13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 6,812 holding rows worth $334,173,053,000.
- Accession
- 0000895421-19-000365
- Filer
- CIK 895421
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 22,744 entries on the cover page, a total value of $334,173,053,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $334,173,053,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd
- included managerMorgan Stanley Wealth Management Australia Pty Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHNG TRADED FD TR | 46138E701 | CHINA SMALL CP | 5,036 | $115,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 6,738 | $114,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 4,032 | $114,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 66,574 | $114,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 160,417 | $114,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 9,506 | $114,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 7,525 | $113,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 70,029 | $113,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 19,830 | $113,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 36,212 | $113,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 15,781 | $112,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 14,400 | $112,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 16,877 | $112,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 8,285 | $111,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 5,904 | $111,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 6,688 | $111,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 10,695 | $111,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 55,247 | $111,000 | thousands by filing date | |
| 3PEA INTL INC | 88579C109 | COM | 31,616 | $111,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 129,841 | $110,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 29,586 | $110,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 11,261 | $110,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 133,000 | $110,000 | thousands by filing date | principal |
| EQUILLIUM INC | 29446K106 | COM | 13,396 | $109,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 9,293 | $109,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 3,881 | $109,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 23,675 | $108,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 10,880 | $108,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 13,190 | $108,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 6,162 | $108,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 4,939 | $107,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 78,239 | $107,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 20,375 | $107,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 2,200 | $106,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 4,580 | $106,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 59,538 | $106,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 105,404 | $105,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 17,479 | $105,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 4,167 | $105,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 52,717 | $105,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 132,000 | $105,000 | thousands by filing date | principal |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 6,317 | $104,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 4,129 | $103,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 2,138 | $103,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 19,845 | $103,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H205 | SILVER FD | 4,491 | $103,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 135,000 | $103,000 | thousands by filing date | principal |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 1,076 | $103,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 29,335 | $102,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 49,574 | $102,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 84,303 | $102,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 106,000 | $102,000 | thousands by filing date | principal |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 23,059 | $102,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 66,070 | $102,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 82,384 | $102,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867206 | 6.50 PFD SER B | 1,950 | $102,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 137,748 | $101,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 233,300 | $101,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 28,207 | $101,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 1,504 | $101,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 14,329 | $100,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 19,138 | $100,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 3,622 | $99,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 30,386 | $99,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 26,923 | $99,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 3,724 | $99,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 1,929 | $99,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 35,567 | $98,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 362,807 | $98,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 71,799 | $98,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 43,188 | $98,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 17,255 | $97,000 | thousands by filing date | |
| VISTRA ENERGY CORP | 92840M300 | UNIT 02/02/2024 | 1,056 | $97,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 53,084 | $96,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V654 | DYNMC RETAIL | 2,857 | $96,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 8,231 | $96,000 | thousands by filing date | |
| BENITEC BIOPHARMA LTD | 082053307 | SPONS ADR NEW | 63,200 | $95,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 2,975 | $94,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 179,600 | $93,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 6,991 | $93,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 38,668 | $93,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 53,901 | $93,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 101,100 | $93,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 3,333 | $92,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 49,560 | $92,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 22,708 | $92,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E677 | GLOBAL GLD PREC | 5,212 | $91,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 12,732 | $90,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 31,231 | $90,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 106,076 | $90,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 4,715 | $90,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 36,287 | $90,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 27,980 | $89,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 785,270 | $89,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 89,000 | $89,000 | thousands by filing date | principal |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 3,287 | $89,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 22,095 | $89,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 48,444 | $88,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 7,186 | $88,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 9,797 | $88,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 31,280 | $87,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G854 | ZACKS INTL MLT | 6,185 | $87,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 8,783 | $86,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 221,305 | $86,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 180,700 | $85,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 28,394 | $85,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 1,784 | $85,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 20,537 | $85,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 214,783 | $85,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 7,490 | $85,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 3,727 | $84,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 8,533 | $84,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 22,499 | $84,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 2,868 | $84,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 8,303 | $84,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 4,000 | $83,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 2,406 | $83,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 5,380 | $82,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 