,739 | $1,168,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 38,768 | $1,168,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 128,775 | $1,168,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 849,000 | $1,167,000 | thousands by filing date | principal |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 171,805 | $1,165,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 53,144 | $1,165,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 95,116 | $1,164,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 23,158 | $1,161,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 32,842 | $1,158,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 97,724 | $1,157,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 94,557 | $1,156,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 23,742 | $1,147,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 98,051 | $1,147,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 14,421 | $1,145,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 113,451 | $1,136,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 94,696 | $1,128,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 1,200,000 | $1,126,000 | thousands by filing date | principal |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 18,280 | $1,125,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 71,980 | $1,122,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 75,993 | $1,121,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 35,071 | $1,119,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 419,294 | $1,115,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 77,595 | $1,115,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 1,000,000 | $1,113,000 | thousands by filing date | principal |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 59,464 | $1,107,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 160,696 | $1,104,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 117,018 | $1,100,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 141,321 | $1,100,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 13,224 | $1,098,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 28,478 | $1,097,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 221,511 | $1,096,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 43,834 | $1,095,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 36,179 | $1,095,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 78,164 | $1,094,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 272,836 | $1,094,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 43,796 | $1,092,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 58,422 | $1,092,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 95,383 | $1,090,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 44,623 | $1,089,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 80,072 | $1,088,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 188,964 | $1,088,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 72,264 | $1,088,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 29,862 | $1,086,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 53,359 | $1,084,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 48,240 | $1,082,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 63,024 | $1,082,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 95,440 | $1,080,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 15,925 | $1,079,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 29,812 | $1,075,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 187,457 | $1,075,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 90,755 | $1,075,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 72,289 | $1,074,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 91,022 | $1,074,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 52,837 | $1,072,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 85,922 | $1,070,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 37,395 | $1,069,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 214,860 | $1,067,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 56,926 | $1,066,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 281,856 | $1,066,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 43,285 | $1,066,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 119,213 | $1,065,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 465,035 | $1,064,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 51,190 | $1,062,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 141,304 | $1,062,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 127,481 | $1,061,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 24,059 | $1,060,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 167,654 | $1,059,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 31,088 | $1,058,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 21,629 | $1,054,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 72,593 | $1,053,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 67,191 | $1,052,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 147,995 | $1,051,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 87,892 | $1,049,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 64,429 | $1,048,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 67,535 | $1,047,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 51,345 | $1,045,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 64,853 | $1,042,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 94,152 | $1,042,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 58,718 | $1,042,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 154,587 | $1,042,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 226,313 | $1,038,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 119,535 | $1,036,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 33,974 | $1,034,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 70,141 | $1,032,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 40,928 | $1,031,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 27,228 | $1,030,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 99,946 | $1,029,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 10,475 | $1,029,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 150,518 | $1,024,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 55,420 | $1,023,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 391,686 | $1,023,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 214,378 | $1,019,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 110,576 | $1,018,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 274,990 | $1,017,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 139,171 | $1,016,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 71,782 | $1,016,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 3,328 | $1,014,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 177,861 | $1,014,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 346,651 | $1,012,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 9,892 | $1,011,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 38,203 | $1,007,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 28,799 | $1,007,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 10,710 | $1,006,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 86,083 | $1,005,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 23,997 | $1,005,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 46,959 | $1,004,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 60,519 | $1,004,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 206,544 | $1,004,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 716,095 | $1,003,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 421,467 | $1,002,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 93,004 | $995,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 16,922 | $994,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 139,816 | $991,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 36,731 | $990,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 101,000 | $990,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 37,266 | $989,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 48,701 | $988,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 23,167 | $986,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 96,533 | $984,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 262,063 | $982,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 403,958 | $981,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 32,404 | $979,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 164,060 | $979,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 33,253 | $979,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 22,576 | $978,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 73,850 | $976,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 41,568 | $975,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 74,894 | $974,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 32,486 | $973,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 16,986 | $973,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 84,281 | $973,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 87,499 | $972,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 427,778 | $966,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 1,035,000 | $965,000 | thousands by filing date | principal |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 94,277 | $964,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 9,616 | $963,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 53,585 | $962,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 63,172 | $960,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 240,001 | $960,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 61,792 | $958,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 21,224 | $957,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 383,948 | $957,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 92,825 | $956,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 73,600 | $953,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 240,474 | $952,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 82,284 | $951,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 195,582 | $950,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 73,218 | $945,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 516,710 | $945,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 41,623 | $942,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 886,915 | $941,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 1,502,000 | $940,000 | thousands by filing date | principal |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 58,359 | $939,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 140,787 | $935,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 26,130 | $933,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 61,218 | $933,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 38,015 | $932,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 53,292 | $931,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 27,301 | $930,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 67,913 | $929,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 869,000 | $928,000 | thousands by filing date | principal |
