13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 6,642 holding rows worth $333,856,988,000.
- Accession
- 0000895421-17-000432
- Filer
- CIK 895421
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 24,627 entries on the cover page, a total value of $333,856,988,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $333,856,988,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.028-17497
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 443,463 | $13,251,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1,149,206 | $13,250,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 83,211 | $13,245,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 346,931 | $13,241,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 475,649 | $13,199,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 302,994 | $13,195,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 165,585 | $13,166,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 171,045 | $13,157,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 188,977 | $13,150,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 64,811 | $13,134,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 263,723 | $13,134,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 307,404 | $13,099,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 203,493 | $13,085,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,237,901 | $13,084,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 148,611 | $13,042,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 160,090 | $13,017,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 894,362 | $13,005,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 170,711 | $13,003,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 507,519 | $12,987,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 162,487 | $12,983,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 224,035 | $12,982,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 731,848 | $12,976,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 738,087 | $12,939,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 252,416 | $12,937,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 772,258 | $12,935,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 616,442 | $12,927,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 119,166 | $12,891,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 330,516 | $12,884,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 573,615 | $12,843,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 325,389 | $12,830,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 272,151 | $12,818,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 585,189 | $12,810,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 109,782 | $12,806,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,091,732 | $12,785,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 864,300 | $12,784,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 823,492 | $12,765,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 399,066 | $12,731,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 374,716 | $12,707,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 228,902 | $12,703,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 429,442 | $12,694,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 459,524 | $12,683,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 555,792 | $12,672,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 331,283 | $12,635,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,161,110 | $12,632,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 587,244 | $12,625,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 558,669 | $12,599,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 383,604 | $12,585,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,221,586 | $12,583,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 216,736 | $12,580,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 332,580 | $12,565,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 103,823 | $12,552,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 669,378 | $12,551,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,922,950 | $12,537,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 315,276 | $12,531,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 258,385 | $12,527,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,856,068 | $12,510,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 166,358 | $12,480,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 435,487 | $12,434,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 10,126,000 | $12,421,000 | thousands by filing date | principal |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 128,149 | $12,418,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,193,672 | $12,354,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 511,834 | $12,346,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 234,930 | $12,345,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 112,664 | $12,330,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 139,918 | $12,326,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 578,170 | $12,315,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 850,968 | $12,313,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 2,863,413 | $12,313,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 152,806 | $12,305,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 257,136 | $12,282,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 11,464 | $12,244,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 625,388 | $12,240,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 504,680 | $12,239,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 246,772 | $12,228,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 410,852 | $12,223,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 777,322 | $12,220,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 233,596 | $12,218,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 1,603,274 | $12,217,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 923,437 | $12,190,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 1,354,080 | $12,186,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 853,924 | $12,169,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 226,014 | $12,159,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 576,777 | $12,136,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 1,666,113 | $12,113,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 1,893,416 | $12,098,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 163,323 | $12,088,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 1,342,173 | $12,080,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,222,976 | $12,046,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 320,174 | $12,045,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 346,496 | $12,016,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 256,531 | $12,012,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 188,468 | $11,984,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 262,668 | $11,941,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 271,920 | $11,927,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 153,850 | $11,926,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 177,969 | $11,915,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 210,165 | $11,905,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 193,049 | $11,884,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 201,959 | $11,866,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 175,271 | $11,864,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 584,751 | $11,859,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 293,943 | $11,846,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 261,122 | $11,844,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 153,243 | $11,844,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 382,837 | $11,841,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 330,249 | $11,840,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 212,951 | $11,840,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 95,354 | $11,829,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,030,538 | $11,820,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 855,640 | $11,816,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 351,059 | $11,813,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 2,018,607 | $11,809,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 407,816 | $11,782,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 274,067 | $11,755,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 402,271 | $11,746,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 177,639 | $11,737,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 384,248 | $11,735,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 254,184 | $11,733,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 66,897 | $11,723,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 156,952 | $11,717,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 250,330 | $11,715,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 314,982 | $11,701,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 281,978 | $11,691,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 102,590 | $11,683,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 351,082 | $11,655,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 86,793 | $11,642,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 288,571 | $11,641,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 145,495 | $11,637,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,948,445 | $11,633,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 258,842 | $11,632,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 8,399,000 | $11,607,000 | thousands by filing date | principal |
