13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 6,714 holding rows worth $331,005,367,000.
- Accession
- 0000895421-17-000365
- Filer
- CIK 895421
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 25,726 entries on the cover page, a total value of $331,005,367,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $331,005,367,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.028-17497
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 102,955 | $139,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 39,539 | $139,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 39,219 | $139,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 7,079 | $138,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 10,743 | $138,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 8,471 | $137,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 2,600 | $137,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 5,360 | $136,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 3,000 | $135,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1,120 | $135,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 7,848 | $135,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 4,595 | $135,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 138,000 | $135,000 | thousands by filing date | principal |
| CYTRX CORP | 232828509 | COM PAR $.001 | 216,756 | $135,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 18,780 | $134,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 9,021 | $134,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 130,000 | $134,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25490K273 | COM | 3,900 | $134,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 13,361 | $134,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 5,831 | $134,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 5,549 | $133,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 7,700 | $132,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 3,405 | $131,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 6,013 | $131,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 145,100 | $131,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 4,778 | $131,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 21,720 | $131,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 1,405 | $130,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 135,000 | $130,000 | thousands by filing date | principal |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 103,000 | $130,000 | thousands by filing date | principal |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 3,906 | $130,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 2,766 | $129,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 12,301 | $129,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 31,735 | $129,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 31,197 | $128,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 3,546 | $128,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 7,148 | $128,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 2,545 | $128,000 | thousands by filing date | |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 9,061 | $128,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 61,100 | $128,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 128,000 | $128,000 | thousands by filing date | principal |
| CTI BIOPHARMA CORP | 12648L601 | COM | 38,179 | $127,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F135 | ETN CBOE SPBUY | 1,714 | $127,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 7,122 | $126,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 12,622 | $125,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 16,749 | $125,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 9,113 | $125,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 7,763 | $125,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 3,318 | $125,000 | thousands by filing date | |
| SB FINL GROUP INC DEP | 78408D204 | SHS PFD 6.5 | 7,781 | $125,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 5,909 | $124,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 4,870 | $124,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 15,681 | $124,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 375,000 | $124,000 | thousands by filing date | principal |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 2,462 | $123,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 7,300 | $123,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 3,970 | $123,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 7,745 | $122,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 7,720 | $122,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 45,458 | $122,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 3,596 | $122,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 5,064 | $121,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 21,078 | $121,000 | thousands by filing date | |
| CGG | 12531Q204 | SPON ADR NEW | 27,201 | $121,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 30,257 | $121,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 29,672 | $120,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 7,462 | $120,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 5,552 | $120,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 6,102 | $119,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 141,848 | $119,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 33,513 | $119,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 136,000 | $119,000 | thousands by filing date | principal |
| ENTEGRA FINL CORP | 29363J108 | COM | 5,230 | $119,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 7,877 | $118,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 4,835 | $117,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 3,689 | $117,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 3,750 | $117,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 90,959 | $117,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 50,642 | $117,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 13,028 | $116,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 31,730 | $116,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 4,347 | $116,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 3,272 | $115,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 16,362 | $115,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 15,698 | $115,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 7,921 | $115,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 1,000 | $114,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 15,104 | $114,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 12,647 | $113,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 3,330 | $113,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 34,630 | $113,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 5,765 | $112,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 12,072 | $112,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 111,000 | $112,000 | thousands by filing date | principal |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 3,630 | $112,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 4,014 | $112,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 46,991 | $111,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 111,000 | $111,000 | thousands by filing date | principal |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 191,896 | $111,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 702,374 | $110,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 8,920 | $109,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 3,999 | $109,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 29,709 | $109,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 37,457 | $109,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 3,302 | $108,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 27,748 | $108,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 15,054 | $108,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 2,590 | $107,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 11,530 | $107,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 7,748 | $107,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 27,023 | $107,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 26,618 | $107,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 12,082 | $106,000 | thousands by filing date | |
| COBALT INTL ENERGY | 19075F304 | COM | 42,418 | $106,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 2,420 | $106,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 6,705 | $106,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 44,365 | $106,000 | thousands by filing date | |
| PENDRELL CORP | 70686R302 | CL A NEW ADDED | 14,683 | $106,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 11,167 | $105,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 105,000 | $105,000 | thousands by filing date | principal |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 10,000 | $105,000 | thousands by filing date | |
