13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2018-09-30, filed 2018-11-20, with 6,882 holding rows worth $399,533,248,000.
- Accession
- 0000895421-18-000620
- Filer
- CIK 895421
- Filed
- 2018-11-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, amendment of type restatement, 27,234 entries on the cover page, a total value of $399,533,248,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $399,533,248,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 77,080 | $500,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 36,226 | $500,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 42,051 | $500,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 18,529 | $498,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 45,648 | $498,000 | thousands by filing date | |
| AGM GROUP HOLDINGS INC | G0132V105 | SHS CL A | 12,790 | $498,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 229,613 | $498,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 37,332 | $497,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 26,806 | $496,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 39,851 | $496,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 28,005 | $496,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 30,006 | $496,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 42,575 | $495,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 10,842 | $493,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 82,712 | $492,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 327,000 | $491,000 | thousands by filing date | principal |
| EVANS BANCORP INC | 29911Q208 | COM | 10,473 | $491,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 13,328 | $490,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 34,460 | $489,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 91,030 | $489,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 40,822 | $488,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 31,621 | $487,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 5,334 | $485,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 53,658 | $485,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 12,812 | $484,000 | thousands by filing date | |
| NIGHTSTAR THERAPEUTICS PLC | 65413A101 | ADR | 23,715 | $484,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 21,469 | $484,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 33,852 | $483,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 17,517 | $481,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 41,989 | $479,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 115,259 | $479,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 98,473 | $478,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 208,575 | $475,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 17,926 | $474,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 135,683 | $474,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 10,823 | $472,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 36,846 | $470,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 26,012 | $470,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 92,936 | $470,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 199,610 | $469,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 12,136 | $468,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 708,159 | $468,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 33,767 | $467,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 81,818 | $466,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 26,531 | $465,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 24,345 | $465,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 65,336 | $464,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 38,423 | $463,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 24,549 | $462,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 24,949 | $461,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 15,171 | $459,000 | thousands by filing date | |
| PROSHARES TR | 74348A178 | ULTRAPRO DOW 30 | 31,975 | $458,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 18,849 | $454,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 31,647 | $454,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 16,971 | $454,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 167,634 | $454,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 41,580 | $453,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 6,518 | $450,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 34,354 | $450,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 17,792 | $449,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 19,630 | $448,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 16,699 | $446,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 67,468 | $442,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 206,155 | $442,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 52,465 | $439,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 13,157 | $439,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 94,280 | $439,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 38,731 | $438,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 14,161 | $437,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,465 | $437,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 15,107 | $436,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 28,301 | $435,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 49,432 | $435,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 93,166 | $435,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 8,172 | $434,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 122,369 | $434,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 45,449 | $433,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 6,832 | $431,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 46,174 | $431,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 21,214 | $431,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 87,114 | $430,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 11,669 | $428,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 53,117 | $428,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 45,807 | $427,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 299,994 | $426,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 7,406 | $424,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 33,735 | $424,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 1,420 | $424,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS LTD | M1492T105 | SHS | 47,965 | $424,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 23,628 | $422,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 32,054 | $422,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 62,154 | $422,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 209,299 | $421,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 14,375 | $420,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 17,486 | $420,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 310,359 | $420,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 37,555 | $419,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 22,471 | $419,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 67,317 | $418,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 5,189 | $415,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 18,866 | $415,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 7,425 | $413,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 7,002 | $412,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 18,448 | $410,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 89,668 | $410,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 25,174 | $410,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 54,330 | $410,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 31,006 | $408,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 21,469 | $408,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 378 | $408,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 13,350 | $407,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 23,378 | $406,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 19,589 | $406,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 10,561 | $405,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 54,109 | $403,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 16,612 | $402,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 46,126 | $401,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 76,332 | $401,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 52,054 | $400,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 32,200 | $400,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 7,715 | $399,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 15,893 | $398,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 83,074 | $398,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 76,453 | $397,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 10,090 | $395,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 18,456 | $394,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 391,938 | $391,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 11,706 | $389,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 13,651 | $388,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 27,942 | $387,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 64,941 | $387,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 15,088 | $387,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 5,546 | $386,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 22,294 | $386,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 27,505 | $385,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 104,402 | $385,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 28,766 | $384,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 16,693 | $384,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 3,630 | $383,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 145,782 | $383,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 24,855 | $383,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 379,000 | $383,000 | thousands by filing date | principal |
| SYNLOGIC INC | 87166L100 | COM | 26,763 | $380,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 39,632 | $378,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 835 | $377,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 36,924 | $377,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 293,942 | $376,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 15,165 | $374,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 39,985 | $374,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 16,251 | $372,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 41,153 | $371,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 14,906 | $370,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 150,118 | $369,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 20,291 | $369,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 30,589 | $368,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W265 | RUPEE/USD ETN | 9,874 | $368,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 75,046 | $368,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 12,700 | $368,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 333,461 | $367,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 18,992 | $367,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 17,036 | $366,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 38,874 | $364,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 114,950 | $363,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 105,249 | $363,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 159,340 | $363,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 84,295 | $362,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 130,000 | $362,000 | thousands by filing date | |
