13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2016-12-31, filed 2017-02-22, with 6,591 holding rows worth $305,544,792,000.
- Accession
- 0000895421-17-000239
- Filer
- CIK 895421
- Filed
- 2017-02-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, amendment of type new holdings, 24,087 entries on the cover page, a total value of $305,544,792,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $305,544,792,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.028-17497
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 128,560 | $1,844,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 96,773 | $1,841,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 53,641 | $1,838,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 70,180 | $1,837,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 47,373 | $1,832,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 713,021 | $1,832,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 115,750 | $1,829,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 194,534 | $1,827,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 140,358 | $1,824,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 218,238 | $1,823,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 38,426 | $1,819,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 85,914 | $1,819,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 276,327 | $1,818,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 266,164 | $1,816,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 77,850 | $1,814,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 26,809 | $1,813,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 59,732 | $1,809,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 173,625 | $1,808,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 73,144 | $1,806,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 90,678 | $1,805,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 735,444 | $1,802,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 83,584 | $1,797,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 67,788 | $1,793,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 156,379 | $1,790,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 125,710 | $1,786,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 97,271 | $1,782,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 59,559 | $1,780,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 74,327 | $1,772,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 36,129 | $1,772,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 22,692 | $1,771,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 271,027 | $1,770,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 258,398 | $1,769,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 122,017 | $1,769,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 360,339 | $1,766,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 38,149 | $1,757,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 112,804 | $1,757,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 37,862 | $1,756,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 33,228 | $1,756,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 186,835 | $1,754,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 28,896 | $1,752,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 162,343 | $1,751,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 465,389 | $1,750,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 305,776 | $1,749,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 57,485 | $1,745,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 120,151 | $1,742,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 111,016 | $1,741,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 313,778 | $1,736,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 70,827 | $1,735,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 72,283 | $1,734,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 125,453 | $1,726,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 121,555 | $1,726,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT | 74347W254 | CEF | 197,211 | $1,725,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 119,712 | $1,724,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 98,407 | $1,719,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 83,045 | $1,719,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 24,985 | $1,717,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 21,357 | $1,716,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 142,441 | $1,715,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 108,857 | $1,714,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 66,416 | $1,712,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 33,377 | $1,709,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 146,266 | $1,708,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 26,552 | $1,707,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 43,001 | $1,706,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 126,942 | $1,704,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 299,289 | $1,700,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 86,455 | $1,696,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 47,350 | $1,695,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 181,853 | $1,689,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 64,697 | $1,689,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 60,173 | $1,685,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 50,260 | $1,683,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 126,184 | $1,683,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 972,560 | $1,683,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 20,820 | $1,681,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 252,033 | $1,680,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 44,706 | $1,678,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 31,211 | $1,677,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 267,248 | $1,671,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 87,013 | $1,666,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 110,194 | $1,665,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 581,405 | $1,663,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 30,710 | $1,657,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 101,860 | $1,657,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 51,012 | $1,656,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 2,371,120 | $1,656,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 169,982 | $1,653,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 121,538 | $1,653,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 119,755 | $1,652,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 133,569 | $1,647,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 165,802 | $1,645,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 690,027 | $1,642,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 120,193 | $1,641,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 38,083 | $1,638,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 134,083 | $1,634,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 36,842 | $1,633,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 67,906 | $1,632,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 63,759 | $1,632,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 176,323 | $1,631,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 43,509 | $1,628,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 88,057 | $1,628,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 150,000 | $1,627,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 206,676 | $1,622,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 26,969 | $1,618,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 192,239 | $1,615,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 105,852 | $1,614,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 55,112 | $1,613,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 161,202 | $1,613,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 182,044 | $1,611,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 712,564 | $1,611,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 96,049 | $1,610,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 68,194 | $1,609,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 84,126 | $1,605,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 58,997 | $1,601,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 20,995 | $1,598,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,183,000 | $1,598,000 | thousands by filing date | principal |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 518,415 | $1,596,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 58,806 | $1,595,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 133,879 | $1,593,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 56,460 | $1,589,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 88,972 | $1,588,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 143,405 | $1,585,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 190,594 | $1,585,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 127,917 | $1,585,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 464,135 | $1,583,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 41,264 | $1,577,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 13,358 | $1,577,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 40,518 | $1,576,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 357,143 | $1,572,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 141,197 | $1,570,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 38,637 | $1,565,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 99,604 | $1,561,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 92,141 | $1,561,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 75,352 | $1,559,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 22,087 | $1,556,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 50,179 | $1,552,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 109,194 | $1,550,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 97,456 | $1,549,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 110,642 | $1,548,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 48,852 | $1,544,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 21,234 | $1,544,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 50,818 | $1,540,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 288,375 | $1,537,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 80,725 | $1,537,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 418,506 | $1,536,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 126,871 | $1,534,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 76,516 | $1,533,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 25,513 | $1,530,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 95,628 | $1,526,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 135,350 | $1,524,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 25,057 | $1,520,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 331,918 | $1,520,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 30,293 | $1,519,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 35,389 | $1,519,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 89,230 | $1,515,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 60,463 | $1,513,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 1,545,000 | $1,509,000 | thousands by filing date | principal |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 103,299 | $1,502,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 176,117 | $1,502,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 69,259 | $1,500,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 61,713 | $1,499,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 196,230 | $1,499,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 149,729 | $1,497,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 102,523 | $1,495,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 28,515 | $1,493,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 676,057 | $1,487,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 91,364 | $1,485,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 183,179 | $1,484,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 87,512 | $1,475,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 124,011 | $1,475,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 56,906 | $1,473,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 62,753 | $1,472,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 104,297 | $1,471,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 33,794 | $1,468,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 132,805 | $1,465,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 88,276 | $1,461,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 110,714 | $1,460,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 105,966 | $1,457,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 65,695 | $1,452,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 58,385 | $1,449,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 73,415 | $1,449,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164878 | PFD SH CONV | 29,000 | $1,448,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 38,303 | $1,447,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 102,316 | $1,447,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 126,927 | $1,447,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 86,502 | $1,444,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 134,562 | $1,440,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 49,649 | $1,439,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 239,230 | $1,438,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 49,608 | $1,438,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 121,041 | $1,435,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 132,300 | $1,429,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 78,489 | $1,427,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 81,204 | $1,426,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 42,054 | $1,426,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 44,353 | $1,424,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 151,922 | $1,421,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 83,523 | $1,420,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 53,858 | $1,415,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 127,182 | $1,413,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 274,835 | $1,407,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 153,830 | $1,406,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 105,678 | $1,402,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 100,038 | $1,401,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 150,017 | $1,400,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 557,031 | $1,398,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 53,641 | $1,397,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 56,556 | $1,396,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 93,721 | $1,396,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 188,361 | $1,394,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 71,944 | $1,391,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 30,031 | $1,389,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 79,365 | $1,389,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 19,417 | $1,388,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 89,269 | $1,385,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 336,004 | $1,384,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 77,905 | $1,383,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 29,840 | $1,380,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 110,804 | $1,376,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 96,672 | $1,373,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 365,667 | $1,371,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 41,678 | $1,363,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 30,788 | $1,363,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 48,530 | $1,362,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 45,386 | $1,362,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 41,034 | $1,358,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 189,422 | $1,357,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 20,756 | $1,356,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 162,709 | $1,355,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 72,920 | $1,353,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 54,093 | $1,352,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 63,602 | $1,350,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 278,261 | $1,350,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 67,539 | $1,349,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 62,713 | $1,349,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 57,305 | $1,349,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 110,356 | $1,346,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 103,975 | $1,344,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 137,909 | $1,344,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 82,675 | $1,344,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 381,058 | $1,341,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 130,296 | $1,341,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 46,781 | $1,339,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 59,163 | $1,337,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 60,069 | $1,331,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 103,862 | $1,331,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 56,727 | $1,331,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 