13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 6,812 holding rows worth $334,173,053,000.
- Accession
- 0000895421-19-000365
- Filer
- CIK 895421
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 22,744 entries on the cover page, a total value of $334,173,053,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $334,173,053,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd
- included managerMorgan Stanley Wealth Management Australia Pty Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 194,284 | $4,618,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 261,932 | $4,608,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 145,147 | $4,604,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 3,361,000 | $4,590,000 | thousands by filing date | principal |
| G III APPAREL GROUP LTD | 36237H101 | COM | 164,518 | $4,588,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 202,695 | $4,587,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 90,910 | $4,585,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 88,154 | $4,584,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 141,710 | $4,581,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,531,900 | $4,580,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 102,222 | $4,578,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 173,660 | $4,576,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 242,040 | $4,559,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 100,469 | $4,559,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 72,331 | $4,557,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 416,509 | $4,552,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 67,926 | $4,537,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 102,272 | $4,532,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 277,313 | $4,531,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 132,531 | $4,515,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 290,013 | $4,513,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 200,023 | $4,504,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 43,370 | $4,484,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 561,519 | $4,481,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 320,449 | $4,474,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 187,249 | $4,472,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 144,924 | $4,471,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 194,016 | $4,468,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 100,808 | $4,466,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 425,274 | $4,461,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 160,157 | $4,458,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 80,067 | $4,455,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 142,745 | $4,452,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 220,263 | $4,444,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 283,194 | $4,440,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 5,045,000 | $4,437,000 | thousands by filing date | principal |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 139,783 | $4,431,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 309,644 | $4,421,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 140,123 | $4,417,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 87,064 | $4,416,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3,131,000 | $4,409,000 | thousands by filing date | principal |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 318,885 | $4,391,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 224,959 | $4,385,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 241,100 | $4,381,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 118,273 | $4,380,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 171,000 | $4,378,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 310,570 | $4,378,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 85,645 | $4,376,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 162,102 | $4,374,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 179,637 | $4,373,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 603,978 | $4,367,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 64,570 | $4,365,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 154,316 | $4,362,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 88,633 | $4,361,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 66,490 | $4,360,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 1,106,134 | $4,359,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 3,105,000 | $4,349,000 | thousands by filing date | principal |
| CASELLA WASTE SYS INC | 147448104 | CL A | 152,513 | $4,345,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 268,541 | $4,342,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 79,456 | $4,341,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 129,886 | $4,338,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 86,376 | $4,334,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 160,372 | $4,322,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 705,996 | $4,321,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 75,604 | $4,313,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 4,321,000 | $4,305,000 | thousands by filing date | principal |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 209,848 | $4,302,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 588,868 | $4,293,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 89,022 | $4,287,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 108,871 | $4,284,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 199,234 | $4,284,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 4,420,000 | $4,284,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 147,008 | $4,278,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 130,026 | $4,272,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 685,255 | $4,269,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 76,051 | $4,266,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 468,710 | $4,265,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 63,333 | $4,260,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 235,197 | $4,254,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 365,581 | $4,253,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 224,279 | $4,250,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 322,777 | $4,249,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 58,994 | $4,235,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 175,313 | $4,234,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 171,119 | $4,232,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 175,371 | $4,228,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 309,117 | $4,220,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 204,214 | $4,219,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 169,417 | $4,207,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 42,407 | $4,202,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 705,129 | $4,188,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 172,185 | $4,176,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 4,197,000 | $4,172,000 | thousands by filing date | principal |
| TTEC HLDGS INC | 89854H102 | COM | 145,608 | $4,161,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 40,751 | $4,160,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 1,085,575 | $4,157,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 1,154,613 | $4,157,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,379,998 | $4,154,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 114,181 | $4,151,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 112,789 | $4,151,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 199,742 | $4,145,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 240,377 | $4,144,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 90,965 | $4,144,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 395,315 | $4,143,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 549,000 | $4,139,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 439,639 | $4,137,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 196,710 | $4,135,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 117,177 | $4,134,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 279,178 | $4,134,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 236,223 | $4,127,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 213,228 | $4,123,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 434,678 | $4,121,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 587,986 | $4,116,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 105,614 | $4,114,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,826,235 | $4,108,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 39,732 | $4,104,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 114,845 | $4,101,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 206,015 | $4,100,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 241,822 | $4,097,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 194,858 | $4,096,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 112,306 | $4,095,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 86,539 | $4,092,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 4,000,000 | $4,092,000 | thousands by filing date | principal |
