13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2018-09-30, filed 2018-11-20, with 6,882 holding rows worth $399,533,248,000.
- Accession
- 0000895421-18-000620
- Filer
- CIK 895421
- Filed
- 2018-11-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, amendment of type restatement, 27,234 entries on the cover page, a total value of $399,533,248,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $399,533,248,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| China Yuchai Intl Ltd | G21082105 | COM | 114,643 | $1,980,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 66,328 | $1,979,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 26,190 | $1,978,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 15,278 | $1,977,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 20,299 | $1,975,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 45,462 | $1,975,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 35,165 | $1,973,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 94,081 | $1,971,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 18,597 | $1,971,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 159,229 | $1,971,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 63,700 | $1,967,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 185,537 | $1,966,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 357,735 | $1,960,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 174,955 | $1,959,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 103,608 | $1,959,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 1,976,000 | $1,956,000 | thousands by filing date | principal |
| ISHARES TR | 464288422 | S&P DEV EX-US | 52,854 | $1,954,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 147,491 | $1,950,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 142,899 | $1,950,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 24,049 | $1,949,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 105,852 | $1,948,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 81,338 | $1,948,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 1,500,000 | $1,947,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 15,253 | $1,946,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 34,008 | $1,945,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 90,622 | $1,944,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 131,754 | $1,943,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 156,925 | $1,941,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 880,137 | $1,937,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 1,928,000 | $1,936,000 | thousands by filing date | principal |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 69,185 | $1,930,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 139,487 | $1,929,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 123,548 | $1,928,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 173,948 | $1,925,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 62,512 | $1,924,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 36,756 | $1,922,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 38,371 | $1,920,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 29,825 | $1,919,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 216,499 | $1,914,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 149,310 | $1,913,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 105,807 | $1,905,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 24,736 | $1,904,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 76,685 | $1,899,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 324,216 | $1,897,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 65,792 | $1,896,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 118,921 | $1,895,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 160,760 | $1,895,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 9,216 | $1,891,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 87,016 | $1,889,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 124,025 | $1,887,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 384,397 | $1,884,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 152,168 | $1,880,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 77,733 | $1,871,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 71,774 | $1,869,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 195,887 | $1,868,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 45,017 | $1,867,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 21,638 | $1,865,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 465,848 | $1,864,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 124,864 | $1,864,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 450,001 | $1,863,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 81,173 | $1,862,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 47,326 | $1,861,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 153,442 | $1,860,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 179,197 | $1,858,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 142,809 | $1,855,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 95,065 | $1,853,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 50,895 | $1,847,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 108,587 | $1,845,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 23,814 | $1,844,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 706,438 | $1,837,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 80,823 | $1,832,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 183,287 | $1,825,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 203,678 | $1,824,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 134,137 | $1,824,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 76,611 | $1,821,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 68,488 | $1,818,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 46,206 | $1,815,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 84,336 | $1,812,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 24,504 | $1,810,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 1,000,000 | $1,807,000 | thousands by filing date | principal |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 47,057 | $1,805,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 66,084 | $1,798,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 31,253 | $1,798,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 157,983 | $1,794,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 9,620 | $1,785,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 82,414 | $1,785,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 188,861 | $1,785,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 90,680 | $1,783,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 131,198 | $1,783,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 131,320 | $1,783,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 409,068 | $1,780,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 62,173 | $1,779,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 96,082 | $1,778,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 111,539 | $1,777,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 115,116 | $1,777,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 275,221 | $1,775,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 53,851 | $1,775,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 157,470 | $1,772,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 152,142 | $1,771,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 41,716 | $1,770,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 143,279 | $1,769,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 50,675 | $1,764,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 136,425 | $1,761,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 135,675 | $1,761,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 137,237 | $1,761,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 38,632 | $1,755,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 254,965 | $1,754,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 679,638 | $1,753,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 1,018,383 | $1,751,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 81,026 | $1,748,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 71,664 | $1,748,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 29,412 | $1,745,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 323,298 | $1,745,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 93,281 | $1,745,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 188,972 | $1,744,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 994,288 | $1,741,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 13,033 | $1,739,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 53,454 | $1,739,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 31,900 | $1,739,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 19,320 | $1,738,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 78,455 | $1,737,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 54,970 | $1,736,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 71,807 | $1,736,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 144,417 | $1,735,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 311,332 | $1,731,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 116,697 | $1,729,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 46,701 | $1,727,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 383,555 | $1,725,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 2,155,671 | $1,724,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 353,071 | $1,723,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 1,720,000 | $1,723,000 | thousands by filing date | principal |
