13F-HR/A filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR/A for the quarter ended 2016-12-31, filed 2017-02-22, with 6,591 holding rows worth $305,544,792,000.
- Accession
- 0000895421-17-000239
- Filer
- CIK 895421
- Filed
- 2017-02-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, amendment of type new holdings, 24,087 entries on the cover page, a total value of $305,544,792,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $305,544,792,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.028-17497
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXPONENT INC | 30214U102 | COM | 82,354 | $4,965,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 150,942 | $4,960,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 120,983 | $4,949,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 95,255 | $4,940,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 253,610 | $4,933,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 220,081 | $4,917,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 481,532 | $4,911,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 256,390 | $4,910,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 323,087 | $4,908,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 169,599 | $4,896,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 145,218 | $4,894,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 66,961 | $4,892,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 125,291 | $4,892,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 401,040 | $4,888,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,179,622 | $4,884,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 453,688 | $4,882,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 884,171 | $4,880,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 352,106 | $4,880,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 281,079 | $4,877,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 137,784 | $4,876,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 92,316 | $4,874,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 135,911 | $4,868,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 294,130 | $4,868,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 165,242 | $4,857,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 407,813 | $4,853,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 86,440 | $4,849,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 7,794 | $4,846,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 43,363 | $4,846,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 231,634 | $4,841,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 174,487 | $4,829,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 176,844 | $4,828,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 154,678 | $4,826,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 468,051 | $4,820,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 7,272,000 | $4,818,000 | thousands by filing date | principal |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 127,201 | $4,815,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 177,875 | $4,810,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 274,956 | $4,809,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 284,325 | $4,804,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 52,782 | $4,802,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 77,274 | $4,798,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 197,903 | $4,795,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 174,298 | $4,790,000 | thousands by filing date | |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 4,820,000 | $4,778,000 | thousands by filing date | principal |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 63,259 | $4,767,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 252,384 | $4,767,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 74,319 | $4,764,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 157,603 | $4,746,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 99,868 | $4,743,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 97,365 | $4,742,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 558,525 | $4,737,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 192,165 | $4,737,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 206,622 | $4,731,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 877,260 | $4,728,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 413,200 | $4,723,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 67,503 | $4,718,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 197,261 | $4,717,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 245,543 | $4,715,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 152,483 | $4,711,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 205,360 | $4,707,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 550,415 | $4,706,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 43,259 | $4,699,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 174,494 | $4,690,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 638,330 | $4,678,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 1,513,909 | $4,677,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 316,934 | $4,675,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 436,791 | $4,673,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 300,921 | $4,671,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 572,313 | $4,670,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 132,530 | $4,666,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 3,991,000 | $4,666,000 | thousands by filing date | principal |
| CHASE CORP | 16150R104 | COM | 55,746 | $4,657,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 144,815 | $4,650,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 184,480 | $4,648,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 185,578 | $4,640,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 3,658,000 | $4,640,000 | thousands by filing date | principal |
| CLEARWATER PAPER CORP | 18538R103 | COM | 70,755 | $4,638,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 49,332 | $4,636,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 189,373 | $4,636,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 114,498 | $4,630,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 215,323 | $4,629,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 341,709 | $4,628,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 131,671 | $4,626,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 194,258 | $4,613,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 171,192 | $4,612,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 44,797 | $4,610,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 135,430 | $4,606,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 161,708 | $4,605,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 407,097 | $4,599,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 230,175 | $4,597,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 180,268 | $4,595,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 221,724 | $4,594,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 82,930 | $4,592,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 136,441 | $4,591,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 308,239 | $4,590,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 105,249 | $4,571,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 127,846 | $4,567,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 322,815 | $4,555,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 118,520 | $4,551,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 159,624 | $4,548,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 277,472 | $4,545,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 131,297 | $4,540,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 103,433 | $4,530,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 64,528 | $4,530,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 186,031 | $4,528,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 26,378 | $4,525,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 93,841 | $4,514,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 369,226 | $4,513,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 63,555 | $4,513,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 291,006 | $4,511,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 444,113 | $4,481,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 180,987 | $4,474,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 315,514 | $4,470,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 144,629 | $4,469,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 363,422 | $4,463,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 137,618 | $4,461,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 144,366 | $4,457,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 266,841 | $4,454,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 468,199 | $4,453,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 72,343 | $4,447,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 391,529 | $4,440,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 517,975 | $4,439,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 231,251 | $4,439,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 111,576 | $4,434,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 333,693 | $4,421,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 129,241 | $4,420,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 381,970 | $4,412,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 77,670 | $4,411,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 174,023 | $4,410,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 168,338 | $4,402,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 458,094 | $4,397,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 89,800 | $4,396,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 145,410 | $4,394,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 260,650 | $4,379,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 285,692 | $4,378,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 4,202,000 | $4,370,000 | thousands by filing date | principal |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 134,422 | $4,364,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 169,757 | $4,358,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 67,880 | $4,357,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 216,017 | $4,355,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 147,301 | $4,350,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 143,719 | $4,347,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 163,235 | $4,340,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 2,747,080 | $4,340,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 4,622,000 | $4,338,000 | thousands by filing date | principal |
| ENPRO INC | 29355X107 | COM | 64,310 | $4,332,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 8,533 | $4,328,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 509,227 | $4,324,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 393,754 | $4,319,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 182,045 | $4,314,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 135,177 | $4,314,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 5,138,000 | $4,310,000 | thousands by filing date | principal |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 4,261,000 | $4,309,000 | thousands by filing date | principal |
| RPC INC | 749660106 | COMMON STOCK | 217,417 | $4,308,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 107,118 | $4,303,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 561,051 | $4,282,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 289,542 | $4,276,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 446,721 | $4,275,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 266,178 | $4,272,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 96,735 | $4,266,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 443,602 | $4,264,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 193,380 | $4,264,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 108,784 | $4,263,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 4,441,000 | $4,263,000 | thousands by filing date | principal |
| SEABOARD CORP DEL | 811543107 | COM | 1,078 | $4,261,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 83,626 | $4,259,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 138,363 | $4,259,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 358,605 | $4,256,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 4,560,000 | $4,252,000 | thousands by filing date | principal |
| MEDIFAST INC | 58470H101 | COM | 102,116 | $4,251,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 94,365 | $4,243,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 3,359,928 | $4,233,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 31,795 | $4,228,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 74,560 | $4,227,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 447,058 | $4,226,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 235,864 | $4,224,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 184,545 | $4,224,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 185,625 | $4,223,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 188,677 | $4,217,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 620,916 | $4,216,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 47,888 | $4,207,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 170,545 | $4,207,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 70,475 | $4,204,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 104,036 | $4,198,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 123,759 | $4,196,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 388,004 | $4,191,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 165,668 | $4,189,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 189,526 | $4,179,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 60,279 | $4,179,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 166,782 | $4,178,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 83,660 | $4,175,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 399,634 | $4,169,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 299,328 | $4,161,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 57,426 | $4,160,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 147,743 | $4,158,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 40,417 | $4,147,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 32,577 | $4,145,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 114,939 | $4,138,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 54,331 | $4,135,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 213,849 | $4,133,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 104,520 | $4,125,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 88,915 | $4,116,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 146,149 | $4,114,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 513,280 | $4,112,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 564,224 | $4,102,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 36,730 | $4,098,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 142,577 | $4,097,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 116,164 | $4,097,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 461,795 | $4,092,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 211,510 | $4,085,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 57,356 | $4,084,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 140,035 | $4,082,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 237,903 | $4,078,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 120,896 | $4,068,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 104,515 | $4,065,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 518,417 | $4,059,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 4,323,000 | $4,059,000 | thousands by filing date | principal |
| COCA COLA CONS INC | 191098102 | COM | 22,677 | $4,056,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 174,471 | $4,056,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 116,158 | $4,054,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 509,337 | $4,050,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 160,666 | $4,044,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 752,854 | $4,043,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 127,676 | $4,041,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 124,252 | $4,033,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 48,860 | $4,032,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 290,827 | $4,025,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 73,674 | $4,018,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 23,977 | $4,013,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 155,132 | $4,012,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 184,781 | $4,008,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 216,586 | $4,004,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 140,036 | $3,997,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 793,030 | $3,996,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 262,569 | $3,993,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 164,815 | $3,990,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 243,226 | $3,989,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 530,773 | $3,987,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 57,922 | $3,983,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 236,104 | $3,983,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 125,363 | $3,980,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 434,318 | $3,957,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 365,175 | $3,955,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 297,958 | $3,949,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 786,273 | $3,947,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 335,820 | $3,946,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 74,667 | $3,940,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 61,948 | $3,937,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 113,758 | $3,934,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 82,027 | $3,934,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 195,673 | $3,933,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 548,239 | $3,931,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 75,203 | $3,930,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 4,188,000 | $3,926,000 | thousands by filing date | principal |
