13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 6,642 holding rows worth $333,856,988,000.
- Accession
- 0000895421-17-000432
- Filer
- CIK 895421
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 24,627 entries on the cover page, a total value of $333,856,988,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $333,856,988,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.028-17497
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ICHOR HOLDINGS | G4740B105 | SHS | 65,629 | $1,759,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 1,454,000 | $1,759,000 | thousands by filing date | principal |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 186,952 | $1,756,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 35,260 | $1,754,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 676,470 | $1,753,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 30,795 | $1,751,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 31,603 | $1,746,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 118,778 | $1,746,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 26,067 | $1,746,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 29,833 | $1,746,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 104,475 | $1,746,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 140,240 | $1,745,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 27,449 | $1,744,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 94,258 | $1,744,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 72,742 | $1,739,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 143,538 | $1,739,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 211,512 | $1,737,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 71,787 | $1,736,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 19,048 | $1,731,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 55,180 | $1,730,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 60,845 | $1,730,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 136,409 | $1,727,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 87,140 | $1,726,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 63,852 | $1,724,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 1,410,000 | $1,708,000 | thousands by filing date | principal |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 65,017 | $1,708,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 29,229 | $1,701,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 276,218 | $1,699,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 139,157 | $1,699,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 302,218 | $1,695,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 67,667 | $1,695,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 97,120 | $1,688,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 118,372 | $1,686,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 108,451 | $1,685,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 53,087 | $1,682,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 123,036 | $1,679,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 353,533 | $1,679,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 74,677 | $1,678,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 32,997 | $1,672,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 270,288 | $1,670,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 105,085 | $1,670,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 72,835 | $1,669,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 51,322 | $1,667,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 123,469 | $1,666,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 36,638 | $1,665,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 33,212 | $1,664,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 79,705 | $1,651,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 69,145 | $1,650,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 118,360 | $1,649,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 169,100 | $1,642,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 71,409 | $1,642,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 207,640 | $1,640,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 108,081 | $1,638,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 63,979 | $1,637,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 60,557 | $1,637,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 2,378,000 | $1,635,000 | thousands by filing date | principal |
| PCM INC | 69323K100 | COM | 116,783 | $1,634,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 168,223 | $1,631,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 368,086 | $1,631,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 75,674 | $1,628,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 58,178 | $1,627,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 119,132 | $1,627,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 125,154 | $1,626,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 147,740 | $1,624,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 197,880 | $1,623,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 56,569 | $1,622,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 18,142 | $1,616,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 42,873 | $1,616,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 46,312 | $1,611,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 180,907 | $1,607,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 59,750 | $1,607,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 126,432 | $1,607,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 24,220 | $1,605,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 113,753 | $1,604,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 128,402 | $1,599,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 119,712 | $1,599,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 37,592 | $1,598,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 72,206 | $1,597,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 29,575 | $1,595,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 18,031 | $1,595,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 84,056 | $1,594,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 143,365 | $1,591,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 33,995 | $1,591,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 94,732 | $1,591,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 1,554,000 | $1,591,000 | thousands by filing date | principal |
| WHITESTONE REIT | 966084204 | COM | 121,588 | $1,586,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 64,676 | $1,586,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 92,937 | $1,584,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 64,855 | $1,582,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 59,030 | $1,581,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 108,524 | $1,580,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 30,278 | $1,571,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 90,901 | $1,570,000 | thousands by filing date | |
| PEABODY ENERGY CORP NEW | 704551407 | CMN | 27,962 | $1,570,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 53,798 | $1,569,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 79,617 | $1,566,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 90,468 | $1,565,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 39,692 | $1,564,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 132,237 | $1,562,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 113,959 | $1,560,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 118,976 | $1,556,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 116,385 | $1,552,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 104,327 | $1,547,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 231,886 | $1,547,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 30,536 | $1,547,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 539,140 | $1,542,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 66,365 | $1,542,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 23,987 | $1,541,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 43,946 | $1,540,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 150,870 | $1,538,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 796,180 | $1,536,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 116,331 | $1,532,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 167,396 | $1,532,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 34,626 | $1,528,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 48,972 | $1,527,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 48,362 | $1,527,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 49,388 | $1,524,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 90,209 | $1,520,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 10,182 | $1,520,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 37,256 | $1,520,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 127,947 | $1,518,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 85,305 | $1,518,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 67,093 | $1,516,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 77,752 | $1,516,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 44,358 | $1,514,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 95,148 | $1,512,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 171,545 | $1,511,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 53,135 | $1,510,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 194,856 | $1,510,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 193,019 | $1,507,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 19,059 | $1,505,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 110,157 | $1,504,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 138,106 | $1,504,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 846,618 | $1,500,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 157,638 | $1,497,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 111,514 | $1,496,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 64,989 | $1,494,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 95,921 | $1,494,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 248,481 | $1,493,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 103,654 | $1,493,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 115,181 | $1,491,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 33,147 | $1,484,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 423,098 | $1,481,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 167,098 | $1,479,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 164,753 | $1,478,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 34,220 | $1,477,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 25,607 | $1,476,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 89,471 | $1,476,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 55,542 | $1,473,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 128,847 | $1,472,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 1,247,724 | $1,472,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 103,967 | $1,470,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 126,157 | $1,469,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 72,656 | $1,468,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 173,145 | $1,468,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 19,444 | $1,467,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 20,902 | $1,467,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 532,168 | $1,464,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 1,461,000 | $1,463,000 | thousands by filing date | principal |
| BAZAARVOICE INC | 073271108 | COM | 295,327 | $1,462,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 95,892 | $1,461,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 45,617 | $1,458,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 374,716 | $1,458,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 531,588 | $1,456,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 25,861 | $1,455,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 80,237 | $1,444,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 38,714 | $1,444,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 50,021 | $1,438,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 30,477 | $1,435,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 162,840 | $1,432,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 446,200 | $1,428,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 657,661 | $1,427,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 98,961 | $1,426,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 348,040 | $1,424,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 66,139 | $1,423,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 1,605,000 | $1,422,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 22,104 | $1,419,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 71,951 | $1,417,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 59,913 | $1,416,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 76,479 | $1,416,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 151,567 | $1,414,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 73,477 | $1,413,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 253,870 | $1,411,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 87,500 | $1,410,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 93,795 | $1,410,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 122,971 | $1,408,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 25,869 | $1,408,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 46,246 | $1,408,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 110,985 | $1,404,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 44,719 | $1,403,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 63,709 | $1,402,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 95,798 | $1,401,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 160,318 | $1,396,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 42,304 | $1,396,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 48,778 | $1,394,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 189,143 | $1,392,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 134,292 | $1,391,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 104,579 | $1,390,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 21,908 | $1,389,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 17,332 | $1,388,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 20,568 | $1,388,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 35,613 | $1,386,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 54,307 | $1,384,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 131,929 | $1,380,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 29,801 | $1,379,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 34,381 | $1,376,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 42,884 | $1,374,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 74,189 | $1,372,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 29,405 | $1,372,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 61,512 | $1,368,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 33,928 | $1,365,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 122,597 | $1,362,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 78,616 | $1,360,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 26,356 | $1,359,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 68,062 | $1,359,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 46,569 | $1,357,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 68,772 | $1,352,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 103,979 | $1,352,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 12,763 | $1,350,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 13,900 | $1,344,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 55,452 | $1,342,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 102,141 | $1,342,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 26,500 | $1,339,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 107,189 | $1,338,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 389,527 | $1,336,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 91,982 | $1,334,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 26,945 | $1,334,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 40,814 | $1,334,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 53,508 | $1,334,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 107,336 | $1,331,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 91,749 | $1,330,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 16,439 | $1,326,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 37,967 | $1,326,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 44,182 | $1,325,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 18,385 | $1,324,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 76,825 | $1,324,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 26,028 | $1,324,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 29,852 | $1,323,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 139,291 | $1,323,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 67,652 | $1,323,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 16,861 | $1,321,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 61,980 | $1,320,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 256,040 | $1,318,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 78,856 | $1,315,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 51,836 | $1,314,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 115,579 | $1,313,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 