| CF CORP | G20307107 | SHS CL A | 9,344 | $105,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 4,145 | $104,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 56,457 | $104,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 25,699 | $103,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 17,025 | $103,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 3,538 | $102,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 2,643 | $102,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 29,797 | $102,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 850 | $102,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 4,286 | $102,000 | thousands by filing date | |
| SUNDANCE ENERGY AUSTRALIA LT | 86724Y109 | SPONSORED ADR | 20,550 | $102,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 9,168 | $101,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 38,015 | $101,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 60,227 | $101,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 28,069 | $101,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 4,469 | $100,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 15,679 | $100,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 3,405 | $99,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 15,284 | $99,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 12,635 | $98,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 11,313 | $98,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 552 | $98,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 7,250 | $98,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 19,475 | $98,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 27,219 | $97,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 97,000 | $97,000 | thousands by filing date | principal |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 6,654 | $97,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 3,738 | $97,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 25,501 | $96,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 3,065 | $96,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 1,627 | $96,000 | thousands by filing date | |
| MARA HLDGS INC | 56585W203 | COM | 255,095 | $96,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 112,000 | $96,000 | thousands by filing date | principal |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 8,377 | $95,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 21,909 | $95,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 28,579 | $95,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 3,277 | $95,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 14,338 | $94,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 2,778 | $94,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 19,942 | $94,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 21,949 | $94,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 13,474 | $93,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 20,813 | $93,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 74,110 | $93,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 7,032 | $93,000 | thousands by filing date | |
| ENERNOC INC | 292764AB3 | DBCV 2.250% 8/1 | 95,000 | $93,000 | thousands by filing date | principal |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 3,368 | $92,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 1,951 | $92,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 52,122 | $91,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 31,176 | $91,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 3,587 | $90,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 37,099 | $90,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 6,375 | $90,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 4,628 | $90,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 176,631 | $90,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 2,691 | $90,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 13,613 | $90,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 2,980 | $89,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 9,064 | $89,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 6,569 | $88,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 34,181 | $88,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 2,730 | $88,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 43,506 | $87,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 11,752 | $87,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 84,000 | $87,000 | thousands by filing date | principal |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 1,307 | $87,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 655 | $86,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 3,850 | $86,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 88,276 | $86,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 3,845 | $86,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 1,588 | $85,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 7,623 | $85,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 11,500 | $85,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 57,004 | $85,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 7,614 | $85,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 13,921 | $85,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 49,945 | $85,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 34,692 | $85,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 4,224 | $84,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 4,448 | $84,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 638 | $83,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 4,021 | $83,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 46,322 | $83,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 17,584 | $83,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 1,800 | $83,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 5,237 | $82,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 11,522 | $82,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 6,281 | $82,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W265 | RUPEE/USD ETN | 2,000 | $82,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 28,618 | $82,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 30,351 | $82,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 16,832 | $82,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 1,237 | $82,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 11,578 | $81,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 36,702 | $81,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 75,000 | $81,000 | thousands by filing date | principal |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 5,154 | $80,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 64,002 | $80,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 5,662 | $80,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C102 | SPON ADS | 9,864 | $80,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 208,890 | $79,000 | thousands by filing date | |
| THERAPIX BIOSCIENCES LTD | 88339A203 | SPONSORED ADS NE | 11,250 | $79,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A705 | COM PAR | 48,200 | $79,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 8,150 | $79,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 179,016 | $78,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 5,902 | $78,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 6,000 | $77,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 634 | $77,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 1,039 | $77,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 9,397 | $77,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 72,000 | $77,000 | thousands by filing date | principal |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 4,713 | $76,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 3,702 | $76,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 17,433 | $76,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 522 | $76,000 | thousands by filing date | |