| CHATHAM LODGING TR | 16208T102 | COM | 231,125 | $4,087,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 950,522 | $4,086,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 1,286,813 | $4,079,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 148,000 | $4,078,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 442,693 | $4,078,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 308,713 | $4,075,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 82,752 | $4,070,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 313,762 | $4,063,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 116,448 | $4,060,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 4,495,000 | $4,056,000 | thousands by filing date | principal |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 282,949 | $4,046,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 213,182 | $4,046,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 898,860 | $4,045,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 641,109 | $4,039,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 504,142 | $4,038,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 90,055 | $4,026,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 56,211 | $4,023,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 89,784 | $4,022,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 1,390,299 | $4,018,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 159,205 | $4,009,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 321,754 | $4,005,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 155,195 | $4,004,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 189,936 | $3,996,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 226,163 | $3,996,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 192,372 | $3,994,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 195,233 | $3,993,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 75,348 | $3,988,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 70,980 | $3,986,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 197,947 | $3,979,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 124,229 | $3,974,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 26,067 | $3,974,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 26,719 | $3,972,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 123,454 | $3,970,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 491,866 | $3,970,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 847,419 | $3,966,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 116,435 | $3,962,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 232,560 | $3,960,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 65,902 | $3,951,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 206,244 | $3,950,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 341,913 | $3,949,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 72,875 | $3,947,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 171,004 | $3,947,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 304,524 | $3,944,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 3,303,000 | $3,942,000 | thousands by filing date | principal |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 289,095 | $3,940,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 205,502 | $3,940,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 289,307 | $3,926,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 154,637 | $3,925,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 66,533 | $3,924,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 124,084 | $3,923,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 2,865,000 | $3,921,000 | thousands by filing date | principal |
| KNOWLES CORP COM | 49926D109 | Stock | 294,294 | $3,917,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 23,497 | $3,912,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 185,494 | $3,908,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 70,297 | $3,906,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 106,837 | $3,906,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 393,118 | $3,904,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 137,270 | $3,903,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 132,219 | $3,899,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 4,220,000 | $3,897,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 176,214 | $3,892,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 150,125 | $3,890,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 93,012 | $3,889,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 81,651 | $3,889,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 33,357 | $3,878,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 192,317 | $3,870,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 330,445 | $3,856,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 174,281 | $3,853,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 148,721 | $3,851,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 727,771 | $3,849,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 333,330 | $3,846,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 166,290 | $3,844,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 95,618 | $3,841,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 263,233 | $3,835,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 298,861 | $3,832,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 1,473,584 | $3,832,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 271,978 | $3,831,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 125,928 | $3,828,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 181,554 | $3,821,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 5,023,000 | $3,816,000 | thousands by filing date | principal |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 98,497 | $3,815,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 197,306 | $3,809,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 186,833 | $3,808,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 233,171 | $3,805,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 220,754 | $3,783,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 30,550 | $3,778,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 162,156 | $3,778,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 48,755 | $3,770,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 133,217 | $3,761,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 609,069 | $3,752,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 590,643 | $3,751,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 59,303 | $3,746,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 279,243 | $3,745,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 274,777 | $3,742,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 42,605 | $3,739,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 141,376 | $3,731,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 223,354 | $3,729,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 487,569 | $3,720,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 4,332,000 | $3,717,000 | thousands by filing date | principal |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 87,737 | $3,712,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 320,743 | $3,710,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 391,012 | $3,710,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 350,703 | $3,707,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 328,223 | $3,706,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 76,210 | $3,700,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 100,255 | $3,700,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 70,850 | $3,699,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 133,898 | $3,696,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 57,955 | $3,693,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 317,122 | $3,691,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 81,252 | $3,687,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 93,127 | $3,683,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 2,023,366 | $3,683,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 71,676 | $3,678,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 420,718 | $3,678,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 86,701 | $3,677,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 335,284 | $3,675,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 439,611 | $3,671,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 267,116 | $3,670,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 135,714 | $3,668,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 196,270 | $3,662,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 318,764 | $3,659,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 296,628 | $3,654,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 37,905 | $3,648,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 375,588 | $3,636,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 263,224 | $3,632,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 33,055 | $3,631,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 163,073 | $3,628,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 78,686 | $3,628,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 407,427 | $3,626,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 154,910 | $3,623,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,721,738 | $3,617,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 51,344 | $3,610,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 89,544 | $3,608,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 98,598 | $3,603,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 72,172 | $3,601,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 112,579 | $3,600,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 56,011 | $3,596,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,642,197 | $3,596,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 145,182 | $3,586,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 533,395 | $3,584,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 168,595 | $3,579,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 251,895 | $3,574,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 3,680,000 | $3,573,000 | thousands by filing date | principal |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 140,566 | $3,572,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 704,104 | $3,569,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 909,605 | $3,566,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 101,701 | $3,565,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 178,666 | $3,564,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 319,196 | $3,559,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 141,421 | $3,557,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 133,004 | $3,553,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 80,017 | $3,550,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 144,335 | $3,542,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 101,359 | $3,535,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 81,021 | $3,529,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 72,158 | $3,526,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 205,901 | $3,525,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 145,841 | $3,525,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 97,764 | $3,520,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 56,351 | $3,513,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 164,690 | $3,513,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 452,715 | $3,509,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 158,078 | $3,502,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 124,295 | $3,501,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 85,920 | $3,501,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 55,375 | $3,488,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 676,476 | $3,484,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 99,342 | $3,483,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 275,475 | $3,476,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 428,008 | $3,475,000 | thousands by filing date | |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 3,889,000 | $3,473,000 | thousands by filing date | principal |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 60,331 | $3,461,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 185,674 | $3,459,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 108,113 | $3,446,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 80,957 | $3,446,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 63,072 | $3,443,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 41,304 | $3,442,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 349,273 | $3,437,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 561,670 | $3,426,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 107,883 | $3,425,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 68,697 | $3,423,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 401,327 | $3,415,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 30,029 | $3,412,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 150,134 | $3,408,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 19,202 | $3,407,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 99,137 | $3,402,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 42,598 | $3,398,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 333,793 | $3,394,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 32,244 | $3,391,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 59,989 | $3,391,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 111,444 | $3,390,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 98,530 | $3,387,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 79,821 | $3,381,000 | thousands by filing date | |
| NIGHTSTAR THERAPEUTICS PLC | 65413A101 | ADR | 293,457 | $3,381,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 209,133 | $3,373,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 103,066 | $3,373,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 47,574 | $3,359,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,928,268 | $3,356,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 265,207 | $3,355,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 242,014 | $3,354,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 190,669 | $3,354,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 155,214 | $3,350,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 322,373 | $3,346,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 142,358 | $3,344,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 105,199 | $3,342,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 77,638 | $3,334,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 147,904 | $3,334,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 4,705,865 | $3,333,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 475,433 | $3,328,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 130,300 | $3,325,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 44,249 | $3,320,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 93,701 | $3,315,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 343,350 | $3,310,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 4,462 | $3,306,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 247,949 | $3,301,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 127,514 | $3,294,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 365,108 | $3,293,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 79,843 | $3,293,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 111,463 | $3,290,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 48,957 | $3,289,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 179,811 | $3,288,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 148,157 | $3,282,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 129,513 | $3,274,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 135,209 | $3,274,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 104,367 | $3,271,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 471,813 | $3,269,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 129,579 | $3,269,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 173,567 | $3,251,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 109,193 | $3,249,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,353,495 | $3,248,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 67,273 | $3,246,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 338,989 | $3,244,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 139,262 | $3,242,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 298,961 | $3,241,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 101,978 | $3,226,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 109,237 | $3,226,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 338,394 | $3,225,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 74,915 | $3,216,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 235,626 | $3,216,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 13,975 | $3,209,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 52,198 | $3,184,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 101,564 | $3,183,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 52,560 | $3,182,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 153,040 | $3,178,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 240,162 | $3,176,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 15,033 | $3,176,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 71,807 | $3,171,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 131,381 | $3,170,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 134,613 | $3,164,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 133,430 | $3,161,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 119,180 | $3,158,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 