13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2018-09-30, filed 2018-11-20, with 6,882 holding rows worth $399,533,248,000.
- Accession
- 0000895421-18-000620
- Filer
- CIK 895421
- Filed
- 2018-11-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, amendment of type restatement, 27,234 entries on the cover page, a total value of $399,533,248,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $399,533,248,000 with VALUE read as thousands by filing date, 13F file number 028-03432. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 153,962 | $9,153,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 362,300 | $9,147,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 247,367 | $9,145,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 32,929 | $9,144,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 396,689 | $9,143,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 736,837 | $9,136,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 68,280 | $9,128,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 288,047 | $9,113,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 791,220 | $9,107,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 134,084 | $9,102,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 116,482 | $9,093,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 65,439 | $9,089,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 239,480 | $9,082,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 170,773 | $9,070,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 212,891 | $9,070,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 119,396 | $9,068,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 399,179 | $9,061,000 | thousands by filing date | |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 9,064,000 | $9,048,000 | thousands by filing date | principal |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 577,297 | $9,046,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 212,953 | $9,046,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 147,235 | $9,035,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 264,872 | $9,024,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 108,425 | $8,994,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 199,654 | $8,981,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 204,996 | $8,962,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 105,054 | $8,960,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 185,463 | $8,958,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 230,064 | $8,920,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 79,319 | $8,917,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 207,476 | $8,901,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 184,652 | $8,900,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 336,386 | $8,897,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 463,452 | $8,871,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 1,664,264 | $8,870,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 126,453 | $8,852,000 | thousands by filing date | |
| DREYFUS ALCENTRA GBL CR INCO | 26189A105 | COM | 983,204 | $8,849,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 142,019 | $8,823,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 292,257 | $8,821,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 576,239 | $8,800,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 983,059 | $8,798,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 165,316 | $8,793,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 253,254 | $8,791,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 820,347 | $8,777,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 424,456 | $8,773,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 234,644 | $8,767,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 190,197 | $8,749,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 310,873 | $8,748,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 903,734 | $8,712,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 119,215 | $8,709,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 727,544 | $8,709,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 12,532 | $8,707,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 131,402 | $8,700,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,710,087 | $8,699,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 155,209 | $8,685,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 209,060 | $8,663,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 537,391 | $8,657,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 221,098 | $8,654,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 48,461 | $8,651,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 260,149 | $8,637,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 584,987 | $8,628,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 431,879 | $8,611,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 157,835 | $8,610,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 508,299 | $8,596,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 138,608 | $8,587,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 216,314 | $8,576,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 233,935 | $8,574,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 158,746 | $8,565,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 125,705 | $8,554,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 120,629 | $8,553,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 526,234 | $8,541,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 4,130,000 | $8,535,000 | thousands by filing date | principal |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 147,868 | $8,534,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 159,414 | $8,534,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 315,424 | $8,529,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 260,481 | $8,518,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 277,374 | $8,515,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 266,001 | $8,513,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 418,054 | $8,507,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 262,853 | $8,504,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 603,106 | $8,480,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 654,446 | $8,476,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 204,824 | $8,474,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 559,267 | $8,472,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 864,109 | $8,469,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 143,119 | $8,458,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 360,564 | $8,457,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 189,661 | $8,456,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 307,964 | $8,447,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,378,030 | $8,433,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 177,816 | $8,428,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 315,637 | $8,405,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 179,062 | $8,398,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 61,700 | $8,394,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 173,450 | $8,391,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 26,254 | $8,390,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 109,678 | $8,386,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,032,939 | $8,378,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 5,115,762 | $8,371,000 | thousands by filing date | principal |
| WILEY JOHN & SONS INC | 968223206 | CL A | 138,057 | $8,366,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 978,356 | $8,345,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 330,188 | $8,328,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 161,559 | $8,328,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 181,875 | $8,328,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 191,186 | $8,328,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 160,548 | $8,325,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 131,496 | $8,323,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 452,454 | $8,320,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 75,139 | $8,319,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 729,708 | $8,311,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 137,373 | $8,310,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 249,861 | $8,305,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 512,082 | $8,296,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 3,906,492 | $8,281,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 218,547 | $8,279,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 269,639 | $8,264,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 7,447,000 | $8,259,000 | thousands by filing date | principal |
| CALAMP CORP | 128126109 | COMMON STOCK | 344,662 | $8,258,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 90,716 | $8,254,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 117,196 | $8,249,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 549,534 | $8,249,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 4,815,000 | $8,242,000 | thousands by filing date | principal |