| PROSHARES TR | 74348A749 | USD COVERED BD | 755 | $76,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 30,414 | $76,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 107,269 | $76,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 7,181 | $75,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 19,443 | $75,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 4,775 | $75,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 6,574 | $74,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 18,828 | $74,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 23,182 | $74,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 55,980 | $74,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1,357 | $73,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 85,897 | $73,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 228,000 | $73,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 13,769 | $73,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 14,500 | $73,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 1,275 | $73,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 5,909 | $72,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 20,337 | $72,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 25,113 | $72,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 14,573 | $71,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 25,534 | $71,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 52,664 | $71,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 7,600 | $71,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265308 | SHS NEW | 57,342 | $71,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 1,369 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 880 | $70,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 4,883 | $70,000 | thousands by filing date | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 5,000 | $70,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 72,000 | $70,000 | thousands by filing date | principal |
| DYNEGY INC NEW DEL | 26817R157 | *W EXP 02/02/202 | 400,987 | $70,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 1,047 | $69,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 6,191 | $69,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 613 | $69,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 8,634 | $69,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 69,916 | $69,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 2,999 | $69,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 26,376 | $69,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,850 | $68,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 14,685 | $68,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 13,132 | $68,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 4,443 | $68,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 16,057 | $68,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 2,701 | $68,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 3,998 | $68,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 2,564 | $67,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 1,390 | $67,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 16,985 | $67,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 3,110 | $67,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 35,167 | $67,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 70,000 | $67,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 2,313 | $65,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 4,226 | $65,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 8,000 | $65,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 1,779 | $65,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 2,455 | $64,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 25,714 | $64,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 3,928 | $63,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 9,855 | $63,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 56,000 | $63,000 | thousands by filing date | principal |
| PRO DEX INC | 74265M205 | COMMON STOCK | 10,000 | $62,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 2,747 | $62,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 42,501 | $62,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 13,161 | $61,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 5,400 | $61,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 1,756 | $61,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 2,246 | $61,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 55,000 | $61,000 | thousands by filing date | principal |
| TECNOGLASS INC | G87264100 | ORD SHS | 6,443 | $60,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 5,136 | $60,000 | thousands by filing date | |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 8,673 | $60,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 2,187 | $59,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 15,669 | $59,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 1,823 | $59,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 61,000 | $59,000 | thousands by filing date | principal |
| MAYS J W INC | 578473100 | COM | 1,653 | $58,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 4,900 | $58,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 1,422 | $58,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 8,518 | $57,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 21,000 | $57,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 2,589 | $57,000 | thousands by filing date | |
| TIGENIX | 88675R109 | SPONSORED ADS | 2,525 | $57,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 2,263 | $57,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 1,714 | $56,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 3,100 | $56,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 682 | $56,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 1,791 | $56,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 3,936 | $56,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 1,902 | $56,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 5,600 | $56,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 5,867 | $55,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 1,431 | $55,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 6,297 | $55,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 5,825 | $55,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 54,000 | $55,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 1,557 | $54,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 7,340 | $54,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 24,293 | $54,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 12,140 | $54,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 33,909 | $54,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 5,057 | $53,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 3,431 | $53,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 29,076 | $53,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 66,457 | $53,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 5,306 | $53,000 | thousands by filing date | |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 34,865 | $53,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 74,912 | $53,000 | thousands by filing date | |
| CONYERS PK ACQUISITION | 212894109 | CL A COM | 4,490 | $53,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 4,064 | $52,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 3,380 | $52,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 38,000 | $52,000 | thousands by filing date | principal |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 2,738 | $52,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 3,000 | $52,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 7,300 | $51,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 10,453 | $51,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 2,222 | $51,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 24,283 | $51,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 7,144 | $51,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 5,205 | $51,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 1,676 | $51,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 10,880 | $51,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D357 | VELOCITY SHS SHR | 2,408 | $51,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 700 | $50,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 1,119 | $50,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 12,538 | $50,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 325 | $50,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 20,849 | $50,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 52,685 | $49,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 3,800 | $49,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 2,141 | $49,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 11,398 | $49,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 46,000 | $49,000 | thousands by filing date | principal |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 1,968 | $49,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 42,000 | $49,000 | thousands by filing date | principal |