| BENEFITFOCUS INC | 08180D106 | COM | 344,857 | $11,604,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 1,177,459 | $11,598,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 94,441 | $11,577,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 604,363 | $11,574,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 647,168 | $11,571,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 11,645,000 | $11,557,000 | thousands by filing date | principal |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 875,916 | $11,553,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 655,084 | $11,542,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 644,386 | $11,535,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 320,044 | $11,528,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 535,998 | $11,519,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 873,871 | $11,509,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 169,879 | $11,505,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 917,297 | $11,495,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 241,440 | $11,493,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 570,631 | $11,493,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 340,717 | $11,471,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 15,563 | $11,471,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 428,080 | $11,460,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 276,213 | $11,451,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 153,186 | $11,411,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 217,082 | $11,408,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 325,700 | $11,407,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 153,558 | $11,391,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 147,035 | $11,389,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 190,911 | $11,386,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 1,594,356 | $11,384,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 658,588 | $11,361,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 206,990 | $11,359,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 334,267 | $11,349,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 848,061 | $11,322,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 47,574 | $11,280,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 396,395 | $11,261,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 162,498 | $11,240,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 427,606 | $11,228,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 19,171 | $11,217,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 396,553 | $11,204,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 125,899 | $11,186,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 718,655 | $11,175,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 352,237 | $11,166,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 843,676 | $11,154,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 274,908 | $11,143,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 278,264 | $11,139,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 214,801 | $11,130,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 409,510 | $11,118,000 | thousands by filing date | |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 844,123 | $11,100,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 556,749 | $11,080,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 179,820 | $11,031,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 329,499 | $11,029,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 84,892 | $11,012,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 110,739 | $10,994,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 399,764 | $10,982,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 135,225 | $10,973,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 177,277 | $10,961,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 368,689 | $10,950,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 258,040 | $10,949,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 54,131 | $10,937,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 2,177,389 | $10,932,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 329,107 | $10,930,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 769,739 | $10,869,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 73,370 | $10,859,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 200,609 | $10,846,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 572,849 | $10,838,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 269,354 | $10,828,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 77,678 | $10,824,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 1,717,416 | $10,820,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 289,422 | $10,816,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 537,027 | $10,778,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 9,564,000 | $10,761,000 | thousands by filing date | principal |
| SOUTHERN COPPER CORP | 84265V105 | COM | 270,484 | $10,754,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 221,227 | $10,746,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 183,418 | $10,725,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 623,357 | $10,689,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 362,703 | $10,685,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 10,180,000 | $10,676,000 | thousands by filing date | principal |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 1,269,329 | $10,675,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 9,900,000 | $10,665,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 403,740 | $10,655,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 415,144 | $10,612,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 202,318 | $10,594,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 601,749 | $10,578,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 705,124 | $10,577,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 573,106 | $10,574,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 478,493 | $10,551,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 160,178 | $10,529,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 283,229 | $10,514,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 707,927 | $10,513,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 558,739 | $10,505,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 518,632 | $10,502,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 225,533 | $10,498,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 488,043 | $10,492,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 425,242 | $10,482,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 551,251 | $10,463,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 240,950 | $10,458,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 954,031 | $10,428,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 65,927 | $10,424,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 418,954 | $10,419,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 291,255 | $10,399,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 48,556 | $10,396,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 322,672 | $10,384,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 255,439 | $10,373,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 1,264,924 | $10,360,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 773,634 | $10,359,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 1,641,530 | $10,292,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 202,753 | $10,278,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,304,373 | $10,278,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 1,060,448 | $10,275,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 489,969 | $10,265,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 611,676 | $10,264,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 289,098 | $10,258,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 102,925 | $10,252,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 540,502 | $10,222,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 241,860 | $10,200,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 177,716 | $10,193,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 85,592 | $10,179,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 