135,198 | $1,328,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 123,120 | $1,328,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 160,830 | $1,324,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 14,890 | $1,321,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 343,099 | $1,320,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 27,653 | $1,319,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 333,605 | $1,318,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 214,247 | $1,317,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 112,230 | $1,315,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 142,974 | $1,315,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 68,128 | $1,314,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 121,841 | $1,313,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 77,516 | $1,311,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 48,876 | $1,310,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 629,443 | $1,309,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 126,865 | $1,308,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 48,270 | $1,307,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 37,997 | $1,305,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 91,423 | $1,304,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 39,678 | $1,303,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 6,611 | $1,301,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 45,250 | $1,299,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 85,649 | $1,298,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 136,575 | $1,295,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 87,160 | $1,294,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 69,855 | $1,289,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 240,870 | $1,289,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 32,554 | $1,285,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 337,745 | $1,284,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 5,894 | $1,283,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 108,786 | $1,283,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 124,633 | $1,281,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 95,919 | $1,280,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 50,534 | $1,276,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 82,701 | $1,274,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 156,091 | $1,274,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 176,122 | $1,271,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 101,378 | $1,270,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 25,551 | $1,269,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 119,867 | $1,267,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 122,615 | $1,267,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 23,709 | $1,267,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 411,454 | $1,267,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 22,615 | $1,266,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 414,550 | $1,264,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 95,345 | $1,264,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 96,816 | $1,263,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 224,834 | $1,261,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 317,327 | $1,260,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 35,403 | $1,252,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 144,620 | $1,252,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 99,784 | $1,250,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 44,881 | $1,245,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 30,060 | $1,243,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 133,521 | $1,242,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 122,465 | $1,238,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 71,875 | $1,237,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 16,767 | $1,236,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 132,139 | $1,236,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 163,519 | $1,234,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 35,270 | $1,233,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 39,103 | $1,231,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 32,754 | $1,230,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 176,613 | $1,228,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 155,524 | $1,222,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 45,504 | $1,222,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 717,856 | $1,220,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 33,750 | $1,220,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 84,222 | $1,219,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 99,376 | $1,218,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 482,498 | $1,216,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 24,948 | $1,215,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 274,305 | $1,215,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 50,910 | $1,214,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 34,826 | $1,210,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 16,440 | $1,210,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 82,157 | $1,207,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 74,142 | $1,206,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 163,789 | $1,206,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 93,435 | $1,203,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 37,689 | $1,202,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 76,055 | $1,197,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 367,859 | $1,196,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 121,360 | $1,195,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 45,696 | $1,195,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 49,642 | $1,193,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 31,020 | $1,191,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 47,002 | $1,189,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 58,868 | $1,188,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 70,057 | $1,188,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 44,388 | $1,187,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 94,400 | $1,186,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 482,927 | $1,186,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 46,839 | $1,183,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 36,565 | $1,179,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 86,384 | $1,179,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 86,755 | $1,179,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 365,466 | $1,178,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 52,106 | $1,175,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 26,835 | $1,173,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 16,255 | $1,173,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 74,266 | $1,170,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 74,751 | $1,168,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 55,553 | $1,167,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 69,982 | $1,166,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 96,589 | $1,163,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 15,338 | $1,162,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 327,362 | $1,159,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 95,164 | $1,158,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 47,664 | $1,153,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 83,069 | $1,151,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 124,673 | $1,150,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 139,941 | $1,148,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 10,551 | $1,146,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 168,490 | $1,145,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 237,230 | $1,145,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 227,158 | $1,142,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 122,128 | $1,141,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 518,509 | $1,141,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 43,587 | $1,140,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 133,682 | $1,140,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 81,302 | $1,136,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 137,630 | $1,135,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 36,038 | $1,133,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 39,596 | $1,133,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 52,950 | $1,132,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 68,584 | $1,132,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 36,147 | $1,128,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 98,948 | $1,125,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 93,176 | $1,123,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 99,569 | $1,120,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 77,967 | $1,119,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 223,571 | $1,118,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 109,373 | $1,117,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 49,650 | $1,117,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 73,640 | $1,112,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 59,756 | $1,105,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 164,883 | $1,105,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 38,292 | $1,104,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 350,768 | $1,102,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 34,424 | $1,102,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 104,557 | $1,101,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 1,399,663 | $1,101,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 55,174 | $1,098,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 131,788 | $1,098,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 79,466 | $1,097,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 26,235 | $1,096,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 78,119 | $1,095,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 38,412 | $1,095,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 123,677 | $1,095,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 32,996 | $1,093,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 8,664 | $1,093,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 47,297 | $1,092,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 32,957 | $1,091,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 103,413 | $1,091,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 20,128 | $1,091,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 49,172 | $1,090,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 1,709,837 | $1,089,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 71,345 | $1,087,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 32,319 | $1,086,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 73,807 | $1,085,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 30,964 | $1,078,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 39,860 | $1,075,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 87,391 | $1,075,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 370,972 | $1,075,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 70,550 | $1,072,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 137,208 | $1,069,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 95,620 | $1,069,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 121,488 | $1,068,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 12,735 | $1,064,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 41,115 | $1,061,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 95,534 | $1,059,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 511,283 | $1,058,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 25,355 | $1,058,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,054,000 | $1,057,000 | thousands by filing date | principal |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 743,548 | $1,056,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 41,061 | $1,052,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 127,138 | $1,052,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 158,313 | $1,048,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 150,736 | $1,047,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 59,602 | $1,043,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 52,519 | $1,042,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 27,293 | $1,042,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 29,605 | $1,041,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 88,155 | $1,041,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 69,717 | $1,040,000 | thousands by filing date | |
| AMYRIS INC | 03236MAC5 | NOTE 6.500 5/1 | 2,004,000 | $1,040,000 | thousands by filing date | principal |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 56,194 | $1,037,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 49,473 | $1,035,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 18,591 | $1,035,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 1,079,000 | $1,034,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652406 | COM | 156,123 | $1,032,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 117,142 | $1,032,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 245,157 | $1,030,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 73,056 | $1,028,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 1,000,000 | $1,025,000 | thousands by filing date | principal |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 189,508 | $1,023,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 173,425 | $1,023,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 21,087 | $1,022,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 48,868 | $1,022,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 61,482 | $1,020,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 160,622 | $1,019,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 47,043 | $1,018,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 126,373 | $1,016,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 53,499 | $1,016,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 25,411 | $1,014,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 46,180 | $1,014,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 71,825 | $1,013,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 96,695 | $1,012,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 53,052 | $1,008,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 34,921 | $1,005,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 70,689 | $1,004,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 80,086 | $1,003,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 32,476 | $1,003,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 115,441 | $1,002,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 14,519 | $1,002,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 20,923 | $998,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 30,640 | $993,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 37,836 | $991,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 149,321 | $987,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 507,918 | $985,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 46,806 | $985,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 24,105 | $983,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 581,819 | $983,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 42,416 | $983,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 68,917 | $983,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 77,222 | $982,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 149,864 | $982,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 40,391 | $982,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 112,938 | $981,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 102,787 | $979,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 34,107 | $979,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 376,184 | $978,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 62,688 | $977,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 4,034 | $975,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 39,308 | $974,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 137,138 | $973,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 23,290 | $970,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 64,608 | $966,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 12,730 | $965,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 102,556 | $964,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 137,755 | $963,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 217,359 | $962,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 148,865 | $962,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 25,231 | $961,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 77,146 | $960,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 389,394 | $958,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 27,366 | $956,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 105,362 | $956,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 6,636 | $955,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 123,862 | $954,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 87,981 | $953,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 59,288 | $952,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-17-000054 | superseded | 2017-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-17-000239 | this filing | 2017-02-22 | acceptance time not in the bulk data set |