13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 6,812 holding rows worth $334,173,053,000.
- Accession
- 0000895421-19-000365
- Filer
- CIK 895421
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 22,744 entries on the cover page, a total value of $334,173,053,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $334,173,053,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd
- included managerMorgan Stanley Wealth Management Australia Pty Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GAMCO INVS INC COM | 361438104 | COM | 21,377 | $361,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 12,626 | $360,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 12,876 | $359,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 113,405 | $358,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 15,649 | $357,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 66,595 | $356,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 23,331 | $356,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 16,149 | $355,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 14,493 | $355,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 21,430 | $355,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 20,041 | $354,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 80,444 | $353,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 27,727 | $353,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 31,022 | $353,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 21,207 | $352,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 49,236 | $352,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 80,824 | $351,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 29,571 | $351,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 27,032 | $350,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 297,546 | $350,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 42,664 | $350,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 34,434 | $349,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 14,829 | $349,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 32,086 | $348,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 25,524 | $348,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 154,647 | $348,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 11,269 | $347,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 49,763 | $346,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 276,020 | $345,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 15,751 | $343,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 30,036 | $343,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 24,396 | $343,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 28,330 | $342,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 434,353 | $342,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 13,727 | $341,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 58,593 | $341,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 30,119 | $340,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 82,723 | $339,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 84,427 | $339,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 16,644 | $339,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 400,928 | $337,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 9,396 | $335,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 35,414 | $335,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 60,536 | $334,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 19,411 | $334,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 89,154 | $333,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 14,677 | $333,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 13,085 | $333,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 500,000 | $332,000 | thousands by filing date | principal |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 30,208 | $331,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 29,153 | $328,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 228,501 | $328,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 59,776 | $328,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 9,235 | $327,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 23,077 | $326,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 212,199 | $326,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 386,926 | $325,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 12,925 | $324,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 62,522 | $324,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 37,581 | $324,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 149,096 | $324,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS LTD | M1492T105 | SHS | 71,582 | $324,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 155,197 | $323,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 10,236 | $322,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 24,826 | $321,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 41,381 | $320,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 28,698 | $320,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 46,762 | $320,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 21,563 | $318,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 10,867 | $318,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 13,217 | $318,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 56,792 | $317,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 49,701 | $316,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 63,715 | $316,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 65,161 | $313,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 29,697 | $312,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 16,942 | $311,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 79,703 | $310,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 13,880 | $310,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 5,184 | $309,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 27,067 | $309,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 41,841 | $309,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 106,985 | $308,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 14,667 | $308,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 13,106 | $307,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 33,509 | $307,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 80,726 | $306,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 81,766 | $306,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 15,479 | $306,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 378,000 | $305,000 | thousands by filing date | principal |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 9,487 | $304,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 278,062 | $303,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 9,320 | $303,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 44,151 | $302,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 13,751 | $301,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 87,443 | $300,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 31,505 | $300,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 367,000 | $300,000 | thousands by filing date | principal |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 421,850 | $299,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 51,229 | $299,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 312,296 | $299,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 7,385 | $298,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 13,487 | $298,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 270,000 | $297,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 8,986 | $296,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 732,820 | $296,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 87,647 | $295,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 6,951 | $295,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 1,554 | $295,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 13,502 | $294,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 12,225 | $293,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 35,683 | $293,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 10,090 | $292,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 23,420 | $292,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 13,342 | $289,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 5,315 | $289,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 618,120 | $289,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 108,353 | $288,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 79,336 | $288,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 23,634 | $287,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 60,251 | $286,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 12,275 | $286,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 417,353 | $285,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 73,353 | $285,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 4,173 | $284,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 8,374 | $284,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 225,509 | $284,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 13,507 | $283,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 28,168 | $283,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 49,183 | $283,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 17,798 | $283,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y302 | ZACKS MICRO CP | 17,763 | $283,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 94,297 | $282,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 99,600 | $282,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 25,169 | $282,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 7,097 | $281,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 8,415 | $280,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 424,000 | $280,000 | thousands by filing date | principal |
| PFSWEB INC | 717098206 | COM | 54,650 | $280,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 218,410 | $280,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 33,617 | $279,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 190,044 | $278,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,465 | $277,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 12,193 | $276,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 40,001 | $276,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 62,739 | $274,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 26,443 | $274,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 85,930 | $273,000 | thousands by filing date | |