| CRANE CO | 224399105 | COM | 83,721 | $8,235,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 155,689 | $8,233,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 213,916 | $8,211,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 226,988 | $8,201,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 97,786 | $8,199,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 212,861 | $8,195,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 178,491 | $8,191,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 480,963 | $8,186,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 6,809,000 | $8,174,000 | thousands by filing date | principal |
| TERNIUM SA | 880890108 | SPONSORED ADS | 269,626 | $8,167,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 246,706 | $8,166,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 506,434 | $8,159,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 352,429 | $8,145,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 550,344 | $8,144,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 181,265 | $8,140,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 291,413 | $8,139,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 266,871 | $8,137,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 270,215 | $8,128,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 673,183 | $8,111,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 164,755 | $8,103,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 293,488 | $8,100,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 267,670 | $8,092,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 158,440 | $8,088,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 184,232 | $8,078,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 544,429 | $8,068,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 171,446 | $8,058,000 | thousands by filing date | |
| DDR CORP | 23317H854 | COM | 601,720 | $8,057,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 218,418 | $8,040,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 131,891 | $8,039,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 212,007 | $8,032,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 111,946 | $8,027,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 240,868 | $8,022,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 800,666 | $8,007,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 338,164 | $7,997,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 557,299 | $7,986,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 120,893 | $7,982,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 626,543 | $7,970,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 320,281 | $7,959,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 779,290 | $7,949,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 70,883 | $7,945,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 2,041,150 | $7,940,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 531,143 | $7,924,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 316,575 | $7,916,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 153,448 | $7,915,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 954,805 | $7,915,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 61,591 | $7,905,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 339,099 | $7,904,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 394,403 | $7,888,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 90,631 | $7,886,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 360,643 | $7,879,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 435,365 | $7,876,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 168,364 | $7,868,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 256,612 | $7,863,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 406,284 | $7,862,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 351,096 | $7,858,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 368,527 | $7,857,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 159,554 | $7,857,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 248,581 | $7,855,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 127,798 | $7,854,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 417,978 | $7,837,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 523,950 | $7,807,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 353,191 | $7,798,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 864,355 | $7,780,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 207,172 | $7,774,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 273,076 | $7,772,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 642,972 | $7,722,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 216,972 | $7,721,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 105,694 | $7,709,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 975,666 | $7,708,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 415,470 | $7,707,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 8,537,000 | $7,705,000 | thousands by filing date | principal |
| ICU MED INC | 44930G107 | COM | 27,238 | $7,702,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 245,950 | $7,698,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 704,945 | $7,690,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 233,084 | $7,690,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 217,055 | $7,686,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 173,492 | $7,676,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 357,482 | $7,668,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 288,938 | $7,666,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 107,213 | $7,657,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 308,976 | $7,653,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 285,414 | $7,643,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 122,195 | $7,641,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 300,338 | $7,632,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 423,797 | $7,624,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 217,448 | $7,616,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 103,448 | $7,605,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 210,353 | $7,604,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 299,050 | $7,590,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 117,744 | $7,589,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 533,135 | $7,587,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 394,040 | $7,576,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 236,979 | $7,574,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 340,462 | $7,562,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 149,430 | $7,561,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 81,205 | $7,557,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 363,532 | $7,543,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 204,964 | $7,543,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 92,228 | $7,531,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 164,604 | $7,527,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 226,605 | $7,511,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 64,993 | $7,496,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 164,289 | $7,495,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 238,672 | $7,494,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 104,622 | $7,488,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 613,074 | $7,485,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 855,246 | $7,475,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 395,448 | $7,474,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 315,302 | $7,472,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 68,566 | $7,440,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 202,173 | $7,437,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 619,689 | $7,430,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 107,336 | $7,418,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 18,273 | $7,410,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 469,753 | $7,404,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 336,226 | $7,398,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,098,596 | $7,393,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 275,778 | $7,386,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 364,426 | $7,379,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 8,764,000 | $7,377,000 | thousands by filing date | principal |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 189,588 | $7,376,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 430,335 | $7,376,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 605,958 | $7,374,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 169,891 | $7,367,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 97,543 | $7,360,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 360,175 | $7,354,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 267,754 | $7,350,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 