13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 6,714 holding rows worth $331,005,367,000.
- Accession
- 0000895421-17-000365
- Filer
- CIK 895421
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 25,726 entries on the cover page, a total value of $331,005,367,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $331,005,367,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.028-17497
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 11,002 | $831,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 69,768 | $831,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 31,292 | $830,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 4,533 | $824,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 31,268 | $824,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 66,979 | $820,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 3,152,000 | $820,000 | thousands by filing date | principal |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 28,970 | $814,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 7,146 | $813,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 354,704 | $813,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 70,753 | $813,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 121,036 | $813,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 75,165 | $812,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 60,878 | $811,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 539,985 | $811,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 16,909 | $810,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 46,032 | $810,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 33,174 | $810,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 121,353 | $806,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 97,244 | $806,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 117,555 | $805,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 73,783 | $804,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 118,459 | $804,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 47,636 | $802,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 50,411 | $801,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 21,439 | $800,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 20,593 | $798,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 125,715 | $798,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 12,173 | $798,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 42,777 | $798,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 32,674 | $797,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 26,042 | $792,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 31,599 | $790,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 60,659 | $789,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 6,904 | $789,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 32,969 | $788,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 155,417 | $788,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 186,291 | $788,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 120,456 | $787,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 22,553 | $786,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 20,356 | $785,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 25,211 | $783,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 23,158 | $782,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 42,626 | $781,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 57,447 | $778,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 90,809 | $777,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 46,857 | $775,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 46,053 | $775,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 44,676 | $775,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 56,093 | $774,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 5,082 | $774,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 38,273 | $772,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 60,274 | $771,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 55,111 | $771,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 118,696 | $771,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 61,395 | $770,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 1,185,568 | $770,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 48,731 | $766,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 117,948 | $766,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 90,308 | $766,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 110,715 | $765,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 68,660 | $764,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 32,384 | $764,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 122,831 | $763,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 50,512 | $763,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 282,043 | $762,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 610,937 | $758,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 43,828 | $754,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 25,642 | $754,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 160,896 | $753,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 55,950 | $753,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 61,593 | $751,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 57,453 | $747,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 41,724 | $746,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 75,137 | $745,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 30,953 | $744,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 72,393 | $744,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 73,200 | $743,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 34,727 | $743,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 26,585 | $735,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 270,722 | $735,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 89,198 | $735,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 42,329 | $732,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 159,024 | $731,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 29,104 | $731,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 28,682 | $730,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 155,100 | $729,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 39,151 | $728,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 13,289 | $727,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 36,108 | $726,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 20,264 | $726,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 61,946 | $725,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 23,096 | $725,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 34,205 | $724,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 184,651 | $724,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 43,095 | $722,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 34,751 | $722,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 23,063 | $721,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 43,900 | $718,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 70,799 | $716,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 226,248 | $716,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 15,869 | $714,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 35,681 | $714,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 393,070 | $708,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 49,310 | $708,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 221,100 | $707,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 40,255 | $706,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 17,200 | $706,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 22,243 | $706,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 53,203 | $702,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 583,377 | $700,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 156,650 | $696,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 290,002 | $694,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 46,959 | $693,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 21,179 | $690,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 135,126 | $689,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 13,101 | $687,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 196,044 | $686,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 108,978 | $686,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 67,391 | $683,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 156,694 | $680,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 804,339 | $680,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 50,291 | $676,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 60,710 | $675,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 214,433 | $675,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 48,562 | $675,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 24,232 | $673,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 77,612 | $672,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 19,296 | $670,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 217,946 | $669,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 34,165 | $669,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q606 | COM PAR NEW | 525,669 | $667,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 38,942 | $660,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 57,465 | $659,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 97,434 | $657,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 28,869 | $656,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 71,397 | $656,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 63,598 | $654,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 40,672 | $654,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 36,362 | $651,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 671,000 | $649,000 | thousands by filing date | principal |