16,449 | $82,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 6,254 | $82,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 47,890 | $82,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 181,320 | $81,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 14,868 | $81,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 54,375 | $81,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 30,427 | $81,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 2,935 | $80,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 3,015 | $80,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 6,480 | $79,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 19,406 | $79,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 15,451 | $79,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 7,083 | $78,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 3,912 | $78,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 2,239 | $78,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 20,469 | $78,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 16,021 | $78,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 14,805 | $78,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 13,716 | $78,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 6,601 | $77,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 55,626 | $77,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 61,599 | $77,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 89,407 | $77,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 8,535 | $76,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 15,881 | $76,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 3,035 | $76,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 4,176 | $76,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 65,209 | $76,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 3,098 | $75,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 5,675 | $75,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 13,269 | $75,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 35,076 | $75,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 5,091 | $75,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E750 | FTSE RAFI ASIA | 1,564 | $75,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 78,000 | $75,000 | thousands by filing date | principal |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 3,993 | $74,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 476 | $74,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 5,858 | $74,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 1,200 | $73,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 1,867 | $73,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 75,000 | $73,000 | thousands by filing date | principal |
| ARTS WAY MFG INC | 043168103 | COM | 35,920 | $72,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 20,000 | $72,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 76,000 | $72,000 | thousands by filing date | principal |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 3,599 | $72,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 10,465 | $70,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 5,977 | $70,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 2,804 | $70,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 43,900 | $70,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 7,798 | $70,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 2,040 | $69,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 3,297 | $69,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 9,884 | $69,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 9,420 | $68,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 2,497 | $68,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 1,415 | $67,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 5,842 | $64,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 1,654 | $64,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 1,403 | $64,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 16,883 | $64,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 65,000 | $64,000 | thousands by filing date | principal |
| POLYMET MINING CORP | 731916102 | COM | 78,500 | $64,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 59,837 | $64,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 10,273 | $64,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 11,432 | $64,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 1,874 | $64,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 33,014 | $63,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 6,500 | $63,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 3,850 | $63,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 1,612 | $63,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 2,185 | $63,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 147,004 | $62,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 4,900 | $62,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 201,339 | $62,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 1,891 | $61,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 5,551 | $61,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 2,217 | $61,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 3,345 | $61,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 20,344 | $61,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 36,956 | $61,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 13,039 | $61,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 17,641 | $61,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 4,925 | $60,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 5,454 | $60,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 8,552 | $60,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 3,892 | $60,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 41,709 | $60,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 13,600 | $60,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 1,681 | $59,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 16,974 | $59,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 4,349 | $59,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 2,534 | $59,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 63,000 | $59,000 | thousands by filing date | principal |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 10,466 | $58,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 6,010 | $58,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 87,000 | $58,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 31,669 | $58,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 1,490 | $58,000 | thousands by filing date | |
| CYNERGISTEK INC | 23258P105 | COM | 12,335 | $58,000 | thousands by filing date | |
| INVESCO CURNCYSHS SWEDSH KRO | 46138V109 | SWEDISH KRONA | 553 | $58,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 7,261 | $57,000 | thousands by filing date | |
| XTL BIOPHARMACEUTICALS LTD | 98386D307 | SPONSORED ADR NE | 33,132 | $57,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 43,000 | $57,000 | thousands by filing date | principal |
| INTEVAC INC | 461148108 | COM | 10,872 | $57,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 951 | $57,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 2,599 | $57,000 | thousands by filing date | |
| TEL INSTR ELECTRS CORP | 879165207 | COM | 15,000 | $57,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 38,135 | $57,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 47,304 | $57,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 440 | $56,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 1,839 | $56,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 19,529 | $56,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 2,527 | $56,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 151,287 | $56,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 61,769 | $56,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 1,566 | $56,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 18,624 | $56,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 4,559 | $55,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 1,650 | $55,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 1,156 | $55,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 11,130 | $55,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 1,200 | $54,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 15,306 | $54,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 6,571 | $54,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 11,057 | $54,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 49,000 | $54,000 | thousands by filing date | principal |
