13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 6,714 holding rows worth $331,005,367,000.
- Accession
- 0000895421-17-000365
- Filer
- CIK 895421
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 25,726 entries on the cover page, a total value of $331,005,367,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $331,005,367,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.028-17497
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DREYFUS MUN INCOME INC | 26201R102 | COM | 39,872 | $359,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 34,973 | $356,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 24,925 | $356,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 19,354 | $356,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,762 | $355,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 39,320 | $355,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 15,068 | $354,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 20,900 | $354,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 5,263 | $353,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 13,401 | $352,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 16,994 | $351,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 19,438 | $349,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 33,181 | $348,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 22,848 | $348,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 121,417 | $348,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 19,086 | $347,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 5,424 | $346,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 8,481 | $345,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 138,431 | $345,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 115,811 | $345,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 34,697 | $343,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 37,996 | $343,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 16,772 | $343,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 15,909 | $343,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 36,864 | $343,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 22,970 | $343,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 5,705 | $342,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 10,091 | $342,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 66,630 | $342,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 121,871 | $341,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 24,800 | $341,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 17,820 | $341,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 14,654 | $341,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 210,158 | $340,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 18,654 | $340,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 24,325 | $338,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 21,047 | $337,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 18,416 | $336,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 153,000 | $335,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 73,796 | $335,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 12,704 | $334,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 21,311 | $333,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 191,186 | $333,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 40,977 | $332,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 11,082 | $332,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 14,734 | $328,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 23,760 | $328,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 126,295 | $328,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 354,000 | $328,000 | thousands by filing date | principal |
| RYERSON HLDG CORP | 783754104 | COM | 33,078 | $327,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 493,000 | $327,000 | thousands by filing date | principal |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 14,175 | $327,000 | thousands by filing date | |
| VANECK VECTORS SOLAR ENERGY ETF | 92189F874 | ETF | 8,146 | $327,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 25,543 | $326,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 55,738 | $326,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 18,016 | $326,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 13,128 | $326,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 10,238 | $325,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 325,000 | $324,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 15,399 | $324,000 | thousands by filing date | |
| COMCAST HOLDINGS CORP | 200300507 | ZONES CV2% PCS | 6,456 | $323,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 10,485 | $322,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 61,872 | $322,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 114,974 | $322,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 14,389 | $322,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 10,629 | $322,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 37,391 | $321,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 234,933 | $321,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 8,225 | $320,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 10,888 | $320,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 24,402 | $319,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 10,493 | $319,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 99,000 | $319,000 | thousands by filing date | principal |
| TECHTARGET INC | 87874R100 | COM | 30,744 | $318,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 37,449 | $317,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 15,972 | $317,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 132,744 | $317,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 12,896 | $317,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 100,021 | $315,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 10,251 | $315,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 137,788 | $315,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 6,709 | $314,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 5,603 | $314,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 8,430 | $314,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 16,244 | $313,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 11,041 | $313,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 17,070 | $312,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 13,464 | $312,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 27,498 | $311,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 181,161 | $311,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 137,876 | $310,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 19,500 | $310,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 13,822 | $309,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 114,921 | $309,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 12,287 | $309,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 11,548 | $308,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 14,234 | $308,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 10,232 | $308,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 86,514 | $306,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 15,793 | $305,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 75,998 | $305,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 18,993 | $304,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 14,057 | $304,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 34,766 | $303,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 106,743 | $303,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 13,354 | $303,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 8,887 | $302,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 69,349 | $302,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 38,751 | $302,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 18,117 | $301,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 41,601 | $301,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 52,956 | $301,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 8,746 | $299,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 81,514 | $299,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 32,448 | $298,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 24,426 | $297,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 23,336 | $296,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 32,510 | $296,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 55,285 | $294,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 37,725 | $294,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 285,530 | $294,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 133,878 | $294,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 11,457 | $293,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 4,100 | $293,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 4,538 | $292,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 5,616 | $291,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 11,909 | $290,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 11,562 | $289,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 18,877 | $289,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 16,935 | $289,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 225,366 | $289,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 42,057 | $288,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 10,330 | $288,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 6,578 | $287,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 28,359 | $287,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 10,938 | $286,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 27,650 | $285,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 7,144 | $285,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 14,283 | $285,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 20,366 | $285,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 9,773 | $284,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 27,695 | $284,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 66,476 | $283,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 107,272 | $282,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 37,294 | $282,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 201,943 | $281,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 31,036 | $281,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 72,330 | $281,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 34,015 | $280,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 5,331 | $280,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 29,331 | $279,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 20,969 | $278,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 7,457 | $277,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 6,872 | $275,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 12,387 | $275,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 37,789 | $275,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 202,590 | $274,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 98,774 | $273,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 110,451 | $273,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 11,551 | $272,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 15,494 | $272,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 605,163 | $272,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 7,800 | $271,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 30,800 | $271,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 6,817 | $270,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 4,440 | $269,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 40,482 | $269,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 10,777 | $269,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 18,018 | $269,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 14,439 | $268,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 11,732 | $268,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,387 | $268,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 81,272 | $268,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 23,486 | $268,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 9,608 | $267,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 108,488 | $267,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 26,905 | $266,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 13,086 | $266,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 11,899 | $265,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 37,750 | $265,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 370,874 | $265,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 13,640 | $264,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 17,654 | $264,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 5,705 | $263,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 9,652 | $263,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 17,298 | $263,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 2,303 | $262,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 21,143 | $261,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 10,854 | $261,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 112,000 | $261,000 | thousands by filing date | principal |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 28,639 | $261,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 9,150 | $260,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 82,518 | $260,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 82,242 | $259,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 17,737 | $259,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 10,237 | $259,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 9,336 | $258,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 131,111 | $258,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 175,000 | $258,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 13,573 | $257,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 163,702 | $256,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 57,521 | $256,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 19,319 | $256,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 14,104 | $255,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 16,166 | $255,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 16,743 | $255,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 30,703 | $255,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 62,045 | $253,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 11,471 | $252,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 25,723 | $252,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 27,349 | $252,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 14,747 | $250,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 19,500 | $250,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 21,771 | $249,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 16,924 | $249,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 61,432 | $249,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 20,925 | $249,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 222,229 | $249,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 119,790 | $248,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 45,320 | $247,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 6,069 | $247,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 28,728 | $247,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 10,309 | $247,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 11,803 | $246,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 52,249 | $246,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 16,315 | $246,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 15,372 | $243,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 21,300 | $243,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 19,627 | $243,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 11,479 | $242,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 25,252 | $242,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 1,254,656 | $242,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 14,498 | $241,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 23,731 | $240,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 25,248 | $239,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 132,000 | $239,000 | thousands by filing date | principal |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 230,000 | $239,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 6,968 | $238,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 3,833 | $238,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 66,689 | $238,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 22,820 | $238,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 12,803 | $237,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 5,761 | $237,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 11,544 | $236,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 16,960 | $236,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 6,669 | $235,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 25,779 | $235,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 9,276 | $235,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 4,938 | $235,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 76,842 | $235,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 4,611 | $235,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 14,597 | $235,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 24,880 | $235,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 46,366 | $234,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 26,435 | $234,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 3,072 | $234,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 46,494 | $233,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 25,321 | $232,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 36,270 | $232,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 10,433 | $231,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 9,106 | $231,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 70,113 | $231,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 17,860 | $231,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 17,516 | $230,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 47,636 | $229,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 29,178 | $229,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 183,104 | $229,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 7,452 | $228,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 16,362 | $228,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 47,224 | $228,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 6,285 | $227,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 29,144 | $226,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 17,259 | $226,000 | thousands by filing date | |
| PROSHARES TR | 74348A178 | ULTRAPRO DOW 30 | 7,211 | $226,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 47,408 | $225,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 20,022 | $225,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 31,818 | $224,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 9,586 | $222,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 6,172 | $222,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 33,378 | $222,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 100,921 | $221,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 23,493 | $221,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 17,488 | $220,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 29,451 | $220,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 176,497 | $218,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 66,518 | $216,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 18,529 | $216,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 3,334 | $216,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2,197 | $215,000 | thousands by filing date | |
| OMINTO INC | 68217C208 | COM NEW | 14,128 | $215,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 43,556 | $214,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 9,024 | $213,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J216 | COM | 6,870 | $213,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 7,584 | $212,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 133,812 | $212,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 56,382 | $212,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 12,833 | $212,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 19,945 | $212,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 71,712 | $211,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 18,998 | $211,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 11,893 | $211,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 40,471 | $211,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 291,513 | $210,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 139,550 | $210,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 17,400 | $210,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 58,900 | $209,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 10,311 | $209,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 8,573 | $208,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 7,506 | $208,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 28,494 | $207,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 13,943 | $206,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 18,572 | $206,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 15,459 | $206,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 8,602 | $205,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 7,577 | $205,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 10,932 | $205,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 19,438 | $204,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 4,124 | $204,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 4,961 | $204,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 8,102 | $203,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 24,586 | $203,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 16,768 | $203,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 8,360 | $203,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 12,066 | $202,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 13,628 | $202,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 14,315 | $202,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 197,000 | $202,000 | thousands by filing date | principal |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 14,703 | $201,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 12,066 | $200,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 12,127 | $199,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 215,036 | $199,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 116,901 | $199,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 29,733 | $199,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 196,000 | $199,000 | thousands by filing date | principal |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 112,834 | $199,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 198,587 | $199,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 12,505 | $198,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 9,288 | $198,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 20,322 | $198,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 24,862 | $198,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 6,622 | $197,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 15,799 | $197,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 8,973 | $196,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 144,066 | $196,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 14,407 | $195,000 | thousands by filing date | |