| PCM FD INC | 69323T101 | COM | 57,607 | $647,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 15,959 | $646,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 422,370 | $646,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 50,438 | $645,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 32,904 | $643,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 26,065 | $640,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 58,072 | $640,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 36,556 | $638,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 38,759 | $637,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 27,502 | $637,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 58,409 | $634,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 21,283 | $634,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 68,574 | $633,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 9,638 | $632,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 49,809 | $631,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 113,389 | $629,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 32,438 | $628,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 86,590 | $626,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 94,471 | $624,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 123,192 | $623,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 35,746 | $621,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 35,009 | $617,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 7,639 | $615,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 53,272 | $615,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 49,669 | $614,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 180,573 | $614,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 43,933 | $613,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 163,387 | $613,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 220,602 | $612,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 44,860 | $612,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 16,175 | $611,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 13,962 | $611,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 44,737 | $611,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,524 | $609,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 42,875 | $607,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 30,715 | $607,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 59,689 | $606,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 15,502 | $606,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 38,079 | $605,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 595,000 | $605,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 34,645 | $604,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 19,064 | $603,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 32,186 | $603,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 65,418 | $599,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 31,169 | $597,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 31,378 | $597,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 96,027 | $596,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 6,597 | $595,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 80,077 | $594,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 31,957 | $594,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 56,310 | $593,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 27,792 | $592,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 11,859 | $592,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 22,663 | $591,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 28,123 | $590,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 40,415 | $590,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 128,387 | $590,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 29,865 | $583,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 44,682 | $582,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 35,454 | $582,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 121,303 | $582,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 59,652 | $582,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 20,556 | $581,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 23,979 | $581,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 40,188 | $578,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 236,368 | $577,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 472,843 | $577,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 34,876 | $576,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 18,391 | $575,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 7,918 | $575,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 48,244 | $574,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 3,213 | $574,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 68,764 | $573,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 25,128 | $572,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 27,491 | $571,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 64,625 | $568,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 14,456 | $567,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 530,000 | $567,000 | thousands by filing date | principal |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 36,766 | $566,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 6,622 | $565,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 151,948 | $564,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 15,262 | $564,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 24,391 | $564,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 127,775 | $563,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 206,560 | $563,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 33,003 | $560,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 17,431 | $559,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 14,441 | $558,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 102,015 | $558,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 5,694 | $556,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 62,196 | $555,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 29,904 | $555,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 25,266 | $555,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 26,802 | $554,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 34,496 | $554,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 6,984 | $551,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 12,732 | $551,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K349 | DLY NATRL GAS 3X | 27,137 | $549,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 33,790 | $548,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 30,093 | $548,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 19,518 | $547,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 169,297 | $547,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 40,639 | $546,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 36,156 | $546,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 6,685 | $545,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 58,201 | $545,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 20,585 | $543,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 128,326 | $543,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 19,974 | $541,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 45,998 | $541,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 67,466 | $540,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 104,351 | $540,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 10,266 | $535,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 30,300 | $534,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 21,285 | $534,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 36,805 | $534,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 30,489 | $532,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 21,760 | $531,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 39,566 | $530,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 21,839 | $529,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 127,645 | $529,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 22,876 | $528,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 23,799 | $528,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 87,995 | $527,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 90,107 | $527,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 43,072 | $527,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 8,761 | $526,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 248,395 | $526,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 45,078 | $526,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 37,063 | $525,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 39,343 | $525,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 19,654 | $524,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 69,576 | $521,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 26,045 | $521,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 6,014 | $517,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 52,287 | $516,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 18,195 | $515,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 25,602 | $513,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 44,527 | $513,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 24,050 | $512,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 14,381 | $511,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 179,378 | $511,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 32,803 | $510,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 61,836 | $509,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 87,577 | $508,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 15,981 | $506,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 33,219 | $504,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 32,805 | $504,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 28,801 | $501,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 26,244 | $500,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 356,728 | $499,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 13,577 | $499,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 70,161 | $498,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 33,992 | $497,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 22,141 | $496,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 35,390 | $495,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 193,348 | $493,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 4,982 | $493,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 26,464 | $492,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 48,052 | $492,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 16,301 | $492,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 114,598 | $492,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 42,805 | $491,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 32,918 | $490,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 27,379 | $490,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 286,022 | $489,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 634,536 | $489,000 | thousands by filing date | principal |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 84,584 | $487,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 7,390 | $485,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 29,499 | $485,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 23,522 | $481,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 172,329 | $481,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 32,122 | $480,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 29,774 | $480,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 51,621 | $480,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 11,711 | $479,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 5,741 | $478,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 64,786 | $478,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 26,387 | $478,000 | thousands by filing date | |