| OI SA-ADR | 670851500 | ADR | 630,089 | $1,720,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 66,578 | $1,717,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 166,795 | $1,709,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 43,234 | $1,708,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 65,099 | $1,708,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 115,589 | $1,706,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 82,750 | $1,704,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 27,303 | $1,699,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 162,850 | $1,699,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 68,166 | $1,697,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 62,054 | $1,693,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 38,169 | $1,690,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 28,887 | $1,690,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 99,198 | $1,689,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 150,092 | $1,688,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 32,287 | $1,688,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 992,516 | $1,687,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 111,539 | $1,679,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 48,755 | $1,673,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 67,877 | $1,673,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 124,857 | $1,669,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 101,117 | $1,668,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 181,102 | $1,659,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 45,555 | $1,659,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 63,686 | $1,657,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 53,143 | $1,656,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 341,247 | $1,655,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 46,767 | $1,654,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 52,269 | $1,653,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 87,878 | $1,652,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 429,446 | $1,640,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 65,029 | $1,639,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 28,412 | $1,638,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 229,107 | $1,638,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 297,110 | $1,635,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 53,711 | $1,634,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 13,579 | $1,632,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 32,539 | $1,626,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 67,883 | $1,625,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 229,526 | $1,625,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 1,595,000 | $1,615,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 2,013,000 | $1,614,000 | thousands by filing date | principal |
| CHANNELADVISOR CORP | 159179100 | COM | 129,483 | $1,612,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 92,907 | $1,611,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 77,909 | $1,601,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 271,310 | $1,600,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 14,639 | $1,591,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 36,259 | $1,586,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 143,462 | $1,585,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 215,488 | $1,584,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 15,504 | $1,583,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 91,985 | $1,579,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 92,703 | $1,579,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 106,304 | $1,577,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 46,175 | $1,576,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 82,434 | $1,576,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 49,552 | $1,575,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 54,964 | $1,570,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 162,968 | $1,566,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 530,544 | $1,565,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 91,177 | $1,565,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 86,050 | $1,564,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 36,671 | $1,558,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 25,424 | $1,558,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 206,857 | $1,551,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 85,649 | $1,550,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 164,025 | $1,549,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 93,201 | $1,547,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 1,516,000 | $1,547,000 | thousands by filing date | principal |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 898,882 | $1,546,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 46,784 | $1,546,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 63,749 | $1,542,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 81,462 | $1,538,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 16,300 | $1,536,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 40,578 | $1,534,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 66,111 | $1,533,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 1,086,900 | $1,532,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 530,870 | $1,529,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 42,387 | $1,525,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 160,448 | $1,524,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 20,141 | $1,523,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 245,671 | $1,521,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 925,000 | $1,521,000 | thousands by filing date | principal |
| V2X INC | 92242T101 | COM | 48,695 | $1,517,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 40,290 | $1,517,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 37,507 | $1,517,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 1,598,000 | $1,515,000 | thousands by filing date | principal |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 191,286 | $1,514,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 42,560 | $1,513,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 35,868 | $1,510,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 541,838 | $1,506,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 91,228 | $1,505,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 235,856 | $1,505,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 21,579 | $1,502,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 145,210 | $1,502,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 21,361 | $1,502,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 113,938 | $1,501,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 50,025 | $1,496,000 | thousands by filing date | |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 245,192 | $1,495,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 32,066 | $1,492,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 71,703 | $1,489,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 86,921 | $1,477,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 134,839 | $1,473,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 65,042 | $1,472,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 192,719 | $1,470,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 30,821 | $1,463,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 45,031 | $1,461,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 197,919 | $1,461,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 43,065 | $1,460,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 71,961 | $1,455,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 855,522 | $1,454,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 67,610 | $1,453,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 31,892 | $1,449,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 109,183 | $1,449,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 102,234 | $1,446,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 61,571 | $1,446,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 29,855 | $1,444,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 322,964 | $1,444,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 17,516 | $1,443,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 2,168,400 | $1,442,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 139,313 | $1,442,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 465,282 | $1,442,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 119,013 | $1,440,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 41,629 | $1,438,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 463,347 | $1,437,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 152,396 | $1,437,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 44,083 | $1,435,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 102,991 | $1,431,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 26,187 | $1,428,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 241,759 | $1,426,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 76,747 | $1,424,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 196,349 | $1,424,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 144,344 | $1,423,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 181,301 | $1,422,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 93,121 | $1,422,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 418,255 | $1,422,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 119,950 | $1,420,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 25,449 | $1,419,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 18,861 | $1,419,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 65,515 | $1,418,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 59,634 | $1,416,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 71,643 | $1,415,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 32,163 | $1,414,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 29,890 | $1,412,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 120,139 | $1,411,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 116,443 | $1,407,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 108,323 | $1,406,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 41,598 | $1,402,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 52,999 | $1,402,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 177,103 | $1,396,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 59,060 | $1,396,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 65,677 | $1,391,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 35,357 | $1,386,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 78,557 | $1,385,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 70,516 | $1,384,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 34,506 | $1,382,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 90,436 | $1,380,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 130,699 | $1,377,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 37,997 | $1,377,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 119,318 | $1,376,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 28,903 | $1,373,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 36,643 | $1,371,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 93,710 | $1,371,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 64,008 | $1,369,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 1,410,000 | $1,369,000 | thousands by filing date | principal |
| TEEKAY CORPORATION | Y8564W103 | COM | 202,897 | $1,368,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 156,383 | $1,366,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 106,596 | $1,364,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 162,885 | $1,363,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 224,867 | $1,361,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 56,609 | $1,359,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 26,378 | $1,358,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 33,203 | $1,356,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 49,639 | $1,350,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 65,685 | $1,342,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 205,328 | $1,342,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 186,600 | $1,340,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 67,268 | $1,338,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 80,444 | $1,336,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 158,959 | $1,335,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 189,147 | $1,334,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 175,573 | $1,334,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 89,440 | $1,328,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 60,929 | $1,325,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 112,119 | $1,323,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 20,218 | $1,322,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 117,645 | $1,321,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 214,071 | $1,318,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 151,641 | $1,317,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 118,700 | $1,315,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 156,471 | $1,313,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 13,076 | $1,310,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 39,501 | $1,309,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 87,770 | $1,309,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 110,349 | $1,307,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 130,659 | $1,305,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 296,088 | $1,302,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 115,992 | $1,298,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 46,539 | $1,298,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 25,040 | $1,295,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 84,593 | $1,294,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 257,897 | $1,292,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 25,742 | $1,292,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 30,011 | $1,291,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 75,161 | $1,289,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 90,699 | $1,287,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 36,142 | $1,283,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 1,590,216 | $1,283,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 148,962 | $1,282,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 195,282 | $1,279,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 76,222 | $1,277,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 99,741 | $1,273,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 226,355 | $1,272,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 208,904 | $1,271,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 111,173 | $1,271,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 28,234 | $1,271,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 67,604 | $1,270,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 10,631 | $1,269,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 88,984 | $1,269,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 53,549 | $1,268,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 106,000 | $1,267,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 42,782 | $1,266,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 59,545 | $1,265,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 35,565 | $1,264,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 232,655 | $1,259,000 | thousands by filing date | |
| JONES ENERGY INC | 48019R306 | CL A NEW | 209,844 | $1,259,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 259,870 | $1,255,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 77,565 | $1,253,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 97,081 | $1,253,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 150,944 | $1,252,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 30,637 | $1,251,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 49,695 | $1,248,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 80,223 | $1,247,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 35,624 | $1,245,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 84,749 | $1,244,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 108,222 | $1,242,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 1,000,000 | $1,242,000 | thousands by filing date | principal |