| COOL HLDGS INC | 21640C105 | COM | 32,108 | $362,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 6,201 | $361,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 16,773 | $361,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 21,210 | $360,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 5,227 | $360,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 10,455 | $359,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 45,809 | $359,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 24,791 | $358,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 311,581 | $358,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 10,329 | $357,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 28,633 | $357,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 28,458 | $355,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 30,496 | $355,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 12,336 | $353,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 25,286 | $353,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 22,106 | $353,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E883 | CHINS YUAN DIM | 16,246 | $353,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 36,491 | $352,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 8,412 | $351,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 14,587 | $350,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 25,736 | $349,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 28,716 | $348,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 47,001 | $348,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 18,627 | $347,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 17,667 | $347,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 30,052 | $346,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 57,687 | $346,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 25,313 | $346,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 40,890 | $345,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 7,936 | $345,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 215,606 | $345,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 144,248 | $345,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 25,221 | $344,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 24,104 | $342,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 25,141 | $341,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 357,000 | $341,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137Y302 | ZACKS MICRO CP | 16,883 | $340,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 31,985 | $339,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 59,397 | $339,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 8,330 | $338,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 27,148 | $337,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 4,887 | $337,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 53,034 | $336,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 13,746 | $336,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 50,302 | $334,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 9,687 | $334,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 14,308 | $333,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 14,341 | $333,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 7,851 | $333,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 24,843 | $333,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 84,108 | $333,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 14,386 | $332,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 102,600 | $332,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 14,186 | $331,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 13,925 | $331,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 33,643 | $330,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 4,539 | $329,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 64,380 | $329,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 23,070 | $328,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 39,783 | $326,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 25,977 | $326,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 10,113 | $324,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 26,006 | $323,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 72,620 | $322,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 17,645 | $322,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 268,697 | $322,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 27,081 | $321,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 25,184 | $321,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 13,442 | $321,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 17,026 | $320,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 114,697 | $318,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 21,376 | $317,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 48,753 | $317,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 6,718 | $317,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 26,948 | $317,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 190,000 | $315,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 13,098 | $314,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 5,000 | $314,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 97,937 | $313,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 9,632 | $313,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 266,652 | $312,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 25,513 | $311,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 19,988 | $311,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 11,569 | $308,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 13,571 | $308,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 14,048 | $307,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 5,000 | $307,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 36,654 | $306,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 5,417 | $306,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 17,710 | $305,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 20,493 | $305,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 97,877 | $304,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 8,776 | $303,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 32,282 | $303,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 129,377 | $302,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 3,807 | $301,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 11,491 | $301,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 17,581 | $301,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 15,564 | $300,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 214,099 | $300,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 19,556 | $299,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 78,656 | $298,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 28,272 | $297,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 10,289 | $296,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 15,888 | $296,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 43,380 | $296,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 27,900 | $296,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 29,044 | $295,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 83,831 | $294,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 4,423 | $294,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 51,767 | $293,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 9,568 | $293,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 12,782 | $292,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 32,608 | $290,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 36,389 | $290,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 20,089 | $289,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 19,723 | $287,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 56,726 | $287,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 24,249 | $287,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 15,975 | $287,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 7,401 | $285,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 25,718 | $285,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 29,818 | $285,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 5,801 | $285,000 | thousands by filing date | |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 25,573 | $285,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 47,849 | $285,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 32,770 | $284,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 117,273 | $284,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 12,329 | $283,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 22,049 | $283,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 22,983 | $283,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 12,539 | $282,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 50,507 | $282,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 18,264 | $281,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 24,020 | $279,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 38,195 | $279,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 10,799 | $279,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 7,143 | $278,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 20,169 | $278,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 54,103 | $276,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 16,742 | $276,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 6,032 | $275,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 19,537 | $274,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 143,956 | $274,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 25,396 | $273,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 91,796 | $272,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 285,000 | $271,000 | thousands by filing date | principal |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 33,226 | $271,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 7,252 | $271,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 22,387 | $269,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 295,000 | $269,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 14,166 | $269,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 11,441 | $269,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629505 | COM | 7,230 | $269,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 42,124 | $268,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 17,786 | $267,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 44,964 | $267,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 22,672 | $265,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 21,282 | $264,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 256,816 | $264,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 19,744 | $263,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 10,575 | $263,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 15,958 | $263,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 4,020 | $262,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 17,721 | $259,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 16,981 | $259,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 16,956 | $259,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 260,000 | $259,000 | thousands by filing date | principal |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 136,000 | $258,000 | thousands by filing date | principal |
