13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2018-09-30, filed 2018-11-20, with 6,882 holding rows worth $399,533,248,000.
- Accession
- 0000895421-18-000620
- Filer
- CIK 895421
- Filed
- 2018-11-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, amendment of type restatement, 27,234 entries on the cover page, a total value of $399,533,248,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $399,533,248,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CITY HOLDING CO | 177835105 | COMMON STOCK | 77,909 | $5,983,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 481,220 | $5,977,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 107,926 | $5,970,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 4,287,136 | $5,959,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 290,250 | $5,950,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 94,840 | $5,932,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 879,608 | $5,928,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 268,538 | $5,925,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 88,335 | $5,920,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 125,544 | $5,906,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 6,667,219 | $5,886,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 1,014,078 | $5,881,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 7,500,000 | $5,877,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460E836 | DLY SEMICNDTR 3X | 603,015 | $5,873,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 139,610 | $5,870,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 91,757 | $5,859,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 351,706 | $5,837,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 376,961 | $5,837,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 374,180 | $5,811,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 68,408 | $5,810,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 276,759 | $5,809,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 327,093 | $5,809,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 138,135 | $5,808,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 326,495 | $5,804,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 243,770 | $5,804,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 229,081 | $5,803,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 209,642 | $5,803,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 6,045,000 | $5,782,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 80,494 | $5,769,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 470,951 | $5,769,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 175,059 | $5,763,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 78,020 | $5,754,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 206,055 | $5,743,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 148,365 | $5,717,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 192,118 | $5,714,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 313,383 | $5,710,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 79,296 | $5,701,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 156,012 | $5,695,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 159,590 | $5,691,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 103,990 | $5,689,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 5,508,000 | $5,683,000 | thousands by filing date | principal |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 186,566 | $5,677,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 28,066 | $5,675,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 161,957 | $5,672,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 155,136 | $5,661,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 69,014 | $5,660,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 53,603 | $5,658,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 172,763 | $5,653,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 443,539 | $5,646,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 573,398 | $5,637,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 93,666 | $5,635,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 288,419 | $5,628,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 87,469 | $5,627,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 577,663 | $5,626,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 545,595 | $5,625,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 350,960 | $5,616,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 514,244 | $5,616,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 89,457 | $5,611,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 93,009 | $5,608,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 129,157 | $5,600,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 760,447 | $5,597,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 360,065 | $5,592,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 787,582 | $5,592,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 87,024 | $5,587,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 98,233 | $5,575,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 383,818 | $5,573,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 525,694 | $5,572,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 76,524 | $5,564,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 150,246 | $5,547,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 86,177 | $5,543,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 1,115,794 | $5,535,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 87,770 | $5,534,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 328,872 | $5,527,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 90,363 | $5,526,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 82,114 | $5,524,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 525,334 | $5,522,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 59,336 | $5,521,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 141,433 | $5,517,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 70,274 | $5,512,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 493,792 | $5,506,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 429,800 | $5,506,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 27,850 | $5,502,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 255,674 | $5,499,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 118,327 | $5,497,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 136,366 | $5,475,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 166,852 | $5,473,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 66,191 | $5,466,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 204,871 | $5,452,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 174,682 | $5,448,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 168,835 | $5,445,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 234,539 | $5,441,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 411,979 | $5,438,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K125 | DAILY S&P OIL | 1,002,100 | $5,431,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 303,316 | $5,429,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 190,080 | $5,427,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 143,052 | $5,420,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 316,557 | $5,417,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 4,275,000 | $5,414,000 | thousands by filing date | principal |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 46,409 | $5,412,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 143,565 | $5,412,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 5,000,000 | $5,407,000 | thousands by filing date | principal |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 260,255 | $5,403,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 5,319,000 | $5,402,000 | thousands by filing date | principal |
| RENASANT CORP | 75970E107 | COM | 131,054 | $5,400,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 183,106 | $5,393,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 233,261 | $5,390,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 107,564 | $5,388,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 47,294 | $5,388,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 89,485 | $5,382,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 237,132 | $5,381,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 160,288 | $5,372,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 199,287 | $5,372,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 422,053 | $5,369,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 211,578 | $5,360,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 176,764 | $5,357,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 873,229 | $5,353,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 6,873,000 | $5,349,000 | thousands by filing date | principal |