| EXTERRAN CORP | 30227H106 | COM | 52,382 | $928,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 68,162 | $926,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 28,840 | $924,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 54,624 | $924,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 123,772 | $920,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 24,564 | $919,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 4,642 | $918,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 40,078 | $916,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 74,334 | $916,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 1,967,000 | $913,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 39,562 | $912,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 69,821 | $911,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 37,854 | $910,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 61,934 | $910,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 81,611 | $909,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 71,704 | $909,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 81,691 | $908,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 36,281 | $907,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 737,100 | $907,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 25,853 | $906,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 95,028 | $906,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 43,099 | $904,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 12,457 | $902,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 31,810 | $901,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 76,537 | $899,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 38,269 | $898,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 53,488 | $897,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 59,471 | $896,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 29,151 | $895,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 523,155 | $894,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 216,821 | $893,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 18,647 | $891,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 103,198 | $890,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 33,828 | $890,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 107,991 | $889,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 102,517 | $888,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 190,080 | $886,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 975,000 | $886,000 | thousands by filing date | principal |
| HIGHPOINT RES CORP | 43114K108 | COM | 355,917 | $885,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P522 | FUND | 18,861 | $885,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 47,840 | $882,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 80,080 | $881,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 41,119 | $880,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 34,746 | $878,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 291,896 | $876,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 87,181 | $876,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 34,205 | $876,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 933,000 | $876,000 | thousands by filing date | principal |
| MULTI-COLOR | 625383104 | COM | 24,884 | $874,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 24,813 | $872,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 157,531 | $871,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,528,475 | $870,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 41,255 | $868,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 46,310 | $866,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 35,661 | $864,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 31,276 | $863,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 68,583 | $862,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 98,549 | $862,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 77,520 | $862,000 | thousands by filing date | |
| MORGAN STANLEY | 617480272 | LNG EURO ETN20 | 65,044 | $862,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 37,988 | $859,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 45,520 | $859,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 26,565 | $858,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 92,008 | $857,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 72,030 | $857,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 95,432 | $855,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 66,993 | $851,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 38,079 | $851,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 46,739 | $850,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 35,675 | $849,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 60,909 | $847,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 60,328 | $846,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 250,216 | $845,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 76,989 | $844,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 10,642 | $842,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 70,857 | $840,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 23,880 | $839,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 6,032 | $837,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 88,750 | $837,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 1,164,412 | $836,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 31,646 | $835,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 51,340 | $834,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 950,000 | $832,000 | thousands by filing date | principal |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 175,458 | $830,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 94,543 | $830,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 18,528 | $829,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 148,406 | $829,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 21,469 | $829,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 24,925 | $828,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 274,965 | $828,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 28,811 | $827,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 42,262 | $826,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 520,000 | $826,000 | thousands by filing date | principal |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 113,868 | $824,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 121,948 | $823,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 43,562 | $823,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 191,700 | $822,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 116,443 | $821,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 41,161 | $821,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 93,208 | $820,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 63,713 | $820,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 47,815 | $817,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 7,958 | $814,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 839,000 | $814,000 | thousands by filing date | principal |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 13,035 | $813,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 63,061 | $812,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 154,556 | $812,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 34,072 | $811,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 24,646 | $810,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 137,402 | $810,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 55,548 | $808,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 55,095 | $808,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 13,958 | $807,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 20,234 | $804,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 85,853 | $804,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 16,908 | $803,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 52,141 | $802,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 27,359 | $801,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 29,941 | $801,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 383,465 | $801,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 51,485 | $797,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 54,059 | $794,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 280,996 | $793,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 46,465 | $792,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 26,999 | $792,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 30,002 | $791,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 53,719 | $790,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 155,310 | $790,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 19,117 | $790,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 80,109 | $790,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 27,701 | $789,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 62,608 | $786,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 167,543 | $783,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 34,150 | $783,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 55,897 | $783,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 163,823 | $782,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 748,000 | $782,000 | thousands by filing date | principal |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 64,969 | $781,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 58,163 | $781,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 55,655 | $781,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 39,652 | $780,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 172,624 | $780,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 49,517 | $779,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 176,564 | $778,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 15,279 | $777,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 24,179 | $777,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 50,081 | $777,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 30,828 | $776,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AF0 | NOTE 4.500 6/0 | 2,002,000 | $776,000 | thousands by filing date | principal |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 45,065 | $775,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 55,912 | $774,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 14,578 | $774,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 112,945 | $774,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 70,673 | $774,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 47,631 | $773,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 44,284 | $772,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 214,410 | $772,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 196,000 | $772,000 | thousands by filing date | principal |
| CALIX INC | 13100M509 | COM | 78,826 | $769,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 61,271 | $769,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 17,703 | $768,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 191,682 | $768,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 74,399 | $759,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 62,576 | $759,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 67,174 | $756,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 68,336 | $754,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 456,504 | $754,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 83,178 | $753,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 284,615 | $751,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 13,799 | $749,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-19-000365 | this filing | 2019-02-14 | acceptance time not in the bulk data set |