13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2018-09-30, filed 2018-11-20, with 6,882 holding rows worth $399,533,248,000.
- Accession
- 0000895421-18-000620
- Filer
- CIK 895421
- Filed
- 2018-11-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, amendment of type restatement, 27,234 entries on the cover page, a total value of $399,533,248,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $399,533,248,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 80,158 | $1,045,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 184,333 | $1,043,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 89,322 | $1,043,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 31,048 | $1,042,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 69,942 | $1,042,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 1,505,000 | $1,039,000 | thousands by filing date | principal |
| PEGASYSTEMS INC COM | 705573103 | Stock | 16,516 | $1,035,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 55,486 | $1,035,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,069,266 | $1,035,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 39,264 | $1,035,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 362,142 | $1,032,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 65,698 | $1,030,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 961,318 | $1,029,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 55,534 | $1,027,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 31,545 | $1,026,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 36,287 | $1,025,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 103,509 | $1,025,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 203,723 | $1,023,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 164,760 | $1,022,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 89,947 | $1,021,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 478,785 | $1,020,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 30,077 | $1,019,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 16,884 | $1,019,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 26,037 | $1,017,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 93,899 | $1,015,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 56,192 | $1,014,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 15,335 | $1,011,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 31,979 | $1,010,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 14,203 | $1,010,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 57,042 | $1,009,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 78,200 | $1,008,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 55,741 | $1,007,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 271 | $1,006,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 108,943 | $1,006,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 163,548 | $1,006,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 43,878 | $1,005,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 73,625 | $998,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 177,794 | $996,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 1,016,000 | $996,000 | thousands by filing date | principal |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 6,020 | $995,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 25,700 | $993,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 43,815 | $992,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 73,788 | $992,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 64,660 | $990,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 79,413 | $990,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 934,021 | $990,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 46,935 | $989,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 23,687 | $988,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 57,579 | $988,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 40,239 | $986,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 168,309 | $986,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 32,227 | $985,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 31,156 | $984,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 42,138 | $984,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 1,057,000 | $984,000 | thousands by filing date | principal |
| RTI BIOLOGICS INC | 74975N105 | COM | 217,730 | $981,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 100,660 | $981,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 274,333 | $979,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 103,524 | $977,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 65,385 | $977,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 130,609 | $974,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 244,309 | $974,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 200,646 | $973,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 23,384 | $971,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 95,390 | $969,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 162,567 | $969,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 26,027 | $967,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 133,346 | $966,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 41,938 | $965,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 48,188 | $965,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 55,014 | $963,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 61,235 | $962,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 447,290 | $957,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 68,858 | $953,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 88,386 | $952,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 88,965 | $950,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 72,580 | $948,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 54,169 | $948,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 62,662 | $948,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 20,242 | $948,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 217,629 | $946,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 35,104 | $946,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 14,149 | $945,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 32,711 | $944,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 190,726 | $943,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 24,100 | $941,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 38,812 | $940,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 235,413 | $940,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 78,882 | $937,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 945,872 | $935,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 97,321 | $934,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 265,960 | $931,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 34,262 | $929,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 28,407 | $928,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 223,192 | $926,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 274,379 | $925,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 103,037 | $924,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 66,269 | $923,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 246,015 | $922,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 94,835 | $920,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 104,058 | $919,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,637,740 | $917,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 108,985 | $916,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 31,815 | $914,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 73,341 | $914,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 82,499 | $913,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P522 | FUND | 19,326 | $913,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 14,631 | $912,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 58,477 | $912,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 170,232 | $911,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 82,271 | $910,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 74,876 | $909,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 25,257 | $909,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 36,158 | $909,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 274,560 | $909,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 34,976 | $906,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 38,274 | $903,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 66,255 | $902,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 29,615 | $902,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 35,350 | $902,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 93,285 | $898,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 894,000 | $896,000 | thousands by filing date | principal |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 101,825 | $894,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 44,293 | $893,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 69,421 | $893,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 4,062 | $892,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 76,544 | $890,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 241,958 | $890,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 68,735 | $890,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 40,159 | $887,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 20,886 | $885,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 28,981 | $885,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 22,637 | $881,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 190,148 | $880,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 926,541 | $880,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 89,919 | $879,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 10,825 | $879,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 222,804 | $879,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 75,422 | $879,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 17,243 | $879,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 325,192 | $878,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 37,418 | $876,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 10,119 | $874,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 53,867 | $873,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 137,003 | $870,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 52,384 | $870,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 22,114 | $869,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 100,458 | $869,000 | thousands by filing date | |
