13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2016-12-31, filed 2017-02-22, with 6,591 holding rows worth $305,544,792,000.
- Accession
- 0000895421-17-000239
- Filer
- CIK 895421
- Filed
- 2017-02-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, amendment of type new holdings, 24,087 entries on the cover page, a total value of $305,544,792,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $305,544,792,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.028-17497
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALARM COM HLDGS INC COM | 011642105 | Stock | 34,175 | $951,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 22,593 | $951,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 49,788 | $948,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 54,611 | $948,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 102,548 | $948,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 38,364 | $947,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 8,451 | $947,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 26,090 | $944,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 55,928 | $944,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 36,230 | $942,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 59,969 | $941,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 203,357 | $936,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 148,576 | $936,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 28,888 | $935,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 32,833 | $935,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 198,475 | $931,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 20,132 | $929,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 7,707 | $928,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 65,814 | $928,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 85,407 | $928,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 12,273 | $927,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 1,038,000 | $925,000 | thousands by filing date | principal |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 75,193 | $924,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 66,229 | $924,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 52,570 | $924,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 25,173 | $923,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 24,832 | $923,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 156,262 | $922,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 595,202 | $922,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 90,703 | $921,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 36,213 | $919,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 92,822 | $919,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 38,273 | $918,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 29,799 | $918,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 393,279 | $917,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 18,728 | $916,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 59,450 | $916,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 136,681 | $913,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 101,194 | $911,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 48,695 | $907,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 130,115 | $904,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 55,842 | $903,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 24,025 | $903,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 55,783 | $899,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 162,194 | $897,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 59,715 | $896,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 276,952 | $894,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 56,313 | $890,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 66,252 | $890,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 35,299 | $890,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 12,789 | $889,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 44,045 | $888,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 8,640 | $887,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 24,658 | $886,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 72,840 | $885,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 36,272 | $883,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 361,836 | $883,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 49,952 | $883,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 106,371 | $877,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 55,180 | $875,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 31,655 | $875,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 71,290 | $875,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 24,895 | $873,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 107,512 | $871,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 113,807 | $871,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 27,143 | $869,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 45,762 | $869,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 19,981 | $868,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 10,886 | $868,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 27,463 | $867,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 10,882 | $866,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 42,562 | $866,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 36,452 | $865,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 54,267 | $865,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 30,153 | $864,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 54,630 | $864,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 76,127 | $863,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 65,556 | $862,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 198,209 | $862,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 174,787 | $862,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 36,527 | $862,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 61,175 | $861,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 16,741 | $860,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 21,341 | $858,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 59,496 | $856,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 61,738 | $855,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 40,236 | $854,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 72,675 | $854,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 64,776 | $853,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 15,109 | $849,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 280,790 | $848,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 212,099 | $846,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 62,375 | $846,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 31,133 | $845,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 36,697 | $845,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 62,882 | $845,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 105,438 | $843,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 74,071 | $841,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 108,943 | $840,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 88,699 | $837,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 54,791 | $836,000 | thousands by filing date | |
| U M H PROPERTIES INC | 903002202 | CV RED PFD-A | 32,495 | $835,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 92,893 | $834,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 20,288 | $833,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 52,993 | $832,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 51,779 | $832,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 33,968 | $831,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 301,710 | $830,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 165,875 | $829,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 16,794 | $826,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 42,606 | $825,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 31,741 | $825,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 24,932 | $823,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 186,777 | $823,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 154,997 | $821,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 162,543 | $821,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 22,256 | $821,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 110,861 | $820,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 52,826 | $819,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 31,600 | $814,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 28,110 | $814,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 48,924 | $810,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 73,583 | $809,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 28,256 | $808,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 671,904 | $806,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 64,885 | $805,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 210,523 | $800,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 40,930 | $800,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 93,373 | $799,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 55,431 | $797,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 40,251 | $795,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 25,989 | $792,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 31,360 | $791,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 158,261 | $790,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 29,737 | $789,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 23,861 | $789,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 40,454 | $788,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 134,037 | $788,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 80,776 | $786,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 69,733 | $785,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 39,252 | $784,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 73,989 | $784,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 23,032 | $783,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 32,568 | $783,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 32,786 | $782,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 26,634 | $781,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 63,384 | $780,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 23,753 | $778,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 66,917 | $778,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 64,677 | $774,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 42,858 | $774,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 23,886 | $773,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 51,048 | $773,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 59,381 | $772,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 107,321 | $771,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 830,000 | $767,000 | thousands by filing date | principal |
