13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 6,714 holding rows worth $331,005,367,000.
- Accession
- 0000895421-17-000365
- Filer
- CIK 895421
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 25,726 entries on the cover page, a total value of $331,005,367,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $331,005,367,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.028-17497
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 13,070 | $1,582,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 269,482 | $1,577,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 149,963 | $1,575,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 72,755 | $1,572,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 38,112 | $1,572,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 17,570 | $1,568,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 120,150 | $1,568,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 329,393 | $1,565,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 132,456 | $1,564,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 120,811 | $1,564,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 78,561 | $1,563,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 91,467 | $1,561,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 63,674 | $1,559,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 64,470 | $1,559,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 18,474 | $1,554,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 67,967 | $1,553,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 37,417 | $1,551,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 50,228 | $1,548,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 96,753 | $1,548,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 107,951 | $1,547,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 254,518 | $1,547,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 98,748 | $1,546,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 30,821 | $1,542,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 91,185 | $1,542,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 27,042 | $1,539,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 47,067 | $1,535,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 78,305 | $1,535,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 1,260,000 | $1,535,000 | thousands by filing date | principal |
| AIRMEDIA GROUP INC | 009411109 | ADR | 716,285 | $1,533,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 51,764 | $1,532,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,173,000 | $1,532,000 | thousands by filing date | principal |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 70,444 | $1,532,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 94,199 | $1,527,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 21,383 | $1,526,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 51,285 | $1,525,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 42,493 | $1,524,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 117,720 | $1,524,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 52,186 | $1,521,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 24,808 | $1,520,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 149,321 | $1,516,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 71,960 | $1,516,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 187,770 | $1,515,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 116,475 | $1,514,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 118,641 | $1,513,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 169,357 | $1,509,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 83,960 | $1,507,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 250,689 | $1,507,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 47,493 | $1,506,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 92,229 | $1,503,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 263,383 | $1,498,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 43,576 | $1,494,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 16,123 | $1,493,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 134,616 | $1,491,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 54,078 | $1,488,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 81,697 | $1,488,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 63,780 | $1,486,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 249,551 | $1,486,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 50,925 | $1,486,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 32,073 | $1,485,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 151,824 | $1,485,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 59,027 | $1,485,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 63,288 | $1,483,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 60,253 | $1,482,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 32,729 | $1,481,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 22,280 | $1,476,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 41,417 | $1,475,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 48,027 | $1,473,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 112,013 | $1,470,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 59,143 | $1,469,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 26,653 | $1,468,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 101,024 | $1,463,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 87,578 | $1,462,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 70,144 | $1,461,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 25,381 | $1,459,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 44,084 | $1,458,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 1,447,000 | $1,456,000 | thousands by filing date | principal |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 74,708 | $1,455,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 169,942 | $1,455,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 27,273 | $1,453,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 80,745 | $1,452,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 140,577 | $1,448,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 42,345 | $1,446,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 19,580 | $1,445,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 59,540 | $1,444,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 45,949 | $1,441,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 890,166 | $1,441,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 236,409 | $1,440,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 266,280 | $1,432,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 38,760 | $1,430,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 31,921 | $1,430,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 23,661 | $1,429,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 138,876 | $1,429,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 108,288 | $1,427,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 38,573 | $1,426,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 566,794 | $1,422,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 127,833 | $1,421,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 56,962 | $1,421,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 177,562 | $1,417,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 199,559 | $1,416,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 84,018 | $1,413,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 19,522 | $1,413,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 14,446 | $1,412,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 77,679 | $1,410,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 19,615 | $1,409,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 37,626 | $1,407,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 188,317 | $1,407,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 138,295 | $1,403,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 67,441 | $1,401,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 101,073 | $1,400,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 92,518 | $1,397,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 223,483 | $1,391,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 57,349 | $1,391,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 42,932 | $1,390,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 29,968 | $1,389,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 118,364 | $1,388,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 105,279 | $1,388,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 32,682 | $1,387,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 163,032 | $1,386,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 92,854 | $1,385,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 73,321 | $1,382,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 119,574 | $1,381,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 263,246 | $1,380,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 36,161 | $1,378,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 52,664 | $1,378,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 80,398 | $1,377,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 299,976 | $1,377,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 47,506 | $1,377,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 94,532 | $1,375,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 68,738 | $1,366,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 264,421 | $1,359,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 19,159 | $1,358,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 32,657 | $1,358,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 92,355 | $1,354,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 108,004 | $1,353,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 26,266 | $1,353,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 49,646 | $1,351,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 25,504 | $1,350,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 6,767 | $1,350,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 183,621 | $1,349,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 83,649 | $1,349,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 44,100 | $1,348,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 26,254 | $1,347,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 328,222 | $1,346,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 142,102 | $1,345,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 68,072 | $1,344,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 394,564 | $1,342,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 24,087 | $1,341,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 55,030 | $1,341,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 117,649 | $1,338,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 465,192 | $1,335,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 83,884 | $1,334,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 170,793 | $1,334,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 114,888 | $1,333,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 49,110 | $1,332,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 461,069 | $1,332,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 59,010 | $1,331,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 69,191 | $1,331,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 942,687 | $1,329,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 262,579 | $1,328,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 61,857 | $1,327,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 136,390 | $1,326,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 904,000 | $1,323,000 | thousands by filing date | principal |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 27,565 | $1,322,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 49,088 | $1,320,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 25,517 | $1,319,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 58,920 | $1,318,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 49,972 | $1,315,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 30,814 | $1,310,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 55,553 | $1,310,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 375,039 | $1,308,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 29,540 | $1,306,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 39,351 | $1,303,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 12,716 | $1,298,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 285,699 | $1,294,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 73,924 | $1,293,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 88,197 | $1,293,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 829,236 | $1,293,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 41,422 | $1,292,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 39,071 | $1,291,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 173,288 | $1,291,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 151,525 | $1,290,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 74,893 | $1,289,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 23,197 | $1,288,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 120,881 | $1,285,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 71,367 | $1,285,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 51,934 | $1,283,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 93,385 | $1,283,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 8,944 | $1,282,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 53,879 | $1,280,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 73,156 | $1,279,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 23,578 | $1,276,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 49,541 | $1,274,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 45,089 | $1,272,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 133,154 | $1,271,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 320,203 | $1,271,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 101,802 | $1,271,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 17,590 | $1,268,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 185,399 | $1,262,000 | thousands by filing date | |
| INNOCOLL HLDGS PLC | G4783X105 | SHS | 552,455 | $1,260,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 75,282 | $1,259,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 97,562 | $1,259,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 259,719 | $1,259,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 109,782 | $1,257,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 86,998 | $1,256,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 343,741 | $1,255,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 74,877 | $1,253,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 300,538 | $1,251,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 570,474 | $1,249,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 67,788 | $1,247,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 62,617 | $1,245,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 20,182 | $1,244,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 43,184 | $1,241,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 174,284 | $1,239,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 62,339 | $1,236,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 271,370 | $1,235,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 43,900 | $1,234,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 33,325 | $1,234,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 107,278 | $1,231,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 64,625 | $1,231,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 78,368 | $1,230,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 43,670 | $1,230,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 50,036 | $1,225,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 30,661 | $1,223,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 24,745 | $1,220,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 39,584 | $1,220,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 46,395 | $1,219,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 81,847 | $1,218,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 34,672 | $1,217,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 75,586 | $1,216,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 74,690 | $1,215,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 78,802 | $1,214,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 93,349 | $1,214,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 42,364 | $1,212,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 145,746 | $1,210,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 119,040 | $1,210,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 55,105 | $1,209,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 91,621 | $1,208,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 486,896 | $1,203,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 79,467 | $1,202,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 60,704 | $1,200,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 28,534 | $1,199,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 326,167 | $1,197,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 26,581 | $1,196,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 100,638 | $1,196,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 80,436 | $1,193,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 23,779 | $1,192,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 86,744 | $1,192,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 15,443 | $1,185,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 42,493 | $1,183,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 71,814 | $1,181,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 30,619 | $1,180,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 122,700 | $1,179,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 327,248 | $1,178,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 83,811 | $1,169,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 58,363 | $1,167,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 47,048 | $1,167,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 32,235 | $1,165,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 55,534 | $1,163,000 | thousands by filing date | |