| THL CR SR LN FD | 87244R103 | COM | 74,527 | $1,239,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 25,687 | $1,237,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 216,975 | $1,237,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 96,602 | $1,236,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 117,758 | $1,235,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 25,981 | $1,235,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 30,496 | $1,235,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 332,149 | $1,233,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 89,351 | $1,230,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 37,160 | $1,230,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 208,939 | $1,228,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 49,351 | $1,224,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 192,929 | $1,223,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 36,966 | $1,221,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 211,289 | $1,218,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 72,944 | $1,215,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 69,507 | $1,214,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 45,407 | $1,213,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 14,877 | $1,212,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 95,836 | $1,211,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 42,872 | $1,208,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 25,815 | $1,208,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 3,515 | $1,207,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 45,941 | $1,206,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 83,507 | $1,202,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 23,554 | $1,201,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 101,514 | $1,198,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 60,755 | $1,197,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 32,614 | $1,196,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 20,954 | $1,196,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 28,061 | $1,195,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 41,018 | $1,194,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 41,402 | $1,193,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 71,969 | $1,192,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 78,015 | $1,191,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 396,216 | $1,189,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 239,217 | $1,186,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 646,513 | $1,182,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 238,711 | $1,179,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 92,577 | $1,179,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 279,571 | $1,176,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 427,911 | $1,176,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 418,396 | $1,175,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 116,879 | $1,175,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 40,632 | $1,175,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 63,606 | $1,174,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 35,856 | $1,173,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 580,929 | $1,168,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 94,870 | $1,167,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 127,906 | $1,164,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 41,105 | $1,162,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 38,372 | $1,161,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 23,280 | $1,161,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 34,193 | $1,161,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 131,928 | $1,160,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 211,315 | $1,158,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 177,655 | $1,155,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 16,809 | $1,155,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 108,743 | $1,150,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 33,353 | $1,149,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 39,473 | $1,148,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 1,168,525 | $1,145,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 69,477 | $1,142,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 65,619 | $1,140,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 15,766 | $1,139,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 494,891 | $1,138,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 71,674 | $1,137,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 159,023 | $1,137,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 90,881 | $1,136,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 26,755 | $1,127,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 109,714 | $1,123,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 47,652 | $1,122,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 96,786 | $1,121,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 73,703 | $1,120,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 82,392 | $1,119,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 233,956 | $1,116,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 124,407 | $1,116,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 33,494 | $1,115,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 34,699 | $1,114,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 1,310,248 | $1,114,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 36,693 | $1,112,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 11,511 | $1,112,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 17,889 | $1,111,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 23,456 | $1,110,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 426,987 | $1,110,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 93,170 | $1,109,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 117,693 | $1,108,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 41,594 | $1,108,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 88,135 | $1,106,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 73,494 | $1,106,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 24,414 | $1,100,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 53,757 | $1,096,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 92,213 | $1,095,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 179,062 | $1,095,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 18,760 | $1,094,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 223,092 | $1,093,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 145,813 | $1,092,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 170,831 | $1,092,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 18,174 | $1,087,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 520,000 | $1,087,000 | thousands by filing date | principal |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 526,600 | $1,085,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 57,901 | $1,085,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 43,652 | $1,084,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 86,744 | $1,084,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 50,210 | $1,083,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 97,535 | $1,083,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 70,927 | $1,082,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 26,481 | $1,080,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 32,802 | $1,080,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 65,362 | $1,078,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 134,373 | $1,078,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 45,101 | $1,078,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 39,308 | $1,077,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 12,871 | $1,075,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 42,266 | $1,074,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 65,558 | $1,073,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 60,312 | $1,072,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 69,424 | $1,072,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 74,198 | $1,071,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 40,046 | $1,071,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 40,154 | $1,067,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 15,967 | $1,065,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 59,347 | $1,064,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 75,790 | $1,064,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 204,008 | $1,063,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 48,634 | $1,063,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 56,972 | $1,056,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 110,430 | $1,053,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 26,768 | $1,053,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 29,847 | $1,053,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 81,778 | $1,048,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 95,018 | $1,046,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-18-000603 | superseded | 2018-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-18-000620 | this filing | 2018-11-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-19-000455 | base | 2019-04-23 | acceptance time not in the bulk data set |