13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 6,642 holding rows worth $333,856,988,000.
- Accession
- 0000895421-17-000432
- Filer
- CIK 895421
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 24,627 entries on the cover page, a total value of $333,856,988,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $333,856,988,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.028-17497
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 115,938 | $8,023,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 124,168 | $8,022,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 142,137 | $8,014,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 6,882,000 | $8,003,000 | thousands by filing date | principal |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 118,738 | $7,992,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 103,078 | $7,966,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 333,132 | $7,958,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 161,350 | $7,946,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 163,086 | $7,929,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 126,856 | $7,928,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 211,669 | $7,916,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 615,645 | $7,912,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 171,276 | $7,905,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 247,904 | $7,898,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,698,578 | $7,898,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 265,395 | $7,896,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 315,869 | $7,896,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 1,121,508 | $7,884,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 408,186 | $7,878,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 765,598 | $7,877,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 409,560 | $7,864,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 218,445 | $7,864,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 187,421 | $7,860,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 109,723 | $7,859,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 502,709 | $7,842,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,247,444 | $7,834,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 417,962 | $7,833,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 676,075 | $7,822,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 138,417 | $7,805,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 162,334 | $7,803,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 227,276 | $7,793,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 302,658 | $7,791,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 106,570 | $7,787,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 995,049 | $7,781,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 167,711 | $7,770,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 331,984 | $7,751,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 224,587 | $7,749,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 143,126 | $7,745,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 218,699 | $7,730,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 172,642 | $7,713,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 524,640 | $7,712,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 886,222 | $7,711,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 203,671 | $7,705,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,025,232 | $7,699,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 425,117 | $7,694,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 373,991 | $7,685,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 159,910 | $7,680,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 132,300 | $7,673,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 301,468 | $7,669,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 152,942 | $7,637,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 227,387 | $7,633,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 94,489 | $7,630,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 191,678 | $7,623,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 363,243 | $7,613,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 61,008 | $7,598,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 185,583 | $7,583,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 988,509 | $7,563,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 192,250 | $7,551,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 125,709 | $7,548,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 2,419,272 | $7,548,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 326,465 | $7,547,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 571,489 | $7,538,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 220,363 | $7,525,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 224,850 | $7,520,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 237,503 | $7,507,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 242,262 | $7,504,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 382,986 | $7,500,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 90,117 | $7,488,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 438,991 | $7,480,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 667,064 | $7,472,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,103,965 | $7,463,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 711,719 | $7,445,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 43,450 | $7,438,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 319,872 | $7,437,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 155,010 | $7,426,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 66,002 | $7,412,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 88,564 | $7,409,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 189,176 | $7,387,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 244,687 | $7,377,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 948,307 | $7,377,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 297,879 | $7,372,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 133,373 | $7,369,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 184,263 | $7,352,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 68,220 | $7,348,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 109,098 | $7,342,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 141,288 | $7,331,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 1,008,006 | $7,269,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 166,144 | $7,245,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 1,704,588 | $7,244,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 90,519 | $7,236,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 292,905 | $7,235,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 65,238 | $7,234,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 145,879 | $7,233,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 10,008 | $7,228,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 142,850 | $7,227,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 373,585 | $7,211,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 289,368 | $7,190,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 107,788 | $7,174,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 141,411 | $7,168,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,930,582 | $7,162,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 444,274 | $7,144,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 133,162 | $7,125,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 1,229,156 | $7,116,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 121,984 | $7,107,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 59,351 | $7,107,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 58,970 | $7,094,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 418,550 | $7,090,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 218,757 | $7,088,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 335,017 | $7,083,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 193,673 | $7,079,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 374,866 | $7,067,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,220,175 | $7,065,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 267,721 | $7,065,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 273,222 | $7,060,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 653,372 | $7,056,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 190,311 | $7,051,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 313,640 | $7,040,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 515,867 | $7,040,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 95,219 | $7,036,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 4,026,000 | $7,025,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550105 | COM | 742,207 | $7,022,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 