| COLUMBIA ETF TR II | 19762B400 | EM STRATEGIC ETF | 2,555 | $49,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 12,137 | $48,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 93,014 | $48,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 747 | $48,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 3,651 | $47,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 2,497 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 2,217 | $47,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 2,800 | $47,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 1,899 | $47,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 81,269 | $47,000 | thousands by filing date | |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 10,181 | $47,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 3,794 | $46,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 5,920 | $46,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 1,830 | $45,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 45,000 | $45,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 426 | $44,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 4,786 | $44,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 27,000 | $44,000 | thousands by filing date | principal |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 18,787 | $44,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 12,787 | $44,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 4,597 | $44,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 20,832 | $44,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 1,641 | $44,000 | thousands by filing date | |
| HOMEAWAY INC | 43739QAB6 | NOTE 0.125 4/0 | 50,000 | $44,000 | thousands by filing date | principal |
| FS BANCORP INC | 30263Y104 | COM | 977 | $43,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 2,326 | $43,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 8,294 | $43,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 43,000 | $43,000 | thousands by filing date | principal |
| WALTER INVT MGMT CORP | 93317W102 | COM | 45,671 | $43,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 54,930 | $43,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 4,427 | $43,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 4,200 | $43,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 3,723 | $42,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 1,889 | $42,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 9,371 | $42,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 4,886 | $42,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 33,724 | $42,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 21,000 | $42,000 | thousands by filing date | principal |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 2,493 | $42,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 3,530 | $42,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 9,643 | $42,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 1,443 | $41,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 11,546 | $41,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 68,012 | $41,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424207 | SPON ADR NEW | 13,820 | $41,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 31,476 | $40,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 20,437 | $40,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 1,200 | $39,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 1,678 | $39,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 17,200 | $39,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 26,247 | $39,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 2,677 | $38,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 3,430 | $38,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 3,471 | $38,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 4,039 | $38,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 3,600 | $38,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 29,196 | $38,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 10,051 | $38,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 30,000 | $38,000 | thousands by filing date | principal |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 47,878 | $38,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 5,841 | $38,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 11,530 | $37,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 4,342 | $37,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 3,195 | $37,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 700 | $37,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 28,496 | $37,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 26,766 | $37,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 3,574 | $37,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 37,000 | $37,000 | thousands by filing date | principal |
| GAFISA S A | 362607400 | UNSPONSORED ADR | 5,705 | $37,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 5,985 | $36,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 20,088 | $36,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 29,046 | $36,000 | thousands by filing date | |
| MORGAN STANLEY | 617480272 | LNG EURO ETN20 | 2,000 | $36,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 1,895 | $36,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 1,331 | $36,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 36,000 | $36,000 | thousands by filing date | principal |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 5,000 | $36,000 | thousands by filing date | principal |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 1,680 | $35,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 1,102 | $35,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 5,986 | $35,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 622 | $35,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 9,769 | $35,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592309 | SHS NEW | 27,467 | $35,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 960 | $34,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 687 | $34,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 6,688 | $34,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 2,272 | $34,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 330 | $34,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 1,400 | $34,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 5,310 | $34,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 13,102 | $34,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 34,525 | $34,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 40,000 | $34,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 34,000 | $33,000 | thousands by filing date | principal |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 1,617 | $33,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 1,700 | $33,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 32,000 | $33,000 | thousands by filing date | principal |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 8,821 | $32,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 3,162 | $32,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 2,500 | $32,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 5,269 | $32,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 1,818 | $32,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 8,444 | $32,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 20,500 | $32,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 1,811 | $32,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 2,327 | $32,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 877 | $32,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 6,157 | $32,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 1,000 | $32,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 1,243 | $32,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 26,140 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 1,016 | $32,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867206 | 6.50 PFD SER B | 500 | $32,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 8,237 | $31,000 | thousands by filing date | |
| PROSHARES SP 500 DIVIDEND ARISTOCRATS ETF | 74347B482 | ETF | 799 | $31,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 78 | $31,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 2,150 | $31,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 2,790 | $31,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 22,000 | $31,000 | thousands by filing date | principal |
| NEUROMETRIX INC | 641255708 | COM PAR | 11,669 | $31,000 | thousands by filing date | |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 29,000 | $31,000 | thousands by filing date | principal |
| CONNECTURE INC COM | 20786J106 | Stock | 49,623 | $31,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 6,000 | $30,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 1,311 | $30,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,482 | $30,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 3,736 | $30,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 4,415 | $30,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 1,099 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74348A459 | ULTSHT MSCI JAP | 900 | $30,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 27,000 | $30,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-17-000365 | this filing | 2017-08-11 | acceptance time not in the bulk data set |