| G III APPAREL GROUP LTD | 36237H101 | COM | 110,895 | $5,344,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 334,307 | $5,343,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 72,934 | $5,342,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 254,142 | $5,342,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 127,836 | $5,341,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 42,110 | $5,340,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 154,971 | $5,340,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 101,843 | $5,332,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 172,604 | $5,325,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 212,100 | $5,321,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 89,770 | $5,317,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 74,285 | $5,316,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 274,137 | $5,313,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 189,525 | $5,312,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 167,606 | $5,305,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 166,304 | $5,305,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 167,479 | $5,301,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 630,830 | $5,292,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 207,942 | $5,291,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 212,772 | $5,287,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 329,477 | $5,275,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 176,294 | $5,274,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 244,715 | $5,262,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 2,126,827 | $5,252,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 128,592 | $5,244,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 503,256 | $5,239,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,513,844 | $5,237,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 90,296 | $5,230,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 46,259 | $5,218,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 102,762 | $5,216,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 122,488 | $5,209,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 672,150 | $5,169,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 306,489 | $5,159,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,691,265 | $5,142,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 698,321 | $5,132,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 168,413 | $5,130,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 164,633 | $5,105,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 91,638 | $5,103,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 3,074,310 | $5,103,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 195,681 | $5,100,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 140,588 | $5,099,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 128,805 | $5,099,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 142,038 | $5,097,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 317,149 | $5,087,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 73,258 | $5,081,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 142,529 | $5,080,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 94,812 | $5,079,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 64,129 | $5,076,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 262,015 | $5,055,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 40,127 | $5,053,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 3,340,000 | $5,048,000 | thousands by filing date | principal |
| KIRBY CORP | 497266106 | COM | 61,317 | $5,043,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 227,346 | $5,042,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 259,545 | $5,022,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 99,772 | $5,014,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 108,784 | $5,008,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 193,823 | $5,008,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 258,346 | $5,005,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 78,278 | $4,991,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 175,971 | $4,980,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 213,509 | $4,979,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 256,252 | $4,977,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 281,180 | $4,977,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 402,606 | $4,972,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 143,283 | $4,970,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 53,434 | $4,969,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 347,896 | $4,965,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 172,179 | $4,950,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 275,216 | $4,948,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 418,394 | $4,946,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 141,930 | $4,940,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 42,869 | $4,937,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 102,790 | $4,935,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 126,790 | $4,930,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 281,795 | $4,928,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 53,716 | $4,921,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 11,232 | $4,920,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 338,620 | $4,913,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 110,730 | $4,912,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 339,742 | $4,909,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 245,006 | $4,903,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 110,977 | $4,901,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 131,618 | $4,896,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 182,347 | $4,894,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 3,763,000 | $4,893,000 | thousands by filing date | principal |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 463,525 | $4,881,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 910,960 | $4,874,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 316,499 | $4,867,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 375,694 | $4,865,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 334,066 | $4,861,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 195,075 | $4,856,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 449,188 | $4,852,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 170,776 | $4,851,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 645,786 | $4,844,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 53,606 | $4,835,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 110,397 | $4,835,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 609,974 | $4,832,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 547,870 | $4,827,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 1,630,470 | $4,826,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 110,000 | $4,820,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 89,105 | $4,816,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 303,036 | $4,816,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 147,263 | $4,814,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 595,114 | $4,803,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 87,459 | $4,803,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,387,162 | $4,799,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 105,860 | $4,799,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 161,952 | $4,797,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 109,590 | $4,797,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 230,020 | $4,790,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 79,965 | $4,786,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 131,903 | $4,775,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 509,467 | $4,769,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 257,687 | $4,767,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 59,896 | $4,762,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 233,170 | $4,757,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 188,751 | $4,757,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 101,850 | $4,756,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 257,608 | $4,755,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 342,279 | $4,741,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 104,163 | $4,739,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 98,849 | $4,731,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 36,559 | $4,726,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 128,026 | $4,725,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 138,021 | $4,719,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 623,057 | $4,716,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 101,007 | $4,710,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 116,911 | $4,700,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 43,765 | $4,698,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 225,355 | $4,696,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 244,901 | $4,694,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 131,546 | $4,690,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 4,700,000 | $4,680,000 | thousands by filing date | principal |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 22,004 | $4,679,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 359,933 | $4,679,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 258,417 | $4,678,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 415,225 | $4,676,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 273,644 | $4,666,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 96,546 | $4,665,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 345,865 | $4,662,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 169,054 | $4,654,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 237,411 | $4,648,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 49,940 | $4,647,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 100,694 | $4,646,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 137,051 | $4,644,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 21,683 | $4,643,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 128,922 | $4,639,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 281,096 | $4,635,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 254,270 | $4,628,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 733,421 | $4,627,000 | thousands by filing date | |
