13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 6,714 holding rows worth $331,005,367,000.
- Accession
- 0000895421-17-000365
- Filer
- CIK 895421
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 25,726 entries on the cover page, a total value of $331,005,367,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $331,005,367,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.028-17497
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 259 | $1,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 200 | $1,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 148 | $1,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 60 | $1,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 200 | $1,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 20 | $1,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 61 | $1,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 200 | $1,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 1,390 | $1,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 425 | $1,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 99 | $1,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 18 | $1,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 1,000 | $1,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 400 | $1,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 3,792 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H750 | ETN DJUBS ENRG37 | 250 | $1,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 4,000 | $1,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 725 | $1,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 9 | $1,000 | thousands by filing date | |
| WOLVERINE BANCORP INC | 977880103 | COM | 22 | $1,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 3,000 | $1,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 300 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H420 | IPATH AS GLF CUR | 20 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 50 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 469 | $1,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 125 | $1,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 400 | $1,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 66 | $1,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 135 | $1,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 431 | $1,000 | thousands by filing date | |
| AMERICAN LORAIN CORP | 027297100 | COM | 1,100 | $1,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 1,000 | $1,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 1,005 | $1,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 300 | $1,000 | thousands by filing date | |
| ICC HOLDINGS INC | 44931Q104 | COM | 43 | $1,000 | thousands by filing date | |
| ACER THERAPEUTICS INC COM | 68372T301 | Stock | 1,619 | $1,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 494 | $1,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 804 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 55,689 | $1,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D373 | VELOCITY SHS 3X | 20 | $1,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 1,000 | $1,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 520 | $1,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 500 | $1,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 1,500 | $1,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 231 | $1,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 1,000 | $1,000 | thousands by filing date | principal |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 267 | $1,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 522 | $1,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 229 | $1,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 1,133 | $1,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 1,865 | $1,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 525 | $1,000 | thousands by filing date | |
| SOLENO THERAPEUTICS INC | 834203101 | COM | 1,400 | $1,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 150 | $1,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 20 | $1,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 26 | $1,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 1,000 | $1,000 | thousands by filing date | principal |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 1,084 | $1,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 1,000 | $1,000 | thousands by filing date | principal |
| Asterias Biothera 16 Wts | 04624N115 | Warrants | 1,345 | $1,000 | thousands by filing date | |
| SHINECO INC COM NEW | 824567200 | Stock | 405 | $1,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 401 | $1,000 | thousands by filing date | |
| SPHERIX INC | 84842R403 | COM PAR NEW | 504 | $1,000 | thousands by filing date | |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 583 | $1,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219117 | *W EXP 07/08/202 | 264 | $1,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 243 | $1,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 1,220 | $1,000 | thousands by filing date | |
| DETERMINE INC | 250660107 | COM | 343 | $1,000 | thousands by filing date | |
| IZEA INC | 46603N301 | COM | 364 | $1,000 | thousands by filing date | |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 1,000 | $1,000 | thousands by filing date | principal |
| OPGEN INC | 68373L109 | COM | 2,786 | $1,000 | thousands by filing date | |
| MAGNEGAS CORP COM PAR | 55939L301 | Stock | 407 | $1,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 321 | $1,000 | thousands by filing date | |
| ONCOBIOLOGICS INC | 68235M121 | *W EXP 05/18/201 | 8,950 | $1,000 | thousands by filing date | |
| SKYLINE MED INC | 83084T606 | COM PAR | 659 | $1,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 79 | $1,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSCAT INC | 893529107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHAMPION HOMES INC | 830830105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUND FINL BANCORP INC | 83607A100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRT APARTMENTS CORP | 055645303 | REIT | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARK RESTAURANTS CORP | 040712101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPAR GROUP INC | 784933103 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECOGEN INC NEW | 87876P201 | COM NEW | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMREP CORP | 032159105 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEMILEDS CORP | 816645204 | COM NEW | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATASYS INC | 149049504 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROPHASE LABS INC | 74345W108 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMYRIS INC | 03236M200 | COM NEW | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFFIMED N V | N01045108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORAGENICS INC | 684023203 | COM NEW | 750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEONODE INC | 64051M402 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERMOLECULAR INC | 45882D109 | COM | 211 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSE SYS INC | 36227k106 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THESTREET INC | 88368Q103 | COM | 148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPARK NETWORKS INC | 84651P100 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFOSONICS CORP | 456784107 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 207 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 4,301 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 4,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WSI INDS INC | 92932Q102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEROCENTURY CORP | 007737109 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVCON INC | 81783K108 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Attunity Ltd | M15332121 | SHS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILHELMINA INTL INC | 968235200 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pareteum Corporation | 69946T207 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 619 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URANIUM RES INC | 916901705 | COM | 303 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNE PHARMACEUTICALS INC | 45254C200 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYS INC | 24661P500 | COM PAR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHF SOLUTIONS INC | 12542Q102 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NET ELEMENT INC | 64111R201 | COM NEW | 397 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABILITY INC | G8789K108 | SHS | 373 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHASERX INC | 71723F103 | COM | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 317 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANTECH HLDGS LTD | G8675X107 | COM | 179 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXT-ID INC | 67091J206 | COM NEW | 296 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 252 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERULEAN PHARMA INC | 15708Q105 | COM | 799 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 422 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOPHARMX CORP | 09072X101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Holdings Corporation | 636375206 | COM NEW | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANCE MMA INC | 018626101 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JETPAY CORP | 477177109 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONE HORIZON GROUP INC | 68235H304 | COM PAR | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCCLATCHY CO | 579489303 | CL A NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABSOLUTE SHS TR WBI BBR QTY 2000 | 00400R403 | CEF | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABSOLUTE SHS TR WBI BBR GBL ROTN | 00400R866 | CEF | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUNTERPATH CORP | 22228P302 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A327 | ULTSHT SMLCP600 | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S GOLD CORP | 90291C102 | COM PAR NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY EXPEDIA HOLDINGS | 53046P208 | SER B COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 268 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J118 | *W EXP 03/06/202 | 443 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK VECTORS ETF TR | 92189F783 | POLAND ETF | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRESBIA PLC | G7234P100 | SHS | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WCF BANCORP INC | 92940L103 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOSTAR PHARMACEUTICALS INC | 090678301 | COM PAR | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 466 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PORTER BANCORP INC | 736233206 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TapImmune Inc | 876033408 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 369 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 339 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSSROADS SYS INC COM PAR | 22765D407 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBER ENERGY INC COM | 13200M102 | Stock | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAEXPLORATION HLDGS INC | 78636X204 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 622 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIFFUSION PHARMACEUTICALS IN | 253748206 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 252 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMEDICA CORP COM PAR | 023435209 | Stock | 825 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGILITI MONEY GROUP INC | 25381F102 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMBIMATRIX CORPORATION | 20009T501 | COM PAR | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 713 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAGUAR ANIMAL HEALTH INC | 47008L106 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X384 | MSCI AUS STRTGIC | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-17-000365 | this filing | 2017-08-11 | acceptance time not in the bulk data set |