13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2016-12-31, filed 2017-02-22, with 6,591 holding rows worth $305,544,792,000.
- Accession
- 0000895421-17-000239
- Filer
- CIK 895421
- Filed
- 2017-02-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, amendment of type new holdings, 24,087 entries on the cover page, a total value of $305,544,792,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $305,544,792,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.028-17497
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ANALOGIC CORP | 032657207 | COM | 37,223 | $3,088,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 96,765 | $3,086,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 106,321 | $3,083,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 214,016 | $3,082,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 144,930 | $3,082,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 274,925 | $3,073,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 395,052 | $3,066,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 185,583 | $3,065,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 121,636 | $3,065,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 42,274 | $3,063,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 104,102 | $3,060,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 67,391 | $3,055,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 108,636 | $3,053,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 210,536 | $3,052,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 61,039 | $3,051,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 27,114 | $3,048,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 228,828 | $3,046,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 55,567 | $3,046,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 225,181 | $3,045,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 247,893 | $3,044,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 175,264 | $3,041,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 120,862 | $3,040,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 131,739 | $3,038,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 195,460 | $3,034,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 149,016 | $3,033,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 125,499 | $3,031,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 79,852 | $3,030,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 2,816,000 | $3,020,000 | thousands by filing date | principal |
| METALLUS INC | 887399103 | COMMON STOCK | 194,862 | $3,016,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 32,989 | $3,005,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 116,258 | $3,004,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 229,604 | $3,003,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 516,709 | $2,997,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 120,774 | $2,996,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 155,462 | $2,990,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 91,644 | $2,990,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 62,434 | $2,986,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 155,067 | $2,985,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 109,661 | $2,983,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 479,685 | $2,974,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 515,309 | $2,973,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 434,001 | $2,973,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 108,681 | $2,970,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 118,500 | $2,965,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 103,671 | $2,964,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 216,596 | $2,961,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 131,520 | $2,960,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 28,666 | $2,960,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 157,725 | $2,956,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 49,099 | $2,953,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 212,022 | $2,948,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 113,518 | $2,947,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 1,178,301 | $2,946,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 199,423 | $2,937,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 25,709 | $2,933,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 201,896 | $2,933,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 123,067 | $2,932,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 191,506 | $2,930,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 443,237 | $2,925,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 102,022 | $2,924,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 137,591 | $2,919,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 227,453 | $2,918,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 221,635 | $2,916,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 66,915 | $2,911,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 2,867,000 | $2,910,000 | thousands by filing date | principal |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 316,933 | $2,907,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 103,377 | $2,904,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 44,924 | $2,900,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 137,053 | $2,893,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 202,201 | $2,891,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 159,538 | $2,890,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 100,882 | $2,890,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 32,867 | $2,890,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 148,474 | $2,887,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 115,721 | $2,886,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 113,099 | $2,885,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 179,285 | $2,878,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 80,566 | $2,877,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 98,889 | $2,877,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 257,109 | $2,872,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 106,901 | $2,872,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 242,358 | $2,871,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 109,235 | $2,870,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 132,456 | $2,865,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 232,758 | $2,863,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 74,244 | $2,859,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 64,318 | $2,858,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 82,632 | $2,854,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 207,667 | $2,853,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 275,623 | $2,852,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 133,675 | $2,846,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 156,178 | $2,838,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 114,499 | $2,836,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 735,128 | $2,830,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 248,586 | $2,829,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 205,744 | $2,829,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 118,147 | $2,824,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 133,298 | $2,819,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 2,500,000 | $2,819,000 | thousands by filing date | principal |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 343,442 | $2,816,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 372,934 | $2,815,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 96,879 | $2,815,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 244,798 | $2,808,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 128,109 | $2,801,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 43,841 | $2,796,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 92,744 | $2,795,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 66,349 | $2,795,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 303,054 | $2,794,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 551,775 | $2,792,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 34,835 | $2,791,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 683,596 | $2,789,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 147,210 | $2,786,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 105,761 | $2,784,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 25,483 | $2,775,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 158,227 | $2,774,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 166,647 | $2,765,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 60,438 | $2,763,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 207,526 | $2,759,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 112,097 | $2,759,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 492,342 | $2,758,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 35,742 | $2,758,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 63,609 | $2,757,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 65,308 | $2,753,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 139,707 | $2,753,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 219,290 | $2,752,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 328,686 | $2,750,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 221,401 | $2,750,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 72,986 | $2,748,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 109,300 | $2,745,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 288,762 | $2,743,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 52,196 | $2,738,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 43,877 | $2,737,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 369,645 | $2,735,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 128,004 | $2,734,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 265,231 | $2,732,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 190,049 | $2,727,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 363,357 | $2,726,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 65,651 | $2,725,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 328,197 | $2,724,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 270,126 | $2,721,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 119,260 | $2,717,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 396,388 | $2,715,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 176,045 | $2,712,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 188,449 | $2,710,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 139,446 | $2,710,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 75,267 | $2,709,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 209,930 | $2,708,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 146,875 | $2,704,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 143,854 | $2,697,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 54,816 | $2,696,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 81,180 | $2,681,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 288,256 | $2,681,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 457,100 | $2,679,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 22,266 | $2,678,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 34,709 | $2,676,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 135,562 | $2,676,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 25,199 | $2,675,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 450,422 | $2,670,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 62,730 | $2,669,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 388,836 | $2,667,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 216,356 | $2,661,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 116,673 | $2,660,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 110,781 | $2,658,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 268,070 | $2,656,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 564,813 | $2,654,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 94,493 | $2,651,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 175,018 | $2,650,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 252,732 | $2,646,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 122,998 | $2,644,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 35,401 | $2,641,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 199,425 | $2,636,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 23,891 | $2,633,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 8,450 | $2,627,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 30,393 | $2,626,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 88,209 | $2,624,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 402,720 | $2,617,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 215,282 | $2,615,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 166,131 | $2,609,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 107,253 | $2,608,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 118,406 | $2,603,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 2,484,000 | $2,603,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 105,157 | $2,594,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 185,223 | $2,594,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 140,669 | $2,592,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 357,820 | $2,591,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 57,488 | $2,587,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 126,996 | $2,584,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 98,617 | $2,584,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,266,967 | $2,584,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 592,856 | $2,580,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 71,482 | $2,578,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 22,366 | $2,577,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 145,808 | $2,577,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 591,372 | $2,573,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 112,314 | $2,573,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 694,563 | $2,571,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 207,106 | $2,570,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 106,815 | $2,564,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 123,512 | $2,563,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 87,713 | $2,557,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 100,966 | $2,557,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 22,819 | $2,556,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 35,559 | $2,554,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 85,155 | $2,554,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 33,631 | $2,548,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 169,428 | $2,548,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 45,110 | $2,544,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 238,735 | $2,542,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 183,248 | $2,542,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 514,227 | $2,540,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 153,538 | $2,538,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 124,392 | $2,538,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 50,300 | $2,535,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 103,176 | $2,533,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 198,604 | $2,530,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 169,651 | $2,529,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 815,096 | $2,527,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 5,340 | $2,527,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 305,312 | $2,525,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 76,278 | $2,524,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 390,555 | $2,519,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 384,396 | $2,518,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 77,006 | $2,517,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 100,843 | $2,512,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 144,222 | $2,508,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 443,478 | $2,506,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 164,034 | $2,502,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 40,567 | $2,502,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 263,552 | $2,501,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 258,301 | $2,501,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 374,335 | $2,500,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 175,427 | $2,500,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 251,932 | $2,500,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 92,801 | $2,498,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 122,495 | $2,498,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 72,345 | $2,488,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 104,492 | $2,486,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 252,174 | $2,484,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 620,443 | $2,482,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 127,848 | $2,473,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 24,755 | $2,472,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 33,566 | $2,470,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 63,408 | $2,470,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 207,499 | $2,468,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 177,893 | $2,468,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 35,360 | $2,466,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 467,883 | $2,465,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 219,434 | $2,460,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 54,975 | $2,455,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 76,241 | $2,453,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 506,676 | $2,453,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 76,801 | $2,449,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 371,006 | $2,449,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 2,574,000 | $2,449,000 | thousands by filing date | principal |