| MORGAN STANLEY | 617480272 | LNG EURO ETN20 | 55,044 | $869,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 81,435 | $868,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 45,181 | $868,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 64,071 | $865,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 15,264 | $864,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 42,853 | $864,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 4,759 | $864,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 42,893 | $863,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 99,246 | $860,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 122,378 | $858,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 114,449 | $857,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 219,554 | $857,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 85,635 | $856,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 45,896 | $855,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 29,628 | $854,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 551,300 | $854,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 51,017 | $853,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 22,686 | $851,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 67,607 | $848,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 65,536 | $843,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 13,030 | $843,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 42,902 | $843,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 295,924 | $843,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 21,494 | $838,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 32,213 | $836,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 100,060 | $836,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 31,216 | $833,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 19,928 | $831,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 142,780 | $830,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 17,503 | $829,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 70,504 | $825,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 21,136 | $824,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 19,398 | $823,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 85,676 | $823,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 57,134 | $822,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 43,165 | $818,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 21,230 | $818,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 23,717 | $816,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 35,425 | $814,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 14,955 | $814,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 34,744 | $814,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 110,701 | $813,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 34,157 | $807,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 24,750 | $806,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 66,080 | $806,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 194,000 | $804,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 34,312 | $801,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 110,427 | $801,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 453,658 | $798,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 33,521 | $798,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 38,232 | $797,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 194,880 | $797,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 43,067 | $795,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 23,434 | $794,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 176,265 | $793,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 68,366 | $792,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 6,032 | $790,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 25,081 | $790,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 135,035 | $784,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 10,410 | $783,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 18,546 | $782,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 58,054 | $781,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 30,764 | $778,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 77,172 | $778,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 180,573 | $778,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 17,939 | $777,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 26,652 | $777,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 15,904 | $773,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 11,005 | $773,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 65,594 | $772,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 51,508 | $770,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 124,694 | $770,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 63,392 | $768,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 54,770 | $767,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 22,668 | $767,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 51,466 | $767,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 48,360 | $765,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 85,138 | $765,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 67,260 | $764,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 31,762 | $762,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 76,115 | $761,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 728,000 | $761,000 | thousands by filing date | principal |
| EMC INS GROUP INC | 268664109 | COM | 30,742 | $760,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 69,170 | $760,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 77,092 | $759,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 121,505 | $757,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 315,157 | $756,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 273,022 | $753,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 59,897 | $752,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 62,266 | $751,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 65,702 | $751,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 32,421 | $750,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 48,102 | $750,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 202,465 | $749,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 25,186 | $749,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 20,684 | $746,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 62,565 | $745,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 62,377 | $743,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 180,071 | $742,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 21,011 | $739,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 52,755 | $738,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 92,985 | $738,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 28,075 | $737,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 52,619 | $737,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 347,885 | $737,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V514 | RUSEL 2000 EQL | 15,561 | $735,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 70,862 | $730,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 32,558 | $730,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 17,375 | $730,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 25,337 | $729,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 21,749 | $728,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 129,910 | $727,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 346,316 | $727,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 58,169 | $726,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 18,119 | $725,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 80,024 | $725,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 49,134 | $724,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 16,042 | $723,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 208,804 | $722,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 24,441 | $722,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 44,436 | $721,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 253,246 | $719,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 145,245 | $719,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 60,319 | $718,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 700,000 | $717,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 6,119 | $717,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 6,518 | $716,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 64,850 | $716,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 33,887 | $714,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 35,429 | $710,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 20,902 | $710,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 79,686 | $710,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 127,800 | $709,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 49,384 | $707,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 51,186 | $706,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 22,441 | $704,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 168,265 | $703,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 101,983 | $702,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 26,763 | $700,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 28,944 | $700,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 61,965 | $699,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 32,859 | $697,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 18,692 | $695,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 86,705 | $695,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 27,414 | $691,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 25,915 | $688,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 68,244 | $688,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 17,303 | $687,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 51,281 | $687,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 61,224 | $687,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 466,102 | $687,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 143,353 | $686,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 38,715 | $686,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 31,199 | $685,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 82,897 | $684,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 69,632 | $682,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 95,633 | $681,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 13,118 | $681,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 31,470 | $681,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 98,602 | $681,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 60,225 | $680,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 20,004 | $678,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 66,179 | $677,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 68,753 | $677,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 2,799 | $675,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 51,346 | $672,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 70,289 | $671,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 27,818 | $670,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 16,810 | $670,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 300,330 | $670,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 25,035 | $669,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 93,677 | $668,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 48,143 | $667,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 444,878 | $667,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 286,011 | $666,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 24,318 | $663,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 49,209 | $662,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 17,141 | $661,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 60,411 | $658,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 76,388 | $657,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 376,607 | $656,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 37,985 | $655,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 36,672 | $655,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 13,030 | $654,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 54,390 | $652,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 59,258 | $652,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 14,975 | $651,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 20,015 | $651,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 31,893 | $650,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 268,615 | $649,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 102,165 | $649,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 153,804 | $649,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 1,000,000 | $649,000 | thousands by filing date | principal |
