13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2016-12-31, filed 2017-02-22, with 6,591 holding rows worth $305,544,792,000.
- Accession
- 0000895421-17-000239
- Filer
- CIK 895421
- Filed
- 2017-02-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, amendment of type new holdings, 24,087 entries on the cover page, a total value of $305,544,792,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $305,544,792,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.028-17497
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Emerging Markets Carbon Reduction and Climate Improvers | 19762B608 | Stock | 25,391 | $442,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 19,913 | $441,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 46,714 | $441,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 207,877 | $441,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 22,015 | $441,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 45,227 | $440,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 84,870 | $440,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 35,745 | $439,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 15,844 | $438,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 22,931 | $437,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 13,151 | $436,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 113,283 | $433,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 580,083 | $433,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 36,954 | $433,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 84,610 | $432,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 7,419 | $431,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 12,243 | $431,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 23,226 | $431,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 22,095 | $431,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 6,555 | $429,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 169,719 | $428,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 52,443 | $427,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 385,013 | $427,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 26,576 | $426,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 31,325 | $426,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 12,990 | $424,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 15,240 | $423,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 25,772 | $422,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 37,576 | $422,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 38,228 | $422,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 15,933 | $421,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 251,258 | $420,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 28,433 | $419,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 28,109 | $419,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y776 | ADVISR GLBECHO | 6,970 | $418,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 21,966 | $417,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 67,716 | $416,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 21,217 | $415,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 24,784 | $411,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 20,487 | $410,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 32,930 | $410,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 94,053 | $409,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 10,130 | $408,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 77,544 | $408,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 39,246 | $408,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 31,711 | $408,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 36,445 | $405,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 29,815 | $403,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 22,439 | $402,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 44,529 | $401,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 144,953 | $401,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 54,953 | $400,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 10,142 | $400,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 26,586 | $399,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 103,631 | $397,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 8,067 | $397,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 23,312 | $396,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 45,726 | $396,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 44,185 | $394,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 46,410 | $394,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 68,444 | $392,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 50,217 | $389,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 11,144 | $388,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 7,928 | $387,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 12,325 | $386,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 41,345 | $386,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 26,895 | $385,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 29,537 | $385,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 250,987 | $385,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 21,211 | $384,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 15,561 | $383,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 4,132 | $382,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 18,525 | $381,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 14,098 | $381,000 | thousands by filing date | |
| INNOCOLL HLDGS PLC | G4783X105 | SHS | 552,280 | $381,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 53,861 | $379,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 9,369 | $378,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 178,402 | $378,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 78,701 | $377,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 31,044 | $377,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 119,005 | $377,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 42,002 | $376,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 13,889 | $375,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 25,428 | $373,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 13,397 | $373,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 324,278 | $373,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 20,694 | $370,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 16,891 | $369,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 27,300 | $368,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 175,283 | $368,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 79,604 | $367,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 24,086 | $366,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 214,254 | $366,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 29,099 | $366,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 18,133 | $365,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 2,021 | $364,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 29,993 | $363,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 4,830 | $363,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 30,500 | $363,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 23,878 | $363,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 59,619 | $363,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 14,087 | $362,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 25,846 | $360,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 18,023 | $360,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 16,859 | $357,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K141 | DAILY JR GOLD MI | 10,179 | $357,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 29,806 | $354,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 31,281 | $353,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 42,299 | $353,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 38,472 | $350,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 210,952 | $350,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 84,482 | $349,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 257,550 | $348,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 79,629 | $347,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 165,834 | $347,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 185,700 | $347,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 20,550 | $347,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 20,293 | $346,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 75,065 | $345,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 17,228 | $342,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 25,517 | $342,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 39,949 | $340,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 63,443 | $339,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 25,694 | $339,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 46,568 | $339,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 14,775 | $339,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 50,158 | $338,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 28,413 | $338,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 25,781 | $338,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 12,985 | $338,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 94,162 | $337,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 33,006 | $336,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 155,833 | $335,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 13,671 | $335,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 31,757 | $334,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 13,922 | $334,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 8,246 | $333,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 32,029 | $333,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 17,793 | $333,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 45,603 | $333,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 68,611 | $333,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 277,679 | $333,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 31,762 | $332,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 3,293 | $329,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 69,101 | $329,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 252,093 | $328,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 16,495 | $327,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 102,771 | $327,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 19,922 | $327,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 31,738 | $325,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 57,803 | $324,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 14,851 | $323,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 9,002 | $323,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 13,533 | $323,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 12,273 | $323,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 14,499 | $323,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 24,348 | $322,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 21,335 | $322,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 11,470 | $321,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 33,078 | $321,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 7,347 | $318,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 23,142 | $318,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 21,147 | $318,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 22,987 | $314,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 232,758 | $314,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 4,940 | $312,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 13,965 | $312,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 25,915 | $311,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 10,163 | $311,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 119,249 | $310,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 22,416 | $309,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 197,622 | $307,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 6,275 | $307,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 26,887 | $307,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 3,043 | $307,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 27,115 | $306,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 16,615 | $306,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 451,000 | $305,000 | thousands by filing date | principal |