2,876,000 | $3,158,000 | thousands by filing date | principal |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 1,324,579 | $3,153,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 343,109 | $3,150,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,230,291 | $3,149,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 62,830 | $3,147,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 280,808 | $3,145,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 213,026 | $3,144,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 231,461 | $3,136,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 113,749 | $3,134,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 289,894 | $3,133,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 409,088 | $3,129,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 201,537 | $3,126,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 137,350 | $3,125,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 82,730 | $3,119,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 41,370 | $3,113,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 293,912 | $3,113,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 65,084 | $3,112,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 172,019 | $3,110,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 95,097 | $3,107,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 86,444 | $3,106,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 872,404 | $3,106,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 273,463 | $3,105,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 54,822 | $3,104,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 74,271 | $3,102,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 232,803 | $3,094,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 235,607 | $3,093,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 77,659 | $3,091,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 263,627 | $3,089,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 430,238 | $3,089,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 26,240 | $3,088,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 524,244 | $3,087,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 210,859 | $3,086,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 153,246 | $3,084,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 207,018 | $3,082,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 156,408 | $3,081,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 68,210 | $3,078,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 110,134 | $3,073,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 639,045 | $3,073,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 103,282 | $3,067,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 82,279 | $3,065,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 243,209 | $3,060,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 206,132 | $3,057,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 180,223 | $3,055,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 2,796,000 | $3,053,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 63,648 | $3,051,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 303,290 | $3,048,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 184,564 | $3,047,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 2,975,000 | $3,042,000 | thousands by filing date | principal |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 198,690 | $3,038,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 162,661 | $3,022,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 160,554 | $3,020,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 191,942 | $3,020,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 115,208 | $3,013,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 97,322 | $3,005,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 36,871 | $3,003,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 126,360 | $3,001,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 213,575 | $2,999,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 188,132 | $2,997,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 36,323 | $2,995,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 245,171 | $2,989,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 61,718 | $2,988,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 206,557 | $2,988,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 36,285 | $2,980,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 293,395 | $2,978,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 703,327 | $2,975,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 45,183 | $2,974,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 145,101 | $2,971,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 4,827,000 | $2,967,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 123,146 | $2,963,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 144,521 | $2,959,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 85,979 | $2,951,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 37,556 | $2,947,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 220,317 | $2,946,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 34,647 | $2,943,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 4,061,000 | $2,939,000 | thousands by filing date | principal |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 800,309 | $2,937,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 1,727,272 | $2,936,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 130,427 | $2,933,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 476,027 | $2,932,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 226,863 | $2,920,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 3,019,000 | $2,918,000 | thousands by filing date | principal |
| Attunity Ltd | M15332121 | SHS NEW | 148,226 | $2,917,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 60,755 | $2,915,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 2,800,974 | $2,913,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 51,878 | $2,910,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 161,201 | $2,908,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 203,606 | $2,907,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 65,660 | $2,902,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 71,757 | $2,894,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 50,143 | $2,894,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 61,152 | $2,888,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 1,368,279 | $2,887,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 308,968 | $2,886,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 61,049 | $2,885,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 164,331 | $2,885,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 96,968 | $2,882,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 75,937 | $2,868,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 110,205 | $2,864,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 335,197 | $2,860,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 76,445 | $2,858,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 60,024 | $2,854,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 114,668 | $2,854,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,326,691 | $2,852,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 229,644 | $2,852,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 3,277,000 | $2,851,000 | thousands by filing date | principal |
| Aussie $ ETF | 46090N103 | ETF | 40,360 | $2,843,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 116,624 | $2,842,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 123,191 | $2,834,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 2,282,841 | $2,830,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 2,830,000 | $2,830,000 | thousands by filing date | principal |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 153,395 | $2,820,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 55,350 | $2,820,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 36,177 | $2,819,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 340,635 | $2,817,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 3,004,000 | $2,817,000 | thousands by filing date | principal |
| SLM CORP COM | 78442P106 | Stock | 338,628 | $2,814,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 185,886 | $2,809,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 77,517 | $2,803,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 173,720 | $2,797,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,065,838 | $2,793,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 36,375 | $2,787,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 144,857 | $2,784,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 229,374 | $2,782,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 355,035 | $2,780,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 2,807,000 | $2,779,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-19-000365 | this filing | 2019-02-14 | acceptance time not in the bulk data set |