13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 6,642 holding rows worth $333,856,988,000.
- Accession
- 0000895421-17-000432
- Filer
- CIK 895421
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 24,627 entries on the cover page, a total value of $333,856,988,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $333,856,988,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.028-17497
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Mexico Fund Inc/The | 592835102 | COM | 171,749 | $2,951,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 32,036 | $2,948,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 149,706 | $2,942,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 2,072,000 | $2,942,000 | thousands by filing date | principal |
| INFRAREIT INC | 45685L100 | COM | 131,413 | $2,940,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 80,353 | $2,936,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 75,722 | $2,935,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 108,377 | $2,935,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 47,801 | $2,934,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 135,213 | $2,934,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 129,448 | $2,932,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 28,369 | $2,927,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 30,564 | $2,927,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 78,176 | $2,918,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 185,268 | $2,918,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 57,068 | $2,917,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 90,319 | $2,914,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 182,601 | $2,913,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 189,609 | $2,911,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 174,573 | $2,910,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 132,678 | $2,905,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 247,914 | $2,901,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 113,228 | $2,895,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 51,898 | $2,888,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 118,038 | $2,886,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 68,441 | $2,883,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 31,613 | $2,883,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 53,633 | $2,879,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 188,686 | $2,877,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 2,426,000 | $2,875,000 | thousands by filing date | principal |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 167,532 | $2,874,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 36,258 | $2,869,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 161,074 | $2,868,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 89,935 | $2,864,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 280,148 | $2,863,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 104,638 | $2,861,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 378,275 | $2,860,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 114,995 | $2,859,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 107,103 | $2,856,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 97,641 | $2,848,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 68,386 | $2,847,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 214,896 | $2,837,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 50,258 | $2,834,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 146,161 | $2,830,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 35,122 | $2,828,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 268,669 | $2,826,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 51,322 | $2,826,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 26,596 | $2,824,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 168,250 | $2,820,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 190,924 | $2,806,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 48,280 | $2,804,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 84,830 | $2,799,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 227,173 | $2,797,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 136,142 | $2,796,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 130,580 | $2,794,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 60,280 | $2,790,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 25,832 | $2,790,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 71,570 | $2,790,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 180,275 | $2,785,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 94,936 | $2,785,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 165,260 | $2,785,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 170,757 | $2,782,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 126,690 | $2,778,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 2,749,000 | $2,771,000 | thousands by filing date | principal |
| ORCHID IS CAP INC | 68571X103 | COM | 271,709 | $2,769,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 50,581 | $2,764,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 77,443 | $2,758,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 199,844 | $2,758,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 55,810 | $2,749,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 50,267 | $2,747,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 158,343 | $2,747,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 55,550 | $2,744,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 57,196 | $2,743,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 512,524 | $2,742,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 408,996 | $2,736,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 107,388 | $2,722,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 70,955 | $2,719,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 186,324 | $2,717,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 29,700 | $2,713,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 366,897 | $2,711,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 89,010 | $2,711,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 82,879 | $2,701,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 47,765 | $2,700,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 162,275 | $2,696,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 830,309 | $2,690,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 49,803 | $2,689,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 22,274 | $2,687,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 312,075 | $2,687,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 61,703 | $2,684,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 25,212 | $2,684,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 178,489 | $2,683,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 87,654 | $2,680,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 65,173 | $2,676,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 47,747 | $2,672,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 102,571 | $2,666,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 2,563,000 | $2,666,000 | thousands by filing date | principal |
| EXACTECH INC | 30064E109 | COM | 80,845 | $2,665,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 46,384 | $2,663,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 78,932 | $2,663,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 299,192 | $2,663,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 157,515 | $2,662,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 85,490 | $2,661,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 137,200 | $2,656,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 101,823 | $2,656,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 31,109 | $2,655,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 104,832 | $2,653,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 93,908 | $2,647,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 69,484 | $2,641,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 2,925,000 | $2,640,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 131,381 | $2,638,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 193,065 | $2,634,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 162,944 | $2,632,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 145,381 | $2,631,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 60,253 | $2,630,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 256,285 | $2,630,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 57,351 | $2,626,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 203,685 | $2,620,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 125,515 | $2,618,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 2,622,000 | $2,615,000 | thousands by filing date | principal |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 421,601 | $2,614,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 33,053 | $2,614,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 135,640 | $2,611,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 105,095 | $2,608,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 36,533 | $2,590,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 75,049 | $2,588,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 46,098 | $2,582,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 62,914 | $2,581,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 49,140 | $2,580,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 69,279 | $2,577,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 161,927 | $2,573,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 252,117 | $2,572,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 118,281 | $2,572,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 42,059 | $2,570,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 19,504 | $2,569,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 154,577 | $2,569,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 170,694 | $2,567,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 44,753 | $2,562,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 2,775,000 | $2,556,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 166,136 | $2,554,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 89,272 | $2,554,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 120,186 | $2,550,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 29,212 | $2,549,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 70,955 | $2,547,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 465,545 | $2,542,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 250,089 | $2,541,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 158,156 | $2,540,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 73,686 | $2,539,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 39,901 | $2,537,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 59,138 | $2,537,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 169,367 | $2,532,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 98,109 | $2,530,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 49,264 | $2,529,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 113,529 | $2,521,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 63,808 | $2,510,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 54,666 | $2,510,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 175,780 | $2,510,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 165,067 | $2,509,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 99,589 | $2,500,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 76,637 | $2,499,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 511,041 | $2,499,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 55,968 | $2,497,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 95,751 | $2,490,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 105,088 | $2,487,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 133,329 | $2,487,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 250,019 | $2,486,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 103,023 | $2,483,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 57,539 | $2,480,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 133,590 | $2,479,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 164,326 | $2,478,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 80,826 | $2,475,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 180,079 | $2,465,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 2,438,000 | $2,462,000 | thousands by filing date | principal |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 31,439 | $2,461,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 79,964 | $2,458,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 70,377 | $2,456,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 168,841 | $2,453,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 123,283 | $2,450,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 64,844 | $2,449,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 230,671 | $2,448,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 44,608 | $2,448,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 39,528 | $2,446,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 50,203 | $2,445,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 44,951 | $2,445,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 87,697 | $2,445,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 85,742 | $2,443,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 30,765 | $2,442,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 67,332 | $2,441,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 114,239 | $2,441,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 62,349 | $2,440,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 2,369,353 | $2,440,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 87,577 | $2,435,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 201,886 | $2,432,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 99,063 | $2,432,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 26,422 | $2,429,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 78,495 | $2,429,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 185,966 | $2,425,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 348,624 | $2,424,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 85,646 | $2,415,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 186,788 | $2,412,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 148,235 | $2,409,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 55,077 | $2,403,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 421,312 | $2,402,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 97,761 | $2,401,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 216,920 | $2,399,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 252,966 | $2,393,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 122,869 | $2,390,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 124,994 | $2,389,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 37,397 | $2,388,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 67,422 | $2,387,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 133,130 | $2,383,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 87,964 | $2,383,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 46,695 | $2,382,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 57,423 | $2,380,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 157,979 | $2,379,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 169,496 | $2,377,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 730,279 | $2,374,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 21,059 | $2,368,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 907,410 | $2,368,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 171,041 | $2,362,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 98,554 | $2,362,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 98,340 | $2,360,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 55,115 | $2,358,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 66,512 | $2,348,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 96,079 | $2,341,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 138,881 | $2,334,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 138,332 | $2,332,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 86,987 | $2,331,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 37,236 | $2,330,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 36,737 | $2,330,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 73,055 | $2,326,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 93,748 | $2,324,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 516,501 | $2,319,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 199,242 | $2,312,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 82,185 | $2,310,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 172,960 | $2,307,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 42,853 | $2,306,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 73,189 | $2,305,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 581,237 | $2,302,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 80,035 | $2,293,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 59,844 | $2,293,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 432,967 | $2,291,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 198,531 | $2,286,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 69,121 | $2,281,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 73,136 | $2,281,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 133,810 | $2,279,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 39,654 | $2,277,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 1,722,700 | $2,274,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 121,775 | $2,274,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,388,611 | $2,264,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 24,004 | $2,263,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 100,734 | $2,262,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 2,340,000 | $2,261,000 | thousands by filing date | principal |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 161,765 | $2,258,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 29,589 | $2,257,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 89,980 | $2,257,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 309,192 | $2,256,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 211,857 | $2,256,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 26,853 | $2,253,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 123,106 | $2,251,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 51,394 | $2,251,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 362,847 | $2,249,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 160,083 | $2,248,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 99,651 | $2,247,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 102,368 | $2,241,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 148,681 | $2,239,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 171,965 | $2,238,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 81,531 | $2,238,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 39,693 | $2,238,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 109,092 | $2,234,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 84,783 | $2,232,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 36,375 | $2,230,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 24,864 | $2,230,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 57,704 | $2,227,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 41,473 | $2,227,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 184,692 | $2,226,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 5,238 | $2,222,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 101,409 | $2,222,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 60,738 | $2,216,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 133,148 | $2,211,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 221,699 | $2,206,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 38,337 | $2,205,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 523,672 | $2,205,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 114,601 | $2,204,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 79,130 | $2,202,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 123,588 | $2,199,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 48,670 | $2,194,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 114,798 | $2,194,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 75,477 | $2,194,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 389,843 | $2,191,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 195,065 | $2,191,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 128,450 | $2,190,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 214,385 | $2,187,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 450,989 | $2,187,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 32,871 | $2,186,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 57,423 | $2,184,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 93,167 | $2,183,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 43,685 | $2,182,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 264,270 | $2,181,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 196,147 | $2,181,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 30,058 | $2,179,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 53,267 | $2,179,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 93,918 | $2,175,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 72,585 | $2,175,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 134,957 | $2,170,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 51,421 | $2,170,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 316,878 | $2,169,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 69,950 | $2,168,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 3,413,284 | $2,168,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 106,707 | $2,165,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 63,186 | $2,164,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 99,793 | $2,160,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 99,350 | $2,160,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 96,445 | $2,158,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 395,906 | $2,158,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 108,668 | $2,157,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 171,770 | $2,156,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 582,656 | $2,155,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 122,312 | $2,152,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 55,439 | $2,150,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 86,727 | $2,141,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 158,248 | $2,141,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 42,827 | $2,140,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 178,143 | $2,139,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 71,665 | $2,136,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 133,975 | $2,136,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 71,963 | $2,134,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 58,685 | $2,133,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 138,532 | $2,133,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 70,150 | $2,126,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 83,086 | $2,126,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 189,826 | $2,126,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 17,998 | $2,125,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 176,389 | $2,124,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 71,380 | $2,124,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 863,808 | $2,116,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 85,745 | $2,109,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 43,004 | $2,107,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 219,319 | $2,106,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 57,754 | $2,098,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 129,225 | $2,094,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 151,734 | $2,090,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 121,594 | $2,090,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 77,973 | $2,087,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 101,808 | $2,077,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 103,690 | $2,075,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 832,560 | $2,073,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 93,696 | $2,070,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 107,070 | $2,066,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 403,123 | $2,064,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 515,541 | $2,063,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 64,185 | $2,063,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 19,846 | $2,062,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 76,754 | $2,059,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 90,540 | $2,059,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 53,028 | $2,057,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 48,145 | $2,057,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 71,107 | $2,047,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 29,863 | $2,045,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 36,179 | $2,044,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 77,112 | $2,044,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 79,787 | $2,043,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 241,775 | $2,042,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 38,824 | $2,040,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 355,763 | $2,035,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 79,957 | $2,035,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 186,704 | $2,035,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 161,962 | $2,032,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 98,206 | $2,030,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 94,088 | $2,029,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 47,241 | $2,028,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 93,762 | $2,027,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 87,419 | $2,026,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 154,873 | $2,023,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 363,997 | $2,021,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 