| ASANKO GOLD INC | 04341Y105 | COM | 799,510 | $2,446,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 689,891 | $2,442,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 20,456 | $2,439,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 64,096 | $2,438,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 94,768 | $2,436,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 115,974 | $2,436,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 182,956 | $2,433,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 131,529 | $2,433,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 88,998 | $2,432,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 2,721,000 | $2,429,000 | thousands by filing date | principal |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 100,387 | $2,425,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 78,377 | $2,423,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 198,933 | $2,419,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 2,387,000 | $2,417,000 | thousands by filing date | principal |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 202,292 | $2,416,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 323,582 | $2,411,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 41,777 | $2,406,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 26,553 | $2,404,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 19,161 | $2,388,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 212,724 | $2,383,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 70,394 | $2,382,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 77,034 | $2,380,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 158,237 | $2,378,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 79,092 | $2,374,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 78,961 | $2,372,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 168,712 | $2,365,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 162,456 | $2,362,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 741,514 | $2,358,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 274,538 | $2,356,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 729,399 | $2,356,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 53,795 | $2,354,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 93,228 | $2,354,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 86,473 | $2,353,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 58,767 | $2,350,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 860,330 | $2,349,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 2,297,000 | $2,349,000 | thousands by filing date | principal |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 91,335 | $2,346,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 34,025 | $2,344,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 84,432 | $2,343,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 556,564 | $2,339,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 120,253 | $2,337,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 157,826 | $2,336,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 158,011 | $2,335,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 1,500,000 | $2,333,000 | thousands by filing date | principal |
| CRA INTL INC | 12618T105 | COM | 63,674 | $2,331,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 34,486 | $2,330,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 194,698 | $2,329,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 47,633 | $2,323,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 96,823 | $2,322,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 192,502 | $2,318,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 17,172 | $2,318,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 92,448 | $2,316,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 91,334 | $2,314,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 32,569 | $2,313,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 74,426 | $2,309,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 456,075 | $2,304,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 85,806 | $2,303,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 231,135 | $2,300,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 75,678 | $2,300,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 45,427 | $2,291,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 107,973 | $2,290,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 84,788 | $2,290,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 200,838 | $2,286,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 163,313 | $2,279,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 386,404 | $2,273,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 69,298 | $2,270,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 124,372 | $2,270,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 232,751 | $2,269,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 99,733 | $2,264,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 119,855 | $2,261,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 172,888 | $2,257,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 280,630 | $2,256,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 145,465 | $2,255,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 10,650 | $2,254,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 490,000 | $2,254,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 123,691 | $2,251,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 668,978 | $2,248,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 231,224 | $2,243,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 120,178 | $2,242,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 82,065 | $2,239,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 42,215 | $2,238,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 314,118 | $2,234,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 160,094 | $2,225,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 58,112 | $2,220,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 204,753 | $2,214,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 148,445 | $2,212,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 32,533 | $2,209,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 102,098 | $2,207,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 168,050 | $2,205,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 204,677 | $2,200,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 133,252 | $2,199,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 146,620 | $2,196,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 306,822 | $2,194,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 76,023 | $2,193,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 68,044 | $2,192,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 72,204 | $2,190,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 397,171 | $2,185,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 81,171 | $2,185,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 295,675 | $2,182,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 144,837 | $2,180,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 49,404 | $2,178,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 195,579 | $2,177,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 162,509 | $2,177,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 224,435 | $2,176,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 86,483 | $2,173,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 273,376 | $2,171,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 208,899 | $2,170,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 45,930 | $2,169,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 2,118,000 | $2,164,000 | thousands by filing date | principal |
