13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 6,642 holding rows worth $333,856,988,000.
- Accession
- 0000895421-17-000432
- Filer
- CIK 895421
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 24,627 entries on the cover page, a total value of $333,856,988,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $333,856,988,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.028-17497
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 3,807,000 | $4,840,000 | thousands by filing date | principal |
| FORWARD AIR CORP | 349853101 | COM | 84,373 | $4,829,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 181,243 | $4,815,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 73,161 | $4,809,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 26,501 | $4,788,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 116,339 | $4,787,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 105,846 | $4,783,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,437,532 | $4,777,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 130,841 | $4,771,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 2,143,244 | $4,758,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 591,530 | $4,756,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 104,050 | $4,756,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 113,552 | $4,752,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 127,316 | $4,734,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 344,738 | $4,730,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 350,102 | $4,728,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 129,045 | $4,723,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 235,070 | $4,722,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 100,431 | $4,718,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 128,285 | $4,709,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 80,689 | $4,708,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 137,128 | $4,707,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 161,149 | $4,701,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 96,280 | $4,700,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 85,024 | $4,698,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 86,754 | $4,692,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 124,610 | $4,678,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 127,942 | $4,669,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 515,462 | $4,660,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 122,964 | $4,656,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 60,833 | $4,650,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 390,754 | $4,638,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 478,983 | $4,636,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 24,627 | $4,627,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 103,547 | $4,624,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 201,829 | $4,622,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 328,504 | $4,622,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 75,860 | $4,619,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 104,028 | $4,618,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 259,856 | $4,613,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 263,049 | $4,609,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 102,876 | $4,604,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 128,335 | $4,597,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 111,202 | $4,591,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 123,925 | $4,590,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 562,806 | $4,582,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 649,848 | $4,581,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 141,386 | $4,579,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 53,844 | $4,576,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 109,693 | $4,575,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 137,954 | $4,574,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 127,565 | $4,574,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 459,539 | $4,568,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 432,609 | $4,560,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 21,100 | $4,553,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 132,490 | $4,547,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 71,985 | $4,545,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 85,499 | $4,541,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 240,790 | $4,533,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 145,517 | $4,533,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 130,662 | $4,532,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 144,321 | $4,530,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 210,014 | $4,515,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 392,713 | $4,509,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 379,989 | $4,503,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 226,624 | $4,498,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 62,660 | $4,496,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 74,367 | $4,484,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 317,352 | $4,483,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 45,195 | $4,482,000 | thousands by filing date | |
| BLACKHAWK NETWORK HLDGS INC | 09238EAB0 | NOTE 1.500% 1/1 | 4,013,000 | $4,480,000 | thousands by filing date | principal |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 64,728 | $4,479,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 219,423 | $4,476,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 270,367 | $4,475,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 83,334 | $4,473,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 115,731 | $4,472,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 349,055 | $4,468,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 569,152 | $4,468,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 133,265 | $4,465,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 51,749 | $4,460,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 75,138 | $4,459,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 199,557 | $4,457,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 117,646 | $4,447,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 418,241 | $4,442,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 329,927 | $4,441,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 408,886 | $4,437,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 164,386 | $4,435,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 288,872 | $4,435,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 124,812 | $4,433,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 709,763 | $4,428,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 120,755 | $4,424,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 190,000 | $4,420,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 74,337 | $4,413,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 82,749 | $4,408,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 72,319 | $4,408,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 1,048,371 | $4,403,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 136,881 | $4,388,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 181,384 | $4,384,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 52,489 | $4,379,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 33,294 | $4,372,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 106,362 | $4,371,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 208,469 | $4,367,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 57,835 | $4,367,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 325,540 | $4,362,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 353,125 | $4,362,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 135,565 | $4,350,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K125 | DAILY S&P OIL | 256,344 | $4,348,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 167,878 | $4,347,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 210,995 | $4,346,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 363,100 | $4,342,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 138,938 | $4,341,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 46,824 | $4,329,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 177,800 | $4,328,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M126 | GUGGENHEM 2026 | 218,957 | $4,328,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 246,191 | $4,327,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 317,753 | $4,325,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 88,404 | $4,323,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 262,116 | $4,322,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 2,211,158 | $4,310,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 102,942 | $4,308,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 84,949 | $4,308,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,145,409 | $4,307,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 688,974 | $4,306,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 147,215 | $4,299,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 201,266 | $4,297,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 444,590 | $4,295,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 202,217 | $4,287,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 157,902 | $4,286,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 468,924 | $4,286,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 189,209 | $4,285,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 103,850 | $4,284,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 370,667 | $4,281,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,167,216 | $4,272,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 605,796 | $4,271,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 81,345 | $4,270,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 318,136 | $4,269,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 65,272 | $4,258,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 116,747 | $4,256,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 436,730 | $4,249,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 357,168 | $4,246,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 254,871 | $4,243,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 262,358 | $4,243,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 587,128 | $4,234,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 283,446 | $4,229,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 117,916 | $4,229,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 33,775 | $4,228,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 708,080 | $4,227,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 224,575 | $4,223,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 49,670 | $4,221,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 594,442 | $4,220,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 150,650 | $4,219,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 134,499 | $4,218,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 205,178 | $4,217,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 114,496 | $4,204,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 70,834 | $4,200,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 483,348 | $4,191,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 31,434 | $4,190,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 298,592 | $4,189,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 187,925 | $4,186,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 170,990 | $4,182,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 105,820 | $4,180,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 104,083 | $4,179,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 59,983 | $4,179,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 474,373 | $4,174,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 112,071 | $4,170,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 90,446 | $4,170,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 85,335 | $4,160,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 278,813 | $4,156,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 138,082 | $4,156,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 246,210 | $4,153,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 161,449 | $4,152,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 164,976 | $4,139,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 177,791 | $4,126,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 156,413 | $4,125,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 91,268 | $4,124,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 462,726 | $4,120,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 76,809 | $4,115,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 275,072 | $4,113,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 100,816 | $4,113,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 221,484 | $4,112,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 424,400 | $4,104,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 98,148 | $4,103,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 235,103 | $4,102,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 2,660,000 | $4,092,000 | thousands by filing date | principal |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 158,885 | $4,081,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 90,749 | $4,071,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 258,591 | $4,070,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 109,397 | $4,065,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 2,954,000 | $4,058,000 | thousands by filing date | principal |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 70,194 | $4,055,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 41,927 | $4,055,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 27,562 | $4,054,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 67,123 | $4,051,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 37,710 | $4,048,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 84,282 | $4,045,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 266,409 | $4,044,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 336,167 | $4,044,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 220,908 | $4,040,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 169,272 | $4,035,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 71,891 | $4,032,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 196,351 | $4,032,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 156,873 | $4,031,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 55,398 | $4,029,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 245,583 | $4,028,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 201,171 | $4,026,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 315,218 | $4,025,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 104,535 | $4,024,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 62,752 | $4,023,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 251,469 | $4,022,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 71,894 | $4,011,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 69,010 | $4,002,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 332,246 | $3,997,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 154,338 | $3,995,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 246,630 | $3,993,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 47,605 | $3,986,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 376,756 | $3,983,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 23,464 | $3,981,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 153,699 | $3,973,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 418,500 | $3,972,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 115,950 | $3,959,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 104,141 | $3,957,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 185,533 | $3,956,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 227,799 | $3,956,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 268,967 | $3,951,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 757,829 | $3,948,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 368,920 | $3,947,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 66,755 | $3,947,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 125,396 | $3,945,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 275,034 | $3,914,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 4,199,000 | $3,911,000 | thousands by filing date | principal |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 308,980 | $3,902,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 62,525 | $3,901,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 629,679 | $3,892,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 153,922 | $3,888,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 53,061 | $3,884,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 104,714 | $3,881,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 298,051 | $3,878,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 245,515 | $3,875,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 3,647,000 | $3,875,000 | thousands by filing date | principal |
| FINANCIAL ENGINES INC | 317485100 | COM | 111,342 | $3,870,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 68,236 | $3,869,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 248,054 | $3,869,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 80,151 | $3,868,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 122,123 | $3,865,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 100,999 | $3,864,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 322,861 | $3,864,000 | thousands by filing date | |
| TAL ED GROUP | 874080AB0 | NOTE 2.500 5/1 | 500,000 | $3,858,000 | thousands by filing date | principal |
