13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 6,812 holding rows worth $334,173,053,000.
- Accession
- 0000895421-19-000365
- Filer
- CIK 895421
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 22,744 entries on the cover page, a total value of $334,173,053,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $334,173,053,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd
- included managerMorgan Stanley Wealth Management Australia Pty Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,106,827 | $2,778,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 223,473 | $2,773,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 314,502 | $2,771,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 45,063 | $2,764,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 74,876 | $2,756,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 67,919 | $2,756,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 500,411 | $2,752,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 59,793 | $2,752,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 537,163 | $2,750,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 208,197 | $2,743,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 105,645 | $2,742,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 4,029,000 | $2,741,000 | thousands by filing date | principal |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 214,605 | $2,740,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 314,907 | $2,734,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 112,371 | $2,728,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 112,426 | $2,712,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 236,206 | $2,711,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 316,487 | $2,706,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 183,568 | $2,705,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 70,718 | $2,704,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 171,134 | $2,703,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 70,050 | $2,698,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 48,380 | $2,695,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,771,072 | $2,692,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 654,325 | $2,683,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 169,020 | $2,680,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 24,853 | $2,679,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 215,935 | $2,673,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,426,340 | $2,668,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 444,574 | $2,667,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 148,622 | $2,664,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 115,704 | $2,661,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 111,215 | $2,645,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 2,505,000 | $2,644,000 | thousands by filing date | principal |
| TRUSTCO BK CORP N Y | 898349105 | COM | 385,287 | $2,643,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 376,244 | $2,638,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 2,641,000 | $2,634,000 | thousands by filing date | principal |
| LA Z BOY INC | 505336107 | COM | 94,931 | $2,631,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 111,844 | $2,616,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 411,113 | $2,610,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 86,916 | $2,610,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 56,950 | $2,603,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 209,399 | $2,601,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 134,588 | $2,592,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 101,449 | $2,590,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 310,247 | $2,587,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 95,488 | $2,586,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 267,890 | $2,582,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 61,799 | $2,580,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 109,389 | $2,576,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 90,313 | $2,574,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 68,639 | $2,574,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 214,824 | $2,567,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 43,918 | $2,564,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 82,230 | $2,562,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 431,192 | $2,562,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 119,736 | $2,552,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 670,620 | $2,548,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 32,428 | $2,536,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 66,111 | $2,536,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 33,798 | $2,535,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 577,054 | $2,533,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 37,180 | $2,533,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 45,508 | $2,533,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 143,723 | $2,532,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 63,975 | $2,531,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 102,894 | $2,530,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 298,417 | $2,528,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 452,097 | $2,527,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 62,189 | $2,527,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 339,112 | $2,526,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 18,927 | $2,523,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 260,834 | $2,522,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 434,400 | $2,520,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 2,525,000 | $2,513,000 | thousands by filing date | principal |
| HESKA CORP | 42805E306 | COM | 29,136 | $2,509,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 78,523 | $2,492,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 208,140 | $2,491,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 204,106 | $2,490,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 45,406 | $2,488,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 176,848 | $2,487,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 180,509 | $2,484,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 174,406 | $2,478,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 190,440 | $2,475,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 250,478 | $2,474,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 114,989 | $2,472,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 101,994 | $2,470,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 2,204,000 | $2,468,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 62,364 | $2,466,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 887,286 | $2,466,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 64,332 | $2,464,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 473,971 | $2,455,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 3,500,000 | $2,450,000 | thousands by filing date | principal |
| RENEWABLE ENERGY GROUP INC | 75972AAC7 | BOND | 1,000,000 | $2,450,000 | thousands by filing date | principal |
| CUBIC CORP | 229669106 | COM | 45,576 | $2,449,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 248,830 | $2,449,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 2,021,000 | $2,446,000 | thousands by filing date | principal |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 310,124 | $2,441,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 125,585 | $2,435,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 60,630 | $2,435,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 20,405 | $2,429,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 79,266 | $2,425,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 123,881 | $2,423,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 52,616 | $2,422,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 323,028 | $2,419,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 128,597 | $2,411,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 80,590 | $2,410,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 494,574 | $2,408,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 52,541 | $2,406,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 115,035 | $2,403,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 142,978 | $2,403,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 125,366 | $2,399,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 98,429 | $2,397,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 239,006 | $2,394,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 197,640 | $2,388,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 260,359 | $2,387,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 168,089 | $2,387,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 3,548,000 | $2,387,000 | thousands by filing date | principal |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 166,700 | $2,379,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 238,294 | $2,378,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 120,014 | $2,378,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 179,400 | $2,377,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 224,068 | $2,375,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 2,381,000 | $2,357,000 | thousands by filing date | principal |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 183,958 | $2,355,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,352,079 | $2,352,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 89,069 | $2,352,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 161,535 | $2,350,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 603,773 | $2,349,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 79,026 | $2,346,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 515,277 | $2,340,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 61,316 | $2,339,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 252,912 | $2,334,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 210,813 | $2,332,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 32,185 | $2,327,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 409,376 | $2,326,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 89,347 | $2,325,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 2,524,000 | $2,322,000 | thousands by filing date | principal |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 124,949 | $2,319,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 2,326,000 | $2,319,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 66,431 | $2,314,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 61,179 | $2,312,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 83,243 | $2,312,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 34,318 | $2,311,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 318,645 | $2,303,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 637,035 | $2,300,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 68,077 | $2,290,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 230,883 | $2,286,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 92,559 | $2,285,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 41,191 | $2,284,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 133,797 | $2,284,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 568,891 | $2,281,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 255,508 | $2,279,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 63,999 | $2,277,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 86,389 | $2,272,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 291,519 | $2,269,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 167,310 | $2,268,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,265,882 | $2,266,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 127,862 | $2,266,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 305,938 | $2,264,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 148,890 | $2,260,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 2,275,000 | $2,257,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 2,500,000 | $2,254,000 | thousands by filing date | principal |
| LEMAITRE VASCULAR INC | 525558201 | COM | 95,312 | $2,253,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 303,866 | $2,249,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 21,795 | $2,246,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 329,160 | $2,246,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 41,003 | $2,246,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 27,033 | $2,240,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 189,044 | $2,238,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 199,285 | $2,238,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 321,570 | $2,238,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 36,730 | $2,236,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 95,511 | $2,235,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 142,045 | $2,235,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 2,322,000 | $2,235,000 | thousands by filing date | principal |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 339,553 | $2,227,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 50,169 | $2,225,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 116,220 | $2,225,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 157,977 | $2,221,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 816,830 | $2,221,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 70,107 | $2,220,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 227,425 | $2,220,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 100,433 | $2,219,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 60,566 | $2,216,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 92,151 | $2,214,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 207,170 | $2,214,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 88,152 | $2,213,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 423,296 | $2,210,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 966,201 | $2,203,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 164,701 | $2,198,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 149,121 | $2,197,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 158,459 | $2,194,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,096,006 | $2,192,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 605,106 | $2,190,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 44,193 | $2,179,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 328,724 | $2,176,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 121,716 | $2,170,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 57,073 | $2,167,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 18,512 | $2,164,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 56,292 | $2,163,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 84,097 | $2,162,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 198,313 | $2,161,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 218,850 | $2,160,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 146,275 | $2,160,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 135,631 | $2,152,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 96,026 | $2,150,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 33,709 | $2,149,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 310,261 | $2,148,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 62,619 | $2,148,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 1,879,000 | $2,146,000 | thousands by filing date | principal |
| CALERES INC | 129500104 | COM | 77,071 | $2,145,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 70,933 | $2,142,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 206,912 | $2,141,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 170,344 | $2,133,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 49,337 | $2,128,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 56,868 | $2,122,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 157,975 | $2,120,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 2,009,000 | $2,118,000 | thousands by filing date | principal |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 189,439 | $2,116,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 323,032 | $2,116,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 41,663 | $2,109,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 315,776 | $2,106,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 6,993 | $2,103,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 49,540 | $2,102,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 23,845 | $2,099,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 206,910 | $2,089,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 137,268 | $2,085,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 110,052 | $2,081,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 28,362 | $2,080,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 707,414 | $2,080,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 45,148 | $2,078,000 | thousands by filing date | |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 2,087,000 | $2,077,000 | thousands by filing date | principal |