| INVESCO BLDRS INDEX FDS TR | 46090C404 | EUROPE 100 ADR | 2,852 | $54,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 1,114 | $53,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 1,273 | $53,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P555 | FUND | 1,312 | $53,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 9,434 | $53,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 2,629 | $53,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 2,829 | $52,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 79,782 | $52,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 124,152 | $52,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 1,008 | $52,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 8,020 | $51,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 596 | $51,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 75,000 | $51,000 | thousands by filing date | principal |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 8,784 | $51,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 23,950 | $51,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 24,172 | $51,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E521 | FUND | 762 | $51,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 1,625 | $51,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 64,953 | $51,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 26,687 | $50,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 56,000 | $50,000 | thousands by filing date | principal |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 9,923 | $50,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 11,344 | $50,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 41,000 | $50,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 533 | $50,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 16,826 | $49,000 | thousands by filing date | |
| HOMEAWAY INC | 43739QAB6 | NOTE 0.125 4/0 | 56,000 | $49,000 | thousands by filing date | principal |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 2,419 | $48,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 7,848 | $48,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 3,298 | $48,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 23,298 | $48,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y104 | WILSHR MICR CP | 1,710 | $48,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 7,387 | $47,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 8,705 | $47,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 48,000 | $47,000 | thousands by filing date | principal |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 4,514 | $47,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 2,850 | $46,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 5,736 | $46,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,251 | $45,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 15,704 | $45,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 6,492 | $44,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 14,092 | $44,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 4,936 | $44,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 5,101 | $44,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 1,847 | $44,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 1,978 | $44,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 2,601 | $43,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 5,000 | $43,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 584 | $43,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 7,258 | $43,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 2,004 | $43,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 3,223 | $43,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 9,241 | $42,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 1,625 | $42,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 866 | $42,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 3,500 | $42,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 7,356 | $42,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR QTY 2000 | 00400R403 | CEF | 2,010 | $42,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 2,780 | $42,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 29,000 | $42,000 | thousands by filing date | principal |
| CORECARD CORPORATION | 45816D100 | COM | 3,148 | $41,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 17,000 | $41,000 | thousands by filing date | principal |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 23,011 | $41,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 29,437 | $41,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 13,775 | $41,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721407 | COM | 27,460 | $41,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 8,116 | $41,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 43,000 | $41,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 1,319 | $41,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 4,227 | $41,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 2,418 | $40,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 5,004 | $40,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 10,004 | $40,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 10,025 | $40,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 1,913 | $40,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 40,000 | $40,000 | thousands by filing date | principal |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 1,349 | $39,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 12,620 | $39,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 16,521 | $39,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 15,280 | $39,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 905 | $39,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 15,559 | $39,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 1,592 | $39,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 72,300 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 500 | $38,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 20,088 | $38,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 1,535 | $38,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 1,521 | $38,000 | thousands by filing date | |
| CONTINENTAL MATLS CORP | 211615307 | COM | 3,500 | $38,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 29,346 | $38,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 1,740 | $38,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A370 | LONCAR CHINA BIO | 2,000 | $38,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 41,000 | $38,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 709 | $37,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 10,429 | $37,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 20,264 | $37,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 9,453 | $37,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 2,776 | $37,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 12,779 | $37,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 2,941 | $37,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 17,000 | $37,000 | thousands by filing date | principal |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 5,158 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 400 | $36,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 7,270 | $36,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 30,336 | $36,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 4,327 | $36,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 12,036 | $36,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 8,915 | $36,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 730 | $36,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 46,723 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 2,214 | $35,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1,275 | $35,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 6,136 | $35,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 4,900 | $35,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 9,795 | $35,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 35,000 | $35,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 877 | $35,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 9,554 | $35,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E883 | CHINS YUAN DIM | 1,622 | $35,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 1,435 | $34,000 | thousands by filing date | |