| 2U INC | 90214J101 | COM | 68,815 | $3,856,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 397,416 | $3,855,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 129,579 | $3,849,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 179,456 | $3,841,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 263,046 | $3,835,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 131,857 | $3,834,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 90,997 | $3,833,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 469,979 | $3,826,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 118,043 | $3,824,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 53,089 | $3,818,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 44,559 | $3,811,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 32,286 | $3,808,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 83,672 | $3,806,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 46,731 | $3,799,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 167,547 | $3,795,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 119,022 | $3,785,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 57,403 | $3,784,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 86,389 | $3,784,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 150,710 | $3,783,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 135,077 | $3,782,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 284,864 | $3,782,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 166,612 | $3,778,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 13,478 | $3,777,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 239,306 | $3,773,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 37,287 | $3,770,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 259,701 | $3,768,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 66,361 | $3,766,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 99,715 | $3,765,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 240,570 | $3,763,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 30,333 | $3,762,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 82,283 | $3,761,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 83,360 | $3,760,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 80,923 | $3,755,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 2,996,000 | $3,753,000 | thousands by filing date | principal |
| INVUITY INC | 46187J205 | COM NEW | 421,363 | $3,750,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 114,722 | $3,737,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 254,239 | $3,737,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 32,193 | $3,733,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 164,236 | $3,725,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 458,990 | $3,718,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 58,141 | $3,716,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 88,218 | $3,715,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 483,704 | $3,715,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 304,493 | $3,714,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 413,219 | $3,711,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 208,046 | $3,711,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 142,326 | $3,710,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 196,623 | $3,706,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 3,772,000 | $3,701,000 | thousands by filing date | principal |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 3,000,000 | $3,683,000 | thousands by filing date | principal |
| AMERICAN WOODMARK CORP | 030506109 | COM | 38,250 | $3,682,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 115,981 | $3,666,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 192,110 | $3,659,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 111,418 | $3,656,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 78,417 | $3,656,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 164,517 | $3,643,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 91,893 | $3,638,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 116,087 | $3,634,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 60,564 | $3,631,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 34,062 | $3,626,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 408,862 | $3,614,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 24,381 | $3,607,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 31,526 | $3,602,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 36,833 | $3,598,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 182,676 | $3,594,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 68,107 | $3,588,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 57,563 | $3,586,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 571,552 | $3,585,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 620,644 | $3,581,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 4,539,000 | $3,580,000 | thousands by filing date | principal |
| INFINERA CORP | 45667G103 | COMMON STOCK | 402,618 | $3,571,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 295,277 | $3,561,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 195,869 | $3,558,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 157,307 | $3,557,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 107,914 | $3,557,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 80,906 | $3,540,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 227,497 | $3,539,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 152,020 | $3,539,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 52,130 | $3,538,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 57,331 | $3,535,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 94,034 | $3,531,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 195,952 | $3,527,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 107,513 | $3,521,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 121,335 | $3,520,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 69,163 | $3,518,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 68,045 | $3,518,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 122,073 | $3,510,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 131,472 | $3,509,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 3,070,948 | $3,502,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 41,636 | $3,501,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 304,192 | $3,498,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 126,772 | $3,493,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 83,311 | $3,491,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 104,954 | $3,490,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 249,897 | $3,489,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 22,998 | $3,484,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 133,233 | $3,483,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 126,102 | $3,471,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 72,185 | $3,464,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 112,626 | $3,461,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 142,830 | $3,461,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 103,423 | $3,459,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 29,955 | $3,457,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 87,654 | $3,456,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 145,599 | $3,454,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 3,840,000 | $3,451,000 | thousands by filing date | principal |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 197,527 | $3,443,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 102,484 | $3,442,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 436,136 | $3,441,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 3,015,000 | $3,440,000 | thousands by filing date | principal |
