13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2018-09-30, filed 2018-11-20, with 6,882 holding rows worth $399,533,248,000.
- Accession
- 0000895421-18-000620
- Filer
- CIK 895421
- Filed
- 2018-11-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, amendment of type restatement, 27,234 entries on the cover page, a total value of $399,533,248,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $399,533,248,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POPULAR INC | 733174700 | COM NEW | 71,865 | $3,683,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 81,953 | $3,682,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 72,513 | $3,681,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 90,652 | $3,672,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 402,388 | $3,666,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 441,476 | $3,665,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 233,114 | $3,660,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 3,690,000 | $3,652,000 | thousands by filing date | principal |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 293,201 | $3,651,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 105,425 | $3,648,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 307,539 | $3,644,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 293,993 | $3,643,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 228,322 | $3,635,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 157,457 | $3,634,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 804,926 | $3,630,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 47,482 | $3,625,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 149,827 | $3,622,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 962,754 | $3,620,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 296,901 | $3,611,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 25,049 | $3,603,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 99,280 | $3,594,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 925,000 | $3,590,000 | thousands by filing date | principal |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 85,063 | $3,588,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 2,506,000 | $3,586,000 | thousands by filing date | principal |
| PLAYAGS INC | 72814N104 | COM | 121,585 | $3,582,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 35,596 | $3,580,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 102,078 | $3,576,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 646,157 | $3,574,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 243,532 | $3,571,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 96,233 | $3,570,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 120,517 | $3,561,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 170,485 | $3,559,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,560,624 | $3,558,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 302,074 | $3,558,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 623,968 | $3,550,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 195,780 | $3,549,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 113,376 | $3,548,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 112,682 | $3,547,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 3,666,000 | $3,546,000 | thousands by filing date | principal |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 91,378 | $3,541,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 54,430 | $3,538,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 88,921 | $3,516,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 146,512 | $3,514,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 534,989 | $3,510,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 84,895 | $3,508,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 115,185 | $3,504,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 141,882 | $3,503,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 104,226 | $3,501,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 349,535 | $3,500,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 146,010 | $3,497,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 733,880 | $3,484,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 45,241 | $3,472,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 69,753 | $3,468,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 118,934 | $3,437,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 210,923 | $3,435,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 85,105 | $3,433,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 337,927 | $3,433,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 326,672 | $3,431,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 273,090 | $3,430,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 48,852 | $3,430,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,785,565 | $3,428,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 70,455 | $3,420,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 133,874 | $3,415,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 155,189 | $3,413,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 195,555 | $3,412,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 777,272 | $3,412,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 39,890 | $3,410,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 116,455 | $3,394,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 121,478 | $3,389,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 33,863 | $3,379,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 32,998 | $3,379,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 244,596 | $3,371,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 59,967 | $3,371,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 201,627 | $3,367,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 164,806 | $3,361,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 69,648 | $3,360,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 300,248 | $3,360,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 343,838 | $3,357,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 780,867 | $3,356,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 73,620 | $3,356,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 205,900 | $3,356,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 41,435 | $3,354,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 160,165 | $3,351,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 160,614 | $3,348,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 214,265 | $3,340,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 47,100 | $3,338,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 157,763 | $3,337,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 154,924 | $3,331,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 156,167 | $3,324,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 173,479 | $3,322,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 49,135 | $3,322,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 10,486 | $3,310,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 56,433 | $3,301,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 147,900 | $3,298,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 89,638 | $3,297,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 86,270 | $3,296,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 37,986 | $3,294,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 3,512 | $3,286,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 25,576 | $3,282,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 145,423 | $3,281,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 284,034 | $3,276,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 65,263 | $3,273,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 476,533 | $3,269,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 56,303 | $3,269,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 51,561 | $3,263,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 155,613 | $3,263,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 38,832 | $3,259,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 37,053 | $3,259,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 131,787 | $3,249,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 122,572 | $3,249,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 87,853 | $3,244,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 382,291 | $3,234,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 144,442 | $3,232,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 1,219,362 | $3,231,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 159,901 | $3,225,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 294,353 | $3,223,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 70,150 | $3,217,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 63,795 | $3,215,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 191,238 | $3,214,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 482,793 | $3,210,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 478,993 | $3,209,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 45,850 | $3,208,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 69,912 | $3,205,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 82,108 | $3,200,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 167,751 | $3,195,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 179,890 | $3,193,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 109,089 | $3,192,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 71,700 | $3,180,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 69,498 | $3,174,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 228,232 | $3,159,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 503,349 | $3,156,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 93,795 | $3,152,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 3,000,000 | $3,134,000 | thousands by filing date | principal |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 134,678 | $3,131,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 407,708 | $3,131,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 287,955 | $3,127,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 504,909 | $3,121,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 56,363 | $3,118,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 48,273 | $3,114,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 43,119 | $3,113,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 59,955 | $3,107,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 774,580 | $3,106,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 347,425 | $3,105,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 162,632 | $3,098,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 75,008 | $3,096,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 171,880 | $3,094,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 104,012 | $3,089,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 485,712 | $3,085,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 124,656 | $3,084,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 230,224 | $3,076,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 257,809 | $3,076,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 93,224 | $3,060,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 277,105 | $3,056,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 247,517 | $3,054,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 127,059 | $3,052,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 2,016,000 | $3,052,000 | thousands by filing date | principal |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 80,663 | $3,046,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 31,300 | $3,034,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 39,730 | $3,033,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 420,059 | $3,029,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 149,190 | $3,027,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 170,081 | $3,026,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 253,099 | $3,025,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 299,293 | $3,023,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 45,585 | $3,023,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 391,092 | $3,020,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 411,462 | $3,020,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AD2 | NOTE 6/1 | 2,500,000 | $3,015,000 | thousands by filing date | principal |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 42,935 | $3,014,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 125,498 | $3,013,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 77,457 | $3,012,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 43,853 | $3,010,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 184,723 | $3,010,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 273,523 | $3,007,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 271,770 | $3,003,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 307,069 | $3,000,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 54,658 | $2,986,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 115,152 | $2,982,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 58,555 | $2,975,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 148,304 | $2,975,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 112,126 | $2,972,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 35,159 | $2,966,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 82,541 | $2,961,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 477,597 | $2,956,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 82,067 | $2,955,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 211,007 | $2,954,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 216,682 | $2,921,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 245,863 | $2,921,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 90,818 | $2,920,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 53,261 | $2,918,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 228,585 | $2,911,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 40,943 | $2,909,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 50,814 | $2,908,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 22,715 | $2,896,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 2,767,000 | $2,896,000 | thousands by filing date | principal |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 89,579 | $2,894,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 178,547 | $2,883,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 473,787 | $2,881,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 296,670 | $2,878,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 81,819 | $2,875,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 92,217 | $2,872,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 2,404,000 | $2,872,000 | thousands by filing date | principal |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 90,606 | $2,865,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 35,275 | $2,864,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 212,092 | $2,864,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 116,144 | $2,863,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 144,511 | $2,858,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 76,824 | $2,854,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 70,195 | $2,850,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 109,033 | $2,847,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 77,235 | $2,846,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 102,361 | $2,843,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 80,163 | $2,838,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 161,960 | $2,835,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 545,784 | $2,832,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 33,640 | $2,822,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 160,459 | $2,821,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 844,168 | $2,820,000 | thousands by filing date | |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 2,500,000 | $2,820,000 | thousands by filing date | principal |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 96,479 | $2,814,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 179,571 | $2,809,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 119,027 | $2,800,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 146,752 | $2,799,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 2,807,000 | $2,796,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 69,499 | $2,794,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 98,569 | $2,793,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 419,804 | $2,792,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 229,736 | $2,787,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 24,469 | $2,783,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 72,082 | $2,783,000 | thousands by filing date | |