| COHEN & CO INC NEW | 19249M102 | COM | 4,005 | $34,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 3,500 | $34,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 5,996 | $34,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 31,788 | $34,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 2,316 | $34,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 2,415 | $34,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 4,570 | $34,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 28,346 | $34,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 330 | $33,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 1,811 | $33,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 3,562 | $33,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 14,597 | $33,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 15,000 | $33,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 5,630 | $33,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 1,174 | $33,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 19,649 | $33,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 13,157 | $33,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 3,250 | $33,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 83,745 | $33,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 661 | $33,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 3,402 | $33,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F783 | POLAND ETF | 2,005 | $33,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 647 | $32,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 1,250 | $32,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 8,139 | $32,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 3,187 | $32,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 2,946 | $32,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 1,030 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 745 | $32,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 1,625 | $32,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 4,855 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 628 | $32,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 37,898 | $32,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 1,145 | $32,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 2,644 | $32,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C102 | SPON ADS | 15,005 | $32,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 2,083 | $32,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y800 | COM | 39,527 | $32,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 33,000 | $32,000 | thousands by filing date | principal |
| INVESCO EXCHNG TRADED FD TR | 46138E792 | EMRNG MKT INFR | 1,022 | $32,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 9,463 | $31,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 13,622 | $31,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 3,138 | $31,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 7,851 | $31,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 5,033 | $31,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 2,680 | $31,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 112,933 | $31,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 9,688 | $31,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 4,757 | $31,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 34,000 | $31,000 | thousands by filing date | principal |
| PB BANCORP INC | 70454T100 | COM | 2,826 | $31,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 4,433 | $30,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 718 | $30,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 1,295 | $30,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 4,300 | $30,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 3,812 | $30,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 12,053 | $30,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 31,525 | $30,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 7,790 | $30,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 24,707 | $30,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 995 | $30,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 1,273 | $30,000 | thousands by filing date | |
| NEWATER TECHNOLOGY INC | G64335105 | SHS | 5,366 | $30,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 1,980 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 942 | $29,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 48,463 | $29,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 1,692 | $29,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 3,304 | $29,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 7,684 | $29,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 28,104 | $29,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 4,988 | $29,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 3,703 | $29,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 5,241 | $29,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 1,106 | $29,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 6,030 | $29,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 30,000 | $29,000 | thousands by filing date | principal |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 252 | $29,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 12,884 | $28,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 9,365 | $28,000 | thousands by filing date | |
| NEOVASC INC | 64065J205 | COM NEW | 46,922 | $28,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 2,089 | $28,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 17,672 | $27,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 6,658 | $27,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 39,921 | $27,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 9,500 | $27,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 8,653 | $27,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 18,563 | $27,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 925 | $27,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 4,648 | $27,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 13,179 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 1,090 | $27,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 1,076 | $26,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 5,125 | $26,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,728 | $26,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 1,780 | $26,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 2,400 | $26,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 5,249 | $26,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 4,641 | $26,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 15,908 | $26,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 29,046 | $26,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 42,276 | $26,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 1,057 | $26,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 3,296 | $26,000 | thousands by filing date | |
| WEIDAI LTD | 94861A108 | SPONS ADS | 2,814 | $26,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 26,000 | $25,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460E562 | DAILY TECHNOLOGY | 905 | $25,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 2,472 | $25,000 | thousands by filing date | |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 1,699 | $25,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 4,183 | $25,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 61,529 | $25,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 804 | $24,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 864 | $24,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 429 | $24,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 1,606 | $24,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 1,029 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 1,160 | $24,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 1,000 | $24,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 20,237 | $24,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 762 | $24,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y706 | ULTRA BLOOMBERG | 913 | $24,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 1,834 | $23,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 2,223 | $23,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 5,529 | $23,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 1,056 | $23,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 1,158 | $23,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 985 | $23,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 25,000 | $23,000 | thousands by filing date | principal |
| Arsanis Inc | 042873109 | COM | 10,218 | $23,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 1,092 | $23,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y203 | WILSHIRE REIT | 530 | $23,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 3,616 | $22,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 294 | $22,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 2,200 | $22,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 11,703 | $22,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 2,598 | $22,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K349 | DLY NATRL GAS 3X | 4,228 | $22,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-19-000365 | this filing | 2019-02-14 | acceptance time not in the bulk data set |