268,387 | $7,345,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 71,296 | $7,343,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 88,743 | $7,334,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 105,710 | $7,329,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 75,929 | $7,322,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 264,951 | $7,315,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 130,002 | $7,314,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 142,598 | $7,301,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 154,616 | $7,291,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 206,599 | $7,287,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 261,386 | $7,287,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 93,118 | $7,286,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 115,847 | $7,273,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 7,020,000 | $7,270,000 | thousands by filing date | principal |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 352,021 | $7,263,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 7,400,000 | $7,253,000 | thousands by filing date | principal |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 493,873 | $7,251,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 139,257 | $7,241,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 970,109 | $7,237,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 120,056 | $7,233,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 707,653 | $7,225,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 281,156 | $7,221,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 72,346 | $7,211,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 124,650 | $7,207,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 829,422 | $7,191,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 504,604 | $7,189,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 1,620,884 | $7,180,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 295,231 | $7,176,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 888,676 | $7,163,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 6,886,000 | $7,163,000 | thousands by filing date | principal |
| NATUS MEDICAL INC | 639050103 | COM | 200,720 | $7,157,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 257,230 | $7,136,000 | thousands by filing date | |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 7,087,000 | $7,130,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 179,085 | $7,127,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 112,673 | $7,122,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 226,718 | $7,116,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 211,333 | $7,112,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 116,074 | $7,110,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 151,900 | $7,107,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 127,200 | $7,098,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 138,387 | $7,097,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 130,267 | $7,096,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 429,482 | $7,090,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 219,771 | $7,084,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 289,543 | $7,081,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 544,807 | $7,073,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 324,773 | $7,067,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 354,116 | $7,065,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 22,558 | $7,060,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 128,735 | $7,048,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,515,096 | $7,046,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 8,879,108 | $7,044,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 520,638 | $7,018,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 58,595 | $6,990,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 191,885 | $6,979,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 354,273 | $6,979,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 180,173 | $6,976,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 642,967 | $6,970,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 322,773 | $6,970,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 337,044 | $6,970,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 853,060 | $6,969,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 258,482 | $6,962,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 349,435 | $6,962,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 229,430 | $6,958,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 126,066 | $6,943,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 167,403 | $6,943,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 233,502 | $6,935,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 260,818 | $6,924,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 283,507 | $6,920,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 202,438 | $6,918,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 29,284 | $6,903,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 44,140 | $6,885,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,720,914 | $6,884,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 559,039 | $6,882,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 203,039 | $6,875,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,360,005 | $6,869,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 117,747 | $6,867,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 3,347,738 | $6,863,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 54,416 | $6,860,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,162,785 | $6,860,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 151,925 | $6,858,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 57,153 | $6,858,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 894,214 | $6,842,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,455,432 | $6,834,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 360,793 | $6,826,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 205,269 | $6,814,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 284,268 | $6,805,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 585,324 | $6,802,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 90,280 | $6,796,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 6,793,000 | $6,795,000 | thousands by filing date | principal |
| ROGERS CORP COM | 775133101 | Stock | 46,103 | $6,793,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 149,825 | $6,786,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 234,041 | $6,782,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 147,000 | $6,779,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 105,740 | $6,777,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 62,111 | $6,773,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 613,466 | $6,761,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 75,402 | $6,757,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 472,441 | $6,756,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 210,457 | $6,753,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 236,512 | $6,752,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 359,621 | $6,750,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 234,650 | $6,747,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 179,057 | $6,742,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 91,862 | $6,742,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 237,181 | $6,739,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 281,427 | $6,734,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 183,310 | $6,728,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 178,379 | $6,724,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 583,189 | $6,718,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 64,792 | $6,697,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 641,308 | $6,689,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 189,304 | $6,688,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 288,140 | $6,685,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 38,798 | $6,682,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 143,980 | $6,677,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 227,165 | $6,670,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 6,770,000 | $6,669,000 | thousands by filing date | principal |