| X FINL SPONSORED ADS | 98372W103 | ADR | 513,006 | $4,617,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 93,725 | $4,613,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 197,747 | $4,608,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 152,220 | $4,604,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 151,237 | $4,599,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 330,012 | $4,591,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 90,111 | $4,586,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 207,402 | $4,586,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 59,563 | $4,582,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 264,854 | $4,582,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 1,085,944 | $4,572,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 256,437 | $4,568,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 196,377 | $4,566,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 395,542 | $4,564,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 74,466 | $4,560,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 63,585 | $4,557,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 432,700 | $4,556,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 55,641 | $4,549,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 99,112 | $4,547,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 330,535 | $4,545,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 348,558 | $4,545,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 99,662 | $4,544,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 104,510 | $4,541,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 311,122 | $4,517,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 48,605 | $4,511,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 138,169 | $4,502,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 175,364 | $4,502,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 255,429 | $4,501,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 233,864 | $4,499,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 389,544 | $4,498,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 101,185 | $4,493,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 267,252 | $4,490,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 65,809 | $4,487,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 243,948 | $4,477,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 76,007 | $4,474,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 454,025 | $4,472,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 173,566 | $4,471,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 273,658 | $4,470,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 229,532 | $4,458,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 83,010 | $4,458,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 134,162 | $4,454,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 338,481 | $4,451,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 227,305 | $4,444,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 324,583 | $4,431,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 136,699 | $4,430,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 199,912 | $4,426,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 104,623 | $4,409,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 57,415 | $4,406,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 4,180,000 | $4,395,000 | thousands by filing date | principal |
| COREPOINT LODGING INC | 21872L104 | COM | 225,545 | $4,387,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 73,149 | $4,385,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 536,019 | $4,385,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 194,002 | $4,384,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 164,517 | $4,384,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 252,410 | $4,373,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 128,827 | $4,373,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 546,996 | $4,370,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 492,212 | $4,366,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 479,646 | $4,364,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 93,893 | $4,352,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 147,415 | $4,348,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 337,418 | $4,343,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 259,161 | $4,341,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 219,744 | $4,340,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 226,406 | $4,339,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 176,705 | $4,337,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 258,083 | $4,336,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 34,189 | $4,323,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 99,276 | $4,322,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 4,495,000 | $4,315,000 | thousands by filing date | principal |
| QEP RESOURCES INC | 74733V100 | COM | 381,138 | $4,314,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 187,799 | $4,311,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 191,553 | $4,310,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 337,741 | $4,300,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 129,651 | $4,300,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 275,038 | $4,296,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 3,723,000 | $4,280,000 | thousands by filing date | principal |
| VALMONT INDS INC COM | 920253101 | Stock | 30,877 | $4,276,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 275,193 | $4,273,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 239,441 | $4,258,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 177,174 | $4,258,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 80,797 | $4,255,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 110,006 | $4,252,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 421,852 | $4,248,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 171,078 | $4,246,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 182,314 | $4,244,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,153,130 | $4,243,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 126,949 | $4,236,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 382,382 | $4,233,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 421,963 | $4,228,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 378,025 | $4,222,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 115,482 | $4,220,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 496,080 | $4,217,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 79,474 | $4,208,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 259,175 | $4,207,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 62,473 | $4,205,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 362,818 | $4,201,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 100,633 | $4,199,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 251,948 | $4,188,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 101,402 | $4,188,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 113,769 | $4,184,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 160,186 | $4,183,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 166,620 | $4,169,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 146,940 | $4,165,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 142,543 | $4,163,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 257,561 | $4,156,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 4,076,000 | $4,155,000 | thousands by filing date | principal |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 192,417 | $4,147,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 880,828 | $4,141,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 62,046 | $4,139,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 92,167 | $4,136,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 153,017 | $4,126,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 73,628 | $4,125,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 277,752 | $4,114,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 19,962 | $4,114,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 551,026 | $4,106,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 200,751 | $4,105,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 148,288 | $4,103,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 4,220,000 | $4,103,000 | thousands by filing date | principal |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 2,500,000 | $4,102,000 | thousands by filing date | principal |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 116,029 | $4,084,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 3,184,491 | $4,076,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 37,261 | $4,069,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 163,399 | $4,068,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 508,263 | $4,065,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 56,150 | $4,064,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 186,902 | $4,063,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 49,990 | $4,059,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 83,298 | $4,049,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 3,484,000 | $4,043,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 217,657 | $4,033,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 41,613 | $4,030,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 361,947 | $4,025,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 213,116 | $4,025,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 194,926 | $4,023,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 550,458 | $4,018,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 92,782 | $3,998,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 187,707 | $3,997,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 177,533 | $3,995,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 105,586 | $3,992,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,727,349 | $3,990,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 263,913 | $3,988,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 66,796 | $3,986,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 217,621 | $3,981,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 86,322 | $3,980,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 64,514 | $3,978,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 391,620 | $3,978,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 683,333 | $3,977,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 101,116 | $3,975,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 86,891 | $3,972,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 256,357 | $3,972,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 747,744 | $3,963,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 426,225 | $3,959,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 39,886 | $3,957,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 282,583 | $3,957,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 70,627 | $3,955,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 123,618 | $3,952,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 374,388 | $3,950,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 267,794 | $3,950,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 123,169 | $3,942,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 302,398 | $3,940,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 164,833 | $3,936,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 197,974 | $3,935,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 86,591 | $3,932,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 49,768 | $3,931,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 48,336 | $3,930,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 302,099 | $3,924,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 168,373 | $3,921,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 170,970 | $3,916,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 157,693 | $3,913,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 89,134 | $3,913,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 183,016 | $3,913,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 36,238 | $3,909,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 398,898 | $3,909,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 47,202 | $3,902,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 108,227 | $3,901,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 38,892 | $3,898,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 175,073 | $3,898,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 4,320,000 | $3,882,000 | thousands by filing date | principal |
| TREDEGAR CORP | 894650100 | COM | 179,255 | $3,881,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 47,728 | $3,881,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 445,992 | $3,880,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 30,086 | $3,868,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 260,778 | $3,864,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 55,497 | $3,863,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 141,635 | $3,859,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 188,838 | $3,857,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 181,337 | $3,854,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 49,949 | $3,853,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 310,371 | $3,849,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 117,725 | $3,846,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 117,110 | $3,844,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 102,354 | $3,843,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 998,173 | $3,843,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 58,880 | $3,839,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 277,503 | $3,838,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 126,944 | $3,822,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 175,793 | $3,821,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 4,912,000 | $3,821,000 | thousands by filing date | principal |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 281,791 | $3,819,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 80,946 | $3,817,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 137,718 | $3,816,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 153,540 | $3,815,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 176,428 | $3,814,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 163,985 | $3,808,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 208,602 | $3,806,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 210,569 | $3,799,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 188,368 | $3,786,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 331,028 | $3,783,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 436,597 | $3,776,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 131,480 | $3,767,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 420,517 | $3,764,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 222,523 | $3,763,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,175,472 | $3,762,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 302,661 | $3,753,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 43,467 | $3,752,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 166,572 | $3,741,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 250,885 | $3,739,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 137,064 | $3,731,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 109,273 | $3,718,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 22,393 | $3,718,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 266,491 | $3,717,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 91,207 | $3,713,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 87,130 | $3,712,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 119,439 | $3,710,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 80,057 | $3,703,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 227,737 | $3,699,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 174,581 | $3,697,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 246,106 | $3,694,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 79,466 | $3,694,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 109,628 | $3,694,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 118,938 | $3,693,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 76,083 | $3,684,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-18-000603 | superseded | 2018-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-18-000620 | this filing | 2018-11-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-19-000455 | base | 2019-04-23 | acceptance time not in the bulk data set |