6,608 | $7,001,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 810,096 | $7,000,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 184,197 | $6,995,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 626,682 | $6,993,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 170,391 | $6,986,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 6,872,000 | $6,984,000 | thousands by filing date | principal |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 162,476 | $6,974,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 159,293 | $6,972,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 589,257 | $6,971,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 410,871 | $6,965,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 77,316 | $6,963,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 102,887 | $6,897,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 194,306 | $6,879,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 392,996 | $6,874,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 102,912 | $6,869,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 240,414 | $6,862,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 77,271 | $6,853,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 610,128 | $6,851,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 203,644 | $6,847,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 60,167 | $6,838,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 315,977 | $6,837,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 407,970 | $6,833,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 489,885 | $6,824,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 503,364 | $6,820,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 3,726,708 | $6,819,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 100,297 | $6,811,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 201,513 | $6,811,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 1,001,162 | $6,808,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 708,135 | $6,799,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 393,743 | $6,792,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 480,641 | $6,782,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 351,011 | $6,782,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 208,515 | $6,777,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 344,536 | $6,771,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 916,356 | $6,745,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 47,805 | $6,732,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 200,395 | $6,717,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 295,710 | $6,716,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 675,595 | $6,709,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 351,598 | $6,708,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 337,397 | $6,701,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 566,209 | $6,676,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 435,152 | $6,658,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 699,771 | $6,648,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 481,290 | $6,647,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 106,649 | $6,638,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 192,795 | $6,635,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 212,939 | $6,633,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 344,172 | $6,629,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 1,059,005 | $6,619,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 164,759 | $6,615,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 70,227 | $6,614,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 427,946 | $6,612,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 260,388 | $6,606,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 390,831 | $6,598,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 4,698,000 | $6,584,000 | thousands by filing date | principal |
| GOPRO INC | 38268T103 | CL A | 597,869 | $6,583,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 461,818 | $6,581,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 211,068 | $6,575,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 184,073 | $6,567,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 539,989 | $6,567,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 422,475 | $6,561,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 394,949 | $6,556,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 186,923 | $6,547,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 115,387 | $6,543,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 494,175 | $6,543,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 242,206 | $6,540,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 64,274 | $6,539,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 92,781 | $6,536,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 81,465 | $6,533,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 212,644 | $6,529,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 563,475 | $6,508,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 251,274 | $6,498,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 220,000 | $6,486,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,701,631 | $6,482,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 218,268 | $6,476,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 681,716 | $6,469,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 117,854 | $6,466,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 446,097 | $6,459,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 277,670 | $6,458,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 245,459 | $6,449,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 93,260 | $6,435,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 483,377 | $6,433,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 113,106 | $6,412,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 311,529 | $6,411,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 176,963 | $6,402,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 123,467 | $6,395,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 269,202 | $6,392,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 70,253 | $6,379,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 185,932 | $6,378,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 331,280 | $6,361,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 278,087 | $6,346,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 396,013 | $6,324,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 156,342 | $6,323,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 244,119 | $6,322,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 120,675 | $6,322,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 3,285,656 | $6,309,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 671,914 | $6,303,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 218,420 | $6,302,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 412,195 | $6,294,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 554,609 | $6,294,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 102,954 | $6,286,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 142,600 | $6,285,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 335,311 | $6,267,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 499,299 | $6,266,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 154,806 | $6,262,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 316,133 | $6,251,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 264,902 | $6,238,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 291,419 | $6,236,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 151,895 | $6,189,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 289,792 | $6,187,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 165,295 | $6,185,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 706,260 | $6,180,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 308,933 | $6,179,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 442,619 | $6,174,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 66,429 | $6,167,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,406,839 | $6,163,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 47,621 | $6,147,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 439,420 | $6,143,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 667,828 | $6,137,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 2,504,637 | $6,137,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 208,224 | $6,126,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 381,131 | $6,125,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 105,642 | $6,096,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 91,231 | $6,092,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 225,588 | $6,088,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 218,271 | $6,087,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 110,284 | $6,070,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 337,893 | $6,056,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 291,018 | $6,054,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 125,680 | $6,052,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 115,447 | $6,041,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 141,537 | $6,038,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 148,180 | $6,037,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 768,731 | $6,035,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 381,858 | $6,030,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 93,622 | $6,030,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 238,909 | $6,025,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 423,432 | $6,025,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 261,542 | $6,023,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 16,098 | $6,018,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 78,823 | $6,006,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 506,594 | $6,003,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 85,479 | $5,996,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 158,698 | $5,993,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 166,196 | $5,988,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 610,946 | $5,987,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,503,570 | $5,985,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 616,100 | $5,983,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 294,147 | $5,980,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 355,029 | $5,936,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 399,742 | $5,933,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 140,446 | $5,929,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 325,102 | $5,926,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 110,113 | $5,897,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 347,382 | $5,892,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 90,905 | $5,892,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 194,162 | $5,886,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 165,083 | $5,885,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 4,000,000 | $5,885,000 | thousands by filing date | principal |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 132,428 | $5,880,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 596,850 | $5,879,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 90,766 | $5,872,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 580,652 | $5,870,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 94,998 | $5,856,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 355,047 | $5,833,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 154,004 | $5,832,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 114,180 | $5,831,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 371,887 | $5,820,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 145,039 | $5,816,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 62,512 | $5,816,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 443,131 | $5,815,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 363,339 | $5,814,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 185,064 | $5,812,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B862 | VAR RAT INV GR | 230,404 | $5,811,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 387,116 | $5,810,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 692,368 | $5,809,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 112,369 | $5,805,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 289,116 | $5,803,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 465,495 | $5,800,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 208,517 | $5,800,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 57,256 | $5,788,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 269,501 | $5,788,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 89,354 | $5,787,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 428,879 | $5,785,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,993,946 | $5,783,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 88,421 | $5,782,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 231,718 | $5,775,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 139,621 | $5,772,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 418,472 | $5,770,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 376,516 | $5,768,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,053,760 | $5,764,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 135,086 | $5,758,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,251,619 | $5,757,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 701,589 | $5,753,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 44,249 | $5,748,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 215,049 | $5,748,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 129,937 | $5,745,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 270,856 | $5,745,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 436,031 | $5,739,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 49,507 | $5,736,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 913,145 | $5,734,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 38,872 | $5,731,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 7,377,000 | $5,727,000 | thousands by filing date | principal |
| SPX FLOW INC COM | 78469X107 | Stock | 148,461 | $5,725,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 245,266 | $5,724,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 1,195,678 | $5,716,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 134,557 | $5,699,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 144,167 | $5,697,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 84,541 | $5,696,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 273,809 | $5,695,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 56,704 | $5,679,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 306,122 | $5,679,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 2,485,565 | $5,666,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 139,878 | $5,664,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 131,204 | $5,662,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 221,556 | $5,661,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 182,268 | $5,660,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 420,601 | $5,653,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 63,299 | $5,644,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 84,843 | $5,638,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 206,945 | $5,630,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 393,057 | $5,621,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 886,538 | $5,621,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,312,542 | $5,618,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 127,262 | $5,618,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 346,554 | $5,614,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 160,250 | $5,611,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 96,531 | $5,601,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 375,641 | $5,596,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 110,788 | $5,592,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 44,552 | $5,590,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 169,333 | $5,587,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 131,856 | $5,584,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 735,675 | $5,584,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 420,347 | $5,574,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 457,650 | $5,560,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 414,290 | $5,539,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 220,173 | $5,535,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 219,053 | $5,534,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 89,915 | $5,528,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 166,687 | $5,526,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 63,774 | $5,513,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 75,079 | $5,502,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 2,520,851 | $5,496,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 146,922 | $5,494,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 132,520 | $5,487,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 8,159 | $5,482,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 473,465 | $5,468,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 404,463 | $5,459,000 | thousands by filing date | |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 5,220,000 | $5,458,000 | thousands by filing date | principal |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 176,614 | $5,446,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 348,833 | $5,446,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 138,775 | $5,444,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 250,623 | $5,438,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 213,976 | $5,435,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 363,180 | $5,433,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 218,129 | $5,431,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 110,654 | $5,426,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 116,618 | $5,422,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 4,973,000 | $5,414,000 | thousands by filing date | principal |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 135,589 | $5,412,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 659,218 | $5,405,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 1,500,000 | $5,401,000 | thousands by filing date | principal |