| QUIDEL CORP | 74838J101 | COM | 100,940 | $2,163,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 110,394 | $2,161,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 116,343 | $2,159,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 75,202 | $2,150,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 80,371 | $2,147,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 154,511 | $2,146,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 105,743 | $2,141,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 21,105 | $2,139,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 102,645 | $2,136,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 327,523 | $2,129,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 399,754 | $2,123,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 179,959 | $2,122,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 44,203 | $2,122,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 117,495 | $2,121,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 113,399 | $2,120,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 102,790 | $2,117,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 178,293 | $2,117,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 36,779 | $2,117,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 128,535 | $2,113,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 101,124 | $2,107,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 93,960 | $2,105,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 559,938 | $2,105,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 42,180 | $2,102,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 68,031 | $2,101,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 81,956 | $2,083,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 662,866 | $2,082,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 52,298 | $2,081,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 64,680 | $2,080,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 117,513 | $2,079,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 327,965 | $2,076,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 142,782 | $2,076,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 306,379 | $2,075,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 63,007 | $2,073,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 97,611 | $2,073,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 185,543 | $2,070,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 66,422 | $2,067,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 101,610 | $2,062,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 25,515 | $2,061,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 40,698 | $2,061,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 80,937 | $2,059,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 107,823 | $2,059,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 20,171 | $2,056,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 156,873 | $2,054,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 206,402 | $2,054,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 109,337 | $2,050,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 233,403 | $2,049,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 309,940 | $2,048,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 93,697 | $2,047,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 144,590 | $2,044,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 253,407 | $2,040,000 | thousands by filing date | |
| ADVANCEPIERRE FOODS HLDGS IN | 00782L107 | COM | 68,502 | $2,040,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 52,098 | $2,039,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 111,688 | $2,036,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 97,941 | $2,031,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 309,843 | $2,030,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 139,707 | $2,028,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 258,037 | $2,025,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 55,289 | $2,024,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 136,578 | $2,024,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 139,549 | $2,016,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 100,654 | $2,015,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 78,741 | $2,012,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 70,397 | $2,010,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 48,830 | $2,005,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 83,585 | $2,005,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 1,027,754 | $2,004,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 130,721 | $2,002,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 88,339 | $2,001,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 123,790 | $1,999,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 66,429 | $1,998,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 165,197 | $1,997,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 154,204 | $1,994,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 105,759 | $1,992,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 44,274 | $1,991,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 240,546 | $1,984,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 39,502 | $1,979,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 178,756 | $1,974,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 297,593 | $1,973,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 116,784 | $1,972,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 142,489 | $1,971,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 229,121 | $1,970,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 92,896 | $1,967,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 100,401 | $1,964,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 73,214 | $1,963,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 158,153 | $1,961,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 91,969 | $1,959,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 142,595 | $1,957,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 47,438 | $1,949,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 39,004 | $1,947,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 48,479 | $1,941,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 83,821 | $1,941,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 281,055 | $1,939,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 46,327 | $1,938,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 94,697 | $1,936,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 77,056 | $1,930,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 52,318 | $1,927,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 81,069 | $1,927,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 130,104 | $1,927,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 181,149 | $1,925,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 131,705 | $1,923,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 47,835 | $1,922,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 135,751 | $1,922,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 68,196 | $1,920,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 276,245 | $1,918,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 377,010 | $1,915,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 122,754 | $1,914,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 44,847 | $1,910,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 137,252 | $1,907,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 426,378 | $1,906,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 9,056 | $1,905,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 190,523 | $1,904,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 143,108 | $1,904,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 96,509 | $1,902,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 78,317 | $1,896,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 104,492 | $1,895,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 144,700 | $1,889,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 139,862 | $1,888,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 98,886 | $1,884,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 47,177 | $1,881,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 74,702 | $1,881,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 1,842,000 | $1,878,000 | thousands by filing date | principal |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 58,047 | $1,875,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 213,716 | $1,874,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 552,548 | $1,873,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 119,182 | $1,866,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 138,429 | $1,865,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 108,849 | $1,861,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 259,637 | $1,861,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 266,076 | $1,860,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 47,800 | $1,857,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 25,439 | $1,857,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 199,221 | $1,853,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 152,178 | $1,853,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 1,789,000 | $1,853,000 | thousands by filing date | principal |
| OPUS BK IRVINE CALIF | 684000102 | COM | 61,533 | $1,850,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 15,062 | $1,848,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 81,957 | $1,848,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-17-000054 | superseded | 2017-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-17-000239 | this filing | 2017-02-22 | acceptance time not in the bulk data set |