| VITAL THERAPIES INC | 92847R104 | COM | 70,178 | $305,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 16,717 | $305,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 43,025 | $304,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 11,880 | $304,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 26,000 | $302,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 30,433 | $302,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 12,147 | $301,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 2,409 | $300,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 393,454 | $300,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 68,014 | $299,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 193,884 | $298,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 40,262 | $298,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 12,895 | $295,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 111,185 | $295,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 9,228 | $295,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 3,414 | $294,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 109,094 | $294,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 17,224 | $294,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 33,466 | $293,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 23,866 | $292,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 4,800 | $292,000 | thousands by filing date | |
| COMCAST HOLDINGS CORP | 200300507 | ZONES CV2% PCS | 6,456 | $292,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 14,540 | $291,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 292,000 | $291,000 | thousands by filing date | principal |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 11,182 | $289,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 30,891 | $288,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 127,008 | $286,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 70,689 | $286,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 34,413 | $285,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 38,517 | $283,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 29,989 | $283,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 10,984 | $282,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 18,030 | $281,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 17,716 | $280,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 59,132 | $280,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 19,197 | $280,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 38,828 | $278,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 26,341 | $278,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 57,881 | $277,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 83,310 | $276,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 6,398 | $276,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 6,617 | $275,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 47,022 | $275,000 | thousands by filing date | |
| DRYSHIPS INC COM PAR NEW | Y2109Q309 | Stock | 74,534 | $275,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 59,900 | $274,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 19,189 | $272,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 29,804 | $271,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 243,255 | $270,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 21,376 | $270,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 20,473 | $269,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 190 | $269,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 39,134 | $268,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 26,917 | $268,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 38,180 | $267,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 130,000 | $267,000 | thousands by filing date | principal |
| NOVA LTD COM | M7516K103 | Stock | 20,211 | $265,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 25,110 | $265,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 63,814 | $265,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 38,000 | $262,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 20,054 | $262,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 21,777 | $261,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 10,551 | $260,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 24,672 | $260,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 20,761 | $260,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 29,001 | $260,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 30,624 | $259,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 11,792 | $259,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 20,239 | $259,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 93,680 | $258,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 3,955 | $258,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 9,470 | $257,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 51,346 | $257,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 30,695 | $257,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 17,710 | $256,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 14,946 | $256,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 182,184 | $256,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 379,246 | $256,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 73,945 | $256,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 52,011 | $255,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 5,493 | $255,000 | thousands by filing date | |
| TEL INSTR ELECTRS CORP | 879165207 | COM | 58,000 | $255,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 8,077 | $253,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 11,064 | $252,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 27,300 | $251,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 51,285 | $251,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 15,600 | $250,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 37,365 | $249,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 8,750 | $249,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 9,741 | $249,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 26,048 | $249,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 19,771 | $248,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 13,300 | $248,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 15,802 | $248,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 13,848 | $248,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 44,741 | $247,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 99,129 | $246,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 18,098 | $246,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 5,338 | $245,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 182,155 | $245,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 325,100 | $245,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 11,907 | $244,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 10,438 | $243,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 23,637 | $242,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 6,106 | $242,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 8,874 | $241,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 155,969 | $239,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 32,120 | $238,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 41,742 | $238,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 88,747 | $237,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 167,693 | $237,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 3,649 | $237,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 15,940 | $237,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 40,965 | $236,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 16,296 | $236,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 18,056 | $235,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 34,039 | $235,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 2,196 | $234,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 76,485 | $233,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 7,128 | $232,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 12,594 | $232,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 56,353 | $231,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 23,118 | $231,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 5,773 | $231,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 117,674 | $230,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 12,843 | $230,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 5,652 | $229,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 9,990 | $228,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 6,325 | $227,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 25,804 | $225,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 10,762 | $223,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 31,813 | $223,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 10,802 | $222,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 21,776 | $222,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 6,820 | $222,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 24,397 | $220,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 38,289 | $220,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 38,331 | $220,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 49,700 | $219,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 16,761 | $218,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 14,566 | $218,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 155,106 | $218,000 | thousands by filing date | |
| SKYLINE MED INC | 83084T606 | COM PAR | 77,886 | $218,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 3,817 | $216,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 73,935 | $216,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 80,939 | $216,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 92,077 | $216,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 199,000 | $216,000 | thousands by filing date | principal |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 236,000 | $215,000 | thousands by filing date | principal |