| Emerging Markets Carbon Reduction and Climate Improvers | 19762B608 | Stock | 24,342 | $478,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 29,282 | $477,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 67,274 | $477,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 31,171 | $477,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 28,702 | $477,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 32,162 | $477,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 14,475 | $476,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 59,999 | $476,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 32,900 | $476,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 59,616 | $475,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 13,076 | $475,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 522,000 | $475,000 | thousands by filing date | principal |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 29,541 | $474,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 12,981 | $473,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 38,637 | $473,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 27,493 | $472,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 27,040 | $472,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 43,735 | $471,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 274,333 | $469,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 82,415 | $468,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 41,583 | $468,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 30,672 | $467,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 34,485 | $467,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 49,841 | $466,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 18,656 | $466,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 10,931 | $465,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 36,180 | $464,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 4,014 | $463,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 26,483 | $463,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 12,077 | $463,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 27,649 | $462,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 19,865 | $462,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 20,986 | $461,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 36,312 | $461,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 4,950 | $460,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 17,112 | $460,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 30,857 | $459,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 41,584 | $459,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 48,773 | $458,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 18,606 | $458,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 31,169 | $457,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 74,922 | $457,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 63,420 | $457,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 17,606 | $453,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 27,214 | $452,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 13,107 | $452,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 15,822 | $452,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 46,850 | $452,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 95,844 | $450,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 11,226 | $449,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 12,418 | $448,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 52,240 | $448,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 26,268 | $447,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 14,593 | $447,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 41,292 | $446,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 8,199 | $445,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 19,052 | $444,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 195,868 | $443,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 30,538 | $443,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 30,715 | $443,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 61,602 | $443,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 20,232 | $443,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 4,243 | $442,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 52,310 | $442,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 39,215 | $442,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 33,193 | $441,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 76,760 | $440,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 33,708 | $440,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 159,652 | $438,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 344,198 | $437,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 8,175 | $436,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 14,378 | $436,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 296 | $435,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 308,537 | $435,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 41,901 | $433,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 21,288 | $432,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 58,153 | $432,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 21,600 | $431,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 6,513 | $430,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 18,631 | $430,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 9,829 | $429,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 18,792 | $428,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 28,125 | $428,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 24,558 | $428,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 39,692 | $427,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 12,406 | $426,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 42,382 | $425,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 10,757 | $425,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 59,935 | $425,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 43,111 | $424,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 36,997 | $424,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 224,131 | $424,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 90,960 | $424,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 49,401 | $423,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 31,241 | $422,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 25,684 | $422,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 19,201 | $422,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 29,960 | $421,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 426,000 | $421,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 16,353 | $419,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 20,474 | $417,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 35,192 | $415,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 82,525 | $413,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 11,551 | $412,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 20,110 | $411,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 37,476 | $410,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 3,167 | $409,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 21,920 | $409,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 34,707 | $408,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 34,998 | $407,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 429,000 | $407,000 | thousands by filing date | principal |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 24,182 | $407,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 12,780 | $406,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 12,985 | $406,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 53,349 | $405,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 101,039 | $404,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 21,457 | $403,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 66,612 | $402,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 16,700 | $401,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 127,397 | $401,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 45,654 | $401,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 27,329 | $401,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 204,098 | $400,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 12,517 | $399,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 132,965 | $399,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 28,418 | $399,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 16,052 | $399,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 89,481 | $398,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 15,950 | $397,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 33,367 | $397,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 336,000 | $397,000 | thousands by filing date | principal |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 8,632 | $396,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 17,051 | $396,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 13,782 | $395,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 71,710 | $394,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 14,784 | $393,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 6,708 | $392,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 1,913 | $392,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 20,224 | $390,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 13,312 | $390,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 77,101 | $390,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 33,216 | $389,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 7,723 | $388,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 19,907 | $387,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 5,245 | $386,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 22,213 | $384,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 10,181 | $384,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 32,523 | $384,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 20,201 | $384,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 571,000 | $383,000 | thousands by filing date | principal |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 32,656 | $381,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 18,255 | $381,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 86,457 | $381,000 | thousands by filing date | |
| ROSETTA GENOMICS | M82183209 | Equities | 162,202 | $381,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 7,122 | $380,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 49,192 | $379,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 27,768 | $379,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 12,800 | $379,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 23,858 | $377,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 231,332 | $376,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 153,994 | $376,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 4,747 | $375,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 50,702 | $373,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 17,017 | $373,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 145,147 | $373,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 37,570 | $371,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 23,369 | $368,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 27,840 | $367,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 27,510 | $366,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 58,974 | $366,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 6,311 | $365,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 13,424 | $365,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 69,230 | $364,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 101,973 | $363,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 24,307 | $363,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 13,726 | $363,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 5,067 | $362,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 17,578 | $362,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 9,292 | $361,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 24,199 | $360,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-17-000365 | this filing | 2017-08-11 | acceptance time not in the bulk data set |