| TIVITY HEALTH INC | 88870R102 | COM | 83,352 | $2,068,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 196,321 | $2,067,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 106,684 | $2,063,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 81,889 | $2,060,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 214,442 | $2,058,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 576,621 | $2,058,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 53,881 | $2,055,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 358,628 | $2,055,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 128,649 | $2,051,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 91,043 | $2,049,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 944,093 | $2,048,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 230,405 | $2,042,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 28,705 | $2,040,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 26,800 | $2,040,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 209,509 | $2,038,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 66,711 | $2,035,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 112,446 | $2,032,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 43,668 | $2,029,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 170,382 | $2,029,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 142,259 | $2,023,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 35,134 | $2,023,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 60,137 | $2,021,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 29,206 | $2,020,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 32,592 | $2,019,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 137,320 | $2,018,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 187,738 | $2,017,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 76,163 | $2,015,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 2,250,000 | $2,012,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E127 | REIT ETF | 148,104 | $2,010,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 18,078 | $2,006,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 1,490,000 | $2,005,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 28,781 | $2,004,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 102,505 | $2,004,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 2,021,000 | $2,004,000 | thousands by filing date | principal |
| ASSOCIATED BANC-CORP | 045487105 | COM | 101,195 | $2,003,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 2,071,000 | $2,003,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 70,394 | $1,998,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 24,457 | $1,998,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 229,590 | $1,997,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 63,630 | $1,994,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 114,167 | $1,991,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 224,873 | $1,990,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 40,322 | $1,989,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 97,490 | $1,987,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 125,947 | $1,987,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 224,357 | $1,981,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 155,341 | $1,979,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 121,916 | $1,977,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 120,824 | $1,976,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 79,838 | $1,975,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 104,535 | $1,969,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 1,000,000 | $1,969,000 | thousands by filing date | principal |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 29,566 | $1,965,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 75,729 | $1,964,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 48,819 | $1,961,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 250,607 | $1,955,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 176,965 | $1,954,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 9,371 | $1,953,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 144,138 | $1,950,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 57,644 | $1,948,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 71,556 | $1,948,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 64,411 | $1,948,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,135,666 | $1,943,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 1,938,000 | $1,940,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 61,492 | $1,938,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 149,558 | $1,937,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 72,150 | $1,936,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 70,101 | $1,934,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 41,935 | $1,932,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 233,242 | $1,927,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 124,435 | $1,926,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 20,691 | $1,920,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 59,700 | $1,916,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 30,563 | $1,915,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 247,563 | $1,913,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 166,201 | $1,912,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 59,574 | $1,910,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 104,819 | $1,908,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 50,291 | $1,908,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 230,807 | $1,906,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 145,244 | $1,905,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 165,656 | $1,905,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 16,691 | $1,903,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 140,377 | $1,901,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 1,913,000 | $1,893,000 | thousands by filing date | principal |
| SIERRA WIRELESS INC | 826516106 | COM | 140,643 | $1,888,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 29,188 | $1,886,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 65,128 | $1,882,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 43,988 | $1,881,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 173,019 | $1,881,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 31,889 | $1,880,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 102,597 | $1,878,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 142,083 | $1,877,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 658,002 | $1,875,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 358,421 | $1,875,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 88,295 | $1,874,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 123,115 | $1,865,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 339,919 | $1,864,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 722,019 | $1,863,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 303,945 | $1,863,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 149,543 | $1,862,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 22,295 | $1,856,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 486,964 | $1,855,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 447,280 | $1,848,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 96,203 | $1,842,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 159,387 | $1,841,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 24,693 | $1,838,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 445,227 | $1,835,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 29,151 | $1,830,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 128,308 | $1,828,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 296,740 | $1,827,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 82,254 | $1,824,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 64,325 | $1,818,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 167,340 | $1,816,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 2,267,000 | $1,815,000 | thousands by filing date | principal |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 163,699 | $1,806,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 103,205 | $1,806,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 157,521 | $1,805,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 124,490 | $1,803,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 134,516 | $1,803,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 52,092 | $1,797,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 62,334 | $1,796,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 191,094 | $1,795,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 146,430 | $1,795,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 73,551 | $1,793,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 40,647 | $1,790,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 110,764 | $1,789,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 51,082 | $1,785,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 55,749 | $1,783,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 160,195 | $1,782,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 107,180 | $1,781,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 46,498 | $1,774,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 367,310 | $1,770,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 44,831 | $1,770,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 223,708 | $1,767,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 222,425 | $1,764,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 44,713 | $1,761,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 111,039 | $1,761,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 94,636 | $1,756,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 19,542 | $1,756,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 73,599 | $1,754,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 604,753 | $1,754,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 776,360 | $1,754,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 134,993 | $1,751,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 95,036 | $1,749,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 36,535 | $1,747,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 159,448 | $1,745,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 40,395 | $1,740,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 74,930 | $1,739,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 165,955 | $1,735,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 26,413 | $1,735,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 46,706 | $1,728,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 426,696 | $1,723,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 69,035 | $1,721,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 513,409 | $1,720,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 333,386 | $1,717,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 160,793 | $1,716,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 131,022 | $1,715,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 139,884 | $1,713,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 54,354 | $1,712,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 281,879 | $1,711,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 51,476 | $1,709,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 182,483 | $1,708,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 200,238 | $1,706,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 118,250 | $1,705,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 93,808 | $1,702,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 61,209 | $1,702,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 710,830 | $1,699,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 404,573 | $1,699,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 302,578 | $1,698,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 139,569 | $1,697,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 145,515 | $1,694,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 155,440 | $1,694,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 198,806 | $1,692,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 105,553 | $1,690,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 156,027 | $1,686,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 32,210 | $1,686,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 578,728 | $1,685,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 1,736,000 | $1,681,000 | thousands by filing date | principal |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 174,284 | $1,677,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 85,863 | $1,670,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 75,038 | $1,665,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 55,605 | $1,660,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 353,157 | $1,657,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 985,717 | $1,656,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 142,371 | $1,653,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 519,521 | $1,652,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 55,791 | $1,652,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 116,309 | $1,650,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 332,481 | $1,645,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 101,272 | $1,645,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 73,327 | $1,644,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 33,785 | $1,643,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 129,083 | $1,642,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 45,663 | $1,639,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 156,677 | $1,636,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 2,000,000 | $1,631,000 | thousands by filing date | principal |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 214,856 | $1,629,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 57,159 | $1,628,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 234,131 | $1,627,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 34,254 | $1,624,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 61,454 | $1,622,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 698,729 | $1,621,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 32,383 | $1,620,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 10,830 | $1,619,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 53,901 | $1,615,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 60,309 | $1,613,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 91,813 | $1,612,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 170,509 | $1,609,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 44,737 | $1,609,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 33,551 | $1,607,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 92,304 | $1,605,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 102,145 | $1,605,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 141,257 | $1,603,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 174,624 | $1,602,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 34,262 | $1,599,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 143,375 | $1,597,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 109,842 | $1,596,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 134,463 | $1,595,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 21,097 | $1,593,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 130,053 | $1,593,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 58,450 | $1,591,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 92,640 | $1,588,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 64,300 | $1,586,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 52,574 | $1,585,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 68,641 | $1,584,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 27,059 | $1,584,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 60,190 | $1,584,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 1,608,000 | $1,584,000 | thousands by filing date | principal |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 51,256 | $1,582,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 332,515 | $1,576,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 109,937 | $1,575,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 109,627 | $1,574,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 109,701 | $1,556,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 85,472 | $1,554,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 25,965 | $1,551,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 159,730 | $1,549,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 223,465 | $1,549,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 94,880 | $1,548,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 16,368 | $1,547,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 21,004 | $1,541,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 84,620 | $1,535,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 42,206 | $1,535,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 1,080,000 | $1,535,000 | thousands by filing date | principal |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 35,562 | $1,534,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 51,475 | $1,529,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 143,178 | $1,529,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 551,964 | $1,529,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 121,571 | $1,529,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 200,697 | $1,528,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 73,984 | $1,521,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 94,511 | $1,520,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 15,978 | $1,516,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 85,985 | $1,516,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 38,429 | $1,512,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 37,245 | $1,511,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 158,189 | $1,511,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 377,418 | $1,509,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 53,088 | $1,509,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 1,550,000 | $1,507,000 | thousands by filing date | principal |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 215,699 | $1,506,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 80,015 | $1,505,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 52,171 | $1,504,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 204,240 | $1,498,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 44,691 | $1,497,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 101,022 | $1,495,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 174,830 | $1,491,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-19-000365 | this filing | 2019-02-14 | acceptance time not in the bulk data set |