| BEBE STORES INC COM NEW | 075571208 | Common Stock | 195,078 | $1,161,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 43,018 | $1,160,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 58,332 | $1,160,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 55,312 | $1,159,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 1,148,000 | $1,158,000 | thousands by filing date | principal |
| SPARTAN MTRS INC | 846819100 | COM | 130,624 | $1,156,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 9,111 | $1,156,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 152,957 | $1,155,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 54,729 | $1,154,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 294,589 | $1,151,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 132,118 | $1,151,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 81,547 | $1,146,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 60,915 | $1,145,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 26,392 | $1,144,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 74,095 | $1,138,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 73,350 | $1,137,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 42,425 | $1,136,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 54,047 | $1,135,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 31,823 | $1,134,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 40,830 | $1,134,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 43,220 | $1,134,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 75,537 | $1,133,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 20,591 | $1,130,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 82,382 | $1,129,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 31,364 | $1,129,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 72,566 | $1,129,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 25,928 | $1,129,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 74,524 | $1,128,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 551,692 | $1,126,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 77,105 | $1,126,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 1,002,000 | $1,123,000 | thousands by filing date | principal |
| MITEK SYS INC | 606710200 | COM NEW | 133,622 | $1,122,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 115,137 | $1,122,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 56,955 | $1,120,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 81,164 | $1,120,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 69,977 | $1,119,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 61,088 | $1,116,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 54,028 | $1,114,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 30,840 | $1,110,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 73,995 | $1,110,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 389,984 | $1,103,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 41,523 | $1,102,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 38,861 | $1,101,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 34,325 | $1,101,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 72,158 | $1,099,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 86,921 | $1,098,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 80,191 | $1,095,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 46,307 | $1,095,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 92,993 | $1,094,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 22,089 | $1,093,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 62,367 | $1,092,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 323,941 | $1,092,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 31,828 | $1,091,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 63,547 | $1,090,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 14,610 | $1,090,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 741,208 | $1,090,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 62,254 | $1,089,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 58,421 | $1,088,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 194,474 | $1,087,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 115,865 | $1,086,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 17,069 | $1,086,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,054,000 | $1,084,000 | thousands by filing date | principal |
| CROCS INC COM | 227046109 | Stock | 140,333 | $1,083,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 36,983 | $1,083,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 123,077 | $1,083,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 71,103 | $1,082,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 83,440 | $1,081,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 43,018 | $1,081,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 82,251 | $1,080,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 36,542 | $1,078,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 77,791 | $1,066,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 39,651 | $1,066,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 73,106 | $1,061,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 557,796 | $1,060,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 26,901 | $1,058,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 116,555 | $1,058,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 79,468 | $1,057,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 981,000 | $1,057,000 | thousands by filing date | principal |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 112,411 | $1,053,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 28,293 | $1,052,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 58,525 | $1,052,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 228,383 | $1,050,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 104,403 | $1,049,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 31,849 | $1,048,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 33,210 | $1,048,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 18,406 | $1,048,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 498,264 | $1,047,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 29,282 | $1,046,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 15,642 | $1,046,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 66,973 | $1,046,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 25,349 | $1,045,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 76,186 | $1,042,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 16,993 | $1,041,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 126,847 | $1,038,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 66,241 | $1,037,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 101,566 | $1,034,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 43,685 | $1,033,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 418,103 | $1,032,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 170,857 | $1,031,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 90,291 | $1,029,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 23,939 | $1,027,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 46,556 | $1,024,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 80,870 | $1,024,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 30,495 | $1,023,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 1,000,000 | $1,023,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 61,400 | $1,021,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 231,972 | $1,020,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 196,396 | $1,020,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 110,133 | $1,019,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 80,106 | $1,017,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 23,808 | $1,016,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 84,002 | $1,009,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 46,640 | $1,007,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 58,704 | $1,000,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 30,859 | $998,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 229,905 | $998,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 64,428 | $996,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 54,849 | $993,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 46,133 | $993,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 55,426 | $992,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 26,986 | $989,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 14,841 | $988,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 84,858 | $986,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 74,142 | $983,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 192,265 | $981,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 77,683 | $980,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 24,262 | $978,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 1,014,000 | $978,000 | thousands by filing date | principal |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 70,829 | $977,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 65,389 | $976,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 132,542 | $973,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 20,765 | $971,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 40,202 | $970,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 20,581 | $968,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 23,372 | $967,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 57,414 | $966,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 19,265 | $965,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 84,760 | $961,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 74,342 | $961,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 50,879 | $960,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 29,027 | $957,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 133,698 | $956,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 67,322 | $956,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 27,420 | $954,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 756,100 | $953,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 42,193 | $952,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 94,684 | $950,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 68,505 | $949,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 24,589 | $947,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 148,815 | $945,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 39,620 | $945,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 15,891 | $943,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 84,141 | $942,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 17,598 | $941,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 499,344 | $938,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 24,042 | $938,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 192,703 | $937,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 995,000 | $937,000 | thousands by filing date | principal |
| TFS FINL CORP | 87240R107 | COM | 60,411 | $935,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 115,204 | $933,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 351,900 | $933,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 188,379 | $932,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 28,626 | $926,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 40,277 | $925,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 60,098 | $924,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 20,539 | $924,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 39,455 | $923,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 86,750 | $922,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 119,127 | $920,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 89,198 | $916,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 141,525 | $916,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 23,597 | $915,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 28,146 | $914,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 15,267 | $914,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 52,451 | $914,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 33,710 | $913,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 34,559 | $913,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 77,734 | $912,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 10,663 | $912,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 34,034 | $912,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 32,664 | $911,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 16,028 | $909,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 21,800 | $907,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 48,137 | $905,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 28,279 | $904,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 59,926 | $904,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 2,503,571 | $902,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 14,282 | $901,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 91,339 | $900,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 37,954 | $899,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 33,193 | $894,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 319,243 | $894,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 75,965 | $894,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 68,599 | $891,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 723,000 | $891,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 20,194 | $890,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 48,607 | $890,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 76,067 | $889,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 354,058 | $888,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 120,517 | $888,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 54,498 | $885,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 76,185 | $884,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 124,799 | $884,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 335,458 | $882,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 52,260 | $881,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 123,413 | $881,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 68,570 | $881,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 29,392 | $880,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 70,822 | $879,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 62,887 | $879,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 46,769 | $877,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 40,436 | $876,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 60,869 | $874,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 47,391 | $874,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 425,863 | $873,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 74,132 | $870,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 34,693 | $869,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 11,071 | $868,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 16,271 | $866,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 108,174 | $865,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 42,759 | $865,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 47,495 | $862,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 86,095 | $861,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 48,481 | $859,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 21,331 | $859,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 27,252 | $854,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 43,995 | $854,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 34,307 | $853,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 13,617 | $852,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 63,909 | $851,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 85,685 | $851,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 60,841 | $851,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 40,271 | $849,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 105,349 | $849,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 25,895 | $847,000 | thousands by filing date | |
| U M H PROPERTIES INC | 903002202 | CV RED PFD-A | 32,570 | $846,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 37,945 | $842,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 33,533 | $837,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 30,833 | $837,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 30,501 | $836,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 49,245 | $833,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 81,832 | $832,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-17-000365 | this filing | 2017-08-11 | acceptance time not in the bulk data set |