| BCI | 26923J503 | ETF | 116,101 | $2,778,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 215,772 | $2,772,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 113,792 | $2,772,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 79,053 | $2,769,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 71,950 | $2,766,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 2,506,000 | $2,765,000 | thousands by filing date | principal |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 158,550 | $2,762,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 523,446 | $2,758,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 35,604 | $2,754,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 1,500,000 | $2,753,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 34,161 | $2,737,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAC7 | BOND | 1,000,000 | $2,733,000 | thousands by filing date | principal |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 233,543 | $2,731,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 26,128 | $2,723,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 219,785 | $2,723,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 84,988 | $2,720,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 103,888 | $2,719,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 47,760 | $2,719,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 57,661 | $2,719,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 215,294 | $2,716,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 464,871 | $2,715,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 228,175 | $2,713,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 2,600,000 | $2,710,000 | thousands by filing date | principal |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 89,342 | $2,706,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 2,685,000 | $2,701,000 | thousands by filing date | principal |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 506,866 | $2,692,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 79,271 | $2,692,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 219,126 | $2,689,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 36,038 | $2,689,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 108,456 | $2,688,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 23,344 | $2,686,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 151,745 | $2,678,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 48,357 | $2,676,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 2,641,000 | $2,676,000 | thousands by filing date | principal |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 454,310 | $2,671,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 390,939 | $2,671,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 69,080 | $2,664,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 104,057 | $2,659,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 205,050 | $2,659,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 90,383 | $2,655,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 64,751 | $2,655,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 177,860 | $2,654,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 44,214 | $2,653,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 108,276 | $2,651,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 26,950 | $2,640,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 157,054 | $2,639,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 78,023 | $2,638,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 195,047 | $2,638,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 26,261 | $2,637,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 211,238 | $2,627,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 145,163 | $2,627,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 4,533 | $2,626,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 14,389 | $2,622,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 27,502 | $2,622,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 74,002 | $2,620,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 123,669 | $2,618,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 108,003 | $2,617,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 2,661,000 | $2,617,000 | thousands by filing date | principal |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 34,700 | $2,616,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 422,627 | $2,603,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 39,246 | $2,603,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 350,860 | $2,603,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 177,862 | $2,600,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 22,008 | $2,596,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 45,816 | $2,595,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 124,066 | $2,590,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 53,678 | $2,574,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 111,889 | $2,573,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 36,653 | $2,571,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 55,893 | $2,565,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 131,594 | $2,565,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 144,362 | $2,560,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 760,870 | $2,557,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 152,712 | $2,555,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 130,738 | $2,550,000 | thousands by filing date | |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 270,000 | $2,549,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 122,846 | $2,548,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 82,215 | $2,547,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 41,357 | $2,545,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 2,001,000 | $2,545,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 262,033 | $2,544,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 987,430 | $2,538,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 40,295 | $2,534,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 118,520 | $2,531,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 22,325 | $2,530,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 114,934 | $2,526,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 269,759 | $2,525,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 44,112 | $2,524,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 186,935 | $2,515,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 53,375 | $2,514,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 20,919 | $2,510,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 39,245 | $2,507,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 1,922,000 | $2,497,000 | thousands by filing date | principal |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 245,072 | $2,495,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 214,929 | $2,493,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 58,027 | $2,490,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 252,721 | $2,489,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 228,302 | $2,488,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 194,365 | $2,488,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 111,875 | $2,486,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 71,193 | $2,484,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 129,797 | $2,484,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 112,888 | $2,476,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 357,636 | $2,475,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 56,917 | $2,470,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 138,310 | $2,468,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 49,572 | $2,466,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 53,854 | $2,465,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 114,926 | $2,464,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 147,397 | $2,460,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 48,941 | $2,459,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 158,351 | $2,455,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 209,192 | $2,450,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 61,010 | $2,449,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 104,911 | $2,448,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 63,561 | $2,448,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 337,635 | $2,448,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 117,389 | $2,446,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 121,735 | $2,444,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 474,232 | $2,438,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 91,947 | $2,436,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 123,995 | $2,436,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 3,357,739 | $2,435,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 2,267,000 | $2,435,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 58,635 | $2,431,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 7,600 | $2,426,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 41,326 | $2,426,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 140,942 | $2,425,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 35,967 | $2,420,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 70,511 | $2,415,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 62,248 | $2,411,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 210,352 | $2,402,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 18,525 | $2,402,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 82,829 | $2,400,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 104,185 | $2,396,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 190,107 | $2,390,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 20,870 | $2,386,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 48,336 | $2,378,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 122,732 | $2,377,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 100,680 | $2,372,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 38,783 | $2,369,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 96,968 | $2,365,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 188,310 | $2,364,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,382,272 | $2,364,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 2,328,000 | $2,362,000 | thousands by filing date | principal |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 74,639 | $2,347,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 114,590 | $2,343,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 109,031 | $2,341,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 1,526,000 | $2,341,000 | thousands by filing date | principal |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 138,683 | $2,339,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 143,133 | $2,333,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 86,760 | $2,325,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 115,893 | $2,320,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 149,125 | $2,319,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 50,593 | $2,317,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 25,192 | $2,313,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 55,168 | $2,311,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 380,516 | $2,310,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 26,291 | $2,306,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 185,360 | $2,304,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 175,427 | $2,303,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 73,182 | $2,303,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 27,129 | $2,300,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 222,161 | $2,298,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 176,100 | $2,295,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 205,560 | $2,294,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 155,400 | $2,287,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 60,673 | $2,284,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 182,022 | $2,284,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 52,478 | $2,283,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 209,721 | $2,276,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 64,444 | $2,274,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 21,452 | $2,272,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 92,141 | $2,270,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 550,310 | $2,267,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 58,872 | $2,266,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 67,219 | $2,259,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 17,519 | $2,257,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 33,377 | $2,256,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 21,254 | $2,256,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 84,182 | $2,253,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 232,702 | $2,251,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 85,477 | $2,249,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 952,034 | $2,247,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 105,438 | $2,242,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 90,154 | $2,239,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 113,236 | $2,237,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 150,459 | $2,236,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 114,684 | $2,231,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 62,129 | $2,229,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 53,739 | $2,227,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 89,469 | $2,224,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 477,265 | $2,223,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 244,578 | $2,222,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 202,324 | $2,220,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 242,028 | $2,219,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 98,737 | $2,216,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 81,063 | $2,215,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 2,010,000 | $2,210,000 | thousands by filing date | principal |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 31,916 | $2,197,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 338,395 | $2,197,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 147,894 | $2,196,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 366,859 | $2,194,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 17,460 | $2,191,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 311,977 | $2,185,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 81,144 | $2,179,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 269,595 | $2,178,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 352,848 | $2,174,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 42,488 | $2,168,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 155,277 | $2,166,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 195,556 | $2,165,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 177,120 | $2,160,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 75,037 | $2,156,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 154,848 | $2,149,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 135,532 | $2,144,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 33,178 | $2,142,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 239,958 | $2,141,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 238,487 | $2,139,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 1,017,621 | $2,137,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 39,395 | $2,136,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 243,282 | $2,129,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 45,104 | $2,128,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 117,837 | $2,127,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 36,331 | $2,126,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 119,338 | $2,126,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 246,528 | $2,125,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 92,648 | $2,121,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 2,129,000 | $2,121,000 | thousands by filing date | principal |
| CALIX INC | 13100M509 | COM | 261,285 | $2,117,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 278,561 | $2,103,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 55,542 | $2,096,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 106,174 | $2,095,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 796,532 | $2,095,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 67,232 | $2,089,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 105,038 | $2,088,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 57,420 | $2,082,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 53,864 | $2,080,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 80,079 | $2,078,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 196,506 | $2,071,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 356,655 | $2,068,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 71,812 | $2,062,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 221,062 | $2,061,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 214,865 | $2,058,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 2,080,000 | $2,055,000 | thousands by filing date | principal |
| 1ST SOURCE CORP COM | 336901103 | Stock | 39,058 | $2,054,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 885,170 | $2,054,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 89,070 | $2,049,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 101,214 | $2,048,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 102,365 | $2,047,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 1,824,000 | $2,046,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 84,459 | $2,045,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 285,838 | $2,044,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 118,877 | $2,038,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 172,485 | $2,038,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 2,005,818 | $2,034,000 | thousands by filing date | principal |
| BRISTOW GROUP INC | 110394AF0 | NOTE 4.500 6/0 | 2,004,000 | $2,034,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 80,164 | $2,029,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 124,478 | $2,028,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 71,315 | $2,026,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 617,059 | $2,024,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 176,161 | $2,015,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 335,227 | $2,012,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 271,079 | $2,011,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 36,852 | $2,006,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 42,362 | $2,004,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 74,823 | $2,004,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 198,013 | $2,004,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 103,116 | $2,002,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 1,707,000 | $1,998,000 | thousands by filing date | principal |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 75,723 | $1,988,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-18-000603 | superseded | 2018-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-18-000620 | this filing | 2018-11-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-19-000455 | base | 2019-04-23 | acceptance time not in the bulk data set |