| QUALITY SYS INC | 747582104 | COM | 218,392 | $3,436,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 62,273 | $3,418,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 145,886 | $3,417,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 244,667 | $3,405,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 59,003 | $3,401,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 170,551 | $3,399,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 182,995 | $3,395,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 118,460 | $3,394,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 201,234 | $3,391,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 150,531 | $3,387,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 96,862 | $3,385,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 71,114 | $3,385,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 378,305 | $3,385,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 263,050 | $3,382,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 352,180 | $3,381,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 399,532 | $3,380,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 66,763 | $3,368,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 178,301 | $3,367,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 885,565 | $3,365,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 94,276 | $3,365,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 3,199,048 | $3,359,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 261,213 | $3,352,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 1,288,601 | $3,350,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 59,610 | $3,341,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 211,800 | $3,336,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 311,200 | $3,333,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 251,279 | $3,332,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 200,622 | $3,332,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 52,941 | $3,329,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 249,705 | $3,326,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 398,774 | $3,318,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 355,625 | $3,318,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 257,199 | $3,315,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 228,172 | $3,308,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 529,587 | $3,305,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 28,530 | $3,301,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 58,678 | $3,298,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 66,647 | $3,297,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 61,487 | $3,297,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,830,443 | $3,294,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 82,602 | $3,268,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 193,136 | $3,268,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 25,831 | $3,264,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 127,209 | $3,263,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 931,527 | $3,260,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 122,297 | $3,252,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,756,801 | $3,250,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 215,464 | $3,250,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 220,270 | $3,249,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 162,334 | $3,247,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 137,007 | $3,244,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 27,826 | $3,242,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 238,888 | $3,237,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 90,685 | $3,231,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 112,804 | $3,228,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 88,531 | $3,222,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 55,846 | $3,222,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 81,333 | $3,211,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 42,273 | $3,203,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 84,771 | $3,201,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 42,834 | $3,197,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 435,108 | $3,197,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 49,874 | $3,195,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 184,815 | $3,192,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 43,163 | $3,191,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 94,253 | $3,190,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 52,778 | $3,188,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 661,086 | $3,187,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 679,408 | $3,180,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 36,850 | $3,180,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 304,692 | $3,177,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 128,898 | $3,177,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 107,595 | $3,173,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 446,734 | $3,172,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 135,354 | $3,166,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 50,012 | $3,166,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 249,307 | $3,161,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 149,312 | $3,160,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 73,481 | $3,158,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 36,834 | $3,148,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 109,250 | $3,147,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 154,330 | $3,147,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 35,237 | $3,145,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 54,286 | $3,144,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 3,121,000 | $3,140,000 | thousands by filing date | principal |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 84,765 | $3,127,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 132,647 | $3,126,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 142,700 | $3,123,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 125,143 | $3,115,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 26,831 | $3,114,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 188,564 | $3,111,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 64,406 | $3,108,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 27,885 | $3,106,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 26,649 | $3,104,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 181,156 | $3,103,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 63,170 | $3,101,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 234,571 | $3,101,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 35,955 | $3,098,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 130,593 | $3,095,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 151,499 | $3,088,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 138,441 | $3,087,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 224,744 | $3,086,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 81,266 | $3,085,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 3,148,000 | $3,084,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 89,233 | $3,083,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 102,955 | $3,081,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 324,190 | $3,077,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 81,586 | $3,077,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 64,245 | $3,067,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 227,366 | $3,065,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 206,303 | $3,062,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 178,137 | $3,058,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 136,118 | $3,057,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 165,120 | $3,055,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 226,707 | $3,049,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 28,845 | $3,041,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 404,951 | $3,037,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 49,320 | $3,037,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 27,104 | $3,035,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 132,721 | $3,031,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 49,198 | $3,030,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,271,114 | $3,026,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 131,759 | $3,024,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 468,849 | $3,024,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 114,682 | $3,023,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 111,577 | $3,012,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 103,662 | $3,007,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 30,340 | $3,004,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 238,967 | $3,004,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 289,086 | $3,004,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 286,463 | $2,999,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 688,734 | $2,996,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 120,673 | $2,985,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 210,877 | $2,978,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 344,125 | $2,974,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 618,431 | $2,974,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 86,821 | $2,973,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 57,121 | $2,969,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 50,744 | $2,969,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 493,444 | $2,961,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 679,011 | $2,961,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 55,246 | $2,960,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 61,289 | $2,960,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-17-000432 | this filing | 2017-11-14 | acceptance time not in the bulk data set |