32,099 | $1,310,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 54,790 | $1,310,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 125,072 | $1,309,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 89,497 | $1,308,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 52,294 | $1,307,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 213,067 | $1,304,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 142,326 | $1,302,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 117,658 | $1,300,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 104,663 | $1,299,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 43,273 | $1,295,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 52,633 | $1,291,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 51,532 | $1,288,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 104,371 | $1,283,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 89,143 | $1,283,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 40,289 | $1,282,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 222,229 | $1,280,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 108,896 | $1,278,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 96,594 | $1,275,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 93,971 | $1,273,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 51,924 | $1,273,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 25,942 | $1,269,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 5,971 | $1,268,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 43,690 | $1,267,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 442,408 | $1,265,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 36,760 | $1,265,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 113,076 | $1,264,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 93,860 | $1,262,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 66,890 | $1,260,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 28,078 | $1,258,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 184,956 | $1,258,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 17,093 | $1,257,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 147,097 | $1,251,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 122,447 | $1,246,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 147,114 | $1,246,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 85,624 | $1,245,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 80,479 | $1,245,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 206,539 | $1,244,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 264,558 | $1,244,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 40,318 | $1,243,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 50,242 | $1,243,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 59,460 | $1,239,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 116,006 | $1,239,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 46,869 | $1,238,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 72,883 | $1,238,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 24,336 | $1,236,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 23,379 | $1,236,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 490,416 | $1,231,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 82,837 | $1,229,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 22,008 | $1,226,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 22,860 | $1,226,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 78,304 | $1,222,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 77,641 | $1,222,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 58,414 | $1,219,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 103,688 | $1,219,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 14,499 | $1,218,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 16,327 | $1,217,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 18,567 | $1,217,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 29,926 | $1,216,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 102,488 | $1,214,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 86,198 | $1,214,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 168,586 | $1,213,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 31,818 | $1,212,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 64,547 | $1,210,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 114,147 | $1,210,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 17,987 | $1,209,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 60,317 | $1,207,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 30,012 | $1,207,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 118,176 | $1,200,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 28,003 | $1,200,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 129,253 | $1,195,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 138,133 | $1,192,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 81,930 | $1,190,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 45,546 | $1,189,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 61,072 | $1,188,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 39,252 | $1,188,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 23,979 | $1,187,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 36,979 | $1,183,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 39,893 | $1,176,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 76,755 | $1,173,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 532,526 | $1,172,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 20,796 | $1,172,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 64,959 | $1,165,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 76,937 | $1,164,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 72,043 | $1,163,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 55,041 | $1,162,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 78,653 | $1,156,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 74,096 | $1,154,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 41,524 | $1,151,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 13,274 | $1,145,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 47,103 | $1,143,000 | thousands by filing date | |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 67,618 | $1,141,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 49,628 | $1,137,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 43,706 | $1,132,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 72,558 | $1,128,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 65,859 | $1,125,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 41,725 | $1,125,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 19,547 | $1,125,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 71,629 | $1,124,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 34,603 | $1,123,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 72,929 | $1,120,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 41,522 | $1,120,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 145,796 | $1,116,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 74,550 | $1,114,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 37,307 | $1,110,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 121,400 | $1,110,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 80,935 | $1,106,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 125,633 | $1,104,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 80,510 | $1,103,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 55,371 | $1,102,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 73,381 | $1,101,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 17,073 | $1,100,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 140,278 | $1,100,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 165,893 | $1,100,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,054,000 | $1,096,000 | thousands by filing date | principal |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 61,462 | $1,096,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 67,914 | $1,095,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 84,521 | $1,093,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 18,363 | $1,093,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 4,698,000 | $1,092,000 | thousands by filing date | principal |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 159,441 | $1,090,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 114,100 | $1,089,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 73,552 | $1,085,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 72,468 | $1,084,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 45,884 | $1,083,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 90,359 | $1,079,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 17,781 | $1,077,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 