| URBAN OUTFITTERS INC | 917047102 | COM | 225,833 | $5,399,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 73,616 | $5,389,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 139,578 | $5,386,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 261,069 | $5,383,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 140,460 | $5,382,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 127,058 | $5,381,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 213,552 | $5,377,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 125,291 | $5,356,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 71,448 | $5,353,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 217,067 | $5,348,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 69,199 | $5,337,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 188,569 | $5,327,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 290,886 | $5,324,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 99,561 | $5,321,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 23,923 | $5,320,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 477,867 | $5,319,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 188,887 | $5,317,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,519,383 | $5,317,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 299,932 | $5,311,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 57,607 | $5,307,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 198,249 | $5,302,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 210,453 | $5,301,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 202,609 | $5,297,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 172,702 | $5,296,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 126,767 | $5,293,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 93,527 | $5,283,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 401,328 | $5,281,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 178,926 | $5,281,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 2,567,594 | $5,263,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 85,547 | $5,262,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 38,461 | $5,248,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 178,806 | $5,239,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 107,496 | $5,237,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 172,194 | $5,228,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 84,951 | $5,219,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 160,254 | $5,219,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 233,264 | $5,212,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 185,111 | $5,211,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 473,293 | $5,206,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 67,189 | $5,203,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 321,176 | $5,200,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 252,482 | $5,188,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 276,826 | $5,188,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 312,618 | $5,186,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 209,650 | $5,162,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 104,899 | $5,161,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 5,625,000 | $5,160,000 | thousands by filing date | principal |
| CONMED CORP COM | 207410101 | Stock | 98,331 | $5,159,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 339,153 | $5,151,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 132,310 | $5,140,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 676,152 | $5,139,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 90,422 | $5,132,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 20,107 | $5,130,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 220,235 | $5,121,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 107,705 | $5,107,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 184,928 | $5,095,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 264,740 | $5,094,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 323,792 | $5,084,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 208,973 | $5,082,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 214,396 | $5,075,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 195,971 | $5,070,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 88,454 | $5,068,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 323,401 | $5,061,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 187,927 | $5,055,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 26,622 | $5,050,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 870,062 | $5,047,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 120,853 | $5,045,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 96,071 | $5,041,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 219,252 | $5,041,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 279,466 | $5,030,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 487,621 | $5,022,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 83,894 | $4,996,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 316,646 | $4,994,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 275,654 | $4,992,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 26,831 | $4,986,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 365,971 | $4,984,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 120,062 | $4,980,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 97,362 | $4,970,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 199,776 | $4,965,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 252,285 | $4,958,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 346,882 | $4,953,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 171,191 | $4,952,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 173,495 | $4,935,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 96,756 | $4,934,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 33,426 | $4,932,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 78,911 | $4,930,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 485,483 | $4,928,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 232,330 | $4,920,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 141,895 | $4,907,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 352,861 | $4,905,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 86,627 | $4,903,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 473,722 | $4,903,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 225,286 | $4,900,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 186,285 | $4,899,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 218,134 | $4,897,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 79,865 | $4,894,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 70,126 | $4,889,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 290,272 | $4,889,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 43,681 | $4,888,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 277,660 | $4,887,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 235,437 | $4,885,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 80,151 | $4,881,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 217,979 | $4,873,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 98,057 | $4,871,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 190,249 | $4,870,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,248,734 | $4,870,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 170,123 | $4,869,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 278,138 | $4,865,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 100,012 | $4,860,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 376,001 | $4,858,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 185,303 | $4,858,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 125,550 | $4,856,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 547,871 | $4,854,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 95,662 | $4,850,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 46,800 | $4,849,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-17-000432 | this filing | 2017-11-14 | acceptance time not in the bulk data set |