| PROSHARES TR | 74347B185 | FUND | 10,722 | $273,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 3,599 | $273,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 57,681 | $273,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 22,003 | $272,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 11,815 | $271,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 11,166 | $271,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 23,639 | $270,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 11,742 | $270,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 63,514 | $270,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 11,441 | $270,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 13,456 | $269,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 176,821 | $269,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 15,424 | $269,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 28,296 | $267,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 22,488 | $267,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 17,388 | $267,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 4,708 | $267,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 8,718 | $266,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 25,794 | $265,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 34,011 | $265,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 13,602 | $264,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 13,060 | $264,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 20,169 | $263,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 18,418 | $262,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 36,707 | $262,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 227,912 | $262,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 7,915 | $261,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 29,781 | $261,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 124,953 | $260,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 190,000 | $260,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 27,013 | $259,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 17,249 | $258,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 31,253 | $257,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 22,351 | $257,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 95,868 | $255,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 16,745 | $253,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 10,830 | $253,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 23,886 | $253,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 20,377 | $253,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 239,991 | $253,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 66,777 | $252,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 21,990 | $251,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 17,453 | $251,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 35,250 | $251,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 67,164 | $249,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 7,566 | $248,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 171,721 | $247,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 49,062 | $247,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 22,499 | $245,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 22,033 | $245,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 20,898 | $244,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 26,984 | $243,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 18,759 | $243,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 7,007 | $242,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 99,000 | $242,000 | thousands by filing date | principal |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 18,563 | $241,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 34,924 | $241,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 81,950 | $241,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 18,127 | $241,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 136,000 | $240,000 | thousands by filing date | principal |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 200,000 | $240,000 | thousands by filing date | principal |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 6,184 | $239,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 17,148 | $239,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 8,727 | $239,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 31,648 | $239,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 16,786 | $236,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 26,239 | $235,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 113,389 | $235,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 10,107 | $234,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 5,000 | $234,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 9,390 | $234,000 | thousands by filing date | |
| MOGU INC SPON ADS | 608012100 | ADR | 11,370 | $233,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 265,773 | $232,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 36,364 | $231,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 7,502 | $231,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 12,621 | $230,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 13,956 | $230,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 17,581 | $229,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 99,359 | $229,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 48,537 | $228,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 6,415 | $227,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 25,625 | $227,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 99,841 | $226,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 12,768 | $225,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 27,900 | $225,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 231,560 | $224,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 10,966 | $223,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 27,287 | $223,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 19,838 | $222,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 9,332 | $220,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 54,275 | $220,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 34,676 | $219,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 15,879 | $219,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 9,452 | $219,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 4,695 | $219,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 9,122 | $219,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 30,801 | $219,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 18,396 | $218,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 7,180 | $218,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 24,902 | $218,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 39,224 | $218,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 270,000 | $218,000 | thousands by filing date | principal |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 8,551 | $218,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 16,095 | $217,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 859,721 | $216,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 308,621 | $216,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 12,373 | $215,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 29,785 | $214,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 18,636 | $214,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 62,205 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 10,285 | $213,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 27,569 | $213,000 | thousands by filing date | |
| MOGO FIN TECHNOLOGY INC | 608008108 | COM | 90,800 | $212,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 75,000 | $211,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 18,700 | $210,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 17,923 | $210,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 5,336 | $210,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 102,595 | $210,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 64,162 | $210,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 223,100 | $210,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 65,820 | $210,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 184,958 | $209,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 21,771 | $207,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 27,894 | $207,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 13,720 | $207,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 9,562 | $207,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 24,607 | $205,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 75,151 | $205,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 22,779 | $204,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 72,002 | $204,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 9,103 | $204,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 6,681 | $203,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 8,832 | $202,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 57,644 | $202,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 26,983 | $202,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 26,648 | $201,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 6,851 | $201,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 32,373 | $201,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 49,907 | $200,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 12,349 | $199,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 75,118 | $199,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 13,140 | $198,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 119,059 | $198,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 5,923 | $197,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 34,774 | $197,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 236,000 | $197,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 3,503 | $196,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 8,500 | $195,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 30,524 | $194,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 6,199 | $193,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 147,134 | $193,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 19,127 | $193,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 9,679 | $193,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 5,170 | $192,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 227,200 | $191,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 23,137 | $190,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 21,962 | $190,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 115,868 | $190,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 68,186 | $189,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 9,793 | $189,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 13,530 | $189,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 144,052 | $188,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 3,702 | $185,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 28,108 | $185,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 23,811 | $185,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 52,887 | $185,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 26,246 | $184,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C107 | ASIA 50ADR IDX | 6,364 | $182,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 10,710 | $182,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 127,396 | $182,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 11,876 | $181,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 22,995 | $181,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 24,759 | $180,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 17,351 | $180,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 3,472 | $180,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 12,244 | $180,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 4,902 | $179,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 17,101 | $179,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 200,000 | $178,000 | thousands by filing date | principal |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 82,991 | $177,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 15,855 | $177,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 22,971 | $177,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 13,871 | $176,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 17,609 | $175,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 11,800 | $175,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 