82,448 | $1,074,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 33,622 | $1,073,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 43,636 | $1,073,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 33,036 | $1,071,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 249,609 | $1,070,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 82,648 | $1,069,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 22,583 | $1,069,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 62,234 | $1,068,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 64,598 | $1,066,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 409,210 | $1,063,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 79,339 | $1,059,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 75,147 | $1,058,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 8,024 | $1,057,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 231,758 | $1,057,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 29,204 | $1,057,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 104,234 | $1,055,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 29,726 | $1,055,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 144,505 | $1,051,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 145,468 | $1,048,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 25,198 | $1,048,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 48,577 | $1,044,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 109,197 | $1,041,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 197,186 | $1,041,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 115,468 | $1,035,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 110,719 | $1,033,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 37,978 | $1,033,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 37,732 | $1,033,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 49,064 | $1,032,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 80,440 | $1,032,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 245,679 | $1,029,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 125,891 | $1,028,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 32,855 | $1,028,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 59,177 | $1,028,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 78,785 | $1,027,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 93,999 | $1,023,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 216,958 | $1,022,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 630,840 | $1,022,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 42,540 | $1,021,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 189,513 | $1,020,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 70,973 | $1,019,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 315,531 | $1,019,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 91,668 | $1,018,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 52,115 | $1,017,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 35,359 | $1,017,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 294,797 | $1,015,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 35,742 | $1,014,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 32,872 | $1,014,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 904,991 | $1,014,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 48,004 | $1,011,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 34,051 | $1,011,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 26,944 | $1,007,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 35,112 | $1,007,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 66,076 | $1,005,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 25,120 | $1,005,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 17,535 | $1,004,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 73,775 | $1,003,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 72,260 | $1,000,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 127,410 | $1,000,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 67,210 | $1,000,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 66,230 | $997,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 39,080 | $992,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 162,169 | $991,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 40,134 | $987,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 83,103 | $986,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 171,145 | $986,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 52,860 | $986,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 9,312 | $983,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 29,741 | $982,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 126,685 | $979,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 34,953 | $979,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 320,092 | $977,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 25,537 | $977,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 48,630 | $977,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 20,990 | $977,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 48,201 | $976,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 55,739 | $976,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 45,753 | $975,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 78,647 | $974,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 107,961 | $969,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 70,166 | $968,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 132,840 | $968,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 10,291 | $966,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 33,467 | $964,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 87,917 | $962,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 76,556 | $961,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 125,617 | $961,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 52,100 | $960,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 53,578 | $957,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 23,232 | $956,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 53,047 | $953,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 40,741 | $952,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 121,015 | $951,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 60,262 | $949,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 90,506 | $947,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 67,757 | $947,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 214,826 | $946,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 191,229 | $943,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 13,549 | $941,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 100,071 | $941,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 24,458 | $939,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 171,893 | $937,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 10,466 | $936,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 29,224 | $935,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 991,000 | $934,000 | thousands by filing date | principal |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 52,377 | $933,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 287,177 | $933,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 205,097 | $933,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 14,144 | $930,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 26,988 | $927,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 363,803 | $927,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 60,776 | $924,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 41,971 | $924,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 111,611 | $923,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 52,921 | $922,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 365,038 | $920,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 68,938 | $920,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 59,966 | $919,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 222,752 | $918,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 55,474 | $916,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 15,199 | $915,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 38,520 | $911,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 57,589 | $909,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 50,560 | $905,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 97,756 | $905,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 172,258 | $904,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 16,484 | $902,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 33,077 | $902,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 18,855 | $901,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-17-000432 | this filing | 2017-11-14 | acceptance time not in the bulk data set |