| THE9 LTD | 88337K104 | ADR | 167,700 | $195,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 9,039 | $194,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 2,698 | $194,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 39,626 | $194,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 26,991 | $194,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 6,307 | $193,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 9,308 | $193,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 43,328 | $193,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 8,833 | $193,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 15,720 | $192,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 188,000 | $192,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 23,949 | $191,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 7,966 | $190,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 12,622 | $190,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 38,950 | $190,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 9,874 | $190,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 14,503 | $190,000 | thousands by filing date | |
| FI ENHANCED EUROPE 50 ETN UBS | 90274D234 | COM | 1,217 | $190,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 8,263 | $189,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 19,393 | $189,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 37,649 | $188,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 8,565 | $187,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 10,682 | $187,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 4,850 | $186,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 35,781 | $186,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 9,655 | $186,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 34,210 | $185,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 78,805 | $185,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 5,429 | $184,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 9,190 | $184,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 22,076 | $184,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 42,141 | $184,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 5,840 | $184,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 9,777 | $182,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 14,077 | $182,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 24,932 | $182,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 19,746 | $181,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 3,713 | $181,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 13,975 | $181,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 2,454 | $181,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 14,069 | $181,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 60,598 | $180,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 83,656 | $180,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 76,773 | $180,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 10,078 | $180,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 200,000 | $180,000 | thousands by filing date | principal |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 12,085 | $179,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 13,004 | $179,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 1,512 | $178,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 122,790 | $178,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 22,277 | $177,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 34,501 | $177,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 37,406 | $177,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 7,829 | $177,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 14,304 | $176,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 13,565 | $176,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 21,178 | $175,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 6,825 | $175,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 14,265 | $175,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 12,360 | $174,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 91,968 | $174,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 3,393 | $173,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 14,910 | $173,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 91,000 | $173,000 | thousands by filing date | principal |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 8,536 | $173,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 51,052 | $172,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 5,516 | $172,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 32,680 | $172,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 298,878 | $172,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 5,993 | $172,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 5,360 | $171,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 45,802 | $170,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 22,246 | $169,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 5,239 | $169,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 129,345 | $169,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 14,039 | $169,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 23,749 | $168,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 5,196 | $168,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 12,850 | $168,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 6,920 | $168,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 3,010 | $168,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 32,092 | $167,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 10,194 | $167,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 106,512 | $167,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 12,029 | $166,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 32,011 | $166,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 3,903 | $166,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 42,519 | $166,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 12,147 | $165,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 86,750 | $165,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 10,836 | $165,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 14,171 | $164,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1,302 | $164,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 4,980 | $164,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 6,965 | $163,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 14,880 | $163,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 104,282 | $163,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 34,563 | $163,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 160,000 | $163,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 3,870 | $161,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 22,419 | $161,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 32,962 | $160,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 76,824 | $160,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 25,502 | $159,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 109,043 | $159,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 31,793 | $158,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 5,927 | $156,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 6,136 | $156,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 4,395 | $155,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 10,538 | $155,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 3,358 | $154,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 76,743 | $154,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 32,700 | $154,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 10,696 | $154,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 3,150 | $154,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 15,491 | $154,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 47,521 | $153,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 153,000 | $153,000 | thousands by filing date | principal |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 41,481 | $152,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 21,387 | $152,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 3,560 | $151,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 3,339 | $151,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 7,096 | $151,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 266,035 | $151,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 19,000 | $151,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 3,554 | $150,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 11,581 | $150,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 152,000 | $150,000 | thousands by filing date | principal |
| GLADSTONE LAND CORP | 376549101 | REIT | 12,752 | $149,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 3,865 | $149,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 2,020 | $149,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 50,634 | $148,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 6,204 | $148,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 17,994 | $148,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 14,741 | $148,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 7,007 | $147,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 11,493 | $147,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 21,018 | $147,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 4,913 | $147,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 36,729 | $147,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 12,574 | $145,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 77,866 | $145,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 20,243 | $145,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 75,502 | $144,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 36,013 | $144,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1,459 | $143,000 | thousands by filing date | |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 5,992 | $143,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 14,955 | $142,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 9,905 | $142,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 3,848 | $141,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 4,271 | $141,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 3,881 | $141,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 81,643 | $140,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 900 | $139,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 15,854 | $139,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-17-000365 | this filing | 2017-08-11 | acceptance time not in the bulk data set |