489,557 | $10,173,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 209,947 | $10,126,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 356,955 | $10,120,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 333,721 | $10,102,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 165,777 | $10,098,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 546,449 | $10,092,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 609,756 | $10,091,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 624,830 | $10,066,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 331,023 | $10,063,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 701,821 | $10,057,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 297,497 | $10,052,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 44,103 | $10,050,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 86,038 | $10,045,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 170,811 | $10,035,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 404,110 | $10,028,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 3,713,653 | $10,027,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 219,686 | $10,026,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 175,358 | $10,025,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 1,082,378 | $10,023,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 474,926 | $10,021,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 281,560 | $10,021,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 841,155 | $10,009,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 429,910 | $10,006,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 789,689 | $10,005,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 222,897 | $9,998,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 183,738 | $9,986,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 630,210 | $9,983,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 266,741 | $9,979,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,534,537 | $9,974,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,474,735 | $9,968,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 102,726 | $9,957,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 376,858 | $9,953,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 389,782 | $9,944,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 295,437 | $9,936,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 44,689 | $9,930,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 110,140 | $9,929,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 1,204,932 | $9,929,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 193,750 | $9,911,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 393,041 | $9,897,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 89,882 | $9,895,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 779,834 | $9,887,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 820,141 | $9,882,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 657,244 | $9,873,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 640,866 | $9,869,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 676,616 | $9,858,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 699,499 | $9,856,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 615,889 | $9,843,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 441,359 | $9,837,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 153,855 | $9,831,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 278,505 | $9,817,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 226,899 | $9,816,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 47,575 | $9,810,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 204,160 | $9,806,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 459,940 | $9,802,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 295,196 | $9,785,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 190,088 | $9,775,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 87,055 | $9,769,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 930,304 | $9,759,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 194,179 | $9,757,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 149,544 | $9,747,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 9,261,000 | $9,747,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 147,588 | $9,744,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 560,868 | $9,742,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,399,106 | $9,738,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 305,948 | $9,726,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 161,942 | $9,721,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 125,983 | $9,708,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 397,149 | $9,702,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 870,177 | $9,676,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 376,417 | $9,674,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 647,668 | $9,663,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 452,904 | $9,661,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 298,541 | $9,637,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 217,548 | $9,630,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 786,069 | $9,629,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 94,536 | $9,626,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 208,528 | $9,614,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 299,978 | $9,614,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 87,329 | $9,611,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 379,214 | $9,594,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 206,460 | $9,564,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 180,232 | $9,552,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 273,381 | $9,542,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 430,224 | $9,538,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 218,131 | $9,536,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 237,149 | $9,509,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 229,280 | $9,508,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 131,090 | $9,500,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 115,387 | $9,479,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 371,893 | $9,479,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 169,244 | $9,462,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 692,217 | $9,441,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 349,924 | $9,417,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 468,984 | $9,417,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 189,866 | $9,402,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 444,898 | $9,402,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 167,672 | $9,393,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 3,236,369 | $9,385,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 717,232 | $9,382,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 315,119 | $9,366,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 385,829 | $9,353,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 477,145 | $9,352,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 219,978 | $9,349,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 410,119 | $9,343,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 449,442 | $9,339,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 183,994 | $9,332,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 2,751,835 | $9,328,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 225,917 | $9,325,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 48,858 | $9,323,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 257,263 | $9,315,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 415,480 | $9,286,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 345,984 | $9,286,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 719,627 | $9,283,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 2,040,684 | $9,264,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,592,967 | $9,255,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 168,192 | $9,250,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 8,746,000 | $9,249,000 | thousands by filing date | principal |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 758,672 | $9,233,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 583,646 | $9,210,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 99,738 | $9,203,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 180,414 | $9,201,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 488,892 | $9,200,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 3,947,948 | $9,199,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 89,664 | $9,193,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 187,267 | $9,184,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 86,775 | $9,172,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 321,870 | $9,163,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 185,826 | $9,152,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 9,618,000 | $9,125,000 | thousands