36,063 | $2,019,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 76,402 | $2,019,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 274,065 | $2,015,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 80,561 | $2,010,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 79,456 | $2,008,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 90,205 | $2,008,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 48,591 | $2,007,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 505,610 | $2,007,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 81,390 | $2,005,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 152,130 | $2,005,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 43,895 | $2,002,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 86,282 | $2,001,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 48,041 | $2,000,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 550,481 | $1,999,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 55,840 | $1,993,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 204,846 | $1,993,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 119,231 | $1,992,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 66,989 | $1,991,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 30,058 | $1,990,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 801,513 | $1,988,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 76,744 | $1,984,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 32,689 | $1,982,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 55,354 | $1,979,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 94,182 | $1,977,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 126,094 | $1,973,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 177,234 | $1,973,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 1,978,000 | $1,973,000 | thousands by filing date | principal |
| NATUS MEDICAL INC | 639050103 | COM | 52,578 | $1,972,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 95,565 | $1,970,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 125,731 | $1,967,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 16,748 | $1,963,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 65,070 | $1,962,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 125,297 | $1,960,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 173,741 | $1,954,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 111,073 | $1,953,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 22,386 | $1,953,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 129,464 | $1,952,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 294,691 | $1,951,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 56,774 | $1,950,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 42,476 | $1,947,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 57,394 | $1,945,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 166,092 | $1,944,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 47,187 | $1,941,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 65,645 | $1,940,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 193,842 | $1,938,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 79,856 | $1,937,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 39,596 | $1,929,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 64,206 | $1,925,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 78,777 | $1,924,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 77,973 | $1,923,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 1,684,000 | $1,918,000 | thousands by filing date | principal |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 65,851 | $1,917,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 274,017 | $1,915,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 159,282 | $1,913,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 93,810 | $1,911,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 49,946 | $1,910,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 136,860 | $1,907,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 154,345 | $1,906,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 38,644 | $1,903,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 84,335 | $1,903,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 38,669 | $1,899,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 196,754 | $1,899,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 362,140 | $1,898,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 174,738 | $1,897,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 113,534 | $1,896,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 123,828 | $1,895,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 23,086 | $1,893,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 24,125 | $1,893,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 87,854 | $1,884,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 210,136 | $1,882,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 136,399 | $1,879,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 5,382 | $1,879,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 86,784 | $1,879,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,192 | $1,878,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 69,729 | $1,875,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 65,857 | $1,875,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 204,543 | $1,871,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 48,140 | $1,869,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 148,011 | $1,866,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 157,167 | $1,863,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 14,550 | $1,861,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 58,707 | $1,858,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 412 | $1,856,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 157,332 | $1,856,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 78,030 | $1,846,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 96,845 | $1,845,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 219,043 | $1,840,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 132,150 | $1,838,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 252,512 | $1,837,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 161,823 | $1,832,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 55,507 | $1,829,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 321,330 | $1,825,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 154,182 | $1,821,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 16,145 | $1,819,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 228,571 | $1,817,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 52,880 | $1,814,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 82,294 | $1,811,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 39,951 | $1,811,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 21,016 | $1,804,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 65,407 | $1,799,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 45,506 | $1,799,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 170,215 | $1,796,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 84,957 | $1,796,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 174,127 | $1,796,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 22,778 | $1,795,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 129,934 | $1,795,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 152,156 | $1,794,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 103,482 | $1,794,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 21,633 | $1,793,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 326,531 | $1,793,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 188,675 | $1,792,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 41,560 | $1,791,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 107,485 | $1,789,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 94,353 | $1,787,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 190,665 | $1,786,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 294,758 | $1,784,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 23,879 | $1,783,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 145,155 | $1,779,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 114,274 | $1,778,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 92,841 | $1,776,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 54,920 | $1,773,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 74,059 | $1,770,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 280,986 | $1,770,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 35,783 | $1,767,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 306,858 | $1,764,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 69,658 | $1,760,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-17-000432 | this filing | 2017-11-14 | acceptance time not in the bulk data set |