8,007 | $174,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 5,438 | $174,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 359,477 | $174,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 53,601 | $174,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 13,544 | $173,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 17,412 | $172,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 79,530 | $172,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 1,451 | $172,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 41,585 | $172,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 117,073 | $172,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 13,336 | $171,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 106,979 | $170,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 32,400 | $170,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 8,502 | $170,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 32,591 | $170,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 12,790 | $169,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 15,399 | $169,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 11,671 | $168,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 90,869 | $168,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 3,003 | $167,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 35,471 | $167,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 14,635 | $167,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 7,131 | $166,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 20,723 | $166,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 27,134 | $166,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 181,454 | $166,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 4,664 | $165,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 26,799 | $164,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 10,604 | $164,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 52,907 | $164,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 8,739 | $163,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 37,202 | $163,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 1,767 | $162,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 20,093 | $162,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 12,502 | $161,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 2,439 | $161,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 56,111 | $161,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 187,274 | $160,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 159,524 | $160,000 | thousands by filing date | |
| THERAPIX BIOSCIENCES LTD | 88339A203 | SPONSORED ADS NE | 49,338 | $160,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 62,872 | $160,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 8,340 | $159,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 11,746 | $159,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 14,014 | $159,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 5,348 | $158,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 210,109 | $158,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 70,480 | $157,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 160,000 | $157,000 | thousands by filing date | principal |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 9,368 | $156,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 3,656 | $156,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 6,170 | $155,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 34,620 | $155,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 20,456 | $155,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 64,552 | $154,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 24,040 | $154,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 11,175 | $154,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 15,076 | $153,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 18,281 | $153,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 30,435 | $153,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E552 | MSCI EMRNG MKT | 5,176 | $153,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 6,636 | $153,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1,783 | $152,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 4,791 | $152,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 141,503 | $152,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 3,056 | $151,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 24,857 | $151,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 5,578 | $151,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 19,683 | $150,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 155,000 | $150,000 | thousands by filing date | principal |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 9,251 | $149,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 82,250 | $149,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 61,319 | $149,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 11,437 | $149,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 2,080 | $148,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 3,111 | $147,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 188,640 | $147,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 13,414 | $146,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 9,128 | $145,000 | thousands by filing date | |
| PROSHARES TR | 74347B193 | ULTRAPRO SHORT N | 6,586 | $145,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 9,506 | $144,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 14,353 | $144,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 9,822 | $143,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 10,462 | $143,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 7,289 | $143,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 1,808 | $142,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 22,186 | $142,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 5,600 | $141,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 240 | $141,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 7,116 | $141,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 4,153 | $140,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 336,729 | $140,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 6,036 | $140,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 7,687 | $140,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 150,000 | $140,000 | thousands by filing date | principal |
| KALA BIO INC COM | 483119103 | Stock | 28,591 | $139,000 | thousands by filing date | |
| FI ENHANCED EUROPE 50 ETN UBS | 90274D234 | COM | 1,112 | $138,000 | thousands by filing date | |
| SB FINL GROUP INC DEP | 78408D204 | SHS PFD 6.5 | 7,967 | $138,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 5,545 | $136,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 8,625 | $136,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 12,109 | $135,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 22,563 | $135,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 13,013 | $134,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 35,147 | $133,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V126 | WILDERHL PRGRS | 6,195 | $133,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 5,080 | $132,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 15,546 | $132,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 16,146 | $132,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 6,457 | $132,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 172,077 | $132,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 3,500 | $131,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 9,438 | $131,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 131,000 | $131,000 | thousands by filing date | principal |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 2,514 | $130,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 6,024 | $129,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 6,520 | $129,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 11,351 | $129,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 12,424 | $129,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 129,000 | $129,000 | thousands by filing date | principal |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 2,718 | $128,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 12,485 | $128,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 4,818 | $127,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 21,485 | $127,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 550 | $127,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 48,044 | $127,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 9,776 | $127,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 76,755 | $127,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 34,186 | $126,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 22,467 | $126,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 5,631 | $126,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X873 | COM | 67,337 | $126,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 5,841 | $125,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 900 | $125,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 136,000 | $125,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 7,449 | $125,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 2,200 | $124,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 49,375 | $124,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 11,357 | $124,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 66,940 | $123,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 17,105 | $123,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 84,862 | $123,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 225,835 | $123,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 35,258 | $122,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 4,365 | $122,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 14,968 | $122,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 4,375 | $122,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 1,588 | $122,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 63,709 | $122,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 9,595 | $121,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 27,873 | $120,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 2,751 | $120,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 9,512 | $120,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 29,072 | $119,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 45,421 | $119,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 11,723 | $118,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 77,661 | $118,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 6,700 | $118,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E685 | GLOBAL AGRCLTR | 4,978 | $118,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 30,870 | $118,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 8,290 | $117,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 5,046 | $117,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 17,023 | $117,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 212,074 | $117,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 6,291 | $116,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10319T200 | UNIT 11/26/2025 | 11,731 | $116,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 5,675 | $115,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 77,137 | $115,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 15,378 | $115,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-19-000365 | this filing | 2019-02-14 | acceptance time not in the bulk data set |