by filing date | principal |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 158,282 | $9,104,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 607,356 | $9,074,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 559,261 | $9,066,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 1,725,675 | $9,060,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 2,197,887 | $9,056,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 811,844 | $9,051,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 801,863 | $9,045,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 249,377 | $9,022,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 133,975 | $9,015,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 206,830 | $9,012,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 585,061 | $9,004,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 473,885 | $8,994,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 149,689 | $8,993,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 196,006 | $8,988,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 207,597 | $8,979,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 182,447 | $8,974,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 489,357 | $8,955,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 356,179 | $8,953,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 89,149 | $8,949,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 857,846 | $8,948,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 278,129 | $8,931,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 513,156 | $8,925,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 1,563,192 | $8,910,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 94,385 | $8,888,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 93,264 | $8,887,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 208,217 | $8,869,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 776,428 | $8,859,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 396,936 | $8,828,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 99,289 | $8,826,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 245,908 | $8,823,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 231,121 | $8,819,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 67,648 | $8,800,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 170,240 | $8,778,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 408,668 | $8,774,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 480,392 | $8,758,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 220,539 | $8,753,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 91,875 | $8,736,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 201,491 | $8,734,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 218,346 | $8,733,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 135,123 | $8,719,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 946,657 | $8,710,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 413,806 | $8,690,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 88,155 | $8,687,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 188,280 | $8,685,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 67,724 | $8,681,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 1,313,109 | $8,667,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 372,002 | $8,667,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 262,465 | $8,648,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 137,432 | $8,632,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 327,622 | $8,632,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 340,512 | $8,614,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 130,603 | $8,613,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 591,749 | $8,580,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 441,897 | $8,573,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 993,154 | $8,571,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 127,399 | $8,567,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 303,182 | $8,552,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 1,430,202 | $8,552,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 7,660,000 | $8,551,000 | thousands by filing date | principal |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 887,560 | $8,547,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 273,787 | $8,544,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 650,543 | $8,542,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 206,491 | $8,531,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 807,722 | $8,530,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 146,163 | $8,524,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 665,659 | $8,520,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 445,618 | $8,503,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 172,180 | $8,500,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 576,157 | $8,498,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 139,467 | $8,480,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 159,720 | $8,479,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 2,093,445 | $8,479,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 183,421 | $8,478,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 129,533 | $8,464,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 179,046 | $8,462,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 445,020 | $8,460,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 135,029 | $8,459,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 734,839 | $8,458,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 139,393 | $8,458,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 987,485 | $8,453,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 368,442 | $8,452,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 437,284 | $8,448,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 254,869 | $8,440,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 178,605 | $8,438,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 275,825 | $8,418,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 82,612 | $8,413,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 586,248 | $8,407,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,033,127 | $8,400,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 277,176 | $8,395,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 104,460 | $8,389,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 764,950 | $8,384,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 184,305 | $8,377,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 93,233 | $8,374,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 539,048 | $8,372,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 173,844 | $8,361,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 268,626 | $8,341,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 328,620 | $8,334,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 7,857,000 | $8,279,000 | thousands by filing date | principal |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 292,984 | $8,277,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,347,589 | $8,274,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 125,301 | $8,270,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 388,539 | $8,267,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 548,004 | $8,248,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 152,556 | $8,215,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 349,330 | $8,209,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 6,716,000 | $8,176,000 | thousands by filing date | principal |
| CABOT CORP | 127055101 | COM | 145,912 | $8,141,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 204,576 | $8,131,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 948,300 | $8,128,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 247,933 | $8,122,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 129,217 | $8,114,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 119,418 | $8,112,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 637,997 | $8,103,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 720,616 | $8,100,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 610,207 | $8,073,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 596,697 | $8,062,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 754,753 | $8,060,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 7,020,000 | $8,060,000 | thousands by filing date | principal |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 2,676,977 | $8,058,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 382,437 | $8,050,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 178,772 | $8,049,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 2,210,180 | $8,046,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 695,047 | $8,041,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 341,998 | $8,035,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 329,275 | $8,025,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-17-000432 | this filing | 2017-11-14 | acceptance time not in the bulk data set |