| OWENS RLTY MTG INC | 690828108 | COM | 41,349 | $766,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 59,797 | $765,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 107,401 | $763,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 49,175 | $762,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 56,983 | $762,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 10,932 | $760,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 234,175 | $760,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 208,791 | $754,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 68,057 | $752,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 22,446 | $750,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 40,496 | $750,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 33,230 | $750,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 26,807 | $748,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 136,201 | $746,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 41,393 | $746,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 37,309 | $745,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 61,495 | $745,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 13,565 | $743,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 151,345 | $743,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 36,723 | $742,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 31,872 | $741,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 238,822 | $741,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 22,618 | $739,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 38,888 | $739,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 81,052 | $735,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 34,337 | $731,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 141,389 | $729,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 30,763 | $729,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 197,348 | $726,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 83,415 | $725,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 46,979 | $724,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 743,000 | $724,000 | thousands by filing date | principal |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 26,243 | $722,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 32,238 | $721,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 14,270 | $720,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 117,062 | $718,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 256,180 | $718,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 65,794 | $716,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 686,240 | $714,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 19,276 | $714,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 23,860 | $713,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 167,679 | $713,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 89,608 | $706,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 24,085 | $706,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 75,127 | $705,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 117,462 | $705,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 13,460 | $705,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 58,444 | $704,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 69,940 | $703,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 327,104 | $703,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 452,826 | $702,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 24,873 | $702,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 6,980 | $701,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 63,776 | $701,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 112,230 | $701,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 129,966 | $699,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 23,279 | $698,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 42,686 | $698,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 26,676 | $696,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 13,523 | $694,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 9,498 | $694,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 58,867 | $694,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 18,407 | $694,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 2,219,500 | $694,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 44,484 | $694,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 81,550 | $691,000 | thousands by filing date | |
| OPPENHEIMER REV WEIGHTED ETF | 68386C500 | ADR REV ETF | 20,957 | $690,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 97,753 | $689,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 116,392 | $688,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 13,792 | $687,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 86,523 | $687,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 33,134 | $686,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 13,484 | $686,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 28,699 | $684,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 278,000 | $681,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 63,980 | $681,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 17,655 | $681,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 13,477 | $681,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 35,978 | $680,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 21,438 | $680,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 43,264 | $679,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 169,501 | $678,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 71,525 | $677,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 34,314 | $673,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 72,262 | $671,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 159,116 | $670,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 296,600 | $670,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 49,337 | $670,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 25,022 | $669,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 34,536 | $668,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 32,615 | $668,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 39,492 | $667,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 79,089 | $666,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 47,339 | $665,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 11,789 | $665,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 18,264 | $664,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 19,442 | $661,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 39,713 | $661,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 6,268 | $659,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 4,162 | $658,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 32,090 | $657,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 42,715 | $656,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 225,591 | $656,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 18,181 | $655,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 50,234 | $654,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 50,478 | $654,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 32,397 | $651,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 41,004 | $650,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 24,237 | $647,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 43,944 | $647,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 17,100 | $642,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 190,168 | $638,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 49,205 | $637,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 73,639 | $635,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 62,660 | $635,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 38,265 | $634,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 14,463 | $634,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 46,042 | $633,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 30,349 | $633,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 201,990 | $632,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 25,445 | $632,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 20,181 | $631,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 22,159 | $631,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 10,966 | $630,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 33,541 | $628,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 40,082 | $626,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 101,678 | $626,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 25,586 | $625,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 13,755 | $625,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 23,212 | $625,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 85,787 | $624,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 61,639 | $624,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 15,522 | $624,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 41,459 | $623,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 15,551 | $621,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 63,809 | $621,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 117,115 | $621,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 156,976 | $620,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 35,677 | $620,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 40,365 | $620,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 28,537 | $619,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 34,146 | $619,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 19,133 | $614,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 182,640 | $613,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 612,000 | $611,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHA FD I | 33737J216 | COM | 21,563 | $607,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 23,181 | $606,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 17,104 | $605,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 46,677 | $604,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 30,408 | $604,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 149,798 | $603,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 39,530 | $602,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 48,187 | $602,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 78,729 | $602,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 37,656 | $601,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 97,476 | $600,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 64,086 | $600,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 24,125 | $600,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 57,627 | $599,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 39,658 | $597,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 18,089 | $594,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 119,483 | $592,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 151,518 | $591,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 66,062 | $589,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 214,100 | $589,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 10,251 | $588,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 23,975 | $588,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 125,616 | $588,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 46,342 | $587,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 74,321 | $586,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 223,632 | $586,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 24,689 | $585,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 49,501 | $584,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 58,414 | $584,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 23,607 | $584,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 11,710 | $583,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 180,573 | $582,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 217,443 | $581,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 124,770 | $580,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 26,074 | $580,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 48,599 | $580,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 217,170 | $580,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 37,488 | $579,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 178,770 | $579,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 50,146 | $579,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 17,393 | $579,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 330,588 | $578,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 18,446 | $576,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 53,366 | $576,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 98,657 | $575,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 43,319 | $575,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 10,295 | $574,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 23,020 | $574,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 22,075 | $573,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 112,039 | $573,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 23,960 | $573,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 1,993,000 | $573,000 | thousands by filing date | principal |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 273,395 | $571,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 103,514 | $570,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 18,443 | $569,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 223,317 | $569,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 35,705 | $568,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 50,922 | $568,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 26,058 | $568,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 222,910 | $568,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 79,432 | $568,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 56,028 | $568,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 616,124 | $567,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 52,828 | $567,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 39,904 | $566,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 5,848 | $565,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 29,270 | $565,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 29,470 | $565,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 23,767 | $564,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 88,500 | $562,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 29,705 | $562,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 15,307 | $561,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 155,032 | $561,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 7,141 | $559,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 187,000 | $556,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 11,444 | $556,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 22,220 | $555,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 20,848 | $554,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 56,191 | $554,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 24,697 | $553,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 36,760 | $551,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 213,739 | $551,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 39,250 | $550,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 16,878 | $548,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 16,997 | $546,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 296,680 | $546,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 29,044 | $540,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 15,619 | $539,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 529,000 | $539,000 | thousands by filing date | principal |
| HARTE-HANKS INC | 416196103 | COM | 356,115 | $538,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 161,300 | $537,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 189,117 | $537,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 89,388 | $537,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 10,640 | $535,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 49,781 | $533,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 134,646 | $532,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 123,937 | $531,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 30,944 | $531,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 41,645 | $528,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 107,743 | $528,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 45,595 | $526,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 23,231 | $526,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 37,614 | $524,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 86,971 | $524,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 39,993 | $524,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 43,352 | $523,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 31,218 | $523,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 56,375 | $523,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 20,420 | $522,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 116,586 | $522,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 39,664 | $519,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 14,909 | $519,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 545,736 | $515,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 39,728 | $514,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 15,184 | $511,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 321,462 | $511,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 125,227 | $511,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 192,935 | $511,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 37,275 | $511,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 54,612 | $510,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 4,712 | $508,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 537,000 | $508,000 | thousands by filing date | principal |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 50,503 | $508,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 39,635 | $505,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 31,604 | $505,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 25,960 | $504,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 22,542 | $502,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 22,778 | $501,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 19,554 | $500,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 27,047 | $499,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 66,908 | $499,000 | thousands by filing date | |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 13,723 | $499,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 33,397 | $498,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 33,379 | $498,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 42,085 | $497,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 36,109 | $497,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 60,913 | $496,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 15,528 | $495,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 565,117 | $494,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 19,678 | $494,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 486,000 | $493,000 | thousands by filing date | principal |
| DURECT CORP | 266605104 | COM | 367,373 | $492,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 39,845 | $491,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 4,131 | $490,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 31,215 | $490,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 90,405 | $490,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 80,422 | $490,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 73,599 | $488,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 36,906 | $487,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 109,922 | $486,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 6,441 | $485,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 278,723 | $485,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 71,083 | $483,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 19,578 | $482,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 36,692 | $481,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 62,313 | $480,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 158,796 | $479,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 27,976 | $479,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 18,253 | $479,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 18,767 | $478,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 20,060 | $478,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 183,568 | $477,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 25,399 | $476,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 111,582 | $475,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 30,136 | $475,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 316,278 | $475,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 17,171 | $473,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 9,506 | $473,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 66,607 | $472,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 19,266 | $471,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 101,958 | $469,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 5,009 | $469,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 274,333 | $469,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 4,978 | $467,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 55,164 | $467,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 71,328 | $467,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 39,561 | $463,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 18,318 | $463,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 44,490 | $461,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 22,582 | $459,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 53,666 | $458,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 32,186 | $458,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 31,211 | $456,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 187,275 | $456,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 25,230 | $454,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 96,539 | $453,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 11,440 | $451,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 21,186 | $451,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 123,044 | $448,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 24,709 | $448,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 514,000 | $447,000 | thousands by filing date | principal |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 25,864 | $446,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 31,667 | $446,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 126,835 | $446,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 11,451 | $445,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 8,212 | $445,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 153,364 | $444,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 87,900 | $443,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 77,629 | $443,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-17-000054 | superseded | 2017-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-17-000239 | this filing | 2017-02-22 | acceptance time not in the bulk data set |