| GLYCOMIMETICS INC | 38000Q102 | COM | 35,076 | $214,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 8,620 | $214,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 12,899 | $213,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 15,500 | $213,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 27,000 | $213,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 79,994 | $212,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 7,381 | $212,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 7,873 | $212,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 7,031 | $212,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 15,603 | $211,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 5,449 | $211,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 60,023 | $211,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 57,429 | $211,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 14,575 | $209,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 50,787 | $208,000 | thousands by filing date | |
| BARCLAYS PLC | 06738EAA3 | NOTE 8.250%12/3 | 2,000 | $208,000 | thousands by filing date | |
| CGG | 12531Q204 | SPON ADR NEW | 14,701 | $208,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 3,999 | $205,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 18,192 | $204,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 30,447 | $204,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 26,423 | $203,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 19,234 | $201,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 26,265 | $201,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 14,116 | $201,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 14,296 | $201,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 20,273 | $200,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 68,875 | $200,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 33,690 | $199,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 12,136 | $199,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 77,928 | $199,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 24,255 | $198,000 | thousands by filing date | |
| THE9 LTD | 88337K104 | ADR | 158,600 | $198,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 23,353 | $198,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 121,588 | $198,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 68,523 | $197,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 106,800 | $197,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 42,082 | $196,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 5,591 | $196,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 26,000 | $195,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 39,751 | $194,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 27,260 | $194,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 4,216 | $193,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 62,847 | $192,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 88,247 | $191,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 109,369 | $191,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 10,421 | $191,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 3,600 | $190,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 8,242 | $190,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 454,373 | $190,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 19,184 | $190,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 129,301 | $189,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 8,521 | $189,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 7,548 | $189,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 7,163 | $186,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 203,000 | $186,000 | thousands by filing date | principal |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 181,229 | $185,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 13,306 | $184,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 103,000 | $183,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 45,149 | $182,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 12,061 | $182,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 18,920 | $182,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 25,201 | $181,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 13,411 | $181,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 6,465 | $181,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 22,368 | $179,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 9,370 | $179,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 76,074 | $179,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 14,710 | $179,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 20,647 | $178,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 11,760 | $178,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 8,531 | $178,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 34,147 | $177,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 12,036 | $176,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K554 | DAILY JR GOLD MI | 31,548 | $176,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 15,471 | $174,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 61,200 | $174,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 24,114 | $170,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 35,434 | $170,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 16,809 | $170,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 55,336 | $169,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 12,662 | $166,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 31,105 | $165,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 276,000 | $164,000 | thousands by filing date | principal |
| EASTERN CO | 276317104 | COM | 7,848 | $164,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 22,509 | $164,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 45,849 | $164,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 12,208 | $164,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 4,878 | $163,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 1,803 | $163,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 8,497 | $163,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 10,039 | $162,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 3,867 | $162,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 54,567 | $162,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 139,883 | $161,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 102,000 | $161,000 | thousands by filing date | principal |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 3,305 | $161,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 3,680 | $161,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 14,583 | $160,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 8,574 | $160,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 11,745 | $160,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 36,900 | $159,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 13,733 | $158,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 1,694 | $158,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 47,834 | $158,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 3,827 | $158,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 245,000 | $157,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 3,109 | $155,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 35,581 | $155,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 9,817 | $153,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 3,527 | $153,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 48,000 | $152,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 4,492 | $152,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 174,300 | $152,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 6,357 | $152,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 44,188 | $152,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 149,000 | $151,000 | thousands by filing date | principal |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 5,432 | $151,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 9,461 | $151,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 8,746 | $150,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 11,421 | $150,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 14,201 | $150,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 5,143 | $148,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 18,038 | $148,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 177,024 | $148,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 397,752 | $147,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 41,733 | $147,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 34,889 | $147,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 9,100 | $146,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 17,815 | $146,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 98,824 | $145,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 19,670 | $145,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 3,923 | $145,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 20,751 | $144,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 12,335 | $143,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 12,731 | $143,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 9,971 | $142,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 2,600 | $142,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 9,959 | $141,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 12,550 | $141,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 82,619 | $141,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 12,133 | $141,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 10,901 | $141,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 33,033 | $141,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 18,322 | $140,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 9,981 | $140,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 18,478 | $139,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 17,447 | $139,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 4,023 | $139,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 6,305 | $138,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 8,100 | $138,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 5,713 | $137,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 15,366 | $136,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 133,000 | $136,000 | thousands by filing date | principal |
| Ampio Pharmaceuticals | 03209T109 | COM | 149,536 | $135,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 30,795 | $135,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 31,665 | $135,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 900 | $134,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 4,159 | $134,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 25,124 | $134,000 | thousands by filing date | |
| SKYPEOPLE FRUIT JUICE INC | 83086T307 | COM | 20,283 | $134,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 2,664 | $133,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 18,819 | $133,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 8,701 | $130,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 9,021 | $130,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 8,433 | $130,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 37,630 | $130,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 21,679 | $130,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 13,904 | $129,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 5,000 | $129,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 22,977 | $128,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 3,105 | $128,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 65,724 | $128,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 1,588 | $127,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 30,851 | $127,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-17-000054 | superseded | 2017-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-17-000239 | this filing | 2017-02-22 | acceptance time not in the bulk data set |