| MITEK SYS INC | 606710200 | COM NEW | 91,977 | $648,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 34,124 | $648,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 376,678 | $648,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGD ETF | 46090A606 | MLT STRGY ALTE | 29,869 | $647,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 26,379 | $646,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 33,029 | $645,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 41,347 | $645,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 642,000 | $645,000 | thousands by filing date | principal |
| Rithm Property Trust Inc | 38983D300 | REIT | 47,375 | $644,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 23,638 | $643,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 51,802 | $643,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 279,395 | $643,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 22,190 | $643,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 80,687 | $640,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 39,604 | $640,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 7,332 | $639,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 65,660 | $637,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 49,447 | $633,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 101,568 | $632,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 12,788 | $631,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 57,034 | $628,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 23,616 | $628,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 54,261 | $627,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 37,178 | $627,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 4,018 | $622,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 18,083 | $621,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 7,351 | $621,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 76,961 | $621,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 49,824 | $621,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 16,847 | $621,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 27,305 | $619,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 136,692 | $618,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 26,647 | $617,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 36,222 | $617,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 48,745 | $615,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 73,087 | $615,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 19,653 | $614,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 21,705 | $614,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 6,684 | $614,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 19,444 | $612,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 22,459 | $612,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 261,025 | $611,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 46,814 | $610,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 5,045 | $609,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 14,415 | $607,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 88,368 | $604,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 49,212 | $600,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 49,774 | $600,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 176,187 | $598,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 33,176 | $594,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 32,734 | $593,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 123,938 | $592,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 71,343 | $591,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 36,743 | $591,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 101,131 | $591,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 15,670 | $591,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 18,948 | $591,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 8,730 | $591,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 59,071 | $591,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 26,987 | $590,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 85,953 | $590,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 41,347 | $589,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 50,317 | $589,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 25,709 | $588,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 25,342 | $588,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 27,110 | $588,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 5,260 | $587,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 111,788 | $587,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 29,968 | $587,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 39,867 | $584,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 22,363 | $584,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 425,553 | $583,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 58,293 | $583,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 13,843 | $583,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 180,760 | $582,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 41,748 | $582,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 28,754 | $581,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 22,758 | $581,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 58,325 | $580,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 17,085 | $580,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 197,757 | $580,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 32,220 | $579,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 29,265 | $577,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 68,819 | $576,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 61,600 | $575,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 50,787 | $573,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 14,804 | $573,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 107,257 | $570,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 31,220 | $569,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 18,610 | $569,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 45,744 | $569,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 18,799 | $568,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 63,244 | $568,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 146,543 | $566,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 22,965 | $561,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 11,346 | $559,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 22,417 | $559,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 39,242 | $559,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 51,315 | $558,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 394,920 | $557,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 251,890 | $556,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 203,752 | $556,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 57,177 | $556,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 46,555 | $554,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 35,507 | $552,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 15,334 | $551,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 139,220 | $550,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 18,324 | $549,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 70,764 | $549,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 24,968 | $549,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 13,344 | $548,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 14,733 | $548,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 26,952 | $548,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 68,594 | $547,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 153,424 | $545,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 24,230 | $544,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 28,522 | $543,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 28,396 | $540,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 57,519 | $540,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 21,058 | $539,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 90,087 | $538,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 32,946 | $538,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 19,850 | $538,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 31,710 | $536,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 14,560 | $536,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 160,256 | $535,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 29,052 | $534,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 13,095 | $533,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 34,100 | $531,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 89,389 | $528,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 101,378 | $528,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 153,009 | $528,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 18,709 | $527,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 71,294 | $527,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 32,392 | $521,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 22,092 | $521,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 464,697 | $521,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 325,061 | $520,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 21,936 | $519,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 15,913 | $518,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 3,080 | $517,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 23,869 | $516,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 147,490 | $515,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 58,540 | $514,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 18,985 | $511,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 36,482 | $511,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 188,931 | $510,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 45,058 | $509,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 228,207 | $507,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 130,799 | $507,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 14,058 | $505,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 63,286 | $504,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 19,743 | $503,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 9,228 | $502,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 11,037 | $502,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 23,607 | $502,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 15,221 | $502,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 46,270 | $502,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 18,541 | $502,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-18-000603 | superseded | 2018-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-18-000620 | this filing | 2018-11-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-19-000455 | base | 2019-04-23 | acceptance time not in the bulk data set |