| AG MTG INVT TR INC | 001228105 | COM | 228,464 | $3,909,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 32,820 | $3,906,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 126,226 | $3,906,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 122,522 | $3,906,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 74,489 | $3,900,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 24,050 | $3,896,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 120,568 | $3,894,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 88,202 | $3,894,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 127,604 | $3,892,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,760,483 | $3,890,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 381,469 | $3,887,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 121,760 | $3,884,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 205,954 | $3,882,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 83,825 | $3,879,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 57,871 | $3,875,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 69,101 | $3,873,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 716,376 | $3,869,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 83,839 | $3,862,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 198,467 | $3,862,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 767,264 | $3,860,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 49,323 | $3,854,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 153,760 | $3,852,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 212,068 | $3,851,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 51,093 | $3,846,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 347,686 | $3,841,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 3,514,000 | $3,838,000 | thousands by filing date | principal |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 308,757 | $3,832,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 124,515 | $3,817,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 119,448 | $3,815,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 63,022 | $3,812,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 169,066 | $3,808,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 380,367 | $3,807,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 273,640 | $3,807,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 530,067 | $3,801,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 268,892 | $3,797,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 265,077 | $3,793,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 743,446 | $3,791,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 35,974 | $3,788,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 143,926 | $3,782,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 164,958 | $3,782,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 205,876 | $3,778,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 95,371 | $3,776,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 96,541 | $3,762,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 76,442 | $3,757,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 181,296 | $3,753,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 192,313 | $3,749,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 466,319 | $3,748,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 75,534 | $3,745,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 341,159 | $3,743,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 301,795 | $3,742,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 51,743 | $3,730,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 303,487 | $3,721,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 8,706 | $3,716,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 246,159 | $3,713,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 249,935 | $3,708,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 55,648 | $3,706,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 145,899 | $3,705,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 145,153 | $3,704,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 242,646 | $3,700,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 162,346 | $3,699,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 258,061 | $3,698,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 245,655 | $3,697,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 92,361 | $3,697,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 212,673 | $3,690,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 205,268 | $3,689,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 2,083,936 | $3,689,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 287,338 | $3,681,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 324,986 | $3,678,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 127,761 | $3,671,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 93,255 | $3,660,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 78,712 | $3,648,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 174,903 | $3,638,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 635,037 | $3,626,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 4,756,000 | $3,621,000 | thousands by filing date | principal |
| TRITON INTL LTD | G9078F107 | CL A | 229,100 | $3,619,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 162,749 | $3,617,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 55,399 | $3,613,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 467,228 | $3,597,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 55,445 | $3,597,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 96,246 | $3,589,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 400,471 | $3,580,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 145,881 | $3,574,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 278,070 | $3,568,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 268,555 | $3,566,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 125,337 | $3,556,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 213,412 | $3,553,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 126,822 | $3,551,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 138,614 | $3,550,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 67,575 | $3,542,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 169,207 | $3,537,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 133,396 | $3,535,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 153,041 | $3,535,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 24,416 | $3,534,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 35,649 | $3,534,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 150,624 | $3,530,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 136,669 | $3,530,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 86,118 | $3,523,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 36,631 | $3,522,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 95,223 | $3,519,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 68,983 | $3,517,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 774,611 | $3,509,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 112,676 | $3,509,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 224,159 | $3,500,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 83,872 | $3,499,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 420,866 | $3,497,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 413,334 | $3,497,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 70,728 | $3,495,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 460,815 | $3,493,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 69,907 | $3,492,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 894,442 | $3,489,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 203,255 | $3,488,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 148,464 | $3,481,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 180,836 | $3,480,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 193,758 | $3,478,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 45,616 | $3,478,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 232,035 | $3,478,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 110,888 | $3,475,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 217,702 | $3,475,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 182,803 | $3,474,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 85,116 | $3,474,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 66,352 | $3,471,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 259,526 | $3,465,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 219,884 | $3,461,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 58,396 | $3,458,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 262,541 | $3,453,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 173,854 | $3,451,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 3,289,000 | $3,450,000 | thousands by filing date | principal |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 64,237 | $3,449,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 41,484 | $3,445,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 83,410 | $3,445,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 640,944 | $3,441,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 125,969 | $3,439,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 378,114 | $3,437,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 214,855 | $3,433,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 201,937 | $3,432,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 198,073 | $3,432,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 3,317,000 | $3,427,000 | thousands by filing date | principal |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 235,925 | $3,418,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 72,114 | $3,413,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 195,127 | $3,412,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 381,750 | $3,406,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 45,270 | $3,401,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 226,083 | $3,398,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 86,507 | $3,395,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 494,892 | $3,390,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 78,262 | $3,389,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 62,209 | $3,383,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 208,324 | $3,381,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 95,574 | $3,378,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 2,930,000 | $3,378,000 | thousands by filing date | principal |
| GABELLI UTIL TR | 36240A101 | COM | 535,815 | $3,376,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 150,846 | $3,371,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 244,953 | $3,360,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 133,812 | $3,354,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 361,559 | $3,348,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 67,516 | $3,347,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 49,760 | $3,342,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 291,162 | $3,342,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 113,402 | $3,341,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 635,548 | $3,337,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 198,253 | $3,330,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 283,638 | $3,320,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 367,257 | $3,316,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 100,640 | $3,311,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 64,245 | $3,309,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 176,480 | $3,309,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 466,150 | $3,301,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 304,211 | $3,299,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 42,473 | $3,295,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 399,708 | $3,283,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 32,083 | $3,282,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 163,001 | $3,277,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 97,630 | $3,276,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 173,175 | $3,273,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 70,567 | $3,267,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 86,528 | $3,260,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 2,547,000 | $3,259,000 | thousands by filing date | principal |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 321,530 | $3,257,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 376,886 | $3,256,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 160,819 | $3,255,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 105,320 | $3,247,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 319,783 | $3,245,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 248,608 | $3,242,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 458,448 | $3,241,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 71,954 | $3,230,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 151,090 | $3,223,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 707,789 | $3,219,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 295,103 | $3,219,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 245,480 | $3,218,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 77,124 | $3,218,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 30,219 | $3,216,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 451,132 | $3,216,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 502,810 | $3,208,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 78,868 | $3,204,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 125,075 | $3,204,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 241,661 | $3,201,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 159,145 | $3,198,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 206,872 | $3,198,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 232,805 | $3,189,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 91,511 | $3,189,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 49,139 | $3,188,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 242,227 | $3,186,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 351,795 | $3,184,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 79,673 | $3,184,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 97,851 | $3,183,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 38,927 | $3,183,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 255,727 | $3,182,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 3,268,000 | $3,182,000 | thousands by filing date | principal |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 113,433 | $3,181,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 146,122 | $3,180,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 50,019 | $3,179,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 233,843 | $3,178,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 79,984 | $3,174,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 501,320 | $3,173,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 100,721 | $3,172,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 134,932 | $3,171,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 567,175 | $3,171,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 192,113 | $3,170,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 62,016 | $3,168,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 130,846 | $3,168,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 59,076 | $3,167,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 60,119 | $3,163,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 329,066 | $3,159,000 | thousands by filing date | |
| COLONY CAP INC | 19624R403 | CONV PFD-C | 135,244 | $3,152,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 263,628 | $3,150,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 168,401 | $3,150,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 57,551 | $3,145,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 293,603 | $3,141,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 68,056 | $3,137,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 46,910 | $3,136,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 120,979 | $3,136,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 178,799 | $3,134,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 170,239 | $3,132,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 33,445 | $3,125,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 101,110 | $3,124,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 199,600 | $3,124,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 140,522 | $3,122,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 207,967 | $3,120,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 2,557,533 | $3,120,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 61,747 | $3,117,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 38,588 | $3,111,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 142,696 | $3,110,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 222,792 | $3,104,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 720,557 | $3,099,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 94,936 | $3,094,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 141,613 | $3,094,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 319,560 | $3,093,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-17-000054 | superseded | 2017-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000895421-17-000239 | this filing | 2017-02-22 | acceptance time not in the bulk data set |