13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 6,812 holding rows worth $334,173,053,000.
- Accession
- 0000895421-19-000365
- Filer
- CIK 895421
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 22,744 entries on the cover page, a total value of $334,173,053,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $334,173,053,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd
- included managerMorgan Stanley Wealth Management Australia Pty Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 73,108 | $748,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 28,322 | $748,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 33,511 | $748,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 56,665 | $747,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 61,293 | $747,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 12,939 | $747,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 112,049 | $746,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 84,004 | $744,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 744,000 | $744,000 | thousands by filing date | principal |
| PRESIDIO INC | 74102M103 | COM | 56,942 | $743,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 56,832 | $742,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 215,541 | $739,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 104,554 | $738,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 6,683 | $738,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 34,388 | $738,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 20,275 | $737,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 56,662 | $737,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 48,511 | $735,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 32,716 | $733,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 3,120 | $731,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 17,863 | $731,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 787,983 | $731,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 25,854 | $728,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 14,988 | $727,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 44,188 | $727,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 25,763 | $727,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 9,515 | $726,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 78,690 | $726,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 20,216 | $723,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 103,481 | $723,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 35,026 | $723,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 73,682 | $722,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 50,738 | $720,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 376,421 | $720,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 19,272 | $718,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 194,574 | $718,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 28,766 | $718,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 77,107 | $718,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 38,183 | $717,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 148,921 | $717,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 141,296 | $717,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,341,658 | $717,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 24,981 | $716,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 7,553 | $716,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 31,764 | $716,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 26,732 | $715,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 97,140 | $715,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 10,119 | $715,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 35,885 | $714,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 23,289 | $713,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 567,243 | $710,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 32,140 | $709,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 730,602 | $709,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 86,701 | $708,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 42,421 | $707,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 59,357 | $707,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 69,351 | $707,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 21,848 | $707,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 40,967 | $705,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 24,015 | $701,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 100,568 | $700,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 68,730 | $699,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 20,394 | $697,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 177,620 | $697,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 59,514 | $696,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 23,169 | $696,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 19,663 | $696,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 55,953 | $696,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 41,203 | $696,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 52,234 | $695,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 61,924 | $694,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 27,947 | $692,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 42,255 | $692,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 49,762 | $691,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGD ETF | 46090A606 | MLT STRGY ALTE | 31,872 | $691,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 39,406 | $690,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 12,766 | $690,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 102,838 | $690,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 8,152 | $690,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 27,602 | $690,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 25,614 | $689,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 52,504 | $688,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 42,171 | $687,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 24,469 | $687,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 96,520 | $686,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 55,891 | $685,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 30,127 | $685,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 25,887 | $684,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 77,886 | $684,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 36,094 | $682,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 21,414 | $681,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 66,312 | $681,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 24,160 | $679,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 57,240 | $678,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 108,484 | $676,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 151,496 | $675,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 153,443 | $673,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 41,394 | $671,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 62,457 | $667,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 156,442 | $665,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 29,500 | $662,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 103,622 | $662,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 62,947 | $661,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 33,093 | $660,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 12,551 | $659,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 14,571 | $656,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 85,945 | $655,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 38,924 | $655,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 20,414 | $655,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 71,019 | $654,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 75,596 | $654,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 22,993 | $653,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 25,713 | $652,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 15,067 | $649,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 56,896 | $645,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 32,795 | $642,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 40,672 | $641,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 247,228 | $641,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 70,238 | $641,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 104,795 | $641,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 16,744 | $638,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 68,690 | $638,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 50,067 | $638,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 70,491 | $636,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 18,466 | $636,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 52,736 | $635,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 62,605 | $634,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 64,316 | $634,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 94,704 | $634,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 20,306 | $633,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 42,022 | $632,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 59,665 | $632,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 267,061 | $632,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 11,045 | $631,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 4,969 | $631,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 1,000,000 | $630,000 | thousands by filing date | principal |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 180,797 | $629,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 35,146 | $625,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 38,460 | $625,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 37,753 | $624,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 11,803 | $624,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 207,307 | $622,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 82,739 | $622,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 10,150 | $621,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 49,971 | $619,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 106,976 | $619,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 43,151 | $618,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 121,615 | $617,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 33,819 | $617,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 21,657 | $616,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 95,012 | $615,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 129,880 | $612,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 46,680 | $611,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 32,513 | $611,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 105,147 | $608,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 84,926 | $606,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 200,434 | $606,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 28,959 | $605,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 28,406 | $605,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 29,591 | $605,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 32,050 | $605,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 9,973 | $605,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 850,090 | $604,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 29,708 | $604,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 48,977 | $601,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 48,352 | $601,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 82,136 | $601,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 22,441 | $601,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 38,788 | $601,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 161,226 | $600,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 45,266 | $600,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 26,794 | $599,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 19,605 | $598,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 27,640 | $596,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 21,910 | $596,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 16,475 | $596,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 71,591 | $596,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 87,328 | $595,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 22,854 | $594,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 594,000 | $592,000 | thousands by filing date | principal |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 36,011 | $592,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 144,726 | $590,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 16,874 | $590,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 566,900 | $590,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 72,689 | $587,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 34,835 | $586,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 77,808 | $586,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 56,153 | $586,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 33,148 | $585,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 35,209 | $585,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 33,224 | $584,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 16,897 | $582,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 45,595 | $582,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 30,701 | $582,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 78,194 | $579,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 23,234 | $576,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 46,228 | $575,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 21,744 | $574,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 33,558 | $572,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 170,550 | $571,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 51,569 | $568,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 39,544 | $567,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 133,348 | $566,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 41,033 | $566,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 179,497 | $566,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 43,201 | $564,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 59,600 | $563,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 53,265 | $562,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 31,325 | $562,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 152,593 | $562,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 185,460 | $558,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 67,755 | $558,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 16,414 | $557,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 22,830 | $557,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 120,419 | $556,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 50,874 | $556,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 23,812 | $555,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 130,658 | $555,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 29,496 | $554,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 165,676 | $554,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 55,437 | $554,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 11,334 | $553,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 45,565 | $551,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 105,430 | $551,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 128,306 | $550,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 236,545 | $550,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 50,936 | $549,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 24,565 | $549,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 13,968 | $548,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 21,519 | $548,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 242,755 | $548,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 8,092 | $544,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 3,074 | $544,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 32,641 | $543,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 26,415 | $540,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 18,165 | $540,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 27,403 | $539,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 180,573 | $538,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 52,880 | $538,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 21,285 | $537,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 299,823 | $534,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 100,101 | $534,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 22,778 | $533,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 140,560 | $531,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 344,872 | $531,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 345,563 | $531,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 73,559 | $530,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 126,832 | $529,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 15,000 | $528,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 16,157 | $527,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 375,987 | $526,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 84,714 | $523,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 43,126 | $523,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 4,954 | $522,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 29,415 | $520,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 42,058 | $520,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 235,162 | $520,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 15,949 | $519,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 274,333 | $519,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 48,144 | $518,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 19,486 | $517,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 62,860 | $517,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 60,847 | $515,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 42,421 | $514,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 5,831 | $513,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 32,846 | $512,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 87,435 | $510,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 30,206 | $510,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 28,163 | $509,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 147,500 | $509,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 70,994 | $508,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 10,549 | $508,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 53,563 | $507,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 537,000 | $507,000 | thousands by filing date | principal |
| SCORPIO BULKERS INC | Y7546A122 | COM | 91,788 | $507,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 74,655 | $506,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 46,528 | $506,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 57,021 | $506,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 10,984 | $506,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 4,444 | $505,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 47,363 | $504,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 70,486 | $504,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 13,623 | $504,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 379,213 | $504,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 32,433 | $502,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 30,563 | $502,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 55,733 | $500,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 10,730 | $500,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 55,360 | $500,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 43,952 | $498,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 63,407 | $498,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 31,212 | $496,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 158,541 | $495,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 27,359 | $493,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 40,863 | $492,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 37,493 | $492,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 13,162 | $491,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 118,519 | $491,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 13,564 | $491,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 546,099 | $491,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 38,043 | $489,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 23,030 | $489,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 17,210 | $488,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 31,706 | $486,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 187,824 | $486,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 46,113 | $485,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 5,048 | $485,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y201 | QUALITY ETF | 15,550 | $483,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 29,552 | $483,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 18,173 | $481,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 21,472 | $479,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 483,800 | $478,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 29,814 | $478,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 92,988 | $478,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 26,443 | $477,000 | thousands by filing date | |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 40,485 | $476,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 19,139 | $475,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 38,493 | $475,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 77,161 | $473,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 20,504 | $473,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 49,816 | $473,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 100,584 | $472,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 80,069 | $472,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 41,549 | $470,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 74,157 | $469,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 45,034 | $469,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 37,399 | $469,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 295,408 | $469,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 25,298 | $468,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 45,394 | $467,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 427,996 | $466,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 139,427 | $466,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 36,889 | $466,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 29,970 | $465,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 17,225 | $465,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 24,796 | $464,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 17,653 | $464,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 9,323 | $464,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 25,477 | $463,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 83,357 | $462,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 37,314 | $462,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 19,199 | $459,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 45,993 | $458,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 448,643 | $458,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 45,466 | $456,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 197,521 | $456,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 17,778 | $455,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 18,448 | $451,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 72,139 | $451,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 702,664 | $449,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 8,419 | $447,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 28,888 | $447,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 160,682 | $447,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 7,967 | $446,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 190,720 | $446,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 279,043 | $446,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 50,038 | $445,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 9,297 | $444,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 23,074 | $443,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 24,303 | $443,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 22,659 | $442,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 358,725 | $442,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 13,946 | $441,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 30,466 | $441,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 52,828 | $441,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 28,717 | $438,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 57,710 | $437,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 123 | $436,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 65,082 | $436,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 18,460 | $436,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 174,460 | $434,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 41,701 | $434,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 5,825 | $433,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 39,571 | $432,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 43,498 | $432,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 547,000 | $432,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V514 | RUSEL 2000 EQL | 11,830 | $432,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 9,061 | $432,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 30,382 | $431,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 18,233 | $431,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 983,234 | $430,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 10,428 | $429,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 46,844 | $428,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 18,454 | $425,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 30,006 | $425,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 20,437 | $424,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 17,955 | $423,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 58,883 | $422,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 41,634 | $422,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 123,618 | $422,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 11,157 | $421,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 7,919 | $420,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 164,577 | $420,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 49,850 | $420,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 17,236 | $419,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 24,459 | $419,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 22,937 | $417,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 64,435 | $415,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 48,234 | $415,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 230,168 | $413,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 96,300 | $413,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 8,679 | $413,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 194,880 | $413,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 34,360 | $413,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 5,781 | $411,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 16,605 | $411,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 20,505 | $411,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 20,526 | $411,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 27,604 | $411,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 20,683 | $411,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 28,907 | $409,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 31,095 | $409,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 33,905 | $408,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,077 | $407,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 7,832 | $407,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 21,100 | $407,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 160,394 | $407,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 149,707 | $406,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 15,297 | $406,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 20,142 | $406,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 22,312 | $406,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 17,527 | $405,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 25,427 | $405,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W265 | RUPEE/USD ETN | 9,874 | $404,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 119,756 | $403,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 20,181 | $403,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 30,258 | $402,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 66,121 | $402,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 89,642 | $402,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 22,009 | $401,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 56,996 | $401,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 17,224 | $401,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 37,897 | $400,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 50,581 | $400,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 13,361 | $399,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 17,625 | $399,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 22,703 | $399,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 12,030 | $397,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 17,357 | $396,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 16,380 | $395,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 9,173 | $394,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 20,367 | $394,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 103,102 | $393,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 25,025 | $393,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 86,642 | $392,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 419,000 | $392,000 | thousands by filing date | principal |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 34,141 | $391,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 19,603 | $390,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 88,590 | $390,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 53,897 | $389,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 71,494 | $389,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 38,879 | $389,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 6,044 | $388,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 11,105 | $387,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 13,202 | $387,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 47,098 | $387,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 14,878 | $386,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 27,054 | $386,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 18,903 | $385,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 11,570 | $385,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 39,960 | $384,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 20,459 | $384,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 20,286 | $383,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 13,055 | $383,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 102,352 | $382,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 12,521 | $381,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 17,513 | $381,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 10,459 | $381,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 31,422 | $381,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 15,593 | $381,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 82,214 | $381,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 28,774 | $380,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 28,558 | $379,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 36,240 | $379,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 24,135 | $379,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 11,734 | $378,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 36,819 | $378,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 19,002 | $378,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 22,529 | $377,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 494,866 | $376,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 214,800 | $376,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 13,313 | $373,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 34,273 | $372,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 379,000 | $372,000 | thousands by filing date | principal |
| MENLO THERAPEUTICS INC | 586858102 | COM | 90,050 | $371,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 15,313 | $370,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 24,722 | $370,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 35,894 | $369,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 14,333 | $367,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 121,187 | $367,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 24,744 | $366,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 50,714 | $366,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 12,183 | $365,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 17,514 | $364,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 14,780 | $364,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 174,434 | $363,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 61,454 | $363,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 55,967 | $363,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 58,412 | $362,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 18,502 | $361,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-19-000365 | this filing | 2019-02-14 | acceptance time not in the bulk data set |