| CTS CORP | 126501105 | COM | 194,377 | $6,668,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 882,068 | $6,659,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 123,150 | $6,657,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 112,895 | $6,656,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,358,374 | $6,656,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 60,986 | $6,650,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 175,916 | $6,647,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 51,452 | $6,644,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 184,073 | $6,630,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 6,536,000 | $6,629,000 | thousands by filing date | principal |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 720,323 | $6,627,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 133,584 | $6,616,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 3,408,912 | $6,614,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 133,321 | $6,613,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 1,746,902 | $6,604,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 273,684 | $6,595,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 45,558 | $6,590,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 101,496 | $6,578,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 297,643 | $6,578,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 775,028 | $6,571,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 77,973 | $6,562,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 151,754 | $6,561,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 1,163,665 | $6,549,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 410,595 | $6,549,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 159,768 | $6,547,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 6,497,000 | $6,545,000 | thousands by filing date | principal |
| NOVAVAX INC | 670002104 | COMMON STOCK | 3,480,413 | $6,543,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 54,416 | $6,537,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 5,528,000 | $6,536,000 | thousands by filing date | principal |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,142,061 | $6,532,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 232,841 | $6,532,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 120,050 | $6,526,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 1,069,468 | $6,513,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 163,142 | $6,509,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 108,180 | $6,502,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 247,040 | $6,497,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 113,402 | $6,491,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 161,343 | $6,489,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 335,541 | $6,483,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 229,851 | $6,482,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 43,101 | $6,481,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 466,128 | $6,479,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 553,345 | $6,475,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 223,042 | $6,473,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 125,114 | $6,461,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 193,291 | $6,449,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J205 | BULSHS 2018 HY | 256,671 | $6,449,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 140,642 | $6,448,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 93,372 | $6,447,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 389,343 | $6,444,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 2,073,164 | $6,427,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 30,761 | $6,413,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 242,542 | $6,411,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 266,822 | $6,403,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 515,105 | $6,388,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 191,709 | $6,383,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 202,355 | $6,381,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 371,368 | $6,377,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 479,064 | $6,376,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 198,522 | $6,373,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 97,714 | $6,364,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 993,713 | $6,360,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 141,653 | $6,345,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 70,880 | $6,337,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 296,391 | $6,336,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 243,536 | $6,319,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 150,662 | $6,313,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 242,750 | $6,311,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 64,006 | $6,293,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 145,630 | $6,280,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 288,806 | $6,272,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 381,801 | $6,265,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 51,971 | $6,264,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 288,194 | $6,254,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 83,909 | $6,243,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 67,279 | $6,237,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 156,064 | $6,228,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 252,902 | $6,224,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 114,878 | $6,217,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 115,678 | $6,215,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 238,864 | $6,208,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 585,766 | $6,204,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 332,292 | $6,198,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 370,548 | $6,196,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 468,084 | $6,194,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 94,024 | $6,193,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 309,024 | $6,193,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 72,009 | $6,190,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 327,741 | $6,190,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 74,621 | $6,179,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 199,589 | $6,177,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 263,481 | $6,176,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 186,327 | $6,175,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 278,072 | $6,171,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 63,459 | $6,161,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 381,452 | $6,160,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 339,331 | $6,159,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 1,282,451 | $6,156,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 130,084 | $6,153,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 159,732 | $6,149,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 298,612 | $6,143,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 293,992 | $6,142,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 488,714 | $6,139,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 208,238 | $6,125,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 213,707 | $6,124,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 414,590 | $6,123,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 113,932 | $6,119,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 93,784 | $6,112,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 695,240 | $6,111,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 257,680 | $6,107,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 421,434 | $6,106,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 105,183 | $6,101,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 551,387 | $6,098,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 435,232 | $6,080,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 192,997 | $6,072,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 162,612 | $6,063,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 167,383 | $6,059,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 1,081,285 | $6,056,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 160,804 | $6,055,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 3,644,946 | $6,051,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 288,711 | $6,048,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 533,042 | $6,045,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 218,619 | $6,034,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 177,436 | $6,030,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 136,968 | $6,024,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 113,524 | $6,022,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 4,154,000 | $6,021,000 | thousands by filing date | principal |
| NATERA INC COM | 632307104 | Stock | 251,447 | $6,020,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 153,102 | $6,019,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 87,994 | $6,018,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 92,484 | $6,012,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 79,697 | $6,005,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 101,766 | $6,001,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 271,497 | $5,986,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-18-000603 | superseded | 2018-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-18-000620 | this filing | 2018-11-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-19-000455 | base | 2019-04-23 | acceptance time not in the bulk data set |