| MOGO FIN TECHNOLOGY INC | 608008108 | COM | 83,100 | $258,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 20,282 | $258,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 6,392 | $257,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 90,995 | $255,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 52,424 | $255,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 9,886 | $254,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 99,341 | $253,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 6,802 | $253,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 6,351 | $252,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 247,000 | $252,000 | thousands by filing date | principal |
| BIO RAD LABS INC | 090572108 | CL B | 800 | $250,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 7,083 | $249,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 578,019 | $249,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 80,545 | $248,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 9,867 | $248,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 30,813 | $247,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 230,918 | $247,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 191,709 | $247,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 6,702 | $246,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 306,700 | $245,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 53,155 | $245,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 270,000 | $245,000 | thousands by filing date | principal |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 6,751 | $244,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 28,948 | $243,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 11,346 | $243,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 29,737 | $241,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 10,253 | $240,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 11,875 | $240,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 12,169 | $239,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 352,000 | $239,000 | thousands by filing date | principal |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 9,304 | $239,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 10,742 | $238,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 64,440 | $238,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 23,489 | $237,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 4,902 | $237,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 158,021 | $237,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 7,846 | $236,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 128,917 | $236,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 29,842 | $236,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 3,432 | $235,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 14,074 | $235,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 12,107 | $235,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 13,386 | $235,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 25,437 | $234,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 22,637 | $233,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 15,113 | $233,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 5,523 | $232,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 10,557 | $232,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 6,303 | $231,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 19,401 | $231,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 39,169 | $231,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 13,956 | $231,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 30,957 | $231,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 55,904 | $230,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 26,034 | $230,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 39,488 | $229,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 21,771 | $228,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 32,094 | $228,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 8,662 | $227,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 246 | $227,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 220,700 | $227,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 8,268 | $226,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 10,431 | $225,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 26,423 | $225,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 15,568 | $225,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 6,206 | $224,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 11,089 | $224,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 58,700 | $223,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 30,835 | $223,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 18,366 | $222,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 105,710 | $222,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 15,139 | $222,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 171,856 | $222,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 230,000 | $222,000 | thousands by filing date | principal |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 200,000 | $221,000 | thousands by filing date | principal |
| FI ENHANCED EUROPE 50 ETN UBS | 90274D234 | COM | 1,376 | $221,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 15,744 | $220,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 48,266 | $220,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 273,500 | $219,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 54,987 | $219,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 93,654 | $219,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 12,798 | $218,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 18,536 | $218,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 1,783 | $218,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 6,615 | $217,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 83,700 | $217,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 6,036 | $217,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 6,132 | $216,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 22,765 | $215,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 8,648 | $215,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 14,245 | $215,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 15,432 | $214,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 5,154 | $214,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 22,507 | $213,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 34,540 | $213,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 20,017 | $212,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 179,240 | $212,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 16,552 | $211,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 10,626 | $210,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 25,392 | $210,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 76,189 | $210,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 37,183 | $210,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 5,680 | $209,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 3,685 | $209,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 5,690 | $209,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 227,017 | $209,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 123,169 | $208,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 20,229 | $208,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 20,595 | $206,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 53,344 | $206,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 64,286 | $206,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 3,337 | $205,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 23,792 | $204,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 4,524 | $202,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1,205 | $202,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 6,984 | $202,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 26,175 | $201,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 46,600 | $201,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 23,293 | $200,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 4,056 | $200,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 14,744 | $198,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 17,761 | $197,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 67,550 | $197,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 23,988 | $196,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 183,628 | $196,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 22,374 | $196,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 21,086 | $195,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 16,221 | $195,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 194,000 | $195,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 210,000 | $195,000 | thousands by filing date | principal |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 18,500 | $194,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 200,000 | $194,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 1,836 | $193,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 11,423 | $192,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 60,233 | $192,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 11,845 | $191,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 10,510 | $191,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 13,429 | $191,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 9,900 | $191,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 4,392 | $191,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 5,615 | $190,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 19,228 | $190,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 19,304 | $190,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 88,299 | $190,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 16,551 | $189,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 5,841 | $188,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 7,849 | $187,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 1,742 | $187,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 38,538 | $187,000 | thousands by filing date | |
| NEOVASC INC | 64065J205 | COM NEW | 68,792 | $187,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 185,000 | $186,000 | thousands by filing date | principal |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 17,468 | $185,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 7,070 | $185,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 57,792 | $185,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 30,128 | $184,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 112,043 | $184,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 4,296 | $183,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 19,510 | $183,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 8,150 | $183,000 | thousands by filing date | |
| GNC Holdings | 36191GAB3 | CONV BOND | 238,000 | $183,000 | thousands by filing date | principal |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 22,740 | $182,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 54,049 | $182,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 11,197 | $182,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 10,822 | $181,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-18-000603 | superseded | 2018-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-18-000620 | this filing | 2018-11-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-19-000455